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14 - Generalised Propagator Models

from PART VI - MARKET DYNAMICS AT THE MICRO-SCALE

Published online by Cambridge University Press:  26 February 2018

Jean-Philippe Bouchaud
Affiliation:
Capital Fund Management, Paris
Julius Bonart
Affiliation:
University College London
Jonathan Donier
Affiliation:
Capital Fund Management
Martin Gould
Affiliation:
CFM - Imperial Institute of Quantitative Finance
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Summary

When I want to understand what is happening today or try to decide what will happen tomorrow, I look back.

(Omar Khayyám)

Price Micro-Mechanics

In the previous chapter, we studied a class of propagator models that consider the change in mid-price that occurs between subsequent market order arrivals. The models that we studied in that chapter consider all market order arrivals on an equal footing, irrespective of their size and how aggressive they are.

In the present chapter, we extend those models in two different ways. First, we consider a propagator model that partitions market order arrivals according to whether or not they consume the entire opposite-side best queue upon arrival. We introduce a mathematical framework that enables us to distinguish the impact of orders partitioned in this way, and we show that this extension helps to solve some of the problems with the one-event-type propagator models from the previous chapter.

Second, we introduce a generalised propagator model that considers not only market order arrivals, but also some limit order arrivals and cancellations. In this framework, we are able to track all events that cause price changes, and we are therefore able to monitor the evolution of impact on a more microscopic scale. However, we also argue that performing such a granular analysis of order flow requires working with rather complex models, which can be difficult to calibrate. We then turn to a more intuitive formulation of these multi-event propagator models that naturally encompasses the idea of history-dependent liquidity.

Limitations of the Propagator Model

The propagator model that we introduced in Chapter 13 is a reduced-form description of LOB dynamics. The model assumes that all market orders lead to the same impact dynamics, characterised by the propagator G(l), and does not explicitly track other LOB events that occur between market order arrivals. Clearly, this approach neglects many effects that could be useful for understanding or modelling price changes in real LOBs. For example, partitioning market orders according to whether or not they consume all the available liquidity at the opposite-side best quote is very useful, not only for assessing whether such market orders will cause a change in mid-price immediately upon arrival, but also for predicting the string of other LOB events that are likely to follow.

Type
Chapter
Information
Trades, Quotes and Prices
Financial Markets Under the Microscope
, pp. 270 - 286
Publisher: Cambridge University Press
Print publication year: 2018

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References

Eisler, Z., Bouchaud, J. P., & Kockelkoren, J. (2012). The price impact of order book events: Market orders, limit orders and cancellations. Quantitative Finance, 12(9), 1395–1419.CrossRefGoogle Scholar
Eisler, Z. J., Kockelkoren, J., & Bouchaud, J. P. (2012). Models for the impact of all order book events. In Abergel, F., Bouchaud, J.-P., Foucault, T., Lehalle, C.-A., & Rosenbaum, M. (Eds.), Market microstructure: Confronting many biewpoints. Wiley Google Scholar
Taranto, D. E., Bormetti, G., Bouchaud, J. P., Lillo, F., & Tóth, B. (2016). Linear models for the impact of order flow on prices I. Propagators: Transient vs. history dependent impact. Available at SSRN: https://ssrn.com/abstract=2770352.
Hautsch, N., & Huang, R. (2012). The market impact of a limit order. Journal of Economic Dynamics and Control, 36(4), 501–522.CrossRefGoogle Scholar
Bershova, N., Stephens, C. R., & Waelbroeck, H. (2014). The impact of visible and dark orders. https://ssrn.com/abstract=2238087.
Cont, R., Kukanov, A., & Stoikov, S. (2014). The price impact of order book events. Journal of Financial Econometrics, 12(1), 47–88.CrossRefGoogle Scholar
Gençay, R., Mahmoodzadeh, S., Rojcek, J., & Tseng, M. C. (2016). Price impact of aggressive liquidity provision (No. 16-21). Swiss Finance Institute.Google Scholar
Patzelt, F., & Bouchaud, J.-P. (2017). Nonlinear price impact from linear models. Journal of Statistical Mechanics, 12, 123404.Google Scholar
Tóth, B., Eisler, Z., Lillo, F., Kockelkoren, J., Bouchaud, J. P., & Farmer, J. D. (2012). How does the market react to your order flow? Quantitative Finance, 12(7), 1015–1024.CrossRefGoogle Scholar
Tóth, B., Eisler, Z. & Bouchaud, J.-P. (2017). The short-term price impact of trades is universal. https://ssrn.com/abstract=2924029.
Wang, S., Schäfer, R., & Guhr, T. (2015). Price response in correlated financial markets: Empirical results. arXiv preprint arXiv:1510.03205.
Schneider, M., & Lillo, F. (2016). Cross-impact and no-dynamic-arbitrage. arXiv:1612.07742.
Wang, S., & Guhr, T. (2016).Microscopic understanding of cross-responses between stocks: A two-component price impact model. https://ssrn.com/abstract=2892266.
Benzaquen, M., Mastromatteo, I., Eisler, Z., & Bouchaud, J. P. (2017). Dissecting cross-impact on stock markets: An empirical analysis. Journal of Statistical Mechanics: Theory and Experiment, 023406.
Mastromatteo, I., Benzaquen, M., Eisler, Z., & Bouchaud, J. P. (2017). Trading lightly: Cross-impact and optimal portfolio execution. arXiv:1702.03838. Risk Magazine, July 2017.

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