Do not forget that we are charting a jungle.
1 Introduction
To serve its core aims (i.e. explain acceptability, truth, and entailment), compositional semantics requires
(i) a domain of linguistic meanings, or semantic values;
(ii) the co-classification of similar (or similarly behaved) meanings, likely informed by grammatical distinctions; and
(iii) an account of the interaction of meanings from different classes.
Natural language ontology (or, more aptly, the ontology of natural language semantics) serves exactly this task: By providing a rich domain of nonlinguistic objects, it supplies the entities that serve as the semantic values of natural language expressions (see Reference Lewis, Davidson and HarmanLewis, 1972). By sorting these objects according to their truth-contributional, selection, and entailment behavior, it obtains semantic categories whose members interact with members of other categories in much the same way. In all this, natural language ontology is more than a mere book-keeping system: it is what drives semantic theorizing. This is so since natural language ontology is influenced by our everyday metaphysics and results from applying engineering considerations (e.g. which ontological categories are used in day-to-day semantics?) alongside criteria of scientific theory choice. These criteria include which candidate theory is the most empirically adequate, predictively powerful, fruitful (such that it allows for easy integration with other accounts/theories), parsimonious (such that it contains as few basic categories as required), or simple (such that each category’s elements have no or little internal structure).
Imagine being tasked to give a semantics for the simple English sentence in (1a). Clearly, this task involves (i) stipulating some semantic value for the lexical items Matti and sleep (possibly in the style of word-prime semanticsFootnote 1) and (iii) explaining how these values interact to generate the entailment to (1b) and the truth-conditions in (1c) (see Reference DavidsonDavidson, 1967):
(1) | a. | Matti is sleeping. |
b. | Someone is sleeping. | |
c. | Matti is sleeping is true iff Matti has the property of sleeping |
Importantly, in order to account for (1b) and (1c), we first need to (ii) determine to what ontological category the semantic values, and , of Matti and of sleep belong. The identification of these values as members of one or other category influences the way in which these values interact to generate the compositional semantic value of the larger expression (thus affecting (iii)): depending on whether we categorize as an individual (along the lines of Reference HendriksHendriks, 1993), as a generalized quantifier (i.e. a property of properties; along the lines of Reference Montague, Hintikka, Suppes and MoravcsikMontague, 1973), or as a property of individuals (along the lines of Reference FaraFara, 2015; based on Reference QuineQuine, 1948), we obtain the semantic value of (1a) by attributing the property of sleeping to Matti (via backward Functional Application [FA]; see (2a)), by attributing the higher-order property of being one of Matti’s properties to sleeping (via forward Functional Application; see (2b)), or by intersecting the property of being Matti with the property of sleeping (via Predicate Modification [PM]; see (2c)).
(2) | a. | (backward FA) | |
b. | (forward FA) | ||
c. | (PM) |
It is widely acknowledged that the above categorizations of the semantic values of proper names (here, Matti) compete with respect to their empirical adequacy: While only ’s treatment as an individual can explain why referential DPs – but not quantifier phrases – serve as the antecedents of anaphora (see (3)),Footnote 2 only its treatment as a generalized quantifier can easily explain the possibility of coordinating names (and other referential DPs) with quantifier phrases (see (4); based on Reference Partee, Rooth, Partee and PortnerPartee & Rooth, 1983). Finally, only by categorizing as a property can we straightforwardly explain why proper names can have determiner heads (see (5)).Footnote 3 In (3b), the prefixed superscript ‘#’ indicates that the ensuing sentence is semantically deviant.
(3) | a. | Matti is sleeping. He is snoring. |
b. | Every boy, No boy, More than one boy is sleeping. He is snoring. |
(4) | Matti and all other children are sleeping. |
(5) | a. | Der Matti schläft. (German) |
The Matti sleeps. | ||
‘Matti is sleeping.’ | ||
b. | There are two Mattis in my family. |
Interestingly, the different categorizations of also differ along other dimensions of scientific theory choice (what is sometimes attributed to the level of metasemantics; see Reference Rett and AltshulerRett, 2022). In particular, ’s categorization as an individual is simpler and more natural/intuitive than its ‘generalized quantifier’- or ‘property’-categorizations. Since it can be used to represent individuals as well as properties (see Reference Partee, Groenendijk, de Jongh, Groenendijk and StokhofPartee, 1987), the categorization of as a generalized quantifier is more uniform than its categorization as an individual or a property.Footnote 4 Given that we need properties and generalized quantifiers anyway (see (4), (5)) – and assuming that there is some way of explaining the deviance of (3b) without recourse to individuals – the ‘property’- and ‘generalized quantifier’-categorizations of are ontologically more parsimonious than its categorization as an individual. The preference for a parsimonious ontology (with fewer categories) contrasts with the engineer’s perspective on natural language ontology, which prefers as many categories as are assumed in day-to-day semantic practice.
This Element discusses which ontological categories are assumed in semantic theorizing, and identifies some of the parameters that influence the choice of categories. To avoid mixing empirical and foundational considerations, the Element identifies ontological categories from the perspective of semantic adequacy only. The result will be a practitioner’s view of natural language ontology that captures what I call descriptive natural language ontology (in line with Reference StrawsonStrawson’s (1959) descriptive metaphysics).Footnote 5 For type-theoretic attempts to reduce the categories in this ontology to a small subset, the reader is referred to the sequel Element, Reduction and Unification in Natural Language Ontology.
The Element is organized as follows: Section 2 reviews different strategies for identifying a language’s semantic commitments.Footnote 6 The next two sections apply these strategies to (distinct fragments of) different natural languages – especially to Montague’s PTQ-fragment (Section 3) and to its various extensions (Section 4). My application of these strategies will show that differently rich fragments of the same language – like similar fragments of different languages – presuppose in part different descriptive semantic ontologies. Section 5 identifies inclusion relations between these ontologies and proposes a strategy for ‘translating’ semantic accounts of a given phenomenon (formulated in a specific semantic theory, with a particular ontology) into a different ontology. The Element closes by summarizing its key points (commitment identification, candidate ontologies, inter-ontology relations) and by detailing to what extent a researcher’s objectives can influence the resulting ontology (Section 6).
Before I move to a discussion of descriptive natural language ontology, it is important to be clear about the domain of natural language ontology and about the familiar motivations for exploring this domain. Sections 1.1 and 1.2 serve this task.
1.1 Ontology as ‘Natural Language Metaphysics’
Natural language ontology was first introduced by Reference Bach, Marcus, Dorn and WeingartnerEmmon Bach (1986b), who called this discipline natural language metaphysics. Bach chose the term ‘meta-physics’ to reflect the discipline’s concern with “what there is” (see Reference QuineQuine, 1948), or, more accurately, with “what people talk as if there is” (Reference Bach, Marcus, Dorn and WeingartnerBach, 1986b, 573). To capture its focus on the different classes of objects that are assumed by our semantic theories – as well as on the relations between objects from these different classes – Bach’s discipline is nowadays often called ‘natural language ontology’ (see, e.g. Reference Ginzburg, Maienborn, von Heusinger and PortnerGinzburg, 2008; Reference Grimm and McNallyGrimm & McNally, 2022; Reference MoltmannMoltmann, 2020a, Reference Moltmann and Zalta2022b; Reference Ramchand and AltshulerRamchand, 2022; Reference Rett and AltshulerRett, 2022). The use of this term is in line with the use of ‘ontology’ in data and computer science (where it serves the classification, description, and relation of entities from a specific domain). It is also in line with the use of ‘ontology’ in the applied field of ontology engineering.
An advantage of the term ‘ontology’ is that it can be used to refer both to the discipline and to its topic of study, that is, the semantic ontology of natural language. (The latter, but not the former, consists of different ontological categories like ‘individual,’ ‘property,’ etc.) Since the noun ontology has a plural form (i.e. ontologies), it allows for the possibility (discussed in Section 4.5) that the subject matter of natural language ontology differs from language to language (or between different fragments of the same language). To avoid having the term ‘natural language ontology’ do double duty, I hereafter follow Reference Moltmann and ZaltaMoltmann (2022b) in using ‘natural language ontology’ for the discipline and ‘semantic ontology of natural language’ (shortened to ‘semantic ontology’ or, simply, to ‘ontology’) for the subject matter of this discipline.
Natural language ontology is sometimes described as reflecting the ontological commitments of speakers of the respective language. Importantly however, such commitments are typically not the (explicit or implicit) commitments of speakers but of semantic models of the language (see Reference Bach, Marcus, Dorn and WeingartnerBach, 1986b; Reference AsherAsher, 1993; Reference Moltmann and ZaltaMoltmann, 2022b). Bach captures this observation when he describes the guiding question of natural language metaphysics as “What kinds of things and relations among them does one need in order to exhibit the structure of meanings that natural languages seem to have?” (Reference Bach, Marcus, Dorn and Weingartner1986b, 573). Reference Rett and AltshulerRett (2022) reinforces Bach’s point by noting, “[w]hen I discuss the question of how many basic entities or types there are, I view the issue as regarding the semanticist’s toolbox, rather than a given speaker’s i-language” (281).
The above notwithstanding, arguments for (or against) certain ontological categories are often also based on their cognitive or psychological plausibility. Thus, many semanticists and philosophers have eschewed highly abstract entities like vectors (Reference ZwartsZwarts, 1997; see Section 4.3.2) and – to a lesser extent – manners (Reference Schäfer, Bonami and HofherrSchäfer, 2008; see Section 4.2.1). Inversely, the large psychological/neuroscientific plausibility of the category ‘individuals’ has led many researchers to resist Keenan’s proposal to drop individuals in favor of properties as a basic ontological category (see Section 4.4). This resistance is supported by neuroscientific findings about ‘concept cells’ or ‘Jennifer Aniston cells’ (see Reference GrossGross, 2002). The latter are single neurons that only signal to pictures of a specific familiar individual (e.g. a celebrity or a friend/family member; see Reference Quiroga, Reddy, Kreiman, Koch and FriedQuiroga et al., 2005). Within linguistics and psychology, the psychological plausibility of various other kinds of categories has been discussed, for example, by Reference Rips and HesposRips and Hespos (2019) (for object individuation), by Reference KeilKeil (1979) (for natural kinds), and by Reference DowtyDowty (1991) (for proto-roles).
Natural language ontology pursues a distinctively different project from mainstream philosophical metaphysics (what Reference FineFine [2017] has called ‘foundational metaphysics’). Specifically, in contrast to metaphysics, natural language ontology does not aim to unravel the fundamental building blocks of reality (or ‘what there [really] is,’ to use the familiar term from Reference QuineQuine, 1948; see, e.g. Reference AsherAsher, 1993; Reference Bach, Marcus, Dorn and WeingartnerBach, 1986b; Reference Moltmann and ZaltaMoltmann, 2022b; Reference MontagueMontague, 1969; Reference SiderSider, 2011; Reference WellwoodWellwood, 2020). Attendantly, it does not provide the domain of a theory of (the real-world reference of) linguistic expressions. This explains why the semantic ontology of natural language is often carefree about including elusive entities like fictional and abstract objects (e.g. Sherlock Holmes, Pegasus, beauty; see Reference HintikkaHintikka, 1959; Reference MoltmannMoltmann, 2004), uninstantiated properties (e.g. being a unicorn; Reference MontagueMontague, 1970), and impossible events (e.g. me watching myself swim at the time of my swimming; Reference VendlerVendler, 1979). It also explains why this ontology is not very worried about underspecified identity-conditions of its objects (see Reference AsherAsher, 1993, 5–8).
1.2 Role and Interest of Natural Language Ontology
Its different goal from philosophical metaphysics notwithstanding, natural language ontology has traditionally played a large role in revealing ‘what there [really] is.’ This role is reflected in Reference DavidsonDavidson’s (1977, 244) observation that “[o]ne way of pursuing metaphysics is to study the general structure of our language.” It is justified by Emmon Bach’s elaboration:Footnote 7
One of our main resources for coming to understand the world is, after all, language, a sort of tool box for doing whatever it is we want to do. Do the fundamental distinctions that are reflected in the overt and covert categories of natural language correspond in any way to the structure of the world? How could they not?
In many cases, metaphysics’ recourse to natural language ontology is motivated by the difficulty of obtaining the fundamental building blocks of reality through a direct inspection of reality.Footnote 8 This indirect approach is supported by the (comparatively) easy availability of semantic theories for natural language, or by the even easier – if less reliable – accessibility of the semantic intuitions of natural language speakers. Examples of a language-based approach to metaphysics include Reference KripkeKripke (1981) and Reference LewisLewis’ (1986) argument for possible worlds, Reference HackerHacker’s (1982) argument for the separation of events from individual objects, and Reference FineFine’s (2003) argument for the distinction between material objects and matter. These arguments are based on the need to give a semantics for modal claims, on the selectional restrictions of different existence predicates (see Reference MoltmannMoltmann, 2020a), and on the selectional restrictions of nonmodal/non-temporal predicates like well-made or Romanesque (see Reference Moltmann and ZaltaMoltmann, 2022b).
Expectedly, natural language ontology is still not able to settle every meta-physical debate. This is, in part, due to the fact that the same linguistic phenomenon (even in a single language) can receive equally adequate interpretations in different ontologies (see Reference RitchieRitchie, 2016), who defends this claim for competing semantics for plurals). Applied to my example (1a) [Matti is sleeping], the ontologies from (6a–d) all account for the entailment and truth-conditions in (1b–c). (This holds at least so long as one ignores other criteria of scientific theory choice, like parsimony, simplicity, and fruitfulness; see Section 5).
(6) | a. | {properties} |
b. | {individuals, properties} | |
c. | {properties, generalized quantifiers} | |
d. | {individuals, properties, generalized quantifiers} |
To keep our choice of ontology from influencing our metaphysics, Reference RitchieRitchie (2016) has proposed to adopt a Principle of Carrying Commitments (PCC). This principle assumes that, in determining a language’s ontological commitments, semantics with equal empirical adequacy should be given an equal voice (see Reference RitchieRitchie, 2016, 20). In virtue of this assumption, it holds that a (language or) linguistic phenomenon only determinately carries a commitment to a certain ontological category if all (!) competitor semantics for this phenomenon carry this commitment. Since the different ontologies in (6) only agree with respect to properties, PCC’s application to (1) only determines an ontological commitment to properties.
Importantly, the extension of (1) to larger fragments of English already changes the above picture: Since quantifier phrases like all other children in (4) resist an interpretation as a property (or as an individual), a fragment that contains quantifier phrases already carries a commitment to properties and generalized quantifiers. While anaphoric binding phenomena like in (3) provide empirical support for (6d) – and against (6c) –, the ontology of a semantic theory may be underdetermined by the available evidence (for examples, see Reference RitchieRitchie, 2016 and Reference Liefke, Arai, Kojima, Mineshima, Bekki, Satoh and OhtaLiefke, 2018). This underdetermination may be due to the absence of data that decides between candidate theories/ontologies (meta-physical underdetermination) or to the inaccessibility of this data (epistemic underdetermination). Considerations like the aforementioned show that natural language ontology is not only relevant for the philosophy of language and meta-physics but also for philosophy of science and for scientific theory and model building more generally (see e.g. Reference ThagardThagard, 1978; Reference MorreauMorreau, 2014), for which it provides a good example.
I have noted at the beginning of this introduction that natural language ontology is concerned with the identification, classification, and interaction of linguistic meanings. This description correctly suggests that the ontology of natural language semantics is itself a case for ontology engineering: The ontologies of natural language semantics allow for the same treatment as large informational ontologies. The result is a complex taxonomy of entities with clearly specified roles, properties, and relations.Footnote 9 Arguably, the absence of a lexical focus in formal semantics often effects a neglect of within-class relations (i.e. of relations that capture domain-specific knowledge). As a result, semantic ontologies are typically different from knowledge representation networks.
This completes my overview of the disciplines to which natural language ontology is most relevant. To justify the ontology (or ontologies) that are assumed by our best semantic theories, I next present some strategies that can be used to identify a language’s semantic commitments.
2 Identifying a Language’s Semantic Commitments
It is often assumed that different semantic theories presuppose different ontologies. This holds, for example, for the semantics from Reference Davidson and DavidsonDavidson (2001) and Reference Chierchia and TurnerChierchia and Turner (1988), which posit events and, respectively, nominalized propositions. The initial assumption of pluralism notwithstanding, the ontologies of contemporary semantic theories converge to a surprising extent, however. This is due to the fact that a ‘good’ semantic theory typically covers a wide range of phenomena (thus excluding certain forms of metaphysical underdetermination) and that different languages share a large number of phenomena (such that there are no large-scale language-specific differences; see Section 4.5). This part of the Element reviews some of the strategies that have been used to identify a language’s semantic commitments (in Sections 2.2–2.4). It also observes some interesting differences in the outcomes of these strategies (in Section 2.5).
Before I present the different strategies, it is important (i) to exclude a prima facie sensible route to identifying semantic commitments that yields unintended results and (ii) to identify assumptions about the syntax/semantics relation that underlie many of the considerations in this Element. Section 2.1 serves these two tasks.
2.1 Background Considerations
2.1.1 A Nonstarter: Metaphysically Loaded Vocabulary
An intuitively plausible route to a language’s semantic commitments runs through overt category attributions (e.g. (7)) or class-existence statements (e.g. (8)). It additionally – or alternatively – runs through ‘ontological’ sortals (i.e. predicates like proposition and event in (9a); see Reference MoltmannMoltmann, 2022a; Reference VendlerVendler, 1967b, ch. 5). In what follows, I call the former route the ‘overt class’ strategy. The latter is called the ‘sortal’ strategy.
(7) | a. | It is a fact that John sang the song. | (Reference VendlerVendler, 1967b, 136) |
b. | The collapse of the Germans was an event/a gradual process. | (Reference VendlerVendler, 1967b, 138) | |
c. | John’s kicking of the cat was a [deliberate] action. | (Reference VendlerVendler, 1967b, 138) |
(8) | a. | There are individual objects. | |
b. | There are events/states. | (Reference MoltmannMoltmann, 2022a, ex. (19a)) |
(9) | a. | Bill believes the proposition that the Earth is round. | |
b. | In the event of rain, the parade will be cancelled. | ||
c. | The fact that the insulation failed caused the fire. | (Reference VendlerVendler, 1967a, 709) |
A first challenge for the ‘overt class’ strategy from (7)–(8) is that our ordinary-language use of nouns like fact and event may differ from that of the technical ontological terms ‘fact’ and ‘event’ (see Reference VendlerVendler, 1967a). This challenge is aggravated by the observation that these nouns may even be paraphrased away (see Reference MontagueMontague, 1969, 148, who has claimed that (10a) is equivalent to (10b)).Footnote 10
(10) | a. | The event of the sun’s rising occurred at eight. |
b. | The sun rose at eight. |
An at least equally problematic challenge to the ‘overt class’ strategy lies in the observation that ontological support from constructions like (7) and (8) is limited to a proper subset of those categories that are commonly assumed as part of the semantic ontology. In particular, while category-attribution sentences like (7) and class-existence statements like (8) are acceptable – if not very natural – for concrete entities like individual objects and events, they are deviant for the vast majority of abstract and higher-order objects (see (11) for some variously deviant examples). In what follows, I will use prefixed double superscript question marks (as in (11a)) to indicate that a sentence is semantically very odd or questionable. A single superscript question mark (as in (11b)) indicates that the sentence is semantically slightly or moderately odd.
(11) | a. | There are generalized quantifiers. |
b. | There are degrees/manners/times. |
The ‘sortal’ strategy from (9) avoids the above problem by being applicable to concrete and abstract objects alike. However, this strategy is challenged by the observation (due to Reference PriorPrior, 1963, Reference Prior1971) that sentences with the syntactic form of (9a) are often not equivalent to their ‘sortal-free’ counterparts. Thus, while (12a) describes Sally as standing in the fearing relation to a propositional content (namely, that Fido barks), (12b) describes Sally as standing in the fearing relation to a propositional object (namely, the proposition – qua abstract object – that Fido barks; see Reference MoltmannMoltmann, 2003; Reference Moltmann2013a). Since they relate Sally to different attitudinal objects, (12a) and (12b) have different truth-conditions: In contrast to the truth-conditions for (12a), many of the conditions under which (12b) is true are rather contrived.
(12) | a. | Sally fears that Fido barks. | (Reference GüngörGüngör, 2022, ex. (3)) |
b. | Sally fears the proposition that Fido barks. |
Nonequivalences like the one in (12) can also be observed for sentences with non-sortal DPs (in (13) and (14): with the DPs ordinariness, a unicorn) and with DPs of the form ‘the property of [ ]’ (or ‘the generalized quantifier denoted by [ ]’; (see Reference MoltmannMoltmann, 2004; Reference Zimmermann, Brandt and FußZimmermann, 2006b; Reference D’AmbrosioD’Ambrosio, 2023). In particular, the result, (13b), of substituting the DP ordinariness in (13a) by the linguistic designator of its intuitive semantic value, i.e. the property of being ordinary, is semantically quite odd.
(13) | a. | Ordinariness is boring. | (Reference MoltmannMoltmann, 2004, ex. (12)) |
b. | The property of being ordinary is boring. | ||
(14) | a. | Sally seeks a unicorn. | (Reference D’AmbrosioD’Ambrosio, 2023, ex. (10)) |
b. | Sally seeks the generalized quantifier denoted by ‘a unicorn’. |
I will not dive into the possible sources of Prior’s puzzle here.Footnote 11 For the present purposes, it suffices to point out that these nonequivalences reflect the difference between ordinary entities and semantic values (this point is forcefully made in Reference Zimmermann, Brandt and FußZimmermann, 2006b).
2.1.2 Syntactic and Semantic Categories
My previous discussion has suggested a close correspondence between grammatical and semantic/ontological categories. This suggestion is reflected – to a varying degree – in Reference VendlerVendler’s (1967b) lexical–syntactic investigation of semantic category distinctions (see Section 2.2), in Reference MontagueMontague’s (1970) assumption of a syntax–semantics homomorphism (see Reference JanssenJanssen, 1983; Reference Zimmermann, Ball and BrianZimmermann, 2018), and in Reference Klein and SagKlein and Sag’s (1985) method of type-driven interpretation (see Reference Heim and KratzerHeim & Kratzer, 1998, ch. 3). Specifically, Montague assumes that all elements of the same syntactic category are interpreted in the same semantic domain. This is achieved by combining a ‘semantic uniformity’ constraint on the interpretation of lexical items with a map between syntactic and semantic composition rules.Footnote 12
If Montague’s homomorphism were an isomorphism (such that each semantic domain would interpret the elements of exactly one syntactic category; see Figure 1a), the strategies that will be discussed in Sections 2.2–2.4 would provide an easy, reliable route to identifying a language’s semantic commitments (there: the commitments of a reasonably representative fragment of contemporary American English). In fact, the bijective relation between syntactic and semantic categories would make it possible to conduct the project of providing an ontology for natural language at the level of syntax alone, without moving to semantic interpretation.
However, even Montague did not defend such a straightforward picture of the syntax–semantics relation. In particular, Montague’s homomorphism is only surjective (i.e. ‘onto,’ as described in the penultimate paragraph), but not injective (‘one-to-one,’ in the sense described in the previous paragraph). As a result, a single semantic domain may provide the values of different syntactic categories. In Reference MontagueMontague (1970), this is the case for intransitive verbs (IVs; e.g. sleep) and common nouns (CNs; e.g. child), which are both interpreted as properties of individuals. It is also the case for verb phrase adverbs (IAVs; e.g. rapidly) and infinitive-complement verbs (IV//IV; e.g. try to). An illustration of Montague’s syntax–semantics relation is given in Figure 1b (adapted from Reference Liefke and HartmannLiefke & Hartmann, 2018, 319). In this figure, is the set of expressions of syntactic category (where is a variable over categories); is the associated set of semantic values. T is the syntactic category of DPs and quantifier phrases; S is the syntactic category of declarative sentences. Arrows represent Montague’s syntax–semantics homomorphism.
The many-to-one relation between syntactic and semantic categories carries an important caveat for the strategies in Sections 2.2–2.3: Since there may be more syntactic than semantic categories, observing that a language (here: German) resists the grammaticality-preserving substitution of one expression (in (15a): German schlafen [‘sleep’]) by an expression from a different syntactic category (in (15b): Kind [‘child’]) does not, by itself, warrant the inference to two distinct ontological categories.Footnote 13 This holds at least so long as this distinction is not supported by other strategies for the identification of ontological categories, or by ontological intuitions (a fact exploited in Reference VendlerVendler, 1967a, Reference Vendler1967b). I will return to this point at the end of Section 2.2.
(15) |
It has often been held that Montague’s assumption of a surjective-only relation is undesirable from the point of view of simplicity (see, e.g. Reference CharlowCharlow, 2014; Reference HendriksHendriks, 1993, Reference Hendriks, Gutzmann, Matthewson, Meier, Rullmann and Zimmermann2020; Reference Partee, Groenendijk, de Jongh, Groenendijk and StokhofPartee, 1987): Since Montague’s theory of syntax, Cate-gorial Grammar, identifies syntactic categories via the result of combining its expressions with an expression from a different category, all categories but S and the extensionally empty category (intuitively, the category of individual-denoting terms) are complex (see Reference GamutGamut, 1991, ch. 4.3; Reference van Benthemvan Benthem, 1991). For example, since DPs (Montague’s ‘terms’) combine with verb phrases (expressions of Montague’s category IV) to yield a sentence (Montague’s ; in Figure 1: category S), even referential DPs (e.g. Matti, the boy) are treated as members of a complex category.
As a result of the above, Montague’s syntax–semantics map will require interpreting referential DPs in the same semantic domain as quantifier phrases, that is, as generalized quantifiers. Obviously, this strategy of ‘generalizing to the worst case’ (Reference ParteePartee, 1983, 34) goes against the principle of simplicity (reason: generalized quantifiers are internally complex entities).Footnote 14 What may even be worse: It violates basic intuitions about meaning and reference. According to these intuitions, proper names contribute their individual referents to the meaning of the linguistic constructions in which they occur (see Section 1.1 and Section 2.2.4).
To obtain the simplest-possible semantic ontology, this Element follows the inverse to the above strategy, namely, ‘try simplest types first’ (Reference Partee, Rosner and JohnsonPartee, 1992, 115).Footnote 15 This strategy assumes that some subcategories (e.g. referential DPs) may allow for an interpretation as a simpler, less complex object (i.e. as an individual, associated with Montague’s empty category E, originally ; see Reference HendriksHendriks, 1993, Reference Hendriks, Gutzmann, Matthewson, Meier, Rullmann and Zimmermann2020). Such interpretations are obtained through a series of injective functions (called ‘type-shifters’) that map more complex entities to simpler entities while preserving their distinctness. An example of such a function is Reference Partee, Groenendijk, de Jongh, Groenendijk and StokhofPartee’s (1987) type-shifter lower, which sends a set of properties to the individual that exemplifies these properties. The syntax–semantics relation that results from this strategy is given in Figure 1c. In this figure, dotted arrows represent type-shifters. Dashed arrows represent the syntax–semantics relation that results from applying these type-shifters.
Arguably, not all linguistic expressions have their syntactic category written on their sleeve. This holds for example for the expression a woman in (16), which is ambiguous between the direct object of past-tense see and the subject of the gerundive small clause a woman swimming (for a more detailed discussion of this example, see Section 2.3).
(16) | Zeno saw a woman swimming. |
To prevent ambiguities like the one in (16) from distorting our investigation of semantic ontology, I identify ‘syntax’ with Logical Form, LF.Footnote 16 For the present purposes, I take LF to be the level of syntactic analysis at which ambiguities like the one in (16) are resolved and at which wh-movement and quantifier raising (if any) have taken place. An example of one of the LFs of (16) is given in (17). There, a woman has been raised out of the scope of the verb see (enforcing a de re-reading). In this raising, a woman has received a binder index (here: 1) and has left a trace ( ) that has the same index as its binder. The square brackets around ‘ swimming’ indicate that this string is a syntactic constituent, identifying this reading with the small-clause reading.
(17) |
Arguably, working at the level of LF does not undo our observation that there is no royal road from syntax to semantics (and, hence, to ontology). This is so since a single constituent of an LF (e.g. a woman in some non-de re reading of (16)) may still be interpreted in different semantic domains (e.g. as an individual or a generalized quantifier).
In the following subsections, I will present several strategies for identifying a language’s ontological commitments that try to avoid the most obvious syntactic fallacies. These strategies are based on the semantic selection properties of natural language predicates (see Section 2.2), on the study of dedicated proforms (see Section 2.3), and on the identification of implicit semantic arguments (see Section 2.4). They prevent counterintuitive conclusions (to too many, or too few, ontological categories) by focusing on semantic selection and semantic deviance (rather than on syntactic selection and syntactic inacceptability; in Section 2.2), by testing each strategy across a robust range of different constructions (especially in Section 2.3), and by moving away from language use (including language-specific selection and lexicalization) to language modelling (in Section 2.4). The separation of these strategies largely follows Reference AsherAsher (1993), whose classification of abstract entities considers “data about distributional differences and predicate incompatibilities” (see my Section 2.2) alongside “examples concerning anaphora” (Section 2.3) and quantification (Section 2.4; Reference AsherAsher, 1993, 4; cf. Reference Rett and AltshulerRett, 2022).
2.2 The Lexical Strategy: Selection Properties
A first strategy for revealing a language’s semantic commitments lies in investigating differences in the semantic selection properties of predicates. This strategy assumes that selectional differences track ontological differences in the kinds of arguments that these predicates combine with. It associates different kinds of semantic arguments with different ontological categories. I will illustrate this strategy for the categories of facts and events (Section 2.2.1), questions (Section 2.2.2), propositions (Section 2.2.3), and individuals (Section 2.2.4), following the work of Reference VendlerVendler (1967a, Reference Vendler1967b).
Throughout this illustration, it is important to keep in mind that the selectional differences between predicates do not, by themselves, identify the specific ontological category whose elements these predicates accept as their semantic arguments. Rather, these differences show that different predicates only accept entities from an ontological category with certain properties. The identification of these entities as elements of one or another category is due to other considerations (e.g. everyday metaphysical assumptions about what kinds of objects exemplify these properties, the availability of certain category labels, and theory choice considerations; see Section 1.2).
2.2.1 Facts and Events
One of the best-known instances of the lexical strategy (due to Reference VendlerVendler, 1967a, Reference Vendler1967b, ch. 5) has focused on selectional differences between different nominalizations. Such nominalizations include nominal gerunds like (18a), verbal gerunds like (18c), and that-clause constructions like (18c):
(18) | a. | i. the singing of the song | (ing ) |
ii. John’s singing of the song | (POSS-ing ) | ||
b. | John’s singing the song | (POSS-ing) | |
c. | that John was singing the song | (that-clause) |
According to Vendler, only nominal gerunds combine with perception and action verbs (e.g. watch, listen to, imitate), time-dependent existence predicates (e.g. occur, take place, begin, last an hour), and manner adjectives (e.g. slow, sudden, gradual) (see (19)). Only that-clause constructions combine with truth-evaluating predicates (e.g. be true, be false), propositional attitude verbs (e.g. think, know, forget), and speech act verbs (e.g. state, claim) (see (21); cf. Reference AsherAsher, 1993, ch. 1). In contrast to nominal gerunds, that-clause constructions also combine with modal adjectives (e.g. possible, likely, good) and causal predicates (e.g. cause, make, be the result of; see (20a, c)). In this respect, they resemble verbal POSS-ing constructions (see (20b)).
(19) | |
(20) | |
(21) |
The selectional difference between nominal and verbal gerunds is corroborated by the noun-like versus verb-like characteristics of these gerunds: unlike POSS-ing constructions (which require adverbial modification; see (22)), ing and POSS-ing constructions only allow for adjectival modification (see (23a)).Footnote 17 In contrast to their verbal counterparts (see (22b–c)), ing and POSS-ing constructions are incompatible with auxiliary verb constructions (see (23b)) and with negation (see (23c); Reference Grimm and McNallyGrimm & McNally, 2022):
(22) | a. | John’s singing the song beautifully |
b. | John’s having sung the song | |
c. | John not singing/having sung the song | |
(23) | a. | John’s beautiful singing of the song |
b. | John’s having sung of the song | |
c. | John’s not singing of the song |
Vendler takes the different properties of nominal gerunds and POSS-ing constructions to suggest that these two kinds of gerunds are classified in different semantic categories. In particular, he assumes that nominal gerunds denote events, processes, and actions, while POSS-ing constructions denote facts or results (or, more generally, possibilities; see Reference GinzburgGinzburg, 2005, fn. 11). Vendler motivates this categorization with respect to the specific properties of the pre- dicates from (19) and (20): Since predicates like occur, take place, and begin express temporal properties, the semantic arguments of these predicates are temporal or temporally located objects, namely, events. Since predicates like possible and likely denote atemporal, modal, and causal properties, Vendler identifies their semantic arguments with facts (esp. Reference VendlerVendler, 1967b, 141–146; see also Reference AsherAsher, 1993, for some cases).Footnote 18
Note that the success of Vendler’s argument for the event/fact-distinction relies on the selectional restrictiveness of the embedding predicate: while restrictive predicates like occur and be possible can be used to argue for a distinction between events and facts (as evidenced by (19)–(20)), selectionally flexible predicates like surprise (which license both nominal gerunds and POSS-ing constructions) challenge such an argument (see (24a–b); based on Reference VendlerVendler, 1967b, 125–126).Footnote 19
(24) |
I will show in Section 2.2.2 that the choice of embedding predicate plays an important role in Vendler’s strategy for identifying semantic commitments: only selectionally restrictive predicates enable the identification of sufficiently fine-grained ontological categories. I will return to this point and discuss its extreme version in Section 2.2.4.
2.2.2 Questions
A parallel situation to the one in (24) can be observed for the ontological distinction between propositions and questions: Much work on the semantics of interrogatives distinguishes rogative predicates (i.e. predicates that only embed interrogative complements) like wonder (in (25b)) from anti-rogative predicates (i.e. predicates that only embed declarative complements) like think (in (25a); see e.g. Reference GrimshawGrimshaw, 1979; Reference LahiriLahiri, 2002). While the selectional difference between rogative and anti-rogative predicates supports the distinction between propositions and questions, the selectional flexibility of responsive (i.e. declarative- and interrogative-embedding) predicates like know (in (25c)) prima facie undermines it (see Reference Ciardelli, Roelofsen and TheilerCiardelli et al., 2017; Reference Theiler, Roelofsen and AloniTheiler et al., 2018):
(25) |
For further empirical support for the distinction between propositions, facts, and questions, the reader is referred to Reference GinzburgGinzburg (1995).
2.2.3 Propositions
Much of Vendler’s work discusses the semantic difference between facts and events. Reference VendlerVendler (1967a) complements this discussion with two arguments for a distinction between facts and propositions. The first of these arguments targets a difference in the licensing predicates for POSS-ing and that-clause constructions. The second argument targets a difference in the intensionality properties of embeddings under POSS-ing- and that-clause-licensing predicates.
Vendler’s first argument is based on the observation that only that-clause constructions felicitously combine with propositional attitude verbs (e.g. think, know) and with truth-evaluating predicates (see (21) and its surrounding discussion). Vendler’s second argument is based on the observation that the choice of embedding predicate affects the referential transparency of the sentence containing this predicate (Reference VendlerVendler, 1967a, 709–712; see Reference AsherAsher, 1993, 58): While propositional attitude verbs famously create opaque contexts (i.e. contexts in which the substitution of co-referential or truth-conditionally equivalent expressions does not necessarily preserve the truth of the original sentence; see, for example, Reference Frege and BeaneyFrege, 1997; Reference ForbesForbes, 2006; Reference QuineQuine, 1956), this is not the case for causal predicates. Specifically, in contrast to (26), substituting Jocasta for his [= Oedipus’] mother in (27) preserves the truth of the original sentence (see also Reference Davidson and DavidsonDavidson, 2001):Footnote 20
(26) | a. | Oedipus knew that he was marrying Jocasta. | |
b. | Jocasta is Oedipus’ mother. | ||
c. | Oedipus knew that he was marrying his mother. | (invalid) | |
(27) | a. | The tragedy was caused by Oedipus’ marrying his mother. | |
b. | Jocasta is Oedipus’ mother. | ||
c. | The tragedy was caused by Oedipus’ marrying Jocasta. | (valid) |
Newer literature supports the difference between propositions and facts by referring to the different cancellation behavior of non-factively embedded that-clauses and DPs of the form ‘the fact that [ ]’ (see e.g. Reference KastnerKastner, 2015). Thus, in contrast to the that-clause construction in (28a), the fact-DP in (28b) cannot be consistently negated. The non-negatability of fact-DPs straightforwardly extends to POSS-ing constructions (see (28c)), as Vendler’s analysis would lead one to expect.
(28) | a. | I explained that the building collapsed. (But it didn’t really.) |
b. | I explained the fact that the building collapsed. ( But it didn’t really.) | |
c. | I explained the building’s collapsing. ( But the building didn’t really collapse.) |
2.2.4 Individuals
Plausibly, Vendler’s selection-based strategy can also be applied to distinguish individuals from events (see Reference VendlerVendler, 1967b, 143–144). In particular, in contrast to ing and POSS-ing constructions, concrete referential DPs can combine with adjectives for visually perceivable properties (e.g. color, size, shape, and texture; see (29a)), with object-directed perception verbs (e.g. touch, look at; see (30a)), and with extensional transitive verbs like pull and kick (see (31a)). To show that the referents of concrete referential DPs also resist a co-categorization with facts and propositions, I include POSS-ing and that-clause constructions in the contrast from (29)–(31):
(29) | |
(30) | |
(31) |
Vendler observes that the above predicates share reference to (points in) space. Since he assumes that individual objects “are in a place, but do not take place at a certain time” ((Reference VendlerVendler, 1967b), 144), he identifies the denotations of concrete referential DPs with individuals (as opposed to events). The separation of individuals and events is supported by Reference MoltmannMoltmann’s (2020a) work on the ontological import of specific existential constructions. This work has found that different English existence predicates (e.g. exist, occur, obtain) select for semantic arguments from different ontological categories and with different spatial and/or temporal properties:
(32) | |
(33) |
In particular, Reference MoltmannMoltmann (2020a) observes that, whereas “exist [only] applies to material and abstract objects” excluding events and facts (318), occur and obtain only select for events and, respectively, for facts. This observation warrants an analogous semantic categorization to the one from Reference VendlerVendler (1967a, Reference Vendler1967b). Reference Rett and AltshulerRett (2022) extends Vendler and Moltmann’s strategy by replacing existence predicates by (nominal, adjectival, and adverbial) modifiers (see also Reference RettRett, 2018). Such modifiers can be used to distinguish degrees (i.e. the semantic arguments of very; see (34a)) from kinds (i.e. the semantic arguments of endangered; see (34b)):
(34) |
Their successful distinction of ontological categories suggests that Vendler and Moltmann’s strategies can be extended to any selectionally restrictive predicates whatsoever. Such generalization would only exclude selectionally super-flexible predicates like remember, which combine with declarative and interrogative finite clauses, infinitival clauses, gerunds, and concrete referential DPs alike (see Reference LiefkeLiefke, 2021). However, this generalization results in a plethora of ontological categories that much exceed Bach’s ontological zoo. An example of such undesirable multiplication of ontological categories is given in (35). In this example, the difference in acceptability between (35a) and (35b/c) seems to indicate an ontological distinction between animate objects (see (35a)) and (concrete or abstract) inanimate objects (see (35b/c)). However, this distinction is not reflected in any mainstream semantic ontologies.
(35) |
To avoid both a return to an extreme version of Bach’s ontological zoo and the assumption of a single ontological category (as suggested by (24)/(25c); but see Reference Liefke and WerningLiefke & Werning, 2018; Reference SuttonSutton, 2024), it seems advisable to combine the selection-based strategy for the identification of ontological categories with other, different, strategies. One such strategy is presented in Section 2.3. This strategy uses morphological items that are dedicated to a particular semantic category (Reference Rett and AltshulerRett, 2022; see also Reference AsherAsher, 1993; Reference MoltmannMoltmann, 2013a). Since this strategy uses the same proform, namely, it, for reference to animate and inanimate objects (see (36)), it suggests their ontological co-classification.
(36) |
We will see in the next subsection that the pronoun it, in fact, enables reference to a much wider class of objects than just individuals. This is yet more motivation for the suggestion to combine strategies.
2.3 The Morphological Strategy: Proforms
I have already mentioned that ontological categories can also be identified through ‘morphological category-specific items’. This identification assumes that different such items are used to refer to entities from distinct ontological categories. Morphological category-specific items include quantifiers as well as proforms (paradigmatically, anaphoric pronouns and, on some accounts, wh-words). The study of these items is motivated by the assumption that natural languages lexicalize reference to different types of entities. A selection of English proforms, wh-words, and quantifiers is given in Table 1 (based on Reference RettRett, 2018, 5; see also Reference Rett and AltshulerRett, 2022, 283–285). This selection includes (among others) individual proforms (e.g. he, she, it; see Reference BittnerBittner, 2001, Reference Bittner, Musan and Rathers2011), temporal proforms (e.g. tense markers; see Reference ParteePartee, 1973, Reference Partee1984), modal proforms (e.g. will, would; see Reference StoneStone, 1997), and propositional/sentential proforms (e.g. that; see Reference MoltmannMoltmann, 2013a; Reference PottsPotts, 2002).Footnote 21 The items in Table 1 are surprisingly robust across (unrelated) languages. This holds despite the fact that languages differ with respect to which elements they unite lexically (e.g. quantificational force, flavor, or evidential base; see Reference MatthewsonMatthewson, 2010; reported in Reference Rett and AltshulerRett, 2022, 283).
Category | Pronoun | wh-word | Quantifier |
---|---|---|---|
individuals | he, she, it | who, which, what | all, everything/-one |
events | it | which, when, what | always, if |
worlds/situations | will, would, then | ? when (see (42a)) | must, might, if |
times | then, -ed [past tense morpheme] | when | always, daily, when(ever) |
locations | there, it | where | everywhere, where(ever) |
propositions | that, it | what | everything, what(ever) |
degrees | yea, so | how (many/much) | more, -er |
manners | (like) so | how | ? like |
kinds | so, such | how | all |
Importantly, different proforms help disambiguate between different readings of a sentence or sentential constituent (Reference Mery, Retoré, Chatzikyriakidis and LuoMery & Retoré, 2017). This holds for the complement in (37), which can be analyzed either as a ‘DP + adjunct’ construction (in which swimming is an optional predicate that modifies the DP a woman; see Reference WilliamsWilliams, 1983) or as a gerundive ACC-ing construction (in which a woman swimming forms a constituent; see Reference D’Ambrosio and StoljarD’Ambrosio & Stoljar, 2021). Since the anaphoric pronoun it cannot bind the DP a woman, (37b) requires the ACC-ing reading. Given this reading, (37b) identifies (the event of) the woman’s swimming as the cause of Zeno’s shiver. Since anaphoric she binds the DP a woman more easily when the matrix verb, see, is interpreted as a transitive verb (such that swimming serves as an adjunct), (37a) prefers the ‘DP + adjunct’ reading.
(37) | Zeno saw a woman swimming . | |
a. She was wearing a wetsuit. | (individual) | |
b. It made Zeno shiver. | (event) |
Notably, pronouns can also serve in the resolution of semantic ambiguities, for example, of the sentence in (38).Footnote 22 In this sentence, the DP the RMS Queen Mary can denote either an individual (namely, the ship Queen Mary) or an event (namely, the Queen Mary’s passage). In (38a) and (38b), the pronouns she and it pick out the former and the latter, respectively.
(38) | The RMS Queen Mary passed through the sluice last year. | |
a. She was as beautiful as ever. | (individual) | |
b. It was quite an event. | (event) |
A quick glance at Table 1 already reveals that, by themselves, proforms and quantifiers may not be able to distinguish between intuitively different semantic categories. Thus, the anaphoric pronoun it can be used to refer to individuals (in (39a)) as well as to events (in (39b)) and propositions (in (39c)) (a similar observation is made in Reference AsherAsher, 1993, 3). The same holds for the wh-word what (see (40)):
(39) | a. | Berta baked [a cake] . Anna ate it . | (individual) |
b. | [The squeaking of the door] caused Mia to cringe. It | (event) | |
made Noel’s ears hurt. | |||
c. | Ben believes [that figs are fruit] . Dana doubts it . | (proposition) |
(40) | a. | Anna ate what/everything (that) Berta baked, namely, a cake. | (individual) |
b. | What caused Mia to cringe made Noel’s ears hurt. | (event) | |
c. | Ben believes what Dana doubts, namely, that figs are fruit. | (proposition) |
Considerations like these also apply to proforms for other semantic categories. Thus, the German pronoun so (roughly translated such) is ambiguous between kinds (in (41a)), manners (in (41b)), and degrees (in (41c); see Reference Anderson and MorzyckiAnderson & Morzycki, 2015, 795; based on Reference Umbach and EbertUmbach & Ebert, 2009). In English, a parallel behavior is displayed by the complementizer as (Reference Anderson and MorzyckiAnderson & Morzycki, 2015).
(41) | a. | So einen Hund will ich auch! | (kind) |
Such a dog want I too. | |||
‘I want a dog of this/the same kind.’ | |||
b. | Berta hat so getanzt. | (manner) | |
Berta has such danced. | |||
‘Berta danced like that.’ | |||
c. | Ich bin so groß. | (degree) | |
I am such tall. | |||
‘I am this tall.’ |
Analogous observations hold for the wh-word when. The latter can be used to refer to possible worlds (or situations; in (42a)), times (in (42b)), and (possibly) locations:
(42) | a. | Mary opens the door when(ever) the bell rings. | (Reference Rett and AltshulerRett, 2022, 291) |
(situation) | |||
b. | When I was young, I had better eyesight. | (time) |
The data from (39) to (42) support a co-classification – or uniform representation – of individuals and events (Reference BachBach, 1986a; Reference KrifkaKrifka, 1990), of kinds, manners, and degrees (Reference Anderson and MorzyckiAnderson & Morzycki, 2015; Reference LandmanLandman, 2006), and of worlds, times, and locations (Reference CresswellCresswell, 1990; Reference Kratzer and ZaltaKratzer, 2019).
The use of a single pronoun for objects from different semantic categories notwithstanding, certain pronouns and wh-words still saliently refer to objects from different categories. This is illustrated for the words what, where, and when in (43). These words serve as the wh-heads of the nonrestrictive relative clauses that modify the phrases a pizza, in the kitchen, and at noon, respectively:
(43) |
I have previously focused on the challenge from co-classification, according to which a single proform applies to intuitively distinct semantic categories. In languages with a rich system of pronominal agreement (e.g. Bantu languages), this challenge also has an inverse, namely, categorial multiplicity. In these languages, a single noun can belong to one or more of over a dozen ‘genders’ (i.e. singular/plural pairings) that are distinguished by pronominal agreement (see, e.g. Reference Marten and KempsonMarten & Kempson, 2002; Reference McCormackMcCormack, 2007).Footnote 23 When taken at face value, such multi-categorization would yield ‘polycentric’ (Reference Palmer, Woodman, Pütz and VerspoorPalmer & Woodman, 2000) or even contradictory semantic categories (see Reference Contini-MoravaContini-Morava, 2000; Reference Selvik, Cuykens and ZawadaSelvik, 2001).
The observations from the present and the previous subsection suggest that one could distinguish semantic categories by considering the selection- and reference behavior of all proforms and quantifiers that are associated with a given semantic category, and by drawing category distinctions on the basis of the most selective of these proforms/quantifiers. This is in line with the assumption (reported in Reference Rett and AltshulerRett, 2022, 288, and attributed to Reference ParteePartee, 1973, Reference Partee1984) that a language differentiates between two entities and if it lexicalizes different proforms for and , and if it lexicalizes different quantifiers over and .Footnote 24
2.4 The Logical-Semantic Strategy: Quantificational Domains
My previous strategies for identifying a language’s ontological commitments have focused on different aspects of this language itself (i.e. predicates and their selection behavior, quantifiers and proforms). In semantics and the philosophy of language, these strategies are often (implicitly) complemented by a strategy that focuses on the formal semantic modelling of this language, namely, by a theory-internal strategy. This strategy is based on the observation that certain phenomena (paradigmatically: sentential entailments) can only be modelled if we assume an extra semantic domain whose elements are denoted by implicit (syntactic or logical) arguments. I discuss the most salient such domains in Sections 2.4.2 and 2.4.3. To make the assumptions that go into this modelling explicit, I precede this discussion with a brief description of the adopted interpretation method.Footnote 25
2.4.1 The Method: Indirect Interpretation
To obtain linguistic meanings, this Element will use Reference Montague, Hintikka, Suppes and MoravcsikMontague’s (1973) method of indirect interpretation. This method obtains the semantic values of natural language expressions indirectly, namely, by interpreting these expressions’ logical ‘translations’ in set-theoretic models (typically: models of some -sorted version, , of Reference GallinGallin’s (1975) higher-order logic ). The semantic interpretation of natural language thus proceeds in three steps:
(❶) analyze the syntax of a non-trivial natural language fragment (here: a fragment of contemporary American English; see Section 2.1.2);
(❷) develop a language ( ), model-theoretic domain ( ), and interpretation function ( ) for the interpreting logic (here: );
(❸) provide a translation function, , (or, historically, a set of translation rules) that sends analyzed linguistic expressions to logical terms.
Figure 2 (adapted from Reference RoelofsenRoelofsen, 2008, 15) illustrates the interpretation, , of a natural language expression via ’s translation into the logical term . To prime intuitions, this interpretation is illustrated on the example of the proper name Brutus from (44) (see (45)). In this example, brutus is an individual constant that serves as the logical translation of the English proper name Brutus (such that Brutus brutus). Its interpretation, that is, , is an object in the domain of the designated model.
Since the bulk of arguments for certain ontological categories is independent of the specific elements in the model’s domains (see Section 2.4.2–2.4.3 and Section 4), this Element will often stay at the level of logical translations (this level is printed as a darker box with a double frame in Figure 2). This option is not available for semantics like Reference Heim and KratzerHeim and Kratzer (1998), which interpret natural language expressions into logical models directly, without using an intermediary logical language. In the few instances where it is helpful to stay neutral between these competing approaches (e.g. in Section 1 and in Section 5.2), I introduce linguistic meanings through semantic brackets, , (such that , where ).
My decision to adopt the method of indirect interpretation is motivated by its domain- and language-independence. I have already pointed out that a focus on logical translations obviates the use of specific set-theoretic models. As a result, this strategy avoids false ontological conclusions that may be brought in by our particular choice of model-theoretic domain(s). Since the Quinean strategy for identifying ontological commitments (see Section 2.4.2–2.4.3) is targeted at existentially quantified variables, it fits more squarely with our preferred ‘logical language’-based indirect interpretation strategy.
To avoid introducing too much complexity, I will not give a detailed specification of the translation function (see step (❸); Reference Heim and KratzerHeim & Kratzer, 1998, ch. 3.1; Reference Zimmermann and SternefeldZimmermann & Sternefeld, 2013).Footnote 26 Instead, I will only assume that there is a principled way of translating complex linguistic expressions, which takes into account the logical translations of these expressions’ syntactic constituents.
To ease the reader into Quine’s strategy for identifying ontological commitments, I finish this subsection by surveying our ‘intermediate’ logical language, : This language assumes a fixed stock of variables and nonlogical constants. From these basic expressions, it obtains complex terms inductively through the usual connectives (i.e. , , , , ) and quantifiers ( , ), as well as through F(unctional) A(pplication) and lambda abstraction (for the denotation of functions). In virtue of FA, the application of a function term, , to a (suitably typed) argument term, , i.e. , is also a term.Footnote 27 In particular, in (45a–c), functional application allows us to build an open formula, , from the function term (which denotes the functional equivalent of a property of events) and the event variable . In the next section, nonlogical constants (e.g. ) are given bold print. Variables (e.g. [event], [individual], and [possible world]) are written in italics.
2.4.2 Events
I have shown in Sections 2.2 and 2.3 that events serve as the intuitive referents of nominal gerunds and of certain proforms and quantifiers. A commitment to events is further supported by the observation that we need events to account for entailments like (44). These entailments are based on different instances of modifier-dropping (see (44a–d), due to Reference Parsons, Davidson and HarmanParsons, 1972; cf. Reference ColapintoColapinto, 2020). Because of their particular visual shape, these entailments are sometimes called ‘diamond entailments’ (Reference WynerWyner, 1994; see also Reference LandmanLandman, 2000).
(44) | a. | Brutus brutally stabbed Caesar on the forum at noon. | |
b. | Brutus brutally stabbed Caesar on the forum. | (temporal-PP drop) | |
c. | Brutus brutally stabbed Caesar. | (locative-PP drop) | |
d. | Brutus stabbed Caesar. | (adverb drop) |
Reference Davidson and DavidsonDavidson (2001) has pointed out that, by interpreting verbs like stab in (44) as relations between events and their arguments, one can straightforwardly account for these entailments (namely, through conjunction elimination, as illustrated by the logical translations of (44a–d) in (45)).Footnote 28 On his account, action verbs like stab have an additional argument slot for events. Adverbs like brutally are interpreted as properties of events. In (45), is a variable over events. ‘ , ’ expresses that is a stabbing event by Brutus whose object (or ‘theme’) is Caesar.Footnote 29 The functions loc (for ‘location’) and time (for ‘point in time’) describe the particular ways in which entities take part in an event.
(45) | a. | |
b. | ||
c. | ||
d. |
Since (45a–d) involve existential quantification over events, Davidson’s argument for events is close in spirit to Reference QuineQuine’s (1948) criterion of ontological commitment. This criterion assumes that “to be is to be the value of a variable” (Reference QuineQuine, 1948, 32), that is, to lie in the domain of (existential) quantification. Davidson acknowledges this connection to Quine when he remarks that “ontology is forced into the open only where the theory finds quantificational structure” (Reference DavidsonDavidson, 1977, 251).
The semantic commitment to events is further supported by the observation that existential quantification over events is required to account for the possibility of permuting adverbial modifiers (in (46): slowly and with a stick; see Reference LandmanLandman, 2000; Reference MoltmannMoltmann, 2007). It further accounts for the reference of anaphoric pronouns in sentences like (47) (Reference Davidson and DavidsonDavidson, 2001; see Asher 2003; Reference ColapintoColapinto, 2020), for the interpretation of aspect (in (48); see Reference KratzerKratzer, 1998), and for the intuitive truth- and entailment-conditions of experiential attitude reports (e.g. (49)–(50); see Reference HigginbothamHigginbotham, 1983, Reference Higginbotham and Barber2003; cf. Reference StephensonStephenson, 2010). In particular, unlike its that-clause counterpart, (50) is false in a scenario in which John has only been told that Mary was singing, but has not himself heard Mary sing. In (46b), ‘ ’ identifies the instrument that is used to perform the event .
(46) | a. John walked slowly with a stick. | (Reference MoltmannMoltmann, 2007, 377, ex. (19)) |
b. John walked with a stick slowly. | ||
(47) | Ben fell (down the stairs). It happened at his workplace. | |
(48) | Ralph is running. | |
(49) | a. John saw Mary leave. | |
b. Mary left. | (Reference HigginbothamHigginbotham, 1983, 106–107) | |
(50) | John remembers Mary singing. | (Reference Higginbotham and BarberHigginbotham, 2003, 505) |
( John remembers that Mary was singing.) | ||
2.4.3 Possible Worlds
It is commonly assumed that an adequate treatment of modal expressions (e.g. auxiliaries like must or have to, and adverbs like necessarily or certainly) involves quantification over possible worlds (see Reference Knuuttila and ZaltaKnuuttila, 2003, who traces this idea back to medieval philosophy and to Leibniz). Following Reference HintikkaHintikka (1957) and Reference KripkeKripke (1959), nearly all contemporary semantic theories interpret modals through existential quantification (in the case of weak modals like may) or universal quantification over worlds (in the case of strong modals like must).Footnote 30 A simple semantics that captures this idea is given in (51) (see Reference MontagueMontague, 1970).
(51) | a. | It may be raining in Bochum. |
b. | It must be raining in Bochum. |
State-of-the-art semantics for modal expressions (which account for different flavors of modality, e.g. epistemic, deontic) likewise involve quantification over possible worlds. In these semantics (exemplified in (52), based on Reference von Fintel and Heimvon Fintel & Heim, 2021; see Reference Kratzer, von Stechow and WunderlichKratzer, 1991), is a ‘flavor’ function that projects a set of possible worlds from the anchor of the modal claim, .
(52) | a. | It may be raining in Bochum. |
b. | It must be raining in Bochum. | |
Like modals, propositional attitude predicates (e.g. believe, want) are often also interpreted as involving possible worlds (following Reference HintikkaHintikka, 1969; Reference MontagueMontague, 1970, Reference Montague, Hintikka, Suppes and Moravcsik1973). Intuitively, these predicates express relations between an individual agent (i.e. the semantic value of the predicate’s grammatical subject) and propositions/sets of possible worlds (i.e. the semantic value of the predicate’s complement; see Reference RussellRussell, 1905). The familiar semantics for these predicates (due to Reference HintikkaHintikka, 1969; see Reference von Fintel and Heimvon Fintel & Heim, 2021; Reference StalnakerStalnaker, 1978) involves partitioning the set of possible worlds into worlds (i.e. the agent’s attitudinal alternatives) that are compatible with the agent’s attitude and worlds that are incompatible with this attitude. It interprets the attitude predicate as a universal quantifier over the agent’s attitudinal alternatives. For the attitude report in (53a), the resulting semantics is given in (53b), where is the set of Bert’s doxastic [= belief-] alternatives in the actual world, @.
(53) | a. | Bert believes that Suzy is smart. |
b. | ||
The interpretation of attitude complements in terms of lambda abstraction over possible worlds (i.e. as sets of worlds; see the second line in (53a)) enables the modelling of entailment as set-theoretic inclusion (see Reference SinhababuSinhababu, 2015; Reference LiefkeLiefke, 2024). On this account, a sentence entails another sentence, , i.e. , iff (Reference KacKac, 1992; Reference Keenan and FaltzKeenan & Faltz, 1985). This relation is exemplified by the sentences in (54):
(54) | a. | Suzy is smart and hardworking. |
b. | Suzy is smart. | |
Assuming that believe is upward monotonic in its complement position (such that, for all , any agent who believes will also believe ),Footnote 31 this account straightforwardly captures the validity of the inference in (55):
(55) | a. Bert believes that Suzy is smart and hardworking. |
b. Bert believes that Suzy is smart. | |
Abstracting over possible worlds also enables a uniform account of (propositional and objectual) intensionality, as I have shown in Reference LiefkeLiefke (2024) (see Reference MontagueMontague, 2007).
2.5 Example-Based Comparison of the Different Strategies
The strategies from the previous subsections identify the ontological categories of natural language semantics with (i) the semantic arguments of predicates that have same semantic selection properties, with (ii) the referents of proforms, and with (iii) the domains of quantification in formal-semantic analyses. In quite a few cases, the different strategies agree in their judgments. This holds, for example, for the distinction between individuals and propositions. In particular, the expressions that denote these different entities (in (56): the DP Bob’s sister and the CP that someone teased Bob’s sister) are not only licensed by different predicates (here: by the emotion adjective annoyed and, respectively, by the modal adjective likely; see (57)). They are also picked up by different anaphoric pronouns (here: by the proforms her resp. it). For the example in (56), the individual/proposition distinction is thus supported by the selection-based strategy from Section 2.2 as well as by the proform-based strategy from Section 2.3.
(56) | a. | Bob’s sister is annoyed. Someone teased her it . |
b. | [That someone teased Bob’s sister] is likely. But Bob doesn’t believe it / her . | |
(57) | a. | That someone teased Bob’s sister is annoyed. |
b. | Bob’s sister is likely. |
The success of these strategies is challenged by the observation that their judgements diverge for certain other categories. Problematic categories of this sort include events and facts. Intuitively, the sentences in (58) resist substituting their subject (here: the nominal gerund John’s singing of the song or the verbal gerund John’s singing the song) by the subject of the other sentence. The deviance of (59a) and (59b) suggests that John’s singing of the song belongs to a different semantic category than John’s singing the song. However, both constructions can serve as the anaphoric antecedents of the pronoun it (see the second sentence in (58a/b)). While the proform-based strategy from Section 2.3 thus predicts a co-categorization of John’s singing of the song and John’s singing the song (possibly in the category of Kratzerian situations; see Reference KratzerKratzer, 2002, Reference Kratzer and Zalta2019), the selection-based strategy from Section 2.2 predicts their classification in different semantic categories, namely, as events respectively as facts.
(58) | a. | John’s singing of the song was loud. It woke the sleeping dog. |
b. | John’s singing the song made Mia blush. She had not expected it . | |
(59) | a. | John’s singing the song was loud. |
b. | John’s singing of the song made Mia blush. |
The above-described tension also holds for judgments about manners, degrees, and kinds: While the German expressions Hund [‘dog’], getanzt [‘danced’], and groß [‘tall’] in (60) combine with different modifiers (i.e. selten [‘rare’], schwungvoll [‘spiritedly’], or 1.80 m [1.80 meters]) and are analyzed through quantification – or abstraction – over different domains (i.e. kinds , manners , and degrees ; see the interpretation of the respective second sentence in each of (60a–c), in (61a-c)),Footnote 32 they are still picked up by the same anaphoric pronoun, so. Regarding a co-categorization of manners, degrees, and kinds, the judgments of the proform-based strategy thus conflict with the judgments of the selection- and quantification-based strategies.
(60) | a. | Frank besitzt einen [seltenen] Hund. Fred besitzt auch so einen Hund. | |
Frank owns a rare dog. Fred owns also such a dog. | |||
‘Frank owns a dog of a rare breed. Fred owns a dog of this/the same kind.’ | |||
b. | Susi hat schwungvoll getanzt. Hans hat auch so getanzt. | ||
Susi has spiritedly danced. Hans has also such danced. | |||
‘Susi was dancing spiritedly. Hans was dancing in the same way/manner.’ | |||
c. | Berta ist 1.80 m groß. Anna ist auch so groß. | (Reference Umbach and GustUmbach & Gust, 2014, 76, (2)) | |
Berta is 1.80 m tall. Anna is also such tall. | |||
‘Berta is 1.80 m tall. Anne is that tall, too.’ | |||
(61) | a. | ||
Some researchers have interpreted this conflict as support for unifying the categories of manners, degrees, and kinds (see e.g. Reference Anderson and MorzyckiAnderson & Morzycki, 2015; Reference MoltmannMoltmann, 2009). However, instead of describing the details of such unification (for which the interested reader is referred to the cited original works), I directly apply the above strategies to different fragments and languages.
3 Montague’s Semantic Ontology
The previous sections have already suggested that differences in a language’s vocabulary (e.g. whether or not [a certain fragment of] a language contains tense markers or degree expressions) may have an effect on the semantic categories in the language’s ontology. This is indeed the case, as is evidenced by the ontology of Montague’s fragment from “The proper treatment of quantification in ordinary English” (Reference Montague, Hintikka, Suppes and Moravcsik1973) (hereafter, the ‘PTQ-fragment’ – or simply, ‘PTQ’). The PTQ-fragment is a proper part of English that excludes measure phrases, degree modifiers, and explicit comparatives alongside modifiers for kinds and interrogative expressions. As a result of the former, PTQ’s ontology is similar to the ontology of what have been argued to be ‘degree-less’ languages like Motu (Reference Beck, Krasikova, Fleischer, Gergel, Hofstetter, Savelsberg, Vanderelst and VillaltaBeck et al., 2009) and Washo (Reference BochnakBochnak, 2015) (see Section 4.5). As a result of the latter, PTQ’s ontology lacks kinds and questions. Since Montague assumes that an adequate interpretation of expressions like the event of the sun’s rising does not require events (see my discussion surrounding (10) in Section 2.1.1), his ontology – expectedly – also does not include events.
In Section 3, I will first provide a more detailed presentation of the PTQ-fragment and its semantic ontology. Since this fragment is a very small, well-defined subset of Montague’s local variety of 1970’s English with a fully specified ontology, it provides the perfect object for our study. The ontology of this fragment is supported by a combination of the strategies from Section 2. In particular, the morphological and the lexical-semantic strategy both support the commitment of this fragment (or its logical translation) to individuals. The lexical strategy supports its commitment to propositions and (first- and higher-order) properties.
Montague intended the PTQ-ontology to provide a semantic explanation for grammaticality and ungrammaticality (but see my remarks in Section 5.2).Footnote 33 To make this possible, his ontology has baked in all syntactically relevant semantic distinctions (esp. individual vs. proposition, individual vs. property vs. quantifier). In Section 4, I will describe extensions of the PTQ-ontology to semantic ontologies for richer fragments of English and other languages along the lines of Sections 2.4.2 and 2.4.3. I will further contrast global [= universal/cross-linguistically robust] with local [= fragment-/language-specific] semantic onto-logies.
To facilitate a structured presentation of PTQ’s ontology – and to limit the effects of Montague’s strategy of ‘generalizing to the worst case’ (see Section 2.1.2) – I divide the PTQ-fragment into an extensional and an intensional part. The extensional part (in Table 2) is that part of the fragment whose expressions allow the truth-preserving substitution of co-referential expressions (e.g. Jocasta, Oedipus’ mother) and truth-conditional equivalents (e.g. Oedipus married Jocasta, Oedipus married his mother; see (27) in Section 2.2.3).Footnote 34 In virtue of this substitutivity, the extensional part of the PTQ-fragment lets proper names be interpreted as individuals (represented by properties of properties of individuals [= ‘generalized quantifiers’]) – rather than as individual concepts (or their representing properties of properties of individual concepts).Footnote 35 Analogous observations hold for the interpretation of nouns and intransitive verbs as properties of individuals (rather than as properties of individual concepts; see Reference ZimmermannZimmermann, 2022, 341–342). Table 2 includes the expressions’ semantic categories in the rightmost column. In this column, ‘GQ’ is short for ‘generalized quantifier’.
pronouns: | he0, he1, he2, … | (individuals) |
proper names: | John, Mary, Bill | (GQ’s) |
decl. sentences: | John walks, … | (truth-values) |
common nouns: | man, woman, park, fish, pen | (properties of individuals) |
intrans. verbs: | run, walk, talk | (properties of individuals) |
transitive verbs: | find, lose, eat, date, be | (relations betw. individ’ls) |
adverbs: | rapidly, slowly | (relations betw. properties) |
determiners: | a, the | (property/GQ-relations) |
quantifiers: | every | (property/GQ-relations) |
prepositions: | in | (… ) |
In contrast to the elements in Table 2, expressions from the intensional part of the PTQ-fragment (in Table 3) resist the truth-preserving substitution of co-referential or truth-conditionally equivalent expressions (see (26)). Since substitution-resistance is also exemplified by modal contexts, I take the intensional part to include modal expressions (here: the sentence adverb necessarily).
declarative complements: | that … , to … [inf.] | (propositions) |
sentence adverbs: | necessarily | (proposition/truth-value relations) |
intensional nouns: | unicorn, price, temperature | (properties of individual concepts) |
intransitive verbs: | rise, change | (properties of individual concepts) |
transitive verbs: | seek [= try to find] | (relations to a centered proposition) |
clause-taking Vs: | believe, assert | (relations to a proposition) |
control verbs: | try, wish | (relations to a centered proposition) |
adverbs: | allegedly | (relations between properties) |
prepositions: | about | (… ) |
Admittedly, it is somewhat odd to present Montague’s semantic ontology without simultaneously typing its objects (for example, assigning third person singular pronouns (he) the type [for individuals] and declarative sentences the type [for propositions, analyzed as sets of possible worlds]). However, to preserve our focus on strategies for identifying a language’s (or fragment’s) semantic commitments – and in line with this Element’s concern with descriptive natural language ontology – I will suppress type assignments. The project of typing the PTQ-ontology will be the central topic of the sequel to this Element, entitled Reduction and Unification in Natural Language Ontology.
3.1 Montague’s Extensional Ontology
The inclusion of individual proforms (e.g. indexed versions of the pronoun he in Table 2; see also (62)) already suggests that the PTQ-fragment carries a semantic commitment to individuals. The presence of an individual domain, , in Montague’s models supports this suggestion. While Montague’s strategy of ‘generalizing to the worst case’ prevents him from using individuals as the semantic values of referential determiner phrases (DPs), individuals play a central role in his interpretation of determiners and quantifiers (namely, as objects in the domain of existential and universal quantification; see (63), due to Reference Montague, Hintikka, Suppes and MoravcsikMontague, 1973, 266).Footnote 36 Montague’s interpretation of quantifier phrases and definite/indefinite DPs (in (63): every man, a/the man; cf. Reference RussellRussell, 1905) thus reflects the Quinean criterion of ontological commitment (see Section 2.4).
(62) | Every man loves a woman such that she loves him. | (Reference Montague, Hintikka, Suppes and MoravcsikMontague, 1973, 253) |
(63) | a. | (Reference Montague, Hintikka, Suppes and MoravcsikMontague, 1973, 253) |
b. | ||
c. |
Interestingly, in addition to the individual domain , Montague’s models also contain a domain, , of points of time. This holds although the PTQ-fragment does not extend to tense or aspectual morphology. (Rather, it only uses times – or, more accurately, ordered world/time pairs – to serve as indices of evaluation; see Section 3.2.) Since Montague further assumes a simple ordering, , on (Reference Montague, Hintikka, Suppes and MoravcsikMontague, 1973, 257–258; see Reference Bach, Marcus, Dorn and WeingartnerBach, 1986b, 577), PTQ’s ontology allows for a straightforward extension to tense and temporal expressions (along the lines described in (80) in Section 4.2.3; see Reference ParteePartee, 1973, Reference Partee1984).
3.2 Montague’s Intensional Ontology
I have already mentioned that possible worlds (i.e. members of Montague’s domain ) combine with moments of time to yield evaluation indices. While quantification over possible worlds is not overt in Montague’s semantics, the modal box operator – which is central to Montague’s interpretation of the sentence adverb necessarily – is analyzed in terms of universal quantification over worlds (see (64); Reference MuskensMuskens, 1995, 37).Footnote 37
(64) |
Possible worlds further play a role in Montague’s analysis of the intensional operators (read: ‘cup’) and (read: ‘cap’). The latter correspond to application to and abstraction from the implicit index parameter (see (65), where is a well-formed expression and a fixed variable for the evaluation index).
(65) | a. | |
b. |
Abstraction over possible worlds, , is instrumental in the complements of finite clause-taking verbs like believe, whose complements are commonly interpreted as propositions, analyzed as (characteristic functions of) sets of possible worlds (see the discussion surrounding (69) at the end of this subsection).
To block intuitively invalid inferences like (66) (Reference Montague, Hintikka, Suppes and MoravcsikMontague, 1973, 267–268; attributed to Barbara Partee), Montague interprets some expressions (including the noun temperature and the intransitive verb rise) as properties of individual concepts. Individual concepts are functions from evaluation indices to individuals. Typically, these functions yield different (numerical) values for different index arguments (as is the case for the DP the temperature). However, in special cases (like the intensional interpretation of ninety, which allows a reduction to properties of individuals), these functions yield the same value for all arguments (i.e. ninety ; Reference Montague, Hintikka, Suppes and MoravcsikMontague, 1973, 263, postulate (1)). The non-identity of the semantic values of the DPs the temperature and ninety – and the attendant inability to substitute the temperature by ninety in (66b) – then blocks the inference to (66c).
(66) | a. | The temperature is ninety. |
b. | The temperature rises. | |
c. | Ninety rises. |
Montague’s argument for the introduction of individual concepts notwithstanding, Reference KaplanKaplan (1976), Reference MuskensMuskens (1995), and Reference Liefke, Sanders, Amblard, de Groote, Pogodalla and RetoréLiefke and Sanders (2016) have shown that a solution to the temperature puzzle does not require individual concepts. Kaplan maintains the spirit of Montague’s solution by replacing individual concepts by properties of individuals (i.e. by Reference RussellRussellian (1996) propositional functions). Intensional nouns and intransitive verbs are then interpreted as properties of propositional functions.
Liefke and Sanders solve the temperature puzzle without recourse to intensions altogether. They achieve this by representing the semantic value of the temperature in (66b) as a coded sequence of natural numbers (which is itself a natural number) and by approximating the continuous functional that is denoted by rise by a lower-type representation of this functional (see Reference Longley and NormannLongley & Normann, 2015, ch. 2.3.1). The non-identity of the natural number which codes the temperature-sequence and the denotation of ninety then blocks the inference in (66). A yet different solution to the temperature puzzle, which uses a modern type-theoretic version of Reference FillmoreFillmore’s (1982) notion of frame, is given in (Reference CooperCooper, 2023, ch. 5).
Interestingly, although the PTQ-fragment includes intensional transitive verbs like seek, PTQ’s ontology does not need to assume relations between individuals and generalized quantifiers. This is a consequence of Montague’s lexical decomposition of seek as try to find (along the lines of Reference QuineQuine, 1956). Montague’s interpretation of control verbs like try as relations to properties is then inherited down to intensional transitives. In particular, Montague’s interpretation of the de dicto-reading of (67a) is given in (67b):
(67) | a. | John seeks a unicorn. | (Reference Montague, Hintikka, Suppes and MoravcsikMontague, 1973, 266) |
b. | John tries that pro finds a unicorn | ||
Reference ZimmermannZimmermann (2006a) has given an alternative, PTQ-inspired, semantics for (67a) that replaces propositions by properties as the complements of intensional transitive verbs. Zimmermann’s semantics has a number of advantages over (67b), including overt compositionality, the ability to account for missing de dicto-readings of reports with a strong quantificational object DP (like each/every/all unicorn(s); Reference ZimmermannZimmermann, 1993), and the ability to avoid inferences to a common objective. In the Zimmermann-style interpretation of (67a) (in (68)), ‘ ’ asserts that is an at least equally specific property as the property of being a unicorn.
(68) |
Since Zimmermann’s semantics involves existential quantification over properties, adopting this semantics would still entail a commitment to properties.
A semantic commitment to properties – or to propositions – would also be brought about by higher-order quantifiers like what(-ever) (see Reference MoltmannMoltmann, 2003; cf. Reference ZimmermannZimmermann, 2006a). In particular, what in (69) is intuitively interpreted as an existential quantifier over propositions (in (69a)) or over properties (in (69b)).
(69) | a. | John believes/asserts what Bill believes, namely, that Mary talks. |
b. | Mary is seeking what Bill is seeking, namely, a unicorn. | |
4 Larger Semantic Ontologies
My discussion so far has suggested that individuals, possible worlds, points of time, propositions, and properties are the common categories of Montague’s ontology and the ontology from Section 2. Expectedly, the indicators for semantic commitments from Section 2 (i.e. semantic selection, proforms, and quantificational analyses) also provide support for a series of extensions of the ontology from PTQ. To avoid duplicating my earlier observations, I concentrate on those possible changes to the PTQ-ontology that are triggered by the inadequacy of Montague’s own account (see Section 4.1) and that I have hitherto omitted (see Sections 4.2–4.3). Section 4.4 identifies a somewhat surprising possible change (namely, dropping individuals) that goes against what is assumed in Montague’s ontology and in many contemporary semantic ontologies.
4.1 An Inadequacy-Based Extension: Events
I have already pointed out in my discussion of (10) and at the beginning of Section 3 that Reference MontagueMontague (1969) rejects a semantic category of events. While some (!) of the diamond entailments from Section 2.4.2 can indeed be captured without reference to – or quantification over – events (see the Montague-style account of the entailment in (70), where is a variable over points in time), others require an eventive analysis. This holds, for example, for entailments from sentences with extensional verbs and local prepositional modifiers, see (71):
(70) | a. The sun rose at eight. | |||
b. | The sun rose. |
(71) | a. | John meets a woman in Paris. |
b. | John meets a woman. | |
Since the semantics of in makes its own structural contribution (as is apparent from (71a)), existentially quantifying over the argument place of paris (analogously to (70b); see (72)) does not suffice to validate the entailment in (71) (Reference ZimmermannZimmermann, 2022, 358–359).
(72) | John meets a woman. |
To capture the inference in (71), Reference ZimmermannZimmermann (2022) has proposed to supplement Montague’s restrictions on admissible models by a veridicality postulate and a scope principle. The veridicality postulate ensures that “what is done in a specific place (by a specific individual) is done simpliciter (by that individual)” (Reference ZimmermannZimmermann, 2022, 359). The scope principle requires that the quantificational object of an extensional verb takes wide scope with respect to the referential local PP that modifies it (see (73); Reference ZimmermannZimmermann, 2022, 359). However, as Zimmermann points out (for details, see Reference Zimmermann, Groenendijk, de Jongh and StokhofZimmermann, 1987; based on Reference EngesserEngesser, 1980), the combination of these principles counterintuitively implies that the modifier in Paris is redundant in (71a).
(73) | a. | John meets a woman in Paris. |
b. | There is a (specific) woman whom John meets in Paris. | |
Since an event-semantic account of sentences with prepositional modifiers can straightforwardly capture the entailment behavior in (71) and (73) (see Section 2.4.2), even the PTQ-fragment already requires events.
4.2 Coverage-Based Extensions I: Manners, Degrees, and Times
Predictably, to provide an adequate treatment of larger fragments of English, one needs to extend Montague’s ontology by those entities (or semantic categories) to which the strategies from Section 2 identify an ontological commitment. This holds, for example, for degrees (which are needed to interpret measure phrases, degree modifiers, and explicit comparatives; see e.g. Reference Cresswell and ParteeCresswell, 1976), manners (which are needed to interpret manner adverbs and how-phrases; see e.g. Reference Dik and KraakDik, 1975), and times (which are needed to interpret tense morphemes and to explain tense-related semantic restrictions; see e.g. Reference ParteePartee, 1973). It further holds for pluralities (which are needed to interpret plurals and mass nouns; see Reference Link, Bäuerle, Schwarze and von StechowLink, 1983), for vectors (which, it has been argued, are needed to interpret locative prepositional phrases; see Reference ZwartsZwarts, 1997), and for content individuals (which are needed to interpret content DPs; see Reference KratzerKratzer, 2006).
Below, I will first provide a more detailed argument for the assumption of manners, degrees, and times (in the present subsection) and of pluralities, vectors, and content individuals (in Section 4.3). The addition of further categories (e.g. kinds, situations, and questions) will be postponed to the sequel Element, where these categories (together with the categories from this Element) receive a type-theoretic analysis.
4.2.1 Manners
Some researchers have argued that Quine-style quantificational evidence like that from Section 2.4 can also be used to support a semantic commitment to manners. Specifically, the assumption of manners is supported by the observation that the uniform interpretation of adverbs as properties of events (along the lines of Reference Davidson and DavidsonDavidson, 2001) cannot account for the intuition that some adverbs (e.g. illegibly in (74)) modify a manner (see Reference Dik and KraakDik, 1975; Reference Schäfer, Bonami and HofherrSchäfer, 2008; Reference PiñónPiñón, 2008). This intuition is corroborated by the observation that (74a) admits a paraphrase through a construction of the form the way (see (74b)).
(74) | a. | John wrote illegibly. |
b. | The way John wrote was illegible. |
The Davidsonian treatment of manner adverbs as predicates of events further fails to account for the nonvalidity of inferences like (75) (Reference Parsons, Davidson and HarmanParsons, 1972, 131–133; see Reference Schäfer, Bonami and HofherrSchäfer, 2008). In the premise of this inference, i.e. (75a), painstakingly takes scope over intelligible (such that painstakingly does not specify the manner of John’s writing, but the manner of his writing illegibly; Reference SchäferSchäfer, 2006, 152). Since ‘manner-free’ semantics like Davidson’s cannot capture such scope effects, they predict – falsely – that (75) is equivalent to (76a) and, hence, entails (76b). By allowing quantification over manners – and by adopting Reference EckardtEckardt’s (1998) notion of a complex ‘big event’ – manner-based semantics block the inference in (75) as desired (Reference Schäfer, Bonami and HofherrSchäfer, 2008). In (75), is a variable over manners; ‘ ’ expresses that the writing event is (spatio-temporally and informationally) included in the big event .
(75) | a. | John painstakingly wrote illegibly. |
‘That John wrote illegibly was painstaking’ | ||
b. | John wrote painstakingly. |
(76) | a. | John wrote painstakingly and illegibly. |
b. | John wrote painstakingly. | |
Note that the existentially quantified manner in (75) is still dependent on some event . This observation could lead one to the following conjecture about a universal semantic typology: The semantic ontology of any language will include manners only if it includes events. I will discuss conjectures of this form in Section 4.5.
4.2.2 Degrees
In contrast to the above, a commitment to degrees is supported by the observation that degree-free semantics (which try to model comparative constructions without reference to degrees; see Reference McConnell-GinetMcConnell-Ginet, 1973; Reference KleinKlein, 1980; Reference Neeleman, van de Koot and DoetjesNeeleman et al., 2004)Footnote 38 cannot easily account for explicit comparatives (Reference Rett and AltshulerRett, 2022, 286–289). The latter are constructions like (77a) and (77b) that contain the comparative morpheme -er or the equative morpheme as.
(77) | a. | Jane is taller than Bill. |
b. | Jane is as tall as Susan. |
Degree-based approaches (e.g. (Reference Cresswell and ParteeCresswell, 1976; Reference von Stechowvon Stechow, 1984; Reference HeimHeim, 2000) model comparative constructions by interpreting gradable predicates like tall as relations between individuals and degrees. They assume that formulas of the form ‘ ’ are true iff the measure of along the scale of height, , is at least . Degree-based approaches treat comparative clauses as scope-taking expressions, where -er and as compare the maxima, and , of two sets of degrees, and (see Reference LassiterLassiter, 2012). The degree-based interpretation of (77a) is given in (78):
(78) | Jane is taller than Bill. |
Since (78) involves lambda-abstraction over degrees (see the terms ‘ ’, which denote characteristic functions of sets of degrees), (78) prima facie provides an alternative to the Davidsonian/Quinean identification of ontological commitments from existential quantification. However, since degree-based approaches assume that degrees are downward monotone (such that anyone who is -tall is also -tall for all heights ; Reference LassiterLassiter, 2012, 567) – and since ‘ ’ is a definite description of a degree (namely, the highest degree to which Jane is tall) –, the interpretation in (78) is even equivalent to the interpretation in (79).
(79) |
Because (79) existentially quantifies over degrees, it again uses Quine’s criterion of ontological commitment.
4.2.3 Times
Quine’s strategy for the identification of ontological commitments further supports a category of times. This support is grounded in Comrie’s definition of tense as “the grammaticalization of location in time” (Reference ComrieComrie, 1985, 1). It is reflected in the common assumption that tense morphemes (e.g. the English past morpheme -ed) contribute an existential quantifier over times (or time intervals; see the analysis of (80a–c)). In the interpretation in (80), is the actual utterance context; is the actual (evaluation) world. is the utterance time, is the relation of temporal precedence, and is the inclusion relation between time intervals.
(80) | a. | John calls Mary (in at ). |
b. | John called Mary (in at ). | |
c. | John will call Mary (in at ). | |
The ability to linguistically access times or time intervals that are different from the utterance time (illustrated in (80b) and (80c)) is sometimes called temporal displacement (see Reference Cariani, Lepore and StojnicCariani, in press; Reference JaszczoltJaszczolt, 2020).
Interestingly, a commitment to times is even supported by superficially tenseless languages like St’át’imcets [Lillooet Salish] (Reference MatthewsonMatthewson, 2006), Hausa (Reference MuchaMucha, 2013), Kalaallisut (Reference Bittner, Musan and RathersBittner, 2011), and Paraguayan Guaraní (Reference TonhauserTonhauser, 2011). While these languages lack overt tense-marking (see the St’át’imcets sentence in (81)), their compositional semantics still manipulates times (Reference Rett and AltshulerRett, 2022, 285). Such manipulation is required to explain why (81) can never receive a future-oriented interpretation, although it allows for a present and past-oriented interpretation (see the acceptability of (81a/b) and the deviance of (81c); Reference MatthewsonMatthewson, 2006):
(81) | sáy’sez’-lhkan | (Reference MatthewsonMatthewson, 2006, 676, ex. (4c)) |
play-1sg.subj | ||
‘I played.’/‘I am playing.’ | ||
a. sáy’sez’-lhkan lhkúnsa | (see Reference MatthewsonMatthewson, 2006, 677, ex. (5a)) | |
play-1sg.subj now | ||
‘I am playing now.’ | ||
b. sáy’sez’-lhkan i-nátcw-as | (see Reference MatthewsonMatthewson, 2006, 677, ex. (5b)) | |
play-1sg.subj when.past-one.day.away-3conj | ||
‘I played yesterday.’ | ||
c. sáy’sez’-lhkan natcw/zánucwem | (Reference MatthewsonMatthewson, 2006, 677, ex. (6c)) | |
play-1sg.subj one.day.away/next.year | ||
‘I will be playing tomorrow/next year.’ |
To capture the difference between (81a/b) and (81c), some researchers assume that superficially tenseless clauses like (81) contain a phonologically null tense morpheme, tense (see, e.g. Reference LeeLee, 1999; Reference MatthewsonMatthewson, 2006; Reference Stowell, Rooryck and ZaringStowell, 1996). This morpheme picks out a reference time interval no part of which succeeds the utterance time (Reference MatthewsonMatthewson, 2006, 680). Semantically, it contributes a context-dependent variable over time intervals that corresponds to the reference time (see (82a); cf. Reference ParteePartee, 1973, Reference Partee1984). The resulting interpretation of the LF of (81) is given in (82b).Footnote 39 In this interpretation, is a variable over time intervals; is a contextually determined assignment function. is the run time of the event .
(82) | a. | is only defined if |
If defined, | ||
b. | ||
The analysis in (82b) adopts an operator approach to tense. However, as Matthewson herself acknowledges (in Reference MatthewsonMatthewson, 2006, 680), this choice is not key to her claim. An alternative to (82b) that involves overt existential quantification over times is given in (83):
(83) |
This completes my review of familiar Quine-style arguments for the introduction of manners, degrees, and times. In the next subsection, I will present a series of arguments for the assumption of pluralities, vectors, and content individuals. Pluralities and content individuals differ from degrees, manners, and times since they are not (primarily) supported by Quine’s quantificational criterion for ontological commitments. Rather, their introduction is motivated by the need to explain the distribution and selection behavior of certain kinds of expressions (e.g. the fact that The boys gathered – but not Matti gathered – is a semantically acceptable English sentence). I will describe such behavior in some detail in Section 4.3.1.
4.3 Coverage-Based Extensions II: Pluralities, Vectors, Content Individuals
4.3.1 Pluralities
To give a semantics for plurals (e.g. horses) and mass nouns (e.g. water) – and to capture the behavior of distributive and collective predicates (e.g. gather) – Reference Link, Bäuerle, Schwarze and von StechowLink (1983) has proposed to extend Montague’s domain of individuals, , by pluralities. The latter are sums (or ‘fusions’) of individuals that are obtained from the elements of through a mereological sum operation, . The availability of such sums induces a partial ordering, , (the parthood relation) on the extended individual domain (see also Reference LandmanLandman, 1989a, Reference Landman1989b). The possibility of sum formation already explains the cumulative reference property of plurals and mass terms (first noted by Reference QuineQuine, 1960; see the analysis in (84a) and (84b)). In (84b), horses abbreviates the result, , of closing the set, , of individual horses under the mereological sum operation (see Reference Link, Bäuerle, Schwarze and von StechowLink, 1983, 130). The example in (84a) originates from Reference Link, Bäuerle, Schwarze and von StechowLink (1983, 128). The example in (84b) is due to Reference Champollion, Brasoveanu, McNally and SzabóChampollion and Brasoveanu, (2022, 312).
(84) | a. | i. | is water and is water. |
ii. | and taken together is water. | ||
b. | i. | The animals in this camp [= ] are horses and the animals in that camp [= ] are horses. | |
ii. | The animals in the two camps are horses. |
The difference between singular and plural count nouns accounts for the observation that plural noun phrases – like mass terms, but unlike singular count noun phrases – can occur without a determiner (such that they are ‘bare’; see (85)) and are licensed by collective predicates like gather (see (86)):
(85) | I see water/horses/ horse. |
(86) | a. | The water gathered in big pools. | (Reference Champollion, Brasoveanu, McNally and SzabóChampollion & Brasoveanu, 2022, 312, (6b)) |
b. | (The) Horses gathered around Mary. | ||
c. | The/ A horse gathered around Mary. |
According to Link, the domains of plurals and mass nouns differ with respect to the existence of minimal elements (or ‘atoms’) in the ordering : Only the parthood relation for plurals – but not the relation for mass terms – has atomic elements. This difference explains the acceptability of (87a-ii) and the deviance of (87a-ii):
(87) | a. | i. | much/little water |
ii. | two/ many/ few water | ||
b. | i. | much/ little horses | |
ii. | two/many/few horses |
The above explanations are challenged by the observation that some count and mass nouns describe the same thing (e.g. letters/mail, coins/change, leafs/foilage; Reference Chierchia and RothsteinChierchia, 1998, but see Reference GrimmGrimm, 2012) and that some nouns (called ‘hybrid nouns’; e.g. chocolate, rope) can be used as either count or mass nouns (see e.g. Reference Gillon and ViegasGillon, 1999; Reference Pelletier and MassamPelletier, 2012). These challenges notwithstanding, the addition of sums is generally taken to add to a semantics’ adequacy.
4.3.2 Vectors
To give a compositional semantics for locative prepositional phrases (e.g. behind the church, one meter behind the desk, far outside the village), Reference ZwartsZwarts (1997) and Reference Zwarts and WinterZwarts and Winter (2000) have proposed to supplement the familiar stock of semantic categories with vectors (see also Reference WinterWinter, 2005). The latter are directed line segments that point from one location in space to another. On Zwarts’ account, the prepositional phrase in these constructions is a set of vectors that represent positions (or regions) relative to the reference object. Specifically, this account interprets the region denoted by the PP behind the church as the set of vectors with their starting point at the church that point backwards. The theme of this PP is then located at the end point of one of these vectors. The truth-conditions of a sentence with this PP are given in (88) (Reference ZwartsZwarts, 1997, 63–64), where is a variable over vectors:
(88) | Jan is behind the church. | (Reference ZwartsZwarts, 1997, 63, ex. (18a)) |
The use of vectors is supported by their ability to explain the monotonicity of prepositions that admit locative modification (see Reference Zwarts and WinterZwarts & Winter, 2000). The upward monotonicity of the preposition in/inside is exemplified in (89):
(89) | a. | The Babushka is in/inside the box. |
b. | The ball is in/inside the Babushka. | |
c. | The ball is in/inside the box. |
Note that, its formal appeal notwithstanding, Zwarts and Winter’s assumption of vectors is not (at all) widely shared in contemporary semantics. This even holds for competitor semantics for fragments with locative prepositional phrases and locative modifiers. These semantics interpret locative expressions through points (Reference WunderlichWunderlich, 1991), sets of points (Reference KrachtKracht, 2002), or, respectively, through (individual) locations-as-individuals (Reference RothsteinRothstein, 2020) (see (90)).
(90) | a. | individuals, properties, , vectors | (Zwarts & Winter) |
b. | individuals, properties, , points | (Wunderlich) | |
c. | individuals, properties, , sets of points | (Kracht) | |
d. | individuals, properties, , individual locations | (Rothstein) |
Since Reference RitchieRitchie’s (2016) Principle of Carrying Commitments (PCC) restricts a language’s ontological commitments to those categories that are jointly (!) assumed by all competitor semantics (and hence, to a subset of the intersection of (90a) to (90d)), the ontology of a ‘locative’ fragment of English does not contain vectors.Footnote 40
This contrasts with the result of applying PCC to semantics for fragments with content DPs (i.e. expressions like the thought/rumor/claim that Fred left; see Section 4.3.3). Since the vast majority of semantics for content DPs assumes abstract individuals with propositional content (so-called ‘content individuals’), it could be argued that PCC supports a commitment to content individuals.
4.3.3 Content Individuals
Reference KratzerKratzer (2006) has proposed to extend Montague’s individual domain by content individuals (see also Reference MoultonMoulton, 2009, Reference Moulton2015; Reference ElliottElliott, 2017; as well as the earlier, but differently targeted, Reference ChierchiaChierchia, 1984; Reference Chierchia and TurnerChierchia & Turner, 1988).Footnote 41 Content individuals are objects like thoughts, rumors, and claims (e.g. the claim that Fred left) that carry propositional information content (for the above: ‘Fred left’). Kratzer assumes that the complements of attitude verbs and of verbs of saying denote properties of content individuals (for the above: the property of being an individual with the content ‘Fred left’). The resulting semantics (in (91)) straightforwardly interprets reports with content DPs (e.g. (91a); see also Reference MoultonMoulton, 2009), gives a uniform semantics for clausal arguments and direct objects (e.g. (91a)), and helps explain factivity inferences (e.g. the inference in (92); see Reference BondarenkoBondarenko, 2020). In (91), cont is a function that maps an individual to its propositional content.Footnote 42
(91) | a. | John claimed that Fred left. |
b. | Mary believes this claim, namely, that Fred left. | |
(92) | a. | Kim knows that it is raining in Bochum. |
b. | It is raining in Bochum. |
All of my previous arguments have motivated different extensions of Montague’s ontology. Only a very small line of work has argued for the converse: the reduction of this ontology (in the case of Reference KeenanKeenan (2018): dropping individuals). For completeness – and since Keenan’s ontology will play a central role in my discussion of intertheoretic and inter-ontology relations in Section 5 – I sketch this work in the next subsection.
4.4 ‘Pruning’ the Ontology: Drop Individuals
Bucking the trend to model new or challenging phenomena through the addition of further entities (or semantic categories), Reference Keenan and BianchiKeenan (2015), Reference Keenan(2018) has proposed to drop Montague’s individual domain in favor of a Boolean-structured set of primitive [= unanalyzable, non-decomposable] properties (see also Reference Keenan and FaltzKeenan & Faltz, 1985). The latter are hyperfine-grained entities whose identity-conditions are not given by extensional or intensional equivalence. As a result, two primitive properties (e.g. ‘be a groundhog’ and ‘be a woodchuck’) may be distinct even if they are exemplified by exactly the same individuals in all possible worlds. The hyperfine individuation of properties facilitates a more adequate modelling of attitude contexts that does not predict a version of logical omniscience (see (93)).Footnote 43 This version falsely predicts the agent’s (here: Bill’s) relation to all co-extensional and co-intensional properties (incl. ‘be a woodchuck’) from the agent’s relation to a single property (here: ‘be a groundhog’).
(93) | a. | Bill is imagining a groundhog. |
b. | All groundhogs are woodchucks, and vice versa. | |
c. | Bill is imagining a woodchuck. |
Since Keenan’s semantics replaces Montagovian sets of individuals (or functions from individuals to propositions) by primitive properties, it straightforwardly captures the non-extensionality of evaluative adjectives like skillful (interpreted as restricting functions from properties to properties). This non-extensionality is evidenced by the invalidity of extensionality-based inferences like (94),Footnote 44 where is a variable over properties of properties (see Reference Keenan and BianchiKeenan, 2015, 396–397):
(94) | a. | John is a skillful surgeon. |
b. | All surgeons are flautists, and vice versa. | |
c. | John is a skillful flautist. |
Note that, while Keenan’s semantics models (94) without recourse to individuals, it is doubtful whether this semantics can rid itself of individuals altogether. Rather, it seems that this semantics still assumes individuals in the metatheory. This is suggested by Keenan’s description of (the content of) a primitive property as “what we have to know [in order] to know whether an arbitrary individual has [ ]” (Reference Keenan and BianchiKeenan, 2015, 386).
4.5 Local versus Global Ontology: Ontologies of Other Languages
My discussion from Section 4.2 has already suggested that – like differently rich fragments of the same language – different languages may presuppose different semantic ontologies. Section 4.2.3 has questioned such a difference for a commitment to times (or time intervals). The above notwithstanding, work on comparatives has suggested that some languages do not assume a semantic category of degrees. These languages include Motu (see Reference Beck, Krasikova, Fleischer, Gergel, Hofstetter, Savelsberg, Vanderelst and VillaltaBeck et al., 2009), Washo (see Reference BochnakBochnak, 2015), Walpiri (see Reference Bowler, Grubic and MuchaBowler, 2016), and Nez Perce (see Reference Deal, Hohaus, Espinal, Castroviejo, Leonetti, McNally and Real-PuigdollersDeal & Hohaus, 2019). In particular, Reference Beck, Krasikova, Fleischer, Gergel, Hofstetter, Savelsberg, Vanderelst and VillaltaBeck et al. (2009) have shown that Motu, an Austronesian language of Papua New Guinea, lacks a dedicated degree morphology, and allows neither difference comparatives nor comparison with a degree. To compensate for the non-availability of comparative morphology, Motu speakers use a conjunctive strategy (exemplified in (95)) that juxtaposes two full clauses containing antonymous predicates.
(95) | Mary na lata, to Frank na kwadōgi. | (Reference Beck, Krasikova, Fleischer, Gergel, Hofstetter, Savelsberg, Vanderelst and VillaltaBeck et al., 2009, 3) |
Mary top tall, but Frank top short. | ||
‘Mary is tall, but Frank is short.’ ( ‘Mary is taller than Frank.’) |
Beck et al.’s semantics for (95) (in (96); see also Reference BochnakBochnak, 2015) contains neither a measure function nor a degree variable. Instead, it interprets gradable predicates like tall as context-sensitive vague predicates (namely, ‘counts as tall in ’; see Reference BochnakBochnak, 2015):
(96) |
The absence of reference to – or quantification over – degrees in this semantics suggests that the semantic ontology of Motu (like the ontology of Montague’s PTQ-fragment) does not contain degrees.
Interestingly, degree-freeness may even hold of the ontologies of languages with gradable adjectives and a dedicated comparative morpheme, like Nez Perce (see Reference Deal, Hohaus, Espinal, Castroviejo, Leonetti, McNally and Real-PuigdollersDeal & Hohaus, 2019): Deal and Hohaus have shown that, while Nez Perce has a Klein-style comparative operator (see Reference KleinKlein, 1980), it witnesses a negative setting, [ DSP], of the Degree Semantics Parameter (see Reference Beck, Krasikova, Fleischer, Gergel, Hofstetter, Savelsberg, Vanderelst and VillaltaBeck et al., 2009). In virtue of its Klein-style comparative operator, Nez Perce allows the manipulation of context. Because of its negative DSP-setting, Nez Perce does not have predicates that introduce degree arguments.
It remains an open question whether language-specific ontological differences like the one above also hold for other semantic categories. This applies, for example, to Bogal-Allbritten and Coppock’s (2020) claim (reported in Reference Rett and AltshulerRett, 2022, 288, fn. 5) that Navajo has degrees and degree quantifiers, but lacks individual quantifiers. A similar question would be whether the semantic ontologies of all languages include manners. In particular, it stands to reason that, if a given language were to lack all expressions (e.g. adverbs like illegibly; see Section 4.2.1) whose semantic analysis has been taken to involve manners, it would not be committed to manners.
Independently of the answers to the above questions, the difference in commitment to degrees between English and Motu already suggests that the semantic ontology varies (to some extent) from language to language. While the precise extent of such cross-linguistic ontological variation is a matter of future investigation, I assume with Reference Grimm and McNallyGrimm and McNally (2022) that “[i]f it can be shown that a particular ontological type can be identified in language after language this greatly supports including that type in our natural language ontology” (p. 273).
To acknowledge the existence of cross-linguistic ontological differences, I will hereafter refer to the shared ontological commitments of all languages as the global (semantic) ontology of natural language. I will call the specific ontological commitments of individual languages or fragments the local (semantic) ontology of the relevant language/fragment, and call a theory’s specific ontological commitments – which may contain many more semantic categories than the (cross-theoretically robust) local ontologyFootnote 45 – the special (semantic) ontology. I expect that the global ontology will include individuals, propositions, properties, and – on some accounts – possible worlds and times (among others). Local ontologies will differ at least with respect to their inclusion of degrees (see the beginning of this subsection). Special ontologies will diverge with regard to their inclusion of, for example, individuals (see Section 4.4), manners (see Section 4.2.1), and vectors (see Section 4.3.2).
This completes my survey of the descriptive semantic ontology of (fragments of) natural language(s). The next section investigates the relations between different special and local ontologies, and identifies the merits of relating different such ontologies and their semantic categories.
5 Relating Different Ontologies
My comparison of different local ontologies (in Section 4.5) has already shown that the ontologies of (reasonably rich fragments of) some languages are included in the ontologies of other languages. Thus, while the ontologies of English and Motu share a commitment to individuals, properties, and propositions (among others), only the ontology of English has a commitment to degrees (such that the semantic ontology of Motu is properly included in the ontology of English; see (97)).
(97) | a. | Motu: individuals, properties, , propositions |
b. | English: individuals, properties, , propositions, degrees |
In virtue of this inclusion, any word or phrase of Motu (expectedly) has an interpretation in the semantic ontology of English, but not the other way around (at least not for degree modifiers and explicit comparatives).
Below, I will first show that the phenomenon of ontology inclusion is also attested at the level of special ontologies. I will then describe the merits of ‘translating’ semantic theories (with a given special ontology) into the ontology of a different semantic theory (both in Section 5.1). The section closes by showing the merits of identifying inter-category relations within the ontology of a single semantic theory (in Section 5.2).
5.1 Inter-theory Relations
My discussion of Reference RitchieRitchie’s (2016) Principle of Carrying Commitments has already suggested that a similar situation to the one in (97) holds for a single language’s special ontologies. Since they involve different extensions of the local ontology (through different semantic categories), some of these ontologies can properly contain the ontologies of other theories (for the same fragment). This holds, for example, for the ontologies from Reference Montague, Hintikka, Suppes and MoravcsikMontague (1973) and Reference Keenan and BianchiKeenan (2015), Reference Keenan(2018): Since Keenan’s ontology lacks a category of individuals (at least at the object level; see Section 4.4), it is properly included in Montague’s ontology from Section 3. The resulting relation between these two ontologies is captured in (98):
(98) | a. | Keenan: properties, GQs, , propositions |
b. | Montague: properties, GQs, , propositions, individuals |
Similar inclusion relations obtain between the ontologies from (6) in Section 1.2 (copied, with added inclusion relations, in (99)):
(99) |
|
Since Montague’s and Keenan’s ontologies target overlapping fragments, I assume – for ease of exposition – that the semantic categories that are shared by these ontologies (e.g. property, generalized quantifier) contain exactly the same elements. Thus, if Keenan’s ontology contains the property , so will (or should) Montague’s ontology. That the latter is not the case (see the list of Montague’s property-denoting expressions in Table 2) already shows that inter-ontology relations are more complex than the above idealized presentation suggests.
To provide a better – more realistic – assessment of inter-ontology relations like the above, one would first need to extend the PTQ-fragment via the expressions from Keenan’s fragment (incl. the nouns flautist and surgeon as well as the adjective skillful), and enrich the relevant domains in Montagovian models with Keenan’s semantic values of these expressions (or of their logical translations, flautist, surgeon, and skillful; see (94)).
Since Keenan’s ontology analogously lacks some expressions from the PTQ-fragment (e.g. fish, temperature, rise), it requires a similar move. However, because of Keenan’s renunciation of individuals, this move cannot simply lie in ‘importing’ the relevant (terms and) objects from Montague’s models. Rather, these objects must be ‘lifted’ (e.g. by a function ) to their representations in a category from Keenan’s ontology.Footnote 46 For individuals (e.g. ) and relations between individuals (e.g. find), these representations can be generalized quantifiers (here: ) and, respectively, relations between pairs of generalized quantifiers (here: ).
The resulting semantics for sentences like (67b) (whose original Montagovian version is copied in (100a)) is given in (100b). For simplicity, the interpretations in (100) ignore world arguments. In (100b), is a relation between a generalized quantifier (e.g. the quantifier denoted by ‘john’) and a property of generalized quantifiers (e.g. the property ). and are variables over generalized quantifiers.
(100) | John tries that pro finds a unicorn |
a. | |
b. | |
alternatively: |
The possibility of extending semantic theories via objects – or even via semantic categories – from other theories has a substantial merit: It allows us to unify the results from different theories. Thus, by extending Montague’s ontology from Section 3 via primitive properties (incl. zero-place properties, i.e. primitive propositions), we obtain a larger-scope version of Montague semantics. This version provides an adequate interpretation of evaluate adjectives like skillful that blocks counterintuive inferences like (94). Since primitive properties can distinguish between propositions that are true in exactly the same possible worlds (or situations), the resulting semantics further explains the non-validity of inferences like (101) (based on Reference PollardPollard, 2008), contra what would be predicted by a ‘classical’ Montague-style semantics.
(101) | a. | Bill believes that Punxsutawney Phil is a groundhog. |
b. | In all possible worlds/situations, all groundhogs are woodchucks. | |
c. | Bill believes that Punxsutawney Phil is a woodchuck. |
For a detailed description of such extensions and inter-model ‘translations,’ the interested reader is referred to Reference Liefke, Arai, Kojima, Mineshima, Bekki, Satoh and OhtaLiefke (2018) (see also Reference MuskensMuskens, 2005; Reference ThomasonThomason, 1980).
Inversely to what is described above, the ontologies of specific semantic theories (for a given linguistic fragment) can also be reduced to ‘poorer’ ontologies (with fewer categories) that, however, still model the original fragment. Such reduction is achieved by eliminating worlds and/or individual concepts from a possible worlds-version of Keenan’s hyperintensional semantics, and by eliminating manners from a compositional version of event semantics. In particular, since possible worlds can be analyzed as special sets of propositions (namely, as ultrafilters on propositions; see Reference Fox, Lappin, Pollard, Alberti, Balough and DekkerFox et al., 2002; Reference PollardPollard, 2008), the ontology of a modal hyperintensional semantics does not require primitive possible worlds next to primitive propositions. The same holds for propositions and individual concepts (since individual concepts can be analyzed as propositional functions, see Reference KaplanKaplan’s (1976) coding strategy, sketched in Section 3.2) and for events and manners (since manners can be analyzed as similarity classes of events; see Reference Umbach, Hinterwimmer and GustUmbach et al., 2022).
Inter-ontology reductions like the above have a number of significant merits: Firstly, they allow us to transfer the interpretive success (re explanatory and predictive power) of one theory (with particular ontological commitments) to another theory (with different ontological commitments). For example, such transfer finds that, if a semantics with a possible worlds-ontology can provide an adequate interpretation of modals (see Section 2.4.3), then so can its ‘world-free’ version – at least so long as it assumes primitive propositions.
In virtue of this transfer, inter-ontology reductions will further yield insight into the requirements on ontologically ‘minimal’ semantic theories for certain linguistic phenomena, and will contribute to a better understanding of natural language’s semantic ontology (see Reference LiefkeLiefke, 2014, Reference Liefke, Arai, Kojima, Mineshima, Bekki, Satoh and Ohta2018). I will provide an in-depth discussion of such reduction relations in the sequel to this Element, which frames this discussion against the background of simple type theory.
5.2 Inter-category Relations
My observations about the reducibility/analyzability of possible worlds and manners already suggest that relations between different semantic categories can also hold within the ontology of a single semantic theory. At a pre-theoretical level, these relations are captured by our prose descriptions of actual and possible states of affairs. Thus, we talk of individuals having (‘exemplifying’ or ‘instantiating’) properties and performing (‘partaking’ or ‘engaging in’) activities, of propositions being true at (or ‘holding in’) possible worlds, of events showing (or ‘illustrating’) manners, and of propositions answering (or ‘deciding’) questions.
At the more formal level of compositional semantics, these diverse relations are uniformly captured in terms of semantic composition (commonly analyzed through Functional Application; see Section 1). In the examples below, matti is an individual constant, while Q stands proxy for a polar question (e.g. ‘Was John singing?’).
(102) | a. | Matti [ is a boy]. | (having a property) | |
b. | Matti [ is sleeping]. | (performing an activity) | ||
c. | It [ is raining]. | (being true [at a world]) | ||
d. | It [= J’s writing] is slow. | (showing a manner) | ||
e. | Q? – yes (namely, )! | (answering a question) |
The above suggests that the semantic categories within a single ontology are pervasively related. This was already asserted in the introduction to this Element, where I stated that “compositional semantics requires (iii) an account of the interaction of meanings from different classes” (Section 1). The existence of cross-categorial relations is reinforced by the observation that complex semantic values arise from the compositional interaction of different, related objects. Thus, to yield a lower-type interpretation of (94a) (that interprets John as an individual, i.e. john; in (103)), it does not suffice to relate individuals (here: john) to properties (here: surgeon [ ] ) and, respectively, to relate properties to property-to-property functions (here: skillful). Rather, individuals must also be related to property-to-property functions. This relation is captured in the compositional contribution of skillful in (103a) (note the processing of the individual variable ):
(103) | John [ is a skillful surgeon] |
a. | |
b. | |
c. |
Since this Element is dedicated to descriptive natural language ontology, I confine my elaborations of inter-category relations to the above example. A comprehensive discussion of such relations will be provided in the sequel Element, entitled Reduction and Unification in Natural Language Ontology. To prepare this discussion – and since the following considerations are independently interesting – I close this Element by giving reasons for identifying cross-categorial relations:
My example in (103) has already shown that inter-category relations are the driving force behind compositionality. These relations moreover provide an internal type checking mechanism. This mechanism is enabled by the treatment of semantic composition as (forward or backward) Functional Application (see (2) in Section 1), and by the assumption that functions only accept arguments of a certain type/semantic category, namely, of those categories to which they are intuitively related (see Section 2.2). The observation that individuals in an intuitive sense ‘have’ properties, but not propositions (see (102)) thus explains the acceptability of (1a)/(104a) (see Fig. 3a) and the deviance of (104b) (see Fig. 3b).
(104) | a. | Matti is sleeping. |
b. | Matti it is raining. |
As is suggested by Umbach et al.’s analysis of manners as similarity classes of events, inter-category relations further help tame Reference Bach, Marcus, Dorn and WeingartnerBach’s (1986b) ontological ‘zoo’: By constructing the elements in some of the semantic categories from Sections 3–4 from the elements of other categories, we can reduce our commitment to a small(er) set of primitive semantic categories. This reduction, in turn, enables the previous account of compositionality and helps explain selectional restrictions.
The described reduction of ontological commitments obeys the principle of ontological parsimony (more commonly known as Ockham’s razor). This principle demands that the number of entities or ontological categories that a specific theory assumes should not be increased beyond necessity (Reference ClaubergClauberg, 2009, 320). When applied to the ontology of natural language semantics, Ockham’s principle demands that ontological categories should only be adopted if the semantic phenomena that they are intended to explain resist an explanation through those categories that are assumed anyway.
Importantly, the Ockhamian promotion of categorial parsimony comes at a price, namely, an (at least partial) loss of simplicity: While the objects of ‘reduced’ categories were simple pre-reduction (in the sense that they did not have internal structure), they are complex post-reduction (when they take the form of sets, similarity classes, or functions). The trade-off between simplicity and parsimony in natural language ontology is an emergent topic in semantics and the philosophy of language that has only recently started to gain attention (see e.g. Reference Theiler, Roelofsen and AloniTheiler et al., 2018; Reference Liefke and WerningLiefke & Werning, 2018; Reference LiefkeLiefke, 2021; Reference SuttonSutton, 2024).
6 Conclusion: Finding the Perfect Ontology?
My discussion in this Element has shown that the construction of a semantic ontology (for a single language, or for all documented natural languages) is a challenging task. This holds especially in light of the plethora of linguistic phenomena, the different size of linguistic fragments, and the diversity of methodological goals. This Element has suggested that the different strategies for identifying a language’s semantic commitment may arrive at (partly) different ontologies. This holds, for example, for the lexical and the logical-semantic strategy, of which only the latter attests the PTQ-fragment a commitment to individuals. In this regard, the results of applying competing ‘commitment-identifying’ strategies align remarkably well with the ontological commitments of different semantic theories (see, for example, Reference Montague, Hintikka, Suppes and MoravcsikMontague, 1973 vs. Reference Keenan and BianchiKeenan, 2015).
My review of the ontology-conscious semantic literature (in Sections 3–4) has found that – the above notwithstanding – the descriptive ontologies of different natural languages converge to a surprising extent (see esp. Section 4.5). This holds at least for individuals, propositions, properties, and (possibly) times – even if not for degrees, and perhaps also not for manners. The close relation between different ontologies becomes significantly looser when one moves from the question of which ontological categories are used in day-to-day semantic theorizing to the question of which ontological categories are minimally required to interpret a given language or fragment: Depending on whether semantic work focuses on compositionality (and associated semantic explanations of grammaticality) or on cognitive plausibility (and associated issues of hyperintensionality), it will endorse or oppose its ontology’s reduction to a small set of ontological primitives. A similar observation holds for work that is primarily interested in describing/explaining semantic phenomena and for work that is more interested in foundational questions.
The Element has shown that, even in different contexts of knowledge acquisition like foundational vis-à-vis applied projects, there are hard conditions on semantic ontology engineering:
(①) On the one hand, ontologies must contain as many semantic categories as are required (by at least one of the strategies from Section 2) to interpret the target linguistic fragment.
(②) On the other hand, according to Ockham’s razor, ontologies may not assume categories that are not necessary for this interpretation, by any of the familiar strategies.
The above requirements identify a lower bound (①) and an upper bound (②) for the number of semantic categories.
The precise effect of these requirements varies with the respective semantic endeavor: Because of their greater interest in empirical scope and accuracy, applied projects will likely ‘need’ a larger number of semantic categories (by the above conditions) than foundational projects. This also holds since applied projects are often not aware of – or not interested in – the possibility of reducing categories. After all, working with a larger set of categories facilitates day-to-day semantics. Because of their greater interest in parsimony and inter-category relations, foundational projects will require noticeably fewer categories than applied projects. As a result, foundational ontologies will better suit Reference QuineQuine’s (1948) “taste for desert landscapes.”
Contemporary semantics and the philosophy of language witness examples of both extremes on the ‘zoo’/‘desert’-spectrum. Far on the ‘zoo’ side (with a plethora of ontological categories) stand semantics for nominalized constructions (that distinguish between facts, states of affairs, events, and event types; see e.g. Reference Grimm and McNallyGrimm & McNally, 2015, Reference Grimm and McNally2022; Reference ZucchiZucchi, 2013), Kratzer-style semantics for clausal complements (that assume different categories of propositional, attitudinal, and modal objects; see e.g. Reference KratzerKratzer, 2006; Reference MoltmannMoltmann, 2013b), and theories of dialogue modelling (like Reference GinzburgGinzburg’s (2012) KoS, which uses a rich type theory with distinct categories for events, states, and various abstract entities).
Far on the ‘desert’ side (with few categories) stand theories like inquisitive semantics (InqS; see Reference Ciardelli, Groenendijk and RoelofsenCiardelli et al., 2018) and my single-type semantics (STS; see Reference LiefkeLiefke, 2021; Reference Liefke and WerningLiefke & Werning, 2018). Both of these theories seek to merge intuitively distinct semantic categories (in InqS: propositions and questions; in STS: propositions and individuals) into a single, unified, category (namely, questions in InqS; situated propositions [or parametrized centered questions] in STS).
Much of the literature that was cited in this Element lies in the middle range of the ‘zoo’/‘desert’-spectrum. It will be the privilege of future research to see how these trends develop and whether this development will bring about changes in the ontologies surveyed here.
Acknowledgements
This Element has greatly benefitted from discussions with Justin D’Ambrosio, Jan Köpping, Simon Kreutz, Dolf Rami, Emil Eva Rosina, Carla Umbach, Simon Vonlanthen, Markus Werning, Simon Wimmer, and Thomas Ede Zimmermann. I am grateful to David Kaplan and Barbara Partee for first raising my interest in natural language ontology. Four anonymous reviewers have improved this Element through their immensely helpful comments. I thank our student assistants Yonca Christine Klisch and Jonas Koopmann for their help with proofreading. Last, but certainly not least, I thank the series editors Jonathan Ginzburg and Daniel Lassiter for their trust, suggestions, and encouragement. Any remaining errors are my own.
For Sam, to whom I promised that I would never write a book
The author wishes to acknowledge funding from the German Federal Ministry of Education and Research BMBF (through her WISNA Professorship) and from the German Research Foundation DFG (through grant no. 397530566, as part of the research unit FOR 2812: Constructing Scenarios of the Past).
Jonathan Ginzburg
Université Paris-Cité
Jonathan Ginzburg is Professor of Linguistics at Université Paris-Cité (formerly Paris 7). He has held appointments at the Hebrew University of Jerusalem and King’s College, London. He is one of the founders and currently associate editor of the journal Dialogue and Discourse. His research interests include semantics, dialogue, and language acquisition. He is the author of Interrogative Investigations (CSLI Publications, 2001, with Ivan A. Sag) and The Interactive Stance: meaning for conversation (Oxford University Press, 2012).
Daniel Lassiter
University of Edinburgh
Daniel Lassiter is Senior Lecturer in Semantics in Linguistics & English Language at the University of Edinburgh. He works on topics at the intersection of formal semantics/pragmatics, cognitive psychology, and philosophy of language, including modality, conditionals, vagueness, scalar semantics, and Bayesian pragmatics. He is the author of Graded Modality (Oxford University Press, 2017) and numerous journal articles.
About the Series
Elements in Semantics emphasizes the field’s recent flourishing of interdisciplinary work, connecting linguistics and philosophy with cognitive science, computer science, neuroscience, law, anthropology, sociology, economics, and beyond. The series should be of interest to a broad community of researchers interested in the study of meaning from diverse perspectives.