Skip to main content Accessibility help
×
Hostname: page-component-cd9895bd7-dzt6s Total loading time: 0 Render date: 2024-12-19T13:13:58.232Z Has data issue: false hasContentIssue false

II - Ordinary Reason Applied to Law: Natural Reasoning and Deduction from Rules

Published online by Cambridge University Press:  05 June 2012

Larry Alexander
Affiliation:
University of San Diego School of Law
Emily Sherwin
Affiliation:
Cornell University Law School, New York
Get access

Summary

In our view, there are two plausible models of common-law reasoning, and only two. The first is the “natural” model, in which courts resolve disputes by deciding what outcome is best, all things considered. In the courts' balance of reasons for decision, prior judicial decisions are entitled to exactly the weight they naturally command. The second model of common-law reasoning is the “rule” model, in which courts treat rules announced by prior courts as serious rules of decision, but then revert to natural decision making when rules provide no answers.

The difference between these two models of common-law reasoning is that the natural model treats judicial decisions as facts about the world, whereas the rule model treats them as sources of law. In the next chapter, we explain why, contrary to many popular views of common-law decision making, we believe that there are no other intelligible ways to reason from precedent.

The Natural Model of Common-Law Reasoning

The most obvious tools for courts to use in addressing controversies are moral and empirical reasoning. We assume that moral reasoning follows the Rawlsian method of wide reflective equilibrium: the reasoner makes an initial judgment about how a particular case should be resolved, formulates a tentative moral principle to support his or her initial judgment, and then tests the principle by picturing other actual and hypothetical examples of its application. If the principle yields results the reasoner judges to be wrong in test cases, the reasoner must refine the analysis.

Type
Chapter
Information
Publisher: Cambridge University Press
Print publication year: 2008

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Postema, Gerald J., Bentham and the Common Law Tradition 403–8, 453–64 (Oxford: Clarendon Press 1989).Google Scholar
Eisenberg, Melvin Aron, The Nature of the Common Law 4–5 (Cambridge, Mass.: Harvard University Press, 1988)Google Scholar
Postema, Gerald J., Classical Common Law Jurisprudence, Part II, 3 Oxford U. Commonwealth L.J. 1, 11–17 (2003)Google Scholar
Baker, J. H., An Introduction to English Legal History 177–80, 196–98 (4th ed., London: Butterworth's Lexis-Nexis 2002)Google Scholar
Tubbs, J. W., The Common Law Mind: Medieval and Early Modern Conceptions 42–46 (Baltimore: Johns Hopkins University Press 2000).Google Scholar
Blackstone, 1 William, Commentaries on the Laws of England 71 (Oxford: Clarendon Press 1765)Google Scholar
Postema, Gerald J., Classical Common Law Jurisprudence, Part I, 2 Oxford U. Commonwealth L.J. 155, 160–62 (2002)Google Scholar
Lieberman, David, The Province of Legislation Determined 122–43 (Cambridge: Cambridge University Press 1989)CrossRefGoogle Scholar
Alexander, Larry and Sherwin, Emily, The Rule of Rules: Morality, Rules, and the Dilemmas of Law 136–56 (Durham: Duke University Press 2001)CrossRefGoogle Scholar
Alexander, Larry and Sherwin, Emily, Precedent, in Common Law Theory (Edlin, Douglas, ed., Cambridge: Cambridge University Press 2005)Google Scholar
Alexander, Larry, Constrained by Precedent, 63 S. Cal. L. Rev. 1 (1989).Google Scholar
Moore, Michael S., Precedent, Induction, and Ethical Generalization, in Precedent in Law 183, 210 (Goldstein, Laurence, ed., Oxford: Clarendon Press 1987)Google Scholar
Schauer, Frederick, Playing by the Rules: A Philosophical Examination of Rule-Based Decision-Making in Life and Law 185–87 (Oxford: Clarendon Press 1991)Google Scholar
Eisenberg, Melvin Aron, The Nature of the Common Law 52–55, 62–76 (Cambridge, Mass.: Harvard University Press 1988)Google Scholar
Rawls, John, A Theory of Justice 14–21, 43–53, 578–82 (Cambridge, Mass.: Belknap Press of Harvard University Press 1971)Google Scholar
Klepper, Howard, Justification and Methodology in Practical Ethics, 26 Metaphilosophy 201, 205–6 (1995)Google Scholar
Daniels, Norman, Wide Reflective Equilibrium and Theory Acceptance, 76 J. Phil. 256 (1979)Google Scholar
Rawls, John, Outline of a Decision Procedure for Ethics, 60 Phil. Rev. 177 (1951).Google Scholar
Laycock, Douglas, Modern American Remedies 19–37, 201–31 (3d ed., New York: Aspen 2002).Google Scholar
Hart, Henry M. and Sacks, Albert M., The Legal Process: Basic Problems in the Making and Application of Law 55–58, 568–72 (Eskridge, William N. and Frickey, Phillip P., eds., New York: Foundation Press 1994)Google Scholar
Perry, Stephen R., Judicial Obligation, Precedent, and the Common Law, 7 Oxford J. Legal Stud. 215, 248–49 (1987).Google Scholar
Marmor, Andrei, Should Like Cases Be Treated Alike?, 11 Legal Theory 33, 155 (2005)Google Scholar
Fuller, L. L., and Perdue, William R., The Reliance Interest in Contract Damages, 46 Yale L.J. 52, 62–63 (1946).Google Scholar
Raz, Joseph, The Morality of Freedom 49–50 (Oxford: Clarendon Press 1986)Google Scholar
Postema, Gerald J., Coordination and Convention at the Foundation of Law, 11 J. Legal Stud. 165, 172–86 (1982)Google Scholar
Regan, Donald H., Authority and Value: Reflections on Raz's Morality of Freedom, 62 S. Cal. L. Rev. 995, 1006–10 (1989).Google Scholar
Greenawalt, Kent, How Empty Is the Idea of Equality?, 83 Columbia Law Review 1167, 1170–71 (1983).Google Scholar
Coons, John E., Consistency, 75 Cal. L. Rev. 59, 102–7 (1987)Google Scholar
Westen, Peter, Speaking of Equality: An Analysis of the Rhetorical Force of “Equality” in Moral and Legal Discourse 119–23 (Princeton: Princeton University Press 1990)CrossRefGoogle Scholar
Peters, Christopher J., Equality Revisited, 110 Harv. L. Rev. 1210 (1997)Google Scholar
Helmholtz, R. H., Equitable Division and the Law of Finders, 52 Fordham L. Rev. 313 (1983)Google Scholar
Moore, Dr. Martin M., Improving the Image and Legal Status of the Burial Services Industry, 24 Akron L. Rev. 565 (1991).Google Scholar
Schauer, Frederick, Rules and the Rule of Law, 14 Harv. J. L. & Pub. Pol. 645, 676 n. 66 (1991)Google Scholar
Raz, Joseph, The Authority of Law 16–19, 22–23, 30–33 (Oxford: Clarendon Press 1979).Google Scholar
Tubbs, J. W., The Common Law Mind: Medieval and Early Modern Conceptions 182 (Baltimore: Johns Hopkins University Press 2000)Google Scholar
Hale, Sir Matthew, The History of the Common Law of England 45 (1713) (Gary, Charles M., ed., Chicago: University of Chicago Press 1971)Google Scholar
Blackstone, 1 William, Commentaries on the Laws of England 69–70 (Oxford: Clarendon Press 1765)Google Scholar
Postema, Gerald J., Classical Common Law Jurisprudence, Part I, 2 Oxford U. Commonwealth L.J. 155, 166–67 (2002)Google Scholar
Baker, J. H., An Introduction to English Legal History 200 (4th ed., London: Butterworth's Lexis-Nexis 2002)Google Scholar
Weinreb, Lloyd L., Legal Reason: The Use of Analogy in Legal Argument 147–52 (Cambridge: Cambridge University Press 2005)CrossRefGoogle Scholar
Dworkin, Ronald, Taking Rights Seriously 82 (Cambridge, Mass.: Harvard University Press 1977)Google Scholar
Simpson, A. W. B., The Common Law and Legal Theory, in Oxford Essays in Jurisprudence 77, 84–86 (2d ser., Simpson, A. W. B., ed., Oxford: Clarendon Press 1973)Google Scholar
Cardozo, Benjamin N., The Nature of the Judicial Process 125 (New Haven: Yale University Press 1949)Google Scholar
Schauer, Frederick, Do Cases Make Bad Law?, 73 U. Chi. L. Rev. 883, 893–912 (2006)Google Scholar
Sherwin, Emily, A Defense of Analogical Reasoning in Law, 66 U. Chi. L. Rev. 1179, 1191–92 (1999)Google Scholar
Rachlinski, Jeffrey J., Bottom-Up and Top-Down Decisionmaking, 73 U. Chi. L. Rev. 993, 940–64 (2006)Google Scholar
Burke, Edmund, Reflections on the Revolution in France, and on the Proceedings in Certain Societies in London Relative to That Event (1790), in Burke, Edmund, Selected Writings and Speeches 424, 469–70 (Stanlis, Peter J., ed., Washington, D.C.: Regnery Gateway 1963)Google Scholar
Ellickson, Robert C., Order without Law: How Neighbors Settle Disputes (Cambridge, Mass.: Harvard University Press 1991).Google Scholar
Priest, George L., Private Litigants and the Court Congestion Problem, 69 B.U. L. Rev. 527, 534 (1989)Google Scholar
Tversky, Amos and Kahneman, Daniel, Availability: A Heuristic for Judging Frequency and Probability, in Judgment under Uncertainty: Heuristics and Biases 163 (Kahneman, Daniel, Slovic, Paul, and Tversky, Amos, eds., Cambridge: Cambridge University Press 1982)Google Scholar
Plous, Scott, The Psychology of Judgment and Decision Making 121–30 (Philadelphia: Temple University Press 1993)Google Scholar
Schwarz, Norbert and Vaughn, Leigh Ann, The Availability Heuristic Revisited: Ease of Recall and Content of Recall as Distinct Source of Information, in Heuristics and Biases: The Psychology of Intuitive Judgment 103 (Gilovich, Thomas, Griffin, Dale, and Kahneman, Daniel, eds., Cambridge: Cambridge University Press 2002)Google Scholar
Kuran, Timur and Sunstein, Cass R., Availability Cascades and Risk Regulation, 51 Stan. L. Rev. 683 (1999)Google Scholar
Sunstein, Cass R., What's Available?: Social Influences and Behavioral Economics, 97 Nw. U. L. Rev. 1295 (2003) (same).Google Scholar
Sunstein, Cass R., One Case at a Time 4 (Cambridge, Mass.: Harvard University Press 1999)Google Scholar
Simpson, A. W. B., The Ratio Decidendi of Case and the Doctrine of Binding Precedent, in Oxford Essays in Jurisprudence 148, 160–61, 167 (Guest, A. G., ed., London: Oxford University Press 1961)Google Scholar
Schauer, Frederick, Giving Reasons, 47 Stan. L. Rev. 633, 638–42 (1995)Google Scholar
Hershkoff, Helen, State Courts and the “Passive Virtues”: Rethinking the Judicial Function, 114 Harv. L. Rev. 1833 (2001)Google Scholar
Bickel, Alexander M., The Supreme Court, 1960 Term – Forward: The Passive Virtues, 75 Harv. L. Rev. 40 (1961).Google Scholar
Levy, Beryl Harold, Realist Jurisprudence and Prospective Overruling, 109 U. Pa. L. Rev. 1 (1960)Google Scholar
Burton, Steven J., An Introduction to Law and Legal Reasoning 37–38, 60 (Boston: Little, Brown 1995)Google Scholar
Schauer, Frederick, Opinions as Rules, 62 U. Chi. L. Rev. 1455 (1995)Google Scholar
Schauer, Frederick, Prescriptions in Three Dimensions, 82 Iowa L. Rev. 911, 916–18 (1997)Google Scholar
Brewer, Scott, Exemplary Reasoning: Semantics, Pragmatics, and the Rational Force of Legal Argument by Analogy, 109 Harv. L. Rev. 925, 945–48 (1996).Google Scholar
Hurd, Heidi M., Moral Combat 62–94 (Cambridge: Cambridge University Press 1999)CrossRefGoogle Scholar
Hurd, Heidi M., Challenging Authority, 100 Yale L.J. 1011 (1991)Google Scholar
Alexander, Larry and Sherwin, Emily, The Deceptive Nature of Rules, 142 U. Pa. L. Rev. 1191, 1201 (1994).Google Scholar
Levi, Edward H., An Introduction to Legal Reasoning (Chicago: University of Chicago Press 1948)Google Scholar
Schauer, Frederick, Formalism, 97 Yale L.J. 509, 542 (1988)Google Scholar
Summers, Robert S., Precedent in the United States (New York), in Interpreting Precedents: A Comparative Study 355, 394–97 (MacCormick, D. Neil and Summers, Robert S., eds., Aldershot: Dartmouth Publishing 1997)Google Scholar
Lamond, Grant, Do Precedents Create Rules?, 11 Legal Theory 1, 12 (2005)Google Scholar
Goldman, Alan H., The Rationality of Complying with Rules: Paradox Resolved, 116 Ethics 453 (2006).Google Scholar

Save book to Kindle

To save this book to your Kindle, first ensure [email protected] is added to your Approved Personal Document E-mail List under your Personal Document Settings on the Manage Your Content and Devices page of your Amazon account. Then enter the ‘name’ part of your Kindle email address below. Find out more about saving to your Kindle.

Note you can select to save to either the @free.kindle.com or @kindle.com variations. ‘@free.kindle.com’ emails are free but can only be saved to your device when it is connected to wi-fi. ‘@kindle.com’ emails can be delivered even when you are not connected to wi-fi, but note that service fees apply.

Find out more about the Kindle Personal Document Service.

Available formats
×

Save book to Dropbox

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Dropbox.

Available formats
×

Save book to Google Drive

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Google Drive.

Available formats
×