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The Mechanical Universe is a project that encompasses fifty-two half-hour television programs, two textbooks in four volumes (including this one), teachers' manuals, specially edited videotapes for high school use, and much more. It seems safe to say that nothing quite like it has been attempted in physics (or any other subject) before. A few words about how all this came to be seem to be in order.
Caltech's dedication to the teaching of physics began fifty years ago with a popular introductory textbook written by Robert Millikan, Earnest Watson, and Duanc Roller. Millikan, whose exploits are celebrated in Chapter 12 of this book, was Caltech's founder, president, first Nobel prizewinner, and all-around patron saint. Earnest Watson was dean of the faculty, and both he and Duane Roller were distinguished teachers.
Twenty years ago, the introductory physics courses at Caltech were taught by Richard Feynman, who is not only a scientist of historic proportions, but also a dramatic and highly entertaining lecturer. Feynman's words were lovingly recorded, transcribed, and published in a series of three volumes that have become genuine and indispensable classics of the science literature.
The teaching of physics at Caltcch, like the teaching of science courses everywhere, is constantly undergoing transition. Caltech's latest effort to infuse new life in freshman physics was instituted by Professor David Goodstein and eventually led to the creation of The Mechanical Universe.
It is amazing! Although I had as yet no clear idea of the order in which the perfect solids had to be arranged, I nevertheless succeeded … in arranging them so happily, that later on. when I checked the matter over, I had nothing to alter. Now I no longer regretted the lost time; I no longer tired of my works; I shied from no computation, however difficult. Day and night I spent with calculations to see whether the proposition that i had formulated tallied with the Copernican orbits or whether my joy would be carried away by the winds…. Within a few days everything fell into its place. I saw one symmetrical solid after the other fit in so precisely between the appropriate orbits, that if a peasant were to ask you on what kind of hook the heavens are fastened so that they don't fall down, it would be easy for thee to answer him. Farewell!
Johannes Kepler, Preface to Mysterium Cosmographicum (1596)
THE SEARCH FOR ORDER
In the sixteenth and seventeenth centuries, that brilliant awakening known as the Renaissance was brought to an end as Europe turned its attention to a spirited debate on the finer points of Christian theology. This period, known as the Reformation and Counter-Reformation, culminated in the bloody Thirty Years' War (1618–48).
At that time, three individuals devoted to physics and astronomy laid the foundations for the enormous scientific achievements of Isaac Newton.
In the center of all the celestial bodies rests the sun. For who could in this most beautiful temple place this lamp in another or better place than that from which it can illuminate everything at the same time? Indeed, it is not unsuitable that some have called it the light of the world; others, its mind, and still others, its ruler. Trismegistus calls it the visible God; Sophocles' Electra, the all-seeing. So indeed, as if sitting on a royal throne, the Sun rules the family of the stars which surround it.
Nicolaus Copernicus, De Revolutionibus Orbium Coelestium (1543)
THE COPERNICAN REVOLUTION
We find it difficult to imagine the frame of mind of people who once firmly believed the earth to be the immovable center of the universe, with all the heavenly bodies revolving harmoniously around it. It is ironic that this view, inherited from the Middle Ages and handed down by the Greeks, particularly Greek thought frozen in the writings of Plato and Aristotle, was one designed to illustrate our insignificance amid the grand scheme of the universe – even while we resided at its center.
Aristotle's world consisted of four fundamental elements – fire, air, water, and earth – and each element was inclined to seek its own natural place. Flame leapt through air, bubbles rose in water, rain fell from the heavens, and rocks fell to earth: the world was ordered.
You see, therefore, that living force [kinetic energy] may be converted into heat, and that heat may be converted into living force, or its equivalent attraction through space. All three, therefore – namely, heat, living force, and attraction through space (to which I might also add light, were it consistent with the scope of the present lecture) – are mutually convertible into one another. In these conversions nothing is ever lost. The same quantity of heat will always be converted into the same quantity of living force. We can therefore express the equivalency in definite language applicable at all times and under all circumstances.
James Prescott Joule. “On Matter, Living Force, and Heat” (1847)
And in each of these decades [the 1950s and 1960s] more oil was consumed than in all of man's previous history combined.
President Jimmy Carter (18 April 1977)
TOWARD AN IDEA OF ENERGY
The law of conservation of energy is a fundamental law of physics. No matter what you do, energy is always conserved. The total amount of energy in the universe is, has been, and always will be the same as it is right now. So why do people tell us to conserve energy? Evidently the phrase conserve energy has one meaning to a scientist and quite a different meaning to other peopie, for example, to the president of a utility company or to a politician. What then, exactly, is energy?
A prominent literary writer, I think it was Chesterton, once spoke of the electron as “only the latest hypothesis which will in its turn give way to the abra-ca-da-bra of tomorrow.” This sort of ignorance will disappear in time, just as will Kipling's “village that voted the earth was flat, flat as my hat, flatter than that:” In any case, the most direct and unambiguous proof of the existence of the electron will probably be generally admitted to be found in the oil-drop experiment here under discussion.
Robert A. Millikan, Autobiography (1950)
THE DISCOVERY OF THE ELECTRON
In the 1890s physicists were puzzled by cathode rays, by glowing gases, and by applegreen fluorescence that appeared in their investigations of light. To study the light emitted by various elements, researchers had developed a specially designed glass apparatus called the cathode-ray tube. To two pieces of metal, called the cathode and anode, which pass through the tube, would be connected a powerful electric voltage as illustrated in Fig. 12.1. When the gas was at atmospheric pressure, nothing happened, but when the pressure was reduced to one-hundredth of atmospheric pressure, the gas began to glow. The end of the tube near the anode glowed, or fluoresced, with an eerie green color, except where a shadow of the anode appeared. Evidently, the cathode emitted mysterious rays – cathode rays – that streamed from the cathode to the anode. Some of these rays hit the glass, creating the green light, but others were blocked by the anode, creating a shadow.
Then from these forces, by other propositions which are also mathematical, I deduce the motions of the planets, the comets, the moon, and the sea. I wish we could derive the rest of the phenomena of Nature by the same kind of reasoning from mechanical principles, for I am induced by many reasons to suspect that they may alt depend upon certain forces by which the particles of bodies, by some cause hitherto unknown, are either mutually impelled towards one another, and cohere in regular figures, or are repelled and recede from one another. These forces being unknown, philosophers have hitherto attempted the search of Nature in vain, but I hope the principles here laid down will afford some light either to this or some truer method of philosophy.
Isaac Newton. Principia, 1687
THE END OF THE CONFUSION
In 1543, Copernicus published his book, and a tremor rocked the foundations of the Aristotelian worid. A century later the Aristotelian world lay in ruins, but nothing had arisen to replace it, Galileo and Kepler had made mighty discoveries, but there was no central principle that could organize the world. The unified harmony of the Aristotelian view had been replaced by buzzing confusion.
Galileo was concerned not with the causes of motion, but instead with its description. The branch of mechanics he reared is known as kinematics; it is a mathematically descriptive account of motion without concern for the causes.
I often say that when you can measure what you are speaking about and express it in numbers you know something about it; but when you cannot measure it, express it in numbers, your knowledge is of a meagre and unsatisfactory kind: it may be the beginning of knowledge, but you have scarcely, in your thoughts, advanced to the stage of science.
Lord Kelvin (1891)
NEWTON AND THE SPEED OF SOUND
At any given moment in the development of physics, there are certain experiments or measurements that are just barely possible. These are not the most difficult experiments we can imagine, but they are the most difficult experiments that one can effect with existing equipment. These experiments become a challenge to the artistry and imagination of the most gifted experimenters. A typical example today might be the detection of gravity waves. Toward the end of the seventeenth century, one such state-of-the-art experiment was to measure the speed of sound.
Sound is some sort of disturbance that most often travels to our ears through air. Sound also travels through liquids and solids, but in any case a medium, that is, a substance, is needed in order for the sound waves to travel. In a vacuum, there is no sound.
I was almost driven to madness in considering and calculating the matter. I could not find out why the planet [Mars] would rather go on an ellipitical orbit. Oh ridiculous me! As if the libration on the diameter could not also be the way to the ellipse. So this notion brought me up short, that the ellipse exists because of the libration. With reasoning derived from physical principles agreeing with experience, there is no figure left for the orbit of the planet except for a perfect ellipse.…
Why should I mince my words? The truth of Nature, which I had rejected and chased away, returned by stealth through the back door, disguising itself to be accepted. That is to say, I laid [the original equation] aside, and fell back on ellipses, believing that this was a quite different hypothesis, whereas the two, as I shall prove in the next chapter, are one and the same… I thought and searched, until I went nearly mad, for a reason why the planet preferred an elliptical orbit… Ah, what a foolish bird I have been!
Johannes Kepler, Astronomia Nova (1609)
THE QUEST FOR PRECISION
Not long after Copernicus published his revolutionary book, Tycho Brahe (1546–1601) provided a multitude of new observations that, despite his own intentions, provided crucial support for the Copernican hypothesis.
Therefore, during the whole time of their appearance, comets fall within the sphere of activity of the circumsolar force, and hence are acted upon by its impulse and therefore (by Corollary 1. Proposition XII) describe conic sections that have their foci in the center of the sun, and by radii drawn from the sun describe areas proportional to the times. For that force propagated to an immense distance, will govern the motions of the bodies far beyond the orbit of Saturn.
Isaac Newton, Principia (1687)
CELESTIAL OMENS: COMETS
Ancient astronomers earned their keep and kept their heads by making accurate predictions of the arrival of the seasons and of such troubling ceiestiai events as solar and lunar eclipses. As their technical expertise improved, astronomers learned to predict even the wandering motion of the planets. Yet at times, interlopers, such as meteors, appeared in the night sky. Although meteors seemed as unpredictable as the weather (and were thought to be related to it, which is why their name shares the same Greek root with the science of weather – meteorology), even meteor showers were observed to occur regularly. For example, the most spectacular meteor showers occur every year in mid-August.
Nevertheless, objects occasionally and mysteriously appeared in the heavens which were not planets or meteors. Trailing plumes of cold fire, these objects were named comets, from the Greek word meaning thing with hair. Because their appearance was unpredictable, comets were interpreted as omens of impending disaster.
(Natural) philosophy is written in this enormous book, which is continuously open before our eyes (I mean the universe) but it cannot be understood without first learning to understand the language, and to recognize the characters in which it is written. It is written in a mathematical language …
Galileo Galilei, II Saggiatore (1623)
ARISTOTLE'S DESCRIPTION OF MOTION
Before we began to learn to read Galileo's mathematical book of the universe, our descriptions of nature were qualitative and verbal. For centuries, only words were used to describe the motion of objects, words based on the writings of the Greek philosopher Aristotle from the fourth century B.C. Aristotle's descriptions of motion centered on the idea of a “natural place.” Each of the four elements – earth, air, water, fire – that composed all matter on Earth had a natural place. The lowest natural place was assigned to earth, at the center of the cosmos. The natural place for water was just above that of earth. Since air was lighter than earth or water, it was assigned a natural place above water. Fire was given the highest place. When any element or object made of that element was in its natural place, it remained at rest. According to Aristotle, when an object was removed from its natural place, it possessed a potentia, or tendency, to return to its place. If uninhibited, any object would be drawn back to its natural place.
How I came to dare to conceive such motion of the Earth, contrary to the received opinion of the Mathematicians and indeed contrary to the impression of the senses, is what your Holiness [the Pope] will rather expect to hear. So I should like your Holiness to know that I was induced to think of a method of computing the motions of the spheres by nothing else than the knowledge that the Mathematicians are inconsistent in these investigations. …
Taking advantage of this I too began to think of the mobility of the Earth; and though the opinion seemed absurd, yet knowing now that others before me had been granted freedom to imagine such circles as they chose to explain the phenomena of the stars, I considered that I also might easily be allowed to try whether by assuming some motion of the earth, sounder explanations than theirs for the revolution of the celestial spheres might so be discovered.
Nicolaus Copernicus, De Revolutionibus (1543)
THE PERFECTION OF CIRCULAR MOTION
In the fourth century B.C., Greek philosophers turned to the sky and asked, How can we explain the cycles of change – the motions of the stars, sun, and planets? One such philosopher was Plato (427–347 B.C.), who believed that the senses are not to be trusted, that rather the universe can be understood only by pure thought.
We now bring forth a brand new science about an ancient subject. There is perhaps nothing older than the study of motion, and books, neither few nor small have been written about it by philosophers; nevertheless, I have found among its properties many that, although well worth knowing, have never before been observed, much less demonstrated. They point out a few of the more obvious ones, for example that the natural motion of falling bodies accelerates continuously; but in what proportions that acceleration occurs has not been shown. No one, as far as I know, has demonstrated that a body falling from rest traverses, in equal times, distances that have between them the same proportions as the successive odd numbers starting from one. It has been observed that missiles, that is to say, projectiles follow some kind of curved path, but that it is a parabola no one has shown. I will show that it is, together with other things, neither few in number nor less worth knowing, and what I hold to be even more important, they open the doors to a vast and crucial science of which these our researches will constitute the elements; other geniuses more acute than mine will penetrate its hidden recesses.
Galileo Galilei, Two New Sciences, Third Day (1638)
IF THE EARTH MOVES: ARISTOTELIAN OBJECTIONS
In 1543 the revoiutionary book appropriately entitled De Revolutionibus Orbium Coelesiium (On the Revolutions of the Celestial Spheres), was published by Nicolaus Copernicus.
From your remarks on the moon, I infer that your telescope is of such an inferior effectiveness, that perhaps it is not suitable for observing the planets. Since July 5, I have seen and noted these planets in the east with Jupiter in the morning….
Therefore, let it lie concealed in hell and likewise let us make nothing of the insults of the entire crowd. For not even the Giants, much less the pygmies, stood against Jupiter. Let Jupiter stand in the heavens, and let the slanderers bark away as much as they wish….
What must be done? Must we stand with Democritus and Heraclitus? I wish, Kepler, that we could laugh at the extraordinary foolishness of the public. What do you say about the foremost philosophers of this university, who filled with the stubborness of vipers have never wished to see the planets, the moon or the telescope, although I have willingly offered a thousand times.
But as a man stops up his ears, so those men have stopped up their eyes against the light of truth….
Why am I not able to laugh with you long since? What a laugh you would have Kepler, if you could hear what things have been put forward against me in the presence of the Grand Duke at Pisa by a distinguished philosopher of this university, while he tried with logical arguments, as though with magical incantations, to tear away and remove from the sky the nine planets.
For the present I will limit myself to quoting the following result: if we imagine the same quantity, which in the case of a single body I have called its entropy, formed in a consistent manner for the whoie universe (taking into account all the conditions), and if at the same time we use the other notion, energy, with its simpler meaning, we can formulate the fundamental laws of the universe corresponding to the laws of the mechanical theory of heat in the following simple form:
1. The energy of the universe is constant.
2. The entropy of the universe tends to a maximum.
Rudolph Clausius, in Annaien der Physik, Vol. 125 (1865)
TOWARD AN UNDERSTANDING OF ENTROPY
In this chapter we turn our attention to the entropy principle, a concept which, like Newton's second law, is an organizing principle for understanding the world. The principle is relatively simple to state, but understanding its meaning is more challenging.
Through theoretical studies of Carnot's work in 1865, the German physicist Rudolph, Clausius introduced a new physical quantity closely linked to energy. He called it entropy a word which sounds like energy and comes from the Greek word for transformation. The use of entropy provides a way to analyze the behavior of energy in transformation.
To obtain an intuitive feeling for the concept of entropy, let's start with a familiar mechanical system we've used many times: Galileo's experiment with a ball rolling down and up two inclined planes.
There are however innumerable other local motions which on account of the minuteness of the moving particles cannot be detected, such as the motions of the particles in hot bodies, in fermenting bodies, in putrescent bodies, in growing bodies, in the organs of sensation and so forth. If any one shall have the good fortune to discover all these, 1 might almost say that he will have laid bare the whole nature of bodies so far as the mechanical causes of things are concerned.
Isaac Newton, in Unpublished Papers of Isaac Newton
TEMPERATURE AND PRESSURE
Everybody talks about the weather, and that usually means the temperature, an inescapable part of our environment. Yet Newton's laws of mechanics tell us nothing about temperature. Is there any connection between mechanics and temperature?
In Chapter 13 we saw a connection. If you drop a block from above a table, its potential energy first turns into kinetic energy, and then is transformed into thermal energy when the block hits the table. After a while the only evidence that those events occurred is a slight warming of the surroundings, that is, a small increase in temperature.
What really happens is that the kinetic energy of the falling block is turned into the energy of motion of atoms and molecules. The energy is still there, but the motions are in random directions, not the organized motion of a whole block of matter.