Skip to main content Accessibility help
×
Hostname: page-component-78c5997874-s2hrs Total loading time: 0 Render date: 2024-11-10T05:29:48.005Z Has data issue: false hasContentIssue false

12 - Theory of the novel

Published online by Cambridge University Press:  28 March 2008

Marshall Brown
Affiliation:
University of Washington
Get access

Summary

Like genre theory in general, Romantic novel theory in particular takes radically different guises in different countries. My chapter, like Tilottama Rajan's, highlights German contributions, which are systematic and abstract in ways that are rare in other countries. However, the theory of the novel is by nature more oriented toward practice, which makes the more empirical and pragmatic English and French expressions more worthy of extended notice than is the case for genre theory. A central question is whether it makes sense to speak of Romantic novel theory as a whole, given the radical national differences becoming manifest. I begin with a survey of the situation of the novel and of novel theory confronting the first generation of Romantic writers; a common tradition guaranteed a certain commonality of approach, while growing divergences foreground the question of unity. I proceed with a synopsis of leading themes of novel criticism, mostly linked to two famous, synthesizing utterances of Friedrich Schlegel. Having defined some common ground, I then present the four most distinctive Romantic contributions: Goethe's comments on the novel in Wilhelm Meister, Friedrich Schlegel's essay on Wilhelm Meister, the novelist Jean Paul Friedrich Richter's Aesthetic primer, and the writings of Walter Scott. Scott's work sums up the tendencies formalized in the German writers and forecasts leading concerns of subsequent novel theory; a brief closing consideration of Balzac's preface to the Comédie humaine characterizes the later destiny of Romantic thinking about the novel.

Type
Chapter
Information
Publisher: Cambridge University Press
Print publication year: 2000

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Austen, Jane, Jane Austen's letters to her sister Cassandra and others, Chapman, R. W. (ed.), London: Oxford University Press, 1952.Google Scholar
Balzac, Honoré, ‘A study of M. Beyle’, in The charterhouse of Parma by Stendhal, , 2 vols., Moncrieff, C. K. Scott (trans.), New York: Boni & Liveright, 1925, 1.Google Scholar
Balzac, Honoré, Preface to La comédie humaine, , Marcel Bouteron (ed.), vol. I, Paris: Gallimard, 1950–6, (trans. Marriage, Ellen, The works of Honoré de Balzac, vol. I, Philadelphia, PA: Avil, 1901).Google Scholar
Barbauld, Anna Laetitia (ed.), ‘On the origin and progress of novel-writing’, in The British novelists, 50 vols., London: Rivington, 1810, 1.Google Scholar
Bator, Paul G., ‘Rhetoric and the novel in the eighteenth-century British university curriculum’, Eighteenth-century studies 30 (1996–7).CrossRefGoogle Scholar
Bauer, Matthias, Romantheorie, Stuttgart: Metzler, 1997.CrossRefGoogle Scholar
Becker, Eva D., Der deutsche Roman um 1780, Stuttgart: Metzler, 1964.CrossRefGoogle Scholar
Behler, Diana, The theory of the novel in early German Romanticism, Berne: Peter Lang, 1978.Google Scholar
Behler, Ernst, ‘Goethes Wilhelm Meister und die Romantheorie der Frühromantik’, Etudes germaniques 44 (1989).Google Scholar
Behrendt, Stephen C., ‘Questioning the Romantic novel’, Studies in the novel 26 (1994).Google Scholar
Bell, Michael Davitt, The development of American romance: the sacrifice of relation, Chicago, IL: University of Chicago Press, 1980.Google Scholar
Blackall, Eric A., Goethe and the novel, Ithaca, NY: Cornell University Press, 1976.Google Scholar
Blanckenburg, Friedrich, Versuch über den Roman, Lämmert, Eberhard (ed.), Stuttgart: Metzler, 1965.CrossRefGoogle Scholar
Blin, Georges, Stendhal et les problèmes du roman, Paris: Corti, 1990.Google Scholar
Böckmann, Paul, ‘Der Roman der Transzendentalpoesie in der Romantik’, in Geschichte, Deutung, Kritik: Literaturwissenschaftliche Beiträge dargebracht zum 65. Geburtstag Werner Kohlschmidts, Bindschedler, Maria and Zinsli, Paul (eds.), Bern: Francke, 1969.Google Scholar
Brown, Jane K.The theatrical mission of the Lehrjahre’, Goethe's narrative fiction: the Irvine Goethe symposium, Lillyman, William J. (ed.), Berlin: de Gruyter, 1983.Google Scholar
Brown, Marshall, ‘The logic of realism: a Hegelian approach’, PMLA 96 (1981).CrossRefGoogle Scholar
Butler, Marilyn, Jane Austen and the war of ideas, Oxford: Clarendon Press, 1975. Romantics, rebels, and reactionaries: English literature and its background 1760–1830, Oxford University Press, 1981.Google Scholar
Davidson, Cathy N., The revolution of the word: the rise of the novel in America, Oxford University Press, 1986.Google Scholar
Dunlop, John Colin, History of prose fiction, Wilson, Henry (ed.), new edn, New York: AMS Press, 1969.Google Scholar
Earlier, Sulzerinfluential Allgemeine Theorie der schönen Künste (1771-4, revised 1792)
Eichendorff, Joseph, Der deutsche Roman des achtzehnten Jahrhunderts in seinem Verhältniß zum Christentum, in Sämtliche Werke des Freiherrn Joseph von Eichendorff, Historisch-Kritische Ausgabe, Mauser, Wolfram (ed.), 18 vols., Regensburg: Josef Habbel, 1965, VIII.Google Scholar
Favret, Mary A., ‘Telling tales about genre: poetry in the Romantic novel’, Studies in the novel 26 (1994).Google Scholar
Ferris, Ina, The achievement of literary authority: gender, history, and the Waverley novels, Ithaca, NY: Cornell University Press, 1991.Google Scholar
Fielding, Joseph, Joseph Andrews, Battestin, Martin C. (ed.), The Wesleyan edition of the works of Henry Fielding, Oxford: Clarendon Press, 1967.Google Scholar
Fielding, Joseph, The history of Tom Jones, Bowers, Fredson (ed.), Oxford: Wesleyan University Press, 1975.Google Scholar
Geißler, Rolf (ed.), Romantheorie in der Aufklärung: Thesen und Texte zum Roman des 18. Jahrhunderts in Frankreich, Berlin: Akademie-Verlag, 1984.Google Scholar
Godwin, William, ‘Of history and romance’, rpt. as ‘Essay on history and romance’, in Political and philosophical writings of William Godwin, Philp, Mark (ed.), 7 vols., London: William Pickering, 1993, VII.Google Scholar
Goethe, Johann Wolfgang von, Wilhelm Meisters Lehrjahre (Gesamtausgabe der Werke und Schriften in zweiundzwanzig Bänden), 22 vols., Stuttgart: Cotta, 1940–1963, VII (trans. Blackall, Eric A., Wilhelm Meister's apprenticeship, New York: Suhrkamp, 1989).Google Scholar
Handwerk, Gary, ‘Of Caleb's guilt and Godwin's truth: ideology and ethics in Caleb Williams’, ELH 60 (1993).CrossRefGoogle Scholar
Hazlitt, William, ‘Lectures on the English comic writers’, in The complete works of William Hazlitt, Howe, P. P. (ed.), 21 vols., New York: AMS Press, 1967, VI.Google Scholar
Hazlitt, William, ‘Sir Walter Scott, Racine, and Shakespear’, in The complete works of William Hazlitt, Howe, P. P. (ed.), 21 vols., New York: AMS Press, 1967, XII.Google Scholar
Hazlitt, William, ‘The spirit of the age; or contemporary portraits’, in The complete works of William Hazlitt, Howe, P. P. (ed.), 21 vols., New York: AMS Press, 1967, XI.Google Scholar
Hazlitt, William, ‘The Waverley notes’, in The complete works of William Hazlitt, Howe, P. P. (ed.), 21 vols., New York: AMS Press, 1967, XX.Google Scholar
Huet, Pierre-Daniel, Traité de l'origine des romans, 1670, rpt. Stuttgart: Metzler, 1966 (trans. Atreatise of romances and their original, London: Battersby, 1672).Google Scholar
Hurd, Richard, Letters on chivalry and romance, 1762, rpt. New York: Garland, 1971.Google Scholar
Jauß, H. R. (ed.), Nachahmung und Illusion (Kolloquium Gießen Juni 1963), Munich: Eidos, 1964.Google Scholar
Jeffrey, Francis, Contributions to The Edinburgh review, The modern British essayists 6, Philadelphia, PA: Hart, 1853.Google Scholar
Kelly, Gary, ‘The limits of genre and the institution of literature: Romanticism between fact and fiction’, in Romantic revolutions: criticism and theory, Johnston, Kenneth R., Chaitin, Gilbert, Hanson, Karen and Marks, Herbert (eds.), Bloomington, IN: Indiana University Press, 1990.Google Scholar
Kelly, Gary, English fiction of the Romantic period 1789–1830, London: Longman, 1989.Google Scholar
Klancher, Jon, ‘Godwin and the republican romance: genre, politics, and contingency in cultural history’, Modern language quarterly 56 (1995).CrossRefGoogle Scholar
Lämmert, Eberhard (ed.), Romantheorie 1620–1880: Dokumentation ihrer Geschichte in Deutschland, Frankfurt am Main: Athenäum, 1988.Google Scholar
Laubriet, Pierre, L'intelligence de l'art chez Balzac: d'une esthétique balzacienne, Paris: Didier, 1961.Google Scholar
Levine, George L., The realistic imagination: English fiction from Frankenstein to Lady Chatterley, Chicago, IL: University of Chicago Press, 1981.Google Scholar
Lukács, Georg, The theory of the novel: a historico–philosophical essay on the forms of great epic literature, Bostock, Anna (trans.), Cambridge, MA: The MIT Press, 1971.Google Scholar
Manzoni, Alessandro, On the historical novel, Bermann, Sandra (trans.), Lincoln, NE: University of Nebraska Press, 1996.Google Scholar
Marlinsky, Aleksandr, ‘On Romanticism and the novel’, in Russian Romantic criticism: an anthology, Leighton, Lauren Gray (ed. and trans.), New York: Greenwood Press, 1987.Google Scholar
Mayo, Robert D., The English novel in the magazines, 1740–1815, Evanston: Northwestern University Press, 1962.Google Scholar
Mellor, Anne K., ‘A criticism of their own: Romantic women literary critics’, in Questioning Romanticism, Beer, John (ed.), Baltimore, MD: The Johns Hopkins University Press, 1995.Google Scholar
Murray, Hugh, The morality of fiction; or, an inquiry into the tendency of fictitious narratives, with observations on some of the most eminent, Norwood, PA: Norwood, 1977.Google Scholar
Rader, Ralph W., ‘From Richardson to Austen: “Johnson's rule” and the development of the eighteenth-century novel of moral action’, in Johnson and his age, Engell, James (ed.), Cambridge, MA: Harvard University Press, 1984.Google Scholar
Rader, Ralph W., ‘The emergence of the novel in England: genre in history vs history of genre’, Narrative 1 (1993).Google Scholar
Reeve, Clara, The progress of romance through times, countries, and manners, 1785, rpt. New York: Garland, 1970.Google Scholar
Richter, David H., The progress of romance: literary historiography and the gothic novel, Columbus, OH: Ohio State University Press, 1996.Google Scholar
Richter, Jean Paul Friedrich, Vorschule der Ästhetik, Miller, Norbert (ed.), Hamburg: Meiner, 1990 (trans. Hale, Margaret R., Horn of Oberon: Jean Paul Richter's school for aesthetics, Detroit, MI: Wayne University Press, 1973).Google Scholar
Robinson, Daniel, ‘Theodicy vs. feminist strategy in Mary Wollstonecraft's fiction’, Eighteenth-century fiction 9 (1997)CrossRefGoogle Scholar
Sade Marquis de, , Idée sur les romans, Glastier, Jean (ed.), Bordeaux: Ducros, 1970, (trans. Wainhouse, Austryn and Seaver, Richard, ‘Refiections on the novel’, in The Marquis de Sade: the 120 days of Sodom and other writings, New York: Grove Press, 1966).Google Scholar
Schlegel, Friedrich, ‘Goethes Werke nach der Cottaschen Ausgabe von 1806’, in Kritische Schriften, Rasch, Wolfdietrich (ed.), Munich: Hanser, 1964.Google Scholar
Schlegel, Friedrich, ‘Letter about the novel,’ in German aesthetic and literary criticism: the Romantic ironists and Goethe, Wheeler, Kathleen M. (ed.), Cambridge University Press, 1984.Google Scholar
Schlegel, Friedrich, ‘On Goethe's Meister’, in German aesthetic and literary criticism: the Romantic ironists and Goethe, Wheeler, Kathleen M. (ed.), Cambridge University Press, 1984.Google Scholar
Schlegel, Friedrich, Dialogue on poetry and literary aphorisms, Behler, Ernst and Struc, Roman (eds. and trans.), University Park, PA: Pennsylvania State University Press, 1968.Google Scholar
Schlegel, Friedrich, Friedrich Schlegel's ‘Lucinde’ and the fragments, Firchow, Peter (trans.), Minneapolis, MN: University of Minnesota Press, 1971.Google Scholar
Schlegel, Friedrich, Literary notebooks (1797–1801), Eichner, Hans (ed.), University of London, Athlone Press, 1957.Google Scholar
Schleiermacher, Friedrich, ‘Roman’, inÄsthetik. Über den Begridff der Kunst, Lehnerer, Thomas (ed.), Hamburg: Meiner, 1984.Google Scholar
Scott, Walter, ‘Prefaces to the edition of 1829’, in Waverley; or, 'tis sixty years since, Lamont, Claire (ed.), Oxford: Clarendon Press, 1981.CrossRefGoogle Scholar
Scott, Walter, Sir Walter Scott on novelists and fiction, Williams, Ioan M. (ed.), London: Routledge & Paul, 1968.Google Scholar
Staël, Madame, ‘Essay on fictions’, in An extraordinary woman: selected writings of Germaine de Staël, Folkenflik, Vivian (trans.), New York: Columbia University Press, 1987.Google Scholar
Taylor, John Tinnan, Early opposition to the English novel: the popular reaction from 1760–1830, New York: King's Crown Press, 1943.Google Scholar
Trumpener, Katie, ‘National character, nationalist plots: national tale and historical novel in the age of Waverley, 1806–1830’, ELH 60 (1993).Google Scholar
Trumpener, Katie, Bardic nationalism: the Romantic novel and the British Empire, Princeton, NJ: Princeton University Press, 1997.Google Scholar
Weber, Ernst (ed.), Texte zur Romantheorie, vol. II, Munich: Fink, 1981, 2 vols.Google Scholar
Wellek, René, A history of modern criticism: 1750–1950, vol. II: The Romantic age, New Haven, CT: Yale University Press, 1955, 8 vols.Google Scholar
Williams, Ioan M. (ed.), Novel and romance, 1700–1800: a documentary record, New York: Barnes & Noble, 1970.Google Scholar
Wilt, Judith, Secret leaves: the novels of Walter Scott, Chicago, IL: Chicago University Press, 1985.Google Scholar
Wollstonecraft, Mary, The works of Mary Wollstonecraft, Todd, Janet and Butler, Marilyn (eds.), vol. VII: On poetry: contributions to the Analytical review, London: Pickering, 1989, 7 vols.Google Scholar

Save book to Kindle

To save this book to your Kindle, first ensure [email protected] is added to your Approved Personal Document E-mail List under your Personal Document Settings on the Manage Your Content and Devices page of your Amazon account. Then enter the ‘name’ part of your Kindle email address below. Find out more about saving to your Kindle.

Note you can select to save to either the @free.kindle.com or @kindle.com variations. ‘@free.kindle.com’ emails are free but can only be saved to your device when it is connected to wi-fi. ‘@kindle.com’ emails can be delivered even when you are not connected to wi-fi, but note that service fees apply.

Find out more about the Kindle Personal Document Service.

Available formats
×

Save book to Dropbox

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Dropbox.

Available formats
×

Save book to Google Drive

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Google Drive.

Available formats
×