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Under closed-list proportional representation, a party's electoral list determines the order in which legislative seats are allocated to candidates. When candidates differ in their ability, parties face a trade-off between competence and incentives. Ranking candidates in decreasing order of competence ensures that elected politicians are most competent. Yet, party lists create incentives for candidates that may lead parties not to place their best candidates at the top of the list. We examine this trade-off in a game-theoretical model in which parties rank their candidates on a list, candidates choose their campaign effort, and the election is a team contest for multiple prizes. We analyze how the candidates’ objectives, voters’ attention and media coverage, incumbency, the number of parties competing in the election, and the electoral environment influence how parties rank candidates.
Electoral engineering strategies in majoritarian electoral systems, in particular the possibility to contain insurgent parties by manipulating electoral districts for partisan gain, are key determinants of parties’ positions on the adoption of proportional representation (PR). Providing both qualitative and quantitative evidence, this paper demonstrates that partisan districting can be an effective strategy to protect incumbent parties’ dominant political positions. In addition, it shows how insurgent parties push for the adoption of PR to end the practice of partisan districting. Finally, it demonstrates that incumbents – in the face of increasing electoral threats – cling to the existing majoritarian system if partisan districting allows them to influence vote-seat distortions in their favor. Together, these findings suggest that the possibility to contain insurgent parties by means of partisan districting is an important but overlooked alternative to the adoption of PR. Moreover, by demonstrating that vote-seat distortions moderate the relationship between district-level electoral threats and legislators’ support for PR adoption, this paper offers an important corrective to Stein Rokkan’s influential electoral threat thesis.
Chapter 8 teases out some of the broader theoretical lessons of the French case. The chapter distills the effects of dirigiste legacies in France into a general set of hypotheses about the sources of contestation of liberalization and shows how these hypotheses might apply to East Asia and Latin America. Chapter 8 also probes ways in which governments might diminish contestation by improving the process and substance of liberalization: the process, by moving away from skinny governance and enlarging the circle of participants to include an array of stakeholders; the substance, by ceasing to equate economic liberalization with giveaways to companies and the affluent and making more of an effort to ensure an equitable distribution of the costs and benefits of liberal reform. Chapter 8 concludes by discussing the links between France’s contested liberalization and the rise of illiberal populist parties. If Anglo-American neoliberalism is widely blamed for surging populist movements, French resistance to liberalization has likewise failed to keep populists at bay. For this reason, finding a version of economic liberalization that is fair, inclusive, and widely accepted is critical, not only for limiting contestation, but also for protecting the health and well-being of French democracy.
This chapter begins by surveying the historical and institutional background to the Indonesian Constitutional Court’s establishment, the jurisdiction of the Court, and how the Court has exercised that jurisdiction). It then delves into the ways in which the Court has shaped Indonesia’s electoral systems, primarily through its decisions in constitutional challenges to candidacy and seat allocation processes.
This chapter explores how the European Court of Human Rights deals with the design of electoral systems and the electoral process. It highlights the largely deferential attitude of the Court as to the question of choice of electoral system, but also notes the willingness to develop more procedural protections.
Electoral reform creates new strategic coordination incentives for voters and elites, but endogeneity problems make such effects hard to identify. This article addresses this issue by investigating an extraordinary dataset, from the introduction of proportional representation (PR) in Norway in 1919, which permits the measurement of parties’ vote shares in pre-reform single-member districts and in the same geographic units in the post-reform multi-member districts. The electoral reform had an immediate effect on the fragmentation of the party system, due in part to strategic party entry. The authors find, though, that another main effect of the reform was that many voters switched between existing parties, particularly between the Liberals and Conservatives, as the incentives for these voters to coordinate against Labor were removed by the introduction of PR.
In many developing countries, national legislative seats are considered less valuable than (subnational) executive positions. Even then, ambitious politicians may seek a legislative seat either (a) as a window of opportunity for jumping to an executive office; or (b) as a consolation prize when no better option is available. Using a regression discontinuity design adapted to a pr setting, we examine these possibilities in the Argentine Chamber of Deputies between 1983 and 2011. In line with the consolation prize story, we find that marginal candidates from the Peronist party—which controls most provincial governorships—are more likely to be renominated and serve an additional term in the legislature, but not necessarily to jump to an executive office. The effect is stronger in small provinces.
As the first country to introduce proportional representation (PR), Belgium has attracted considerable attention. Yet, we find the existing explanations for the 1899 breakthrough lacking. At the time of reform, the Catholic Party was politically dominant, advantaged by the electoral system, and facing reformist Socialists. Nevertheless, they single-handedly changed the electoral system and lost 26 seats in the first election under PR. We argue that the Catholics had good reasons to adopt PR. Majoritarian rules tend to create high levels of uncertainty because they provide incentives for non-dominant parties to cooperate. Such electoral coalitions are facilitated by multidimensional policy spaces that make electoral coalitions other than between nonsocialist parties possible. PR reduces the effectiveness of cooperation between non-dominant parties, but such certainty comes at a price. In addition, in the presence of dominant parties, divisions over electoral system reform often result in intra-party conflicts that may be more decisive than inter-party conflicts.
This study addresses the question of why so many of the world's legislators are lawyers or law graduates. Drawing from previous studies on lawyer-legislators and electoral systems, it develops the argument that ‘first-pass-the-post’ single-member district electoral systems presume a principal-agent logic of representation and are therefore conducive to political parties selecting representatives with either occupational experience or educational training in the field of law. By contrast, proportional representation (PR) elections presume a microcosm model of representation incentivizing parties to select candidates representing diverse demographic and occupational backgrounds. This conjecture is tested by examining legislator backgrounds in three large parliaments with mixed electoral systems: Germany, Japan, and South Korea. As expected, single-member plurality elections are linked to a greater share of lawyers and law graduates in parliaments compared to those elected via PR even after controlling for several alternative explanations.
The adoption of proportional representation in Western Europe has been portrayed as either a defensive or an offensive competition strategy used by established parties to deal with the rise of new parties under majoritarian electoral rules. Neither explanation accounts for PR reform in other regions of the world, where the change took place in the absence of increased party competition. Analyzing the history of electoral reform in Latin America, this article argues that in a context of limited party competition, the initial adoption of PR was part of a strategy of controlled political liberalization promoted by authoritarian rulers. Subdividing this general reasoning, the article shows that PR reform followed different paths depending on the nature of the authoritarian regime and the events that called into question the existing majoritarian electoral system. This argument is supported with a comparative historical analysis of cases within and across each route to reform.
The directly elected representatives to Hong Kong's Legislative Council are chosen by list proportional representation (PR) using the Hare Quota and Largest Remainders (HQLR) formula. This formula rewards political alliances of small to moderate size and discourages broader unions. Hong Kong's political leaders have responded to those incentives by fragmenting their electoral alliances rather than expanding them. The level of list fragmentation observed in Hong Kong is not inherent to PR elections. Alternative PR formulas would generate incentives to form broader, more encompassing alliances. Indeed, most countries that use PR employ such formulas, and the most commonly used PR formula would generate incentives opposite to HQLR's, rewarding broader electoral alliances rather than divisions.
Carey and Hix (2011) propose that a proportional electoral system with a moderate number of seats per district offers the best compromise between (1) accurate representation and (2) strong accountability. The argument is that there is a district magnitude (DM) level where the trade-off between proportionality and fragmentation of parties is optimal. This DM is called the sweet spot. We explore this proposition through lab experiments conducted in Brussels and Montreal. We find that the probability of achieving a “good” outcome on both proportionality and the number of parties is slightly higher at moderate DMs. We note, however, that this probability remains low.
Conventional wisdom suggests that environmental non-governmental organizations (ENGOs) play a major role in pushing states towards more ambitious environmental policies. However, demonstrating that this presumption is in fact true is rather difficult, because the same system structures of democracies that may create more opportunities for ENGO activities are also, on their own, conducive to better environmental policies. This leaves open the possibility that the additional (marginal) impact of ENGOs on policy making is smaller than presumed. In trying to disentangle these effects, this paper examines the influence of ENGOs contingent on key structural characteristics of democratic systems. We develop the argument that presidential systems with a plurality electoral rule per se tend to provide more environmental public goods, which induces a smaller marginal impact of ENGOs. Conversely, parliamentary systems with a proportional representation electoral rule are likely to provide fewer environmental public goods, which allows for a larger marginal impact of ENGOs. We find robust empirical support for these hypotheses in analyses that focus on the ratification behavior of 75 democracies vis-à-vis 250 international environmental agreements in 1973–2002.
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