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The Search for Synthetic Penicillin during World War II*
Published online by Cambridge University Press: 05 January 2009
Extract
In the past thirty or forty years scientists, historians, and others have written many histories of the wonder drug, penicillin. However, almost all of these works fail to develop an important part of the history of penicillin: the attempt to synthesize the drug during the Second World War. Therefore, the purpose of this paper is to explore this largely unexamined episode in the history of science, and to answer some relevant questions. For example, why was there a need for synthetic penicillin? What organizational plans had to be made in order to accommodate this massive endeavor? What was the effect of the search for a synthesis on the natural production of this drug? And finally, did chemists ever devise a successful synthesis? Before attempting to answer these and other questions, a brief introduction to 1) the discovery and development of penicillin as a therapeutic agent, and 2) the general organization of wartime medical research in the United States and Great Britain, is necessary.
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References
1 The brief introduction to the development of penicillin as a chemotherapeutic agent is drawn largely from the following: Abraham, E. P. et al. , ‘Historical Introduction’, in Antibiotics, 2 vols., eds. Florey, H. W. et al. (London: Oxford University Press, 1949), vol. 2, pp. 631–71Google Scholar; Wilson, David, Penicillin in Perspective (London: Faber and Faber, 1976Google Scholar; published in the United States, 1976, by Alfred A. Knopf under the title, In search of Penicillin); and U. S. Federal Trade Commission, Economic Report on Antibiotics Manufacture (Washington, D. C.: Government Printing Office, 1958)Google Scholar, Appendix 2, ‘Discovery and Development of Penicillin’, pp. 302–54.
2 Pfizer was particularly fitted for penicillin production, since it had prior experience in deep fermentation. James N. Currie, of the Bureau of Animal Industry, had conducted investigations, c. 1917, on the nutritional and environmental conditions conducive to the production of citric acid by Aspergillus niger. Soon after his studies for the government were completed, Currie left to join Pfizer, and in 1923 this company began to produce citric acid by the deep fermentation of Aspergillus cultures, based on Currie's prior work. See Ward, George E., ‘Some Contributions of the U. S. Department of Agriculture to the Fermentation Industry’, Advan. Appl. Microbiol. 13 (1970): 364Google Scholar, and Chain, Ernst, ‘A Short History of the Penicillin Discovery From Fleming's Early Observations in 1929 to the Present Time’, in The History of Antibiotics: A Symposium, ed. Parascandola, John (Madison: American Institute of the History of Pharmacy, 1980), p. 24.Google Scholar
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7 Ibid., p. 337 (Paragraph 8). The following were members of the Committee on Medical Research: Richards, Lewis H. Weed of the National Research Council, Vice-Chairman, A. R. Dochez, A. Baird Hastings, Brig. General James S. Simmons, Rear Admiral Harold W. Smith, and L. R. Thompson (R. E. Dyer replaced Thompson in November, 1942); See Andrus, E. C. et al. , eds., Advances in Military Medicine, 2 vols. (Boston: Little, Brown, 1949), vol. 1, p. ix.Google Scholar
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22 Coghill, Robert D. to Richards, A. N., 05 22, 1943Google Scholar (NA, NRRL Papers, copy in KRF).
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25 See, e.g., Wuest, H. M. to Richards, A. N., 11 4, 1943Google Scholar (NA, RG 227, OSRD, CMR, General Correspondence, ‘Penicillin—Commercial—Abbott to Lilly’, copy in KRF).
26 On the OSRD security classifications, see Stewart, , Organizing Research, pp. 250–1.Google Scholar
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28 Clarke, H. T., Adams, Roger, and Coghill, R. D. to the Director of the OSRD (memorandum), 11 19, 1943Google Scholar (NA, RG 227, OSRD, Office of the Director, Special Subject File, ‘Penicillin’, Oct.–Dec., 1943, copy in KRF).
The advisory committee was supposed to survey the chemical personnel and organizations, and make its recommendations based on this survey. However, it had only two days to do this—based on the dates of Bush's invitations to each committee member (see n. 27) and the committee's report to Bush (i.e., between Nov. 17 and Nov. 19). Two possibilities present themselves here. Perhaps the committee pooled its prior knowledge of manufacturers; at least two members did have some experience in industrial consultations. Or perhaps Richards was correct, in his letter to L. N. Upjohn of Oct. 2, 1943 (see n. 17), when he said a committee had recently been formed, consisting of Clarke, Adams, Coghill, and William M. Clark, to consider all matters relevant to the chemistry of penicillin. However, Bush's invitation to Clarke on Nov. 17 to serve as Chairman of a group consisting of he, Coghill, and Adams, seems to contradict Richards. Why would Bush invite Clarke to join a group and serve as its Chairman if Clarke had been part of this group for over a month? Also, Coghill replied to Bush on Nov. 22 (two days after the advisory committee's recommendations!) accepting his offer to join the same committee as Clarke. Again, inconsistencies seem to preclude a firm decision on the date this advisory group was established.
29 Clarke, , Adams, and Coghill, to Director of the OSRD, 11 19, 1943.Google Scholar
30 For example, see Klumpp, Theodore G. (President, Winthrop Chemical Company) to Richards, A. N., 10 20, 1943Google Scholar (NA, RG 227, OSRD, CMR, General Correspondence, ‘Penicillin—Commercial—Parke Davis to Winthrop’, copy in KRF).
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33 The drug and chemical companies were Abbott, Lilly, Merck, Parke-Davis, Pfizer, Squibb, Upjohn and Winthrop, the last working jointly with Heyden. Cornell and Michigan were the two universities. See Federal Trade Commission, Report on Antibiotics, p. 346.Google Scholar
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35 [Contract Between the U. S. Government and E. R. Squibb and Sons for Research on the Chemistry and Synthesis of Penicillin], pp. 2–3 (Article 2, (a), (d), (e) and (f)).
36 Ibid., pp. 3 and 6 (Articles 2, (a); and 6).
37 These were very similar to the provisions which the drug and chemical companies suggested to Richards. For example, see Lilly, Eli (President, Eli Lilly and Co.) to Richards, A. N., 10 11, 1943Google Scholar (NA, RG 227, OSRD, CMR, General Correspondence, ‘Penicillin—Commercial—Abbott to Lilly’, copy in KRF); Powers, , Anderson, and Sibley, to Merck, , Palmer, , and Smith, , in Merck, to Richards, , 10 20, 1943Google Scholar; and Klumpp, to Richards, , 10 20, 1943.Google Scholar
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42 Federal Trade Commission, Report on Antibiotics, pp. 54–5Google Scholar. Thirteen companies built plants at their own expense, four received full government assistance, and two firms both invested their own money and received, some federal support.
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51 See, eg., Wintersteiner, O. et al. , ‘Isolation and Characterization of the Various Penicillins’, in The Chemistry of Penicillin, eds. Clarke, Hans T., Johnson, John R., and Robinson, Robert (Princeton: Princeton University Press, 1949), p. 85Google Scholar; Abraham, , ‘Chemistry of Penicillin’, p. 770Google Scholar; and Wintersteiner, Oskar and MacPhillamy, Harold B., ‘Method of Obtaining a Crystalline Sodium Penicillin’, U. S. Patent 2,461,949, patented 02 15, 1949, col. 2, lines 9–13Google Scholar: ‘It is the object of this invention to provide highly active, stable, nonhygroscopic sodium-penicillin G, and a method of preparing it—especially to provide pure, crystalline sodium penicillin G, and a method of obtaining it.’
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85 ‘Minutes of the Meeting of the Penicillin Advisory Group on June 7th, 1945, At 1530 P Street, N. W., Washington, D. C.’ (NA, RG 227, OSRD, CMR, General Correspondence, ‘Penicillin Allocation and Delivery Figures, WPB’, copy in KRF).
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92 Sheehan, , ‘Beta-Lactam Antibiotics’, p. 11Google Scholar; idem, ‘The Chemistry of Synthetic and Semisynthetic Penicillins’, Ann. N. Y. Acad. Sci. 145 (1967): 217–8, 221 n. 11, and 222Google Scholar; idem, ‘The Synthetic Penicillins’, in Molecular Modification in Drug Design, Advances in Chemistry Series 45 (Washington: American Chemical Society, 1964), pp. 15 and 24Google Scholar; and idem, personal communication, Nov. 19, 1981. Sheehan was not the only one who hoped to modify the penicillin molecule. Indeed, this modification was a desire of chemists ever since the structure of the compound became known. However, only Sheehan attempted modification through synthesis; others tried to improve penicillin via fermentation. Cf. Chain, E. B., ‘Penicillinase-Resistant Staphylococci’, in Resistance of Bacteria to the Penicillins, eds. de Reuck, A. V. S. and Cameron, Margaret P. (Boston: Little, Brown, 1962), pp. 6 and 10Google Scholar, and idem, ‘History of Penicillin Discovery’, p. 25.Google Scholar
93 Sheehan, John C. and Henery-Logan, Kenneth R., ‘The Total Synthesis of Penicillin V’, J. Am. Chem. Soc. 79 (1957): 1262–3CrossRefGoogle Scholar; idem, ‘The Total Synthesis of Penicillin V’, ibid. 81 (1959): 3089–94 (a more detailed account than the preliminary report in 1957); Sheehan, John C., ‘Production of Penicillins’, U. S. Patent 3,159,617, patented 12 1, 1964Google Scholar, col. I; and idem, personal communication, Nov. 19, 1981.
94 Birch, A. J. and Smith, Herchel, ‘Oxidative Formation of Biologically Active Compounds From Peptides’, in Ciba Foundation Symposium on Amino Acids and Peptides With Antimetabolic Activity, eds. Wolstenholme, G. E. W. and O'Connor, Cecilia M. (Boston: Little, Brown, 1958), pp. 257–8Google Scholar (Sheehan's comments in the discussion of this article), and Sheehan, John C. and Henery-Logan, Kenneth R., ‘A General Synthesis of the Penicillins’, J. Am. Chem. Soc. 81 (1959): 5838–9.CrossRefGoogle Scholar
95 Lein, Joseph, ‘The New Semisynthetic Penicillins’, in The History of Penicillin Production, Chemical Engineering Progress Symposium Series No. 100, Vol. 66, ed. Elder, Albert L. (New York: American Institute of Chemical Engineers, 1970), pp. 66–7Google Scholar; Batchelor, F. R. et al. , ‘Synthesis of Penicillin: 6-Aminopenicillanic Acid in Penicillin Fermentations’, Nature 183 (1959): 257–8CrossRefGoogle ScholarPubMed; Chain, , ‘Penicillina-se-Resistant Penicillins’, pp. 7–8, 12–14Google Scholar; idem, ‘History of Penicillin Discovery’, pp. 25–7.Google Scholar
96 See Sheehan, , ‘Beta-Lactam Antibiotics’, pp. 11–12Google Scholar; idem, ‘Synthetic and Semisynthetic Penicillins’, 216Google Scholar; idem, ‘Production of Penicillins’, cols. 2 and 6–8 (Sheehan's claims for different methods to convert 6-APA to penicillins)Google Scholar; and idem, personal communication, Nov. 19, 1981. Sheehan converted 6-APA to penicillin in yields of 77–79%. See Sheehan, and Henery-Logan, , ‘General Synthesis of Penicillins’, 5839.Google Scholar
97 See Elder, , ‘Role of Government in Penicillin Program’, p. 4Google Scholar; Richards, , ‘Production of Penicillin’, 445Google Scholar; and Chain, Ernst B., ‘Academic and Industrial Contributions to Drug Research’, Trueman Wood Lecture delivered to the Royal Society of Arts, London, 06 19, 1963Google ScholarPubMed, excerpted in Private Practice, 05 1979, p. 52Google Scholar. Sheehan, John C., ‘Beta-Lactam Antibiotics’, p. 10Google Scholar, claims that at least 1000 chemists were involved in the wartime work.
98 This does not include the $30,000 which the government spent on the preparation of the monograph, The Chemistry of Penicillin, a summary of all work done during the war. See Federal Trade Commission, Report on Antibiotics, pp. 48–9.Google Scholar
99 ‘Merck’, Fortune, 06, 1947, p. 107Google Scholar, and Helfand, et al. , ‘Wartime Development of Penicillin’, p. 48.Google Scholar
100 Coghill, to Richards, , 04 12, 1943Google Scholar; Coghill, Robert D. to Clarke, Hans T., 04 25, 1944Google Scholar (NA, NRRL Papers, copy in KRF); and ‘The Synthesis of Penicillin’, 01 1, 1944Google Scholar [a six-page study by the NRRL on the advantages and disadvantages of their taking up the study of the synthesis of penicillin] (NA, NRRL Papers, copy in KRF), p. 1.
101 Quoted in Federal Trade Commission, Report on Antibiotics, p. 347.Google Scholar
102 For example, see Stafford, Jane, ‘More Penicillin Coming’, Science News Letter, 12 4, 1943, p. 363Google Scholar, and Edler, Albert L. to Richards, A. N., 10 9, 1943Google Scholar (NA, RG 227, OSRD, CMR, ‘Penicillin-WPB’, copy in KRF).
103 Stewart, , Organizing Research, p. 107Google Scholar; Stafford, , ‘More Penicillin Coming’, p. 363Google Scholar; Wuest, to Richards, , 11 4, 1943Google Scholar; ‘Synthesis of Penicillin’, p. 2Google Scholar; ‘Merck’, p. 109Google Scholar; ‘Synthetic Penicillin’, p. 68Google Scholar; and ‘Squibb Chairman Announces Isolation of Pure Penicillin’, Drug Trade News, 10 25, 1943 (clipping in KRF).Google Scholar
104 Wuest, to Richards, , 11 4, 1943.Google Scholar
105 Merck and Co., Vitamins in Nutrition (Rahway, N. J.: Merck, c. 1941), p. 2Google Scholar, and ‘Merck’, pp. 107, 109. However, Merck still had some reservations about committing itself to synthesis, as late as the Fall of 1942. See Merck, , Minutes of the meeting of the Chemical Research Committee, 10 12, 1942, p. 496 (Merck Archives, Rahway, N. J., copy in KRF).Google Scholar
106 See Waterman, Robert E. to Richards, A. N. and Wilson, Carroll L., 08 19, 1943Google Scholar (NA, RG 227, OSRD, Office of the Director, Special Subject File, ‘Penicillin’, Feb.–Sept. 1943, copy in KRF), and Coghill, to Richards, , 04 12, 1943.Google Scholar
107 Sheehan, , ‘Beta-Lactam Antibiotics’, p. 10.Google Scholar
108 Merck, , Minutes of the meeting of the Chemical Research Committee, 12 21, 1942, p. 511Google Scholar (Merck Archives, Rahway, N. J., copy in KRF); Herrick, H. T. (Director, NRRL) to Richards, A. N., 07 16, 1943Google Scholar (NA, NRRL Papers, copy in KRF); Richards, A. N. to Herrick, H. T., 07 23, 1943Google Scholar, (NA, NRRL Papers, copy in KRF); and Green, and Covell, , Medical Research, p. 313.Google Scholar
109 Clarke, Hans T. to Coghill, R. D., 04 22, 1944 (NA, NRRL Papers, copy in KRF)Google Scholar; Coghill, to Clarke, , 04 25, 1944Google Scholar; and Clarke, H. T. to Richards, A. N., 05 3, 1944 (NA, NRRL Papers, copy in KRF).Google Scholar
110 See, e.g., Elder, , ‘Role of Government in Penicillin Program’, p. 4Google Scholar; cf. Schmidt, Carl F., ‘Alfred Newton Richards’, Biographical Memoirs of the N. A. S. 42 [1971]: 303–4Google ScholarPubMed. See also ‘Synthesis of Penicillin’, pp. 3–5.Google Scholar
111 Federal Trade Commission, Report on Antibiotics, pp. 48–9.Google Scholar
Bibliographic Note: Some useful sources on the organization of penicillin research during World War II are Stewart, Irvin, Organizing Scientific Research for War (Boston: Little Brown, 1948)Google Scholar; Andrus, E. C. et al. , Advances in Military Medicine, 2 vols. (Boston: Little Brown, 1948)Google Scholar; Green, F. H. K. and Covell, Gordon, Medical Research (London: Her Majesty's Stationery Office, 1953)Google Scholar; Mellanby, Edward, ‘Medical Research in Wartime’, Brit. Med. J. 2 (1943): 351–6Google ScholarPubMed; and the papers of the Office of Scientific Research and Development, housed in the National Archives, Record Group 227. Stewart, who was the Executive Secretary to the OSRD, gives an administrative history of that organization. His chapters on the OSRD(3), Committee on Medical Research (7), and liaison with allied governments (11) present a valuable background to the penicillin synthesis program. Advances in Military Medicine is a thorough compilation of the work of the CMR during the war. The two chapters on penicillin (52 and 53) contain little on the chemical work. However A. N. Richards, Chairman of the CMR, presents a good summary of CMR-sponsored activities (including research on penicillin) in the Foreward to Advances. Similarly, Green and Covell's Medical Research is about the work of the British Medical Research Council. The first chapter is on the MRC's wartime organization of research, and the book also contains a discussion of the chemistry of penicillin, dealing largely with the British work. Sir Edward Mellanby's article is also useful on the functions of the MRC. The OSRD papers contain a great deal of valuable information on the organization of research in the United States. Notably, one can trace the evolution of the penicillin synthesis program from the recommendations of drug and chemical company heads, as well as others. Note that all of the cited material from the National Archives and Merck Archives has been copied and deposited in the Kremers Reference Files by David L. Cowen, and the author has utilized these photocopies in the research for this paper.
The most important source on the wartime chemical study of penicillin is Clarke, Hans T., Johnson, John R., and Robinson, Robert, eds., The Chemistry of Penicillin (Princeton: Princeton University Press, 1949)CrossRefGoogle Scholar. This study summarizes all of the work of American and British chemists, and provides references to the appropriate progress reports filed with the OSRD in the United States and the MRC in Great Britain. The broader work by a group at Oxford, Florey, H. W. et al. , Antibiotics, 2 vols. (London: Oxford University Press, 1949)Google Scholar, is also useful, especially on the British work. Several chapters in the second volume (20–29) are devoted to the chemistry and synthesis of penicillin. Because of the length of The Chemistry of Penicillin (1094 pages) and Antibiotics (the relevant chapters number about 200 pages), two less detailed chapters from these studies may be more convenient: Clarke, Hans T., Johnson, John R., and Robinson, Robert, ‘Brief History of the Chemical Study of Penicillin’, in The Chemistry of Penicillin, pp. 3–9Google Scholar; and Abraham, E. P., ‘The Chemistry of Penicillin. Historical Introduction’, in Antibiotics, vol. 2, pp. 768–83Google Scholar. Much of Sheehan, John C.'s earlier work is published in a series of eight articles under the common title, ‘The Synthesis of Substituted Penicillins and Simpler Structural Analogs’, in the Journal of the American Chemical Society between 1951 and 1954Google Scholar. Sheehan has also written a semi-popular account of the penicillin synthesis program and of his own work, The Enchanted Ring: The Untold Story of Penicillin (Cambridge, Mass.: M.I.T. Press, 1982).Google Scholar
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