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ASEAN and Its Problematic Treaty-Making Practice: Can International Organizations Conclude Treaties “on Behalf of” Their Member States?
Published online by Cambridge University Press: 18 March 2014
Abstract
The Association of Southeast Asian Nations (ASEAN) has, on various occasions, concluded treaties on behalf of its Member States. This raises some interesting questions: is ASEAN entitled to enter into treaties on behalf of its Member States; and if so, what should be the status of ASEAN and its Member States vis-à-vis the other party to the treaty? The issue is not one of whether the ASEAN Member States have consented to such a practice—it must be assumed that they have. Instead, the real issue is whether such treaty-making practice can and should be valid under international law, even if the Member States have consented for ASEAN to conclude these treaties on their behalf. This paper will argue that, under international law, ASEAN is entitled to conclude treaties on behalf of its Member States.
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Footnotes
Justices’ Law Clerk, Supreme Court of Singapore. I am grateful to Dr Santiago Villalpando for his invaluable comments on an earlier draft of this paper. All errors, however, remain mine. The views expressed in this paper are entirely the author's own and do not reflect those of the Supreme Court of Singapore.
References
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6. Ibid., art. 41(7).
7. Ibid., art. 5(2).
8. See notes 83−91 and accompanying text.
9. See notes 32−44 and accompanying text.
10. See notes 36 and 43 and accompanying text.
11. Vienna Convention on the Law of Treaties Between States and International Organizations or Between International Organizations, 21 March 1986, UN Doc. A/CONF.129/15 (not yet in force) [VCLTIO].
12. Ibid., art.2 (1)(j).
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14. ASEAN Charter, supra note 5, art. 41(7).
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16. Ibid., rule 2. See also ibid., rule 8(5). It is noteworthy that there is no delegation of treaty-making power to the Secretary-General even in cases of treaties concluded on behalf of ASEAN (as an international organization). Rather, ad hoc authorization by the ASEAN Foreign Ministers Meeting or the Committee of Permanent Representatives to ASEAN is required. This suggests that it is unlikely that ASEAN, through the Secretary-General, would have the general power to conclude treaties on behalf of its Member States.
17. Kuala Lumpur Declaration on the Establishment of the ASEAN Charter, 12 December 2005, online: ASEAN 〈http://www.asean.org/news/item/kuala-lumpur-declaration-on-the-establishment-of-the-asean-charter-kuala-lumpur-12-december-2005〉.
18. Para. 3 of the Terms of Reference of the Eminent Persons Group (EPG) on the ASEAN Charter, online: ASEAN 〈http://www.asean.org/archive/ACP-TOR.pdf〉.
19. Ibid., at para. 4.
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22. See notes 32−44 and accompanying text.
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24. Protocol Amending the Agreement on The Establishment of the ASEAN Secretariat, ibid., art. 2.
25. Report of the Eminent Persons Group on the ASEAN Charter, supra note 20 at para. 37.
26. VCLTIO, supra note 11, art. 2(1)(j).
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31. For the use of ASEAN to refer to Member States prior to the ASEAN Charter, see, for example, Framework Agreement on Comprehensive Economic Co-operation Between ASEAN and the People's Republic of China, 4 November 2002; Framework Agreement on Comprehensive Economic Cooperation Between the Republic of India and the Association of Southeast Asian Nations, 8 October 2003. For use of ASEAN to refer to Member States after the ASEAN Charter, see, for example, Agreement on Dispute Settlement Mechanism under the Framework Agreement on Comprehensive Economic Cooperation Between the ASEAN and the Republic of India, 13 August 2009.
32. See, for example, Memorandum of Understanding Between the ASEAN Secretariat and the Secretariat of the United Nations Economic and Social Commission for Asia and the Pacific, 2 January 2002; Cooperation Agreement Between the ASEAN Secretariat and the International Labour Office, 20 March 2007; Memorandum of Understanding Between the ASEAN Secretariat and the Secretariat of the Shanghai Cooperation Organisation, 21 April 2005; Memorandum of Understanding Between the ASEAN Secretariat and the Secretariat General of the Cooperation Council for the Arab States of the Gulf, 30 June 2009.
33. See, for example, Memorandum of Understanding Between the ASEAN Secretariat and the Ministry of Agriculture of the People's Republic of China on Agricultural Cooperation, 14 January 2007; Memorandum of Understanding Between the ASEAN Secretariat and the Ministry of Agriculture of the People's Republic of China on Agricultural Cooperation, 2 November 2002.
34. See, for example, Memorandum of Understanding Between the ASEAN Secretariat and the Ministry of Agriculture of the People's Republic of China on Agricultural Cooperation, 14 January 2007; Memorandum of Understanding Between the ASEAN Secretariat and the Ministry of Agriculture of the People's Republic of China on Agricultural Cooperation, 2 November 2002 (emphasis added).
35. See, for example, Memorandum of Understanding Between the ASEAN Secretariat and the Ministry of Agriculture of the People's Republic of China on Agricultural Cooperation, 14 January 2007; Memorandum of Understanding Between the ASEAN Secretariat and the Ministry of Agriculture of the People's Republic of China on Agricultural Cooperation, 2 November 2002 (emphasis added).
36. See, for example, Memorandum of Understanding Between the ASEAN Secretariat and the Ministry of Agriculture of the People's Republic of China on Agricultural Cooperation, 14 January 2007; Memorandum of Understanding Between the ASEAN Secretariat and the Ministry of Agriculture of the People's Republic of China on Agricultural Cooperation, 2 November 2002 (emphasis added).
37. See, for example, Memorandum of Understanding Between the Governments of the Member Countries of the ASEAN and the Government of the People's Republic of China on Transport Cooperation, 27 November 2004; Memorandum of Understanding Between the Governments of the Member Countries of the ASEAN and the Government of the People's Republic of China on Cultural Cooperation, 3 August 2005; Memorandum of Understanding Between the Governments of the Member Countries of the ASEAN and the World Organisation for Animal Health (OIE) on Technical Cooperation, 3 June 2008; Memorandum of Understanding Between the Governments of the Member Countries of the ASEAN and the Government of the People's Republic of China on Cooperation in the Field of Non-Traditional Security Issues, 10 January 2004; Memorandum of Understanding Between the Governments of the Member Countries of the ASEAN and the Government of the People's Republic of China on Cooperation in the Field of Non-Traditional Security Issues, 18 November 2009; Memorandum of Understanding Between the ASEAN and the Government of the People's Republic of China on Strengthening Sanitary and Phytosanitary Cooperation, 20 November 2007.
38. Nonetheless, there are some that would explicitly state that the Member States of ASEAN are “duly represented by its Secretary General of the ASEAN Secretariat”: see Memorandum of Understanding Between the Governments of the Member Countries of the ASEAN and the World Organisation for Animal Health (OIE) on Technical Cooperation, 3 June 2008.
39. Memorandum of Understanding Between the Governments of the Member Countries of the ASEAN and the Government of the People's Republic of China on Cooperation in the Field of Non-Traditional Security Issues, 18 November 2009, arts. 2(1)(a) and 2(2)(a) (emphasis added).
40. Ibid., art. 3(1)(a).
41. See, for example, Memorandum of Understanding Between the Governments of the Member Countries of the ASEAN and the Government of the People's Republic of China on Cooperation in the Field of Non-Traditional Security Issues, 10 January 2004; Memorandum of Understanding Between the ASEAN and the Government of the People's Republic of China on Strengthening Sanitary and Phytosanitary Cooperation, 20 November 2007.
42. See, for example, Memorandum of Understanding Between the Governments of the Member Countries of the ASEAN and the World Organisation for Animal Health (OIE) on Technical Cooperation, supra note 37, ss. 4 and 7.
43. See, for example, Memorandum of Understanding Between the ASEAN and the Government of the People's Republic of China on Strengthening Sanitary and Phytosanitary Cooperation, 20 November 2007; Memorandum of Understanding Between the Governments of the Member Countries of the ASEAN and the Government of the People's Republic of China on Transport Cooperation, 27 November 2004.
44. See, for example, Memorandum of Understanding Between the Governments of the Member Countries of the ASEAN and the Government of the People's Republic of China on Cultural Cooperation, 3 August 2005; Memorandum of Understanding Between the Governments of the Member Countries of the ASEAN and the Government of the People's Republic of China on Transport Cooperation, 27 November 2004.
45. See notes 36 and 43 and accompanying text.
46. See notes 106−9 and accompanying text.
47. See notes 106−9 and accompanying text.
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101. Ibid.
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110. Ibid., at 68.
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113. Ibid.
114. Ibid., at 43−6.
115. Ibid., at 46 (emphasis added).
116. Ibid.
117. Ibid., at 46−7.
118. Ibid., at 47.
119. Ibid., at 46.
120. 28th Meeting of the Committee of the Whole (A/CONF.129/C.1/SR.28, 13 March 1986) in the Official Records of the United Nations Conference on the Law of Treaties Between States and International Organizations or Between International Organizations (Summary Records of the Plenary Meetings and of the Meetings of the Committee of the Whole), vol. I at 194−5.
121. 20th Meeting of the Committee of the Whole, supra note 65, vol. I at 146.
122. Ibid. (Amendments proposed by Switzerland and the Netherlands).
123. Mr Paul Reuter was called in as an “Expert Consultant” at the 25th Meeting of the Committee of the Whole on 10 March 1986: see 25th Meeting of the Committee of the Whole, supra note 64, vol. I at 173−4.
124. 19th Meeting of the Committee of the Whole (A/CONF.129/C.1/SR.19, 5 March 1986) in the Official Records of the United Nations Conference on the Law of Treaties Between States and International Organizations or Between International Organizations (Summary Records of the Plenary Meetings and of the Meetings of the Committee of the Whole) [19th Meeting of the Committee of the Whole], vol. I at 140−1.
125. See, for example, ibid., vol. I at 142 (International Labour Organization), 144 (United Nations Educational, Scientific and Cultural Organization), 145 (Cameroon); 20th Meeting of the Committee of the Whole, supra note 65, vol. I at 147 (Argentina), 152 (United States of America); 25th Meeting of the Committee of the Whole, supra note 64, vol. I at 176 (Brazil and Yugoslavia), 177 (Morocco).
126. See, for example, 20th Meeting of the Committee of the Whole, ibid., vol. I at 147; see 25th Meeting of the Committee of the Whole, ibid., vol. I at 175−6.
127. 20th Meeting of the Committee of the Whole, ibid., vol. I at 148: “if the article was deleted, the States members of an international organization would become third States and articles 35 and 36 would be applicable.” Contrast 20th Meeting of the Committee of the Whole, vol. I at 150: “if the articles were deleted, that would mean that certain particularly difficult questions would be left unregulated by the present draft convention.”
128. 25th Meeting of the Committee of the Whole, supra note 64, vol. I at 174.
129. Report of the Committee of the Whole (A/CONF.129/13, 20 March 1986) in the Official Records of the United Nations Conference on the Law of Treaties Between States and International Organizations or Between International Organizations (Documents of the Conference), vol. II at 71−2 (amendments to Draft Article 36 bis) and 77−8 (amendments to Draft Article 73).
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133. Supra note 125.
134. Supra note 20 and accompanying text.
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138. Summary Records of the Sixteenth Session, 733rd Meeting, A/CN.4/167, 28 May 1964, Yearbook of the International Law Commission 1964, vol. I at 60.
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154. Supra note 138, vol. I at 63.
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157. Ibid., arts. 2(1)(h) and 34.
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159. SERENI, A.P., “Agency in International Law” (1940) 34 American Journal of International Law 638 at 655 Google Scholar (emphasis added).
160. Chinkin, , supra note 60 at 66 Google Scholar. See also Report of the International Law Commission on the Work of Its Thirty-Fourth Session, supra note 94 at 47.
161. See, for example, 19th Meeting of the Committee of the Whole, supra note 124, vol. I at 142 (International Labour Organization), 144 (United Nations Educational, Scientific and Cultural Organization), 145 (Cameroon); 20th Meeting of the Committee of the Whole, supra note 65, vol. I at 147 (Argentina), 152 (United States of America); 25th Meeting of the Committee of the Whole, supra note 64, vol. I at 176 (Brazil and Yugoslavia), 177 (Morocco).
162. Reparation Advisory Opinion, supra note 73. The Reparation Advisory Opinion was decided in 1949, and the VCLTIO was codified in 1986.
163. See, for example, 19th Meeting of the Committee of the Whole, supra note 124, vol. I at 142 (International Labour Organization), 144 (United Nations Educational, Scientific and Cultural Organization), and 145 (Cameroon); 20th Meeting of the Committee of the Whole, supra note 65, vol. I at 147 (Argentina) and 152 (United States of America); see 25th Meeting of the Committee of the Whole, supra note 64, vol. I at 176 (Brazil and Yugoslavia) and 177 (Morocco).
164. Supra note 48. See also supra notes 33 and 37 for examples of treaties concluded by ASEAN on behalf of its Member States.
165. LEAL-ARCAS, Rafael, “The European Community and Mixed Agreements” (2001) European Foreign Affairs Review 483 at 484 Google Scholar: “EC Treaty practice has become increasingly dominated by mixed agreements”; STEINBERGER, Eva, “The WTO Treaty as a Mixed Agreement: Problem with the EC's and the EC Member States’ Membership of the WTO” (2006) 17 European Journal of International Law 837 at 838 Google Scholar: “Since the establishment of the European Communities the EC has created a wide range of external relations with non-member states through bilateral and multilateral agreements. A large number of these agreements have been concluded jointly by the EC and its Member States and form the group of so-called Mixed Agreements.”
166. VCLT, supra note 67, art. 26.
167. Art. 34(1) of the Statute of the International Court of Justice.
168. See, for example, art. III(1) of the Memorandum of Understanding Between the ASEAN Secretariat and the Ministry of Agriculture of the People's Republic of China on Agricultural Cooperation, 2 November 2002 (“The Participants agree that the executing agencies for the implementation of this Memorandum of Understanding are the ASEAN Secretariat for the ASEAN Member Countries …”); art. 3(1) of the Memorandum of Understanding Between the Governments of the Member Countries of the ASEAN and the Government of the People's Republic of China on Cooperation in the Field of Non-Traditional Security Issues, 10 January 2004 (“The Parties agree that the implementing agencies for this Memorandum of Understanding are the ASEAN Secretariat in coordination with the relevant national agencies of the ASEAN Member Countries …”). Contrast art. 3(1)(a) of the Memorandum of Understanding Between ASEAN and the Government of the People's Republic of China on Cooperation in the Field of Non-Traditional Security Issues, 18 November 2009 (“The Parties agree that the implementing agencies for this Memorandum of Understanding are the relevant national agencies of the ASEAN Member States …”).
169. See, for example, VCLT, supra note 67, art. 73: “The provisions of the present Convention shall not prejudge any question that may arise in regard to a treaty from a succession of States or from the international responsibility of a State or from the outbreak of hostilities between States”; and VCLTIO, supra note 11, art. 74(1): “The provisions of the present Convention shall not prejudge any question that may arise in regard to a treaty between one or more States and one or more international organizations from a succession of States or from the international responsibility of a State or from the outbreak of hostilities between States”; Chapter VI (Effects of Armed Conflicts on Treaties), Report of the International Law Commission on the Work of Its Sixty-Third Session, Yearbook of the International Law Commission, 2011, vol. II (Part Two).
170. See, for example, VCLTIO, supra note 11, art. 74(3).
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