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Assessing local service providers’ needs for scaling up MHPSS interventions for Ukrainian refugees: Insights from Poland, Slovakia, and Romania

Published online by Cambridge University Press:  06 December 2024

Marianna Purgato*
Affiliation:
World Health Organization Collaborating Centre for Research and Training in Mental Health and Service Evaluation, Department of Neurosciences, Biomedicine and Movement Sciences, Section of Psychiatry, University of Verona, Verona, Italy
Monica Bartucz
Affiliation:
World Health Organization Collaborating Centre for Research and Training in Mental Health and Service Evaluation, Department of Neurosciences, Biomedicine and Movement Sciences, Section of Psychiatry, University of Verona, Verona, Italy Department of Clinical Psychology and Psychotherapy, Babeș-Bolyai University, Cluj-Napoca, Romania
Giulia Turrini
Affiliation:
World Health Organization Collaborating Centre for Research and Training in Mental Health and Service Evaluation, Department of Neurosciences, Biomedicine and Movement Sciences, Section of Psychiatry, University of Verona, Verona, Italy
Beatrice Compri
Affiliation:
World Health Organization Collaborating Centre for Research and Training in Mental Health and Service Evaluation, Department of Neurosciences, Biomedicine and Movement Sciences, Section of Psychiatry, University of Verona, Verona, Italy
Eleonora Prina
Affiliation:
World Health Organization Collaborating Centre for Research and Training in Mental Health and Service Evaluation, Department of Neurosciences, Biomedicine and Movement Sciences, Section of Psychiatry, University of Verona, Verona, Italy
Federica Patania
Affiliation:
World Health Organization Collaborating Centre for Research and Training in Mental Health and Service Evaluation, Department of Neurosciences, Biomedicine and Movement Sciences, Section of Psychiatry, University of Verona, Verona, Italy
Emrah Kucukozkan
Affiliation:
International Medical Corps, Warszawa, Poland
Anna Zubachova
Affiliation:
International Medical Corps, Warszawa, Poland
Martin Mňahončak
Affiliation:
TENENET o.z., Senec, Slovakia
Katarína Čavojská
Affiliation:
TENENET o.z., Senec, Slovakia
Olena Koval
Affiliation:
Asociatia PHONEO, Cluj Napoca, Romania
Gabriela Lupea
Affiliation:
Asociatia PHONEO, Cluj Napoca, Romania
Vitalii Klymchuk
Affiliation:
Department of Social Science, University of Luxembourg, Esch-Belval Esch-sur-Alzette, Luxembourg
Natalie Maximets
Affiliation:
Department of Clinical, Neuro- and Developmental Psychology, Amsterdam Public Health Institute and World Health Organization Collaborating Center for Research and Dissemination of Psychological Interventions, Vrije Universiteit Amsterdam, Amsterdam, The Netherlands
Roberto Mediavilla
Affiliation:
Department of Psychiatry, Universidad Autónoma de Madrid, Madrid, Spain Centro de Investigación Biomédica en Red de Salud Mental (CIBERSAM), Instituto de Salud Carlos III, Madrid, Spain Instituto de Investigación Sanitaria – Hospital Universitario La Princesa, Madrid, Spain
José Luis Ayuso-Mateos
Affiliation:
Department of Psychiatry, Universidad Autónoma de Madrid, Madrid, Spain Centro de Investigación Biomédica en Red de Salud Mental (CIBERSAM), Instituto de Salud Carlos III, Madrid, Spain Instituto de Investigación Sanitaria – Hospital Universitario La Princesa, Madrid, Spain
Marit Sijbrandij
Affiliation:
Department of Clinical, Neuro- and Developmental Psychology, Amsterdam Public Health Institute and World Health Organization Collaborating Center for Research and Dissemination of Psychological Interventions, Vrije Universiteit Amsterdam, Amsterdam, The Netherlands
Els van der Ven
Affiliation:
Department of Clinical, Neuro- and Developmental Psychology, Amsterdam Public Health Institute and World Health Organization Collaborating Center for Research and Dissemination of Psychological Interventions, Vrije Universiteit Amsterdam, Amsterdam, The Netherlands
Iryna Frankova
Affiliation:
Department of Clinical, Neuro- and Developmental Psychology, Amsterdam Public Health Institute and World Health Organization Collaborating Center for Research and Dissemination of Psychological Interventions, Vrije Universiteit Amsterdam, Amsterdam, The Netherlands ARQ Centrum 45, Oegstgeest, The Netherlands
Corrado Barbui
Affiliation:
World Health Organization Collaborating Centre for Research and Training in Mental Health and Service Evaluation, Department of Neurosciences, Biomedicine and Movement Sciences, Section of Psychiatry, University of Verona, Verona, Italy
*
Corresponding author: Marianna Purgato; Email: [email protected]
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Abstract

Providing Mental Health and Psychosocial Support interventions (MHPSS) for forcibly displaced Ukrainians in Central and Eastern Europe poses numerous challenges due to various socio-cultural and infrastructural factors. This qualitative study explored implementation barriers reported by service providers of in-person and digital MHPSS for Ukrainian refugees displaced to Poland, Romania and Slovakia due to the war. In addition, the study aimed to generate recommendations to overcome these barriers. Semi-structured Free List and Key Informant interviews were conducted using the Design, Implementation, Monitoring and Evaluation protocol with 18 and 13 service providers, respectively. For in-person interventions, barriers included stigma, language, shortage of MHPSS providers, lack of financial aid and general lack of trust among refugees. For digital MHPSS, barriers included generational obstacles, lack of therapeutic relationships, trust issues, and lack of awareness. Recommendations included advancing public health strategies, organizational interventions, building technical literacy and support, enhancing the credibility of digital interventions and incorporating MHPSS into usual practice. By implementing the recommendations proposed in this study, policymakers, organizations and service providers can work towards enhancing the delivery of MHPSS and addressing the mental health needs of Ukrainian refugees in host countries, such as Poland, Romania and Slovakia.

Type
Research Article
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2024. Published by Cambridge University Press

Impact Statements

Since the Russian invasion of Ukraine, millions of Ukrainians have been forced to flee their homes, with many seeking refuge in neighboring countries such as Poland, Romania and Slovakia. Host nations’ healthcare systems are struggling to meet the psychological needs of millions of displaced individuals. This qualitative study is the first to explore the barriers and the recommendations to overcome them in the implementation of in-person and digital Mental Health and Psychosocial Support interventions (MHPSS) from the unique perspective of local service providers. Results indicate barriers, such as stigma and language barriers, systemic challenges, lack of MHPSS professionals, financial barriers and lack of trust. Among the strategies to overcome these barriers, service providers mentioned strengthening collaborative and coordinated MHPSS responses, as well as training initiatives for specialists, helpers and lay workers. Our results have significant implications to guide healthcare providers, policymakers and relevant authorities in addressing the mental health needs of displaced individuals and in planning implementation strategies for MHPSS.

Introduction

The full-scale invasion of Ukraine by Russia has precipitated one of the largest humanitarian crisis in Europe since World War II, with millions of Ukrainians forced to flee their homes in search of safety and refuge. The escalating conflict has continuously increased displaced people, with the majority seeking shelter in neighboring countries such as Poland, Slovakia, Romania, Hungary, Moldova and Belarus, but also countries further away such as Germany, Italy and the Netherlands (IOM, 2024; UNHCR, 2024).

Refugees – including forcibly displaced Ukrainian populations – can be exposed to traumatic events associated with armed conflicts, such as bombardment, destruction of homes or war crimes. This raises the probability that they develop mental health disorders (Turrini et al., Reference Turrini, Purgato, Ballette, Nosè, Ostuzzi and Barbui2017). The World Health Organization (WHO) has determined that the prevalence of common mental disorders such as depression, anxiety and post-traumatic stress disorder (PTSD) in war regions is around 22%, that is, being conservative, five times higher than the prevalence in the general population (Charlson et al., Reference Charlson, van Ommeren, Flaxman, Cornett, Whiteford and Saxena2019). In addition to challenging mental health, humanitarian crises place significant strains on the healthcare systems of the host nations and the mental health services available in these countries can only partially fulfill the psychological requirements of the millions of displaced people (WHO, 2013; Jordan et al., Reference Jordan, Lewis and Roberts2021; Troup et al., Reference Troup, Fuhr, Woodward, Sondorp and Roberts2021; Papola et al., Reference Papola, Prina, Ceccarelli, Cadorin, Gastaldon, Ferreira, Tol, van Ommeren, Barbui and Purgato2024). Moreover, mental health systems were not prepared to respond to the psychological consequences of the war with appropriate implementation models and crisis plans (Goto et al., Reference Goto, Pinchuk, Kolodezhny, Pimenova and Skokauskas2023; Seleznova et al., Reference Seleznova, Pinchuk, Feldman, Virchenko, Wang and Skokauskas2023).

In response to this gap, the U-RISE project (Ukraine’s displaced people in the EU: Reach out, Implement, Scale-up and Evaluate interventions promoting mental wellbeing) aims to improve the mental health outcomes of Ukrainian refugees by implementing evidence-based psychosocial interventions developed by the WHO for populations affected by adversities. These interventions include Self-Help Plus (SH+) (Epping-Jordan et al., Reference Epping-Jordan, Harris, Brown, Carswell, Foley, García-Moreno, Kogan and van Ommeren2016) and its digital version Doing What Matters in Times of Stress (DMW), Problem Management Plus (PM+) (Dawson et al., Reference Dawson, Bryant, Harper, Kuowei Tay, Rahman, Schafer and van Ommeren2015) and Psychological First Aid (PFA) Chatbot (WHO et al., 2011; Frankova et al., Reference Frankova, Vermetten, Shalev, Sijbrandij, Holmes, Ursano, Schmidt and Zohar2022). All these interventions were found effective in preventing and/or reducing symptoms of common mental health problems across vulnerable population groups (Koesters et al., Reference Koesters, Barbui and Purgato2018; Turrini et al., Reference Turrini, Tedeschi, Cuijpers, Del Giovane, Kip, Morina, Nosè, Ostuzzi, Purgato, Ricciardi, Sijbrandij, Tol and Barbui2021; Schäfer et al., Reference Schäfer, Thomas, Lindner and Lieb2023; Cadorin et al., Reference Cadorin, Purgato, Turrini, Prina, Cabral Ferreira, Cristofalo, Bartucz, Witteveen, Sijbrandij, Papola and Barbui2024).

Despite the clear need and the availability of WHO-developed interventions, successful implementation of Mental Health and Psychosocial Support interventions (MHPSS) for refugees faces significant barriers (Dickson et al., Reference Dickson, Ko, Nguyen, Minchenko and Bangpan2024). Previous studies have identified systemic barriers to implementing and scaling up MHPSS for refugees worldwide (Lotito et al., Reference Lotito, Turrini, Purgato, Bryant, Felez-Nobrega, Haro, Lorant, McDaid, Mediavilla, Melchior, Nicaise, Nosè, Park, McGreevy, Roos, Tortelli, Underhill, Martinez, Witteveen, Sijbrandij and Barbui2023; Dickson et al., Reference Dickson, Ko, Nguyen, Minchenko and Bangpan2024). The most frequent barriers are limited access to mental health services, insufficient funding, stigma and discrimination, language barriers, cultural differences and lack of culturally appropriate interventions, lack of trained and skilled mental health professionals and limited coordination among stakeholders involved in MHPSS efforts (Echeverri et al., Reference Echeverri, Le Roy, Worku and Ventevogel2018; Troup et al., Reference Troup, Fuhr, Woodward, Sondorp and Roberts2021; Dickson et al., Reference Dickson, Ko, Nguyen, Minchenko and Bangpan2024). A comprehensive approach is needed to address these barriers and effectively implement MHPSS for refugees (Troup et al., Reference Troup, Fuhr, Woodward, Sondorp and Roberts2021). Recent studies have focused on identifying the mental health needs among Ukrainian refugees primarily from the perspective of the refugees themselves. These studies showed that Ukrainian refugees, particularly those affected by the Russian-Ukrainian war, face significant mental health challenges (Rizzi et al., Reference Rizzi, Ciuffo, Sandoli, Mangiagalli, de Angelis, Scavuzzo, Nych, Landoni and Ionio2022; Asanov et al., Reference Asanov Noha, Asanov and Buenstorf2023; Buchcik et al., Reference Buchcik, Kovach and Adedeji2023; Chudzicka-Czupała et al., Reference Chudzicka-Czupała, Hapon, Chiang, Żywiołek-Szeja, Karamushka, Lee, Grabowski, Paliga, Rosenblat, Ho, McIntyre and Chen2023; Vitruk, Reference Vitruk2023), and that large-scale implementation of MHPSS is urgently needed (Javanbakht, Reference Javanbakht2022). However, there is a notable gap in understanding what the specific challenges are in meeting the mental health needs of Ukrainian refugees from the perspective of service providers. One notable study conducted in the Czech Republic examined the challenges faced in implementing MHPSS for Ukrainian refugees from the perspective of mental health actors, including governmental, UN and national entities. The findings underscored several key barriers to implementing MHPSS for Ukrainian refugees in Czech Republic, such as an excessive demand placed on the National Healthcare System, low levels of mental health awareness among refugees, suboptimal monitoring and reporting practices concerning refugees’ mental health, concerns related to service provider burnout and suboptimal integration of international MHPSS guidelines into national emergency response plans (Budosan et al., Reference Budosan, Castro, Kortusova and Svobodova2023). More research is needed to understand the obstacles that impede both in-person and digital MHPSS for Ukrainian refugees across Europe. Furthermore, applying an implementation framework in this analysis is crucial, as it may offer a structured method for comprehending barriers at various levels and identifying specific factors hindering the effective scaling up of MHPSS for Ukrainian refugees.

Against this background, the present study had two aims. First, to identify and structure the implementation barriers reported by service providers to in-person and digital MHPSS using the socio-ecological and implementation models (Bronfenbrenner, Reference Bronfenbrenner1979; Proctor et al., Reference Proctor, Bunger, Lengnick-Hall, Gerke, Martin, Phillips and Swanson2023). These models were adopted to contextualize individuals’ mental health within the complex range of social influences and environmental factors. Second, to gather recommendations on how to overcome these barriers.

Methods

Study design, participants and procedures

We carried out a two-step qualitative study using an action research design (Speziale et al., Reference Speziale, Streubert and Carpenter2011) following the DIME protocol (AMHR, 2013) (Figure 1). In the first step, we used semi-structured Free List (FL) interviews to prompt service providers, to identify obstacles encountered in delivering in-person and digital MHPSS for Ukrainian refugees displaced in Poland, Romania and Slovakia. In the second step, Key Informant (KI) interviews were held with service providers recommended by participants from the initial FL interviews due to their comprehensive understanding of the issues identified during the FL phase. The key informants described the nature, causes and consequences of these problems while also identifying ongoing efforts to address them and providing recommendations for overcoming these barriers.

Figure 1. Study flow chart according to the DIME protocol.

This study included various adult service providers (≥18 years) proficient in English and working with the Ukrainian refugee community in Poland, Romania and Slovakia. When referring to service providers, we encompass a diverse group of professionals, such as psychologists, psychotherapists, social workers and lay workers. All of them had practical experience in delivering psychosocial support programs to Ukrainian refugees. They had daily experience in the field of migration, helping traumatized people to cope with demanding situations, such as social isolation, job loss, trauma exposure and psychological suffering. In addition, individuals associated with governmental or non-governmental organizations (NGOs) with a mission of mental health, social inclusion and education, and with experience coordinating psychosocial interventions for refugees were included in the study.

Sampling and recruitment strategies differed for FL and KI interviews. For the FL interviews, we used a maximum variation sampling method, balancing participants by gender and host country to address the diverse needs of service providers in various resettlement contexts (Drescher et al., Reference Drescher, Kiselev, Akhtar, Acarturk, Bryant, Ilkkursun, von Känel, Miller, Pfaltz, Schick, Schnyder, Sijbrandij, Spaaij and Morina2021). Participants were recruited through NGOs affiliated with the U-RISE consortium: International Medical Corps Poland, Phoneo and Tenenet, located in Poland, Romania and Slovakia, respectively. Key informants within service provider communities were identified using a snowball sampling method (Naderifar et al., Reference Naderifar, Goli and Ghaljaie2017). The sample size was determined based on the Applied Mental Health Research Group (2013) and WHO and UNHCR (2012) recommendations, involving 10–15 participants for both FL and KI interviews.

The study was conducted in accordance with the Declaration of Helsinki and received approval from the Institutional Review Board at the University of Verona (Study ID: 12a/2023). The study protocol was pre-registered in the Open Science Framework (OSF; https://osf.io/tmsk7).

Before the interview sessions, participants received an email outlining the study’s details and were requested to electronically sign both an informed consent for participation and a consent form for processing personal data. The interviews, conducted via Zoom with participants from Poland and Romania, lasted 40–50 min each. In Slovakia, the interviews were of similar duration and held in person.

Free list interviews

The initial phase involved conducting individual FL interviews. Service providers were presented with a primary question: “What are the obstacles that make it hard to provide face-to-face psychological interventions to Ukrainian refugees living in [Poland/Romania/Slovakia]?” and a secondary question, namely: “What are the obstacles that make it hard to implement digital psychological interventions for Ukrainian refugees living in [Poland/Romania/Slovakia]?” The identified barriers were listed and participants were asked to describe each one and name a key informant who could provide more detailed information. The FL interview participants agreed to share the contact information of the KI if that person consented.

Key informant interviews

The KI was tasked with providing additional information about the problems identified during the FL interviews. The interviewer inquired about various aspects of the selected problem, including its nature, perceived causes, effects on individuals and those close to them, current actions taken regarding it and potential courses of action if resources were available. The KI interviews were conducted using Zoom and transcribed for reference.

Procedure

Free list interviews

The interviews were conducted as follows. First, the interviewer asked participants to list as many problems as they could think of and provide a short description of each problem they identified, according to the DIME protocol. Participants were then repeatedly probed to list as many responses as possible until data saturation, where they indicated they could think of no more, or they thought that new data would have repeated what was already mentioned (thematic saturation) (Guest et al., Reference Guest, Bunce and Johnson2006; Kerr et al., Reference Kerr, Nixon and Wild2010). At the end of the interview, the interviewer asked the participants to think of someone knowledgeable of the problems they mentioned for the KI interviews.

In the analysis, participants’ responses were organized into a coherent list of barriers for each question, including the total number of individual interviews reporting each barrier. The interviewers collated all interviews and consolidated all data into a single list of responses for each FL question, including the number of different participants reporting each response (code frequency counts to reach saturation) (Morse, Reference Morse1995; Guest et al., Reference Guest, Bunce and Johnson2006; Hennink et al., Reference Hennink, Kaiser and Marconi2017). The interviewers and the researchers conducted this process. The interviewers listed all the different responses from the interview forms, placing the participant ID number next to the response. If more than one person reported the same problem, all the relevant ID numbers were listed next to the response. If two or more participants referred to the same concept with different wording, the research team selected and recorded the wording they judged as most accurate and most likely to be understood by a member of the target population.

This list was subsequently reorganized based on the response frequency mentioned above. Based on this consolidated list, the research team selected the barriers that were discussed during the KI interviews. We decided to delve deeper into specific implementation obstacles based on two main criteria. First, we focused on barriers that were mentioned across all three countries. Second, we identified challenges mentioned by at least 50% of participants in at least one country.

Key informant interviews

The KI interviewers coded the responses and created a summary sheet with subheadings for the investigated domains (e.g., nature of the problem and perceived causes). Researchers coded the frequency of each response category. The thematic analysis was performed using the NVivo software, following the step-by-step guide of Braun and Clarke (Reference Braun and Clarke2006). For each identified in-person and digital implementation barrier, we coded the causes, consequences and recommendations according to the socio-ecological model of Bronfenbrenner (Reference Bronfenbrenner1979). Furthermore, the analysis of implementation barriers for digital interventions utilized the implementation outcomes framework (Proctor et al., Reference Proctor, Silmere, Raghavan, Hovmand, Aarons, Bunger, Griffey and Hensley2011).

The choice of these specific theoretical frameworks is based on the following rationale. The socio-ecological framework of Brofenbrenner is particularly important for understanding the experiences of refugees, because it provides a comprehensive framework for examining the multiple layers of environmental influences that impact their lives, from the microsystem to the chronosystem. This holistic perspective is essential for refugee integration programs, as it underscores the need for multi-level interventions that address not just individual needs but also the broader social, economic and political contexts in which refugees are resettled (IASC, 2007). The implementation model of Proctor represents a natural subsequent step because it offers a structured approach to ensuring that MHPSS can be effectively delivered and sustained. In the data analysis, we linked the collected responses to the key components of these methodological frameworks.

Data analysis

The data collection and analysis process employed various credibility strategies to ensure methodological integrity. These strategies included the following: methodological and investigator triangulation (FL and KI interviews, and participation in the study of a group of researchers with different backgrounds); documenting decision-making processes in an audit trail, in which all the recorded research phases and activities were verified and discussed in small-group meetings with experienced researchers (RMT, GT, MP); and supervising the data analysis process with guidance from experienced researchers (MP, CB, GT, RMT). For data analysis, we used a combined consensus and split coding. Researchers worked independently in coding the transcripts (MBB, GT, BC), with regular weekly meetings with expert researchers (MP, CB) to cross-check the coding schemes and review and discuss any questions. Transcripts were compared on a one-to-one basis for the first round, to ensure full alignment and reach a consensus. Then, we split coding keeping the regular weekly meetings for discussion.

For the thematic analysis, we used a hybrid deductive/inductive thematic analysis approach (Naeem et al., Reference Naeem, Ozuem, Howell and Ranfagni2023). We used an open and inductive strategy for theme and recommendation generation, which were directly elaborated by study participants. At the same time, a theory-informed deductive application of themes to two existing frameworks was applied. The frameworks were identified in the literature as relevant for MHPSS implementation to vulnerable population groups (i.e., the socio-ecological model of Brofenbrenner and the implementation model of Proctor) (Bronfenbrenner, Reference Bronfenbrenner1979; Proctor et al., Reference Proctor, Bunger, Lengnick-Hall, Gerke, Martin, Phillips and Swanson2023) and thoroughly discussed within the research team. This analytical approach aligns with those of other qualitative studies in this field (Morse, Reference Morse1995; Hennink et al., Reference Hennink, Kaiser and Marconi2017; Mediavilla et al., Reference Mediavilla, Monistrol-Mula, McGreevy, Felez-Nobrega, Delaire, Nicaise, Palomo-Conti, Bayón, Bravo-Ortiz, Rodríguez-Vega, Witteveen, Sijbrandij, Turrini, Purgato, Vuillermoz, Melchior, Petri-Romão, Stoffers-Winterling, Bryant, McDaid, Park and Ayuso-Mateos2022).

Results

Sample characteristics

Sample characteristics are reported in Table 1, while demographic details for each participant are provided in Supplementary Table S1. A total of 18 participants were included in the FL interviews, with a mean age of 36.78 years (SD = 10.36) and 61% female participants. The distribution of participants included six service providers assisting the Ukrainian refugee population in Poland, Romania and Slovakia. For the KI interviews, we recruited 15 participants with an average age of 37.69 years (SD = 8.67). Female participants accounted for 85% of this group.

Table 1. Sample characteristics

Free listing interviews

Barriers to implementing in-person and digital MHPSS, and the number and percentage of interviewees mentioning them in each country can be found in Table 2. The most commonly reported barriers were stigma related to mental health problems and the use of mental health services, language barriers, limited number of service providers, insufficient funding and lack of trust in mental health practitioners. Based on the interviews with FL, we identified 10 major barriers to implementing digital MHPSS across the target countries. The primary obstacles delineated in Table 2 exhibited consistent frequency across the three countries and included generational challenges, lack of therapeutic relationships, lack of trust and a notable lack of awareness regarding the existence and usability of such interventions. The identified barriers were linked to the socio-ecological framework of Bronfenbrenner (Table S1 in the Appendix), and the theoretical implementation framework of Proctor (Table 2S in the Appendix).

Table 2. Frequency of implementation barriers reported during the FL interviews

Note: N = 18; n Poland = 6; n Romania = 6; n Slovakia = 6.

Key informant interviews

Implementation barriers to in-person psychosocial interventions

Mental health-related stigma

Service providers highlighted three primary contributors to the stigma surrounding mental health. At the societal level, cultural norms and beliefs emerged as a significant factor, encompassing the notion that mental health problems signify personal weakness and should be privately addressed without open dialog [“Instead of getting some support from their own community or discussing them with a psychologist, they keep these problems private.” (KIPS3)].

Another identified source of stigma was mental health illiteracy, characterized by a lack of understanding regarding the nature of mental health issues, available interventions and the roles of mental health specialists [“(…) this lack of education contributes to confusion about the distinctions between the medical aspect of psychiatry and the psychological services.” (KIRS2)]. The third cause of stigma was the apprehension of refugees about discrimination based on a mental health diagnosis. Service providers reported fears from refugees related to legal consequences, such as deportation or child custody issues, difficulties securing employment and social isolation [“(…) how others will think about them, others could isolate them, they could not find a job.” (KIRS2)]. At the individual level, the repercussions of stigma included a lack of trust in MHPSS professionals and reluctance to seek help [“(…) people avoid psychological consultation.” (KISS3)], leading to the adoption of maladaptive coping mechanisms [“(…) alcohol consumption has increased (KIPS3)], prolonged untreated mental health issues and the exacerbation of medical problems [“(…) unfortunately, these problems will grow increasingly larger because chronic stress over a prolonged period has quite harmful effects, including on the organism.” (KIRS2)]. Additionally, participants highlighted challenges for refugees in adapting to the host country [“It could be harder for them to work, carry out their activities, and maintain close interpersonal relationships.” (KIRS2)]. At the interpersonal level, stigma manifested in impaired social functioning of refugees [“(…) they have problems within their families, their relationships get worse” (KIRS2)]. At the organizational level, the presence of stigma presents challenges in the accurate identification and resolution of mental health issues. This challenge arises from a limitation in transparent communication during assessments, where Ukrainian refugees tend to minimize the presence of mental health problems.

Language barriers

Language barriers constitute a significant challenge for service providers implementing MHPSS programs for Ukrainian refugees residing in Poland, Romania and Slovakia. Language is the primary tool for individuals to express their emotions, thoughts and feelings [“Psychologists need to listen to every word you say to understand you.” (KIPS2)]. The linguistic variations among the four cultures might impede in-depth communication between individuals. English is not commonly spoken at the necessary proficiency level among Ukrainian refugees and many service providers in the host countries [“(…) it’s not really typical to use English at work” (KIPS2)]. The ability to overcome language barriers is hindered by multiple causes, including a shortage of interpreters [(…) “a key issue is the absence of interpreters when engaging with professionals.” (KIPS3)], financial constraints and the high costs of interpretation services [“One of our biggest challenges (…) was the cost of translation.” (KIPS2)], as well as the lack of professional recognition of displaced Ukrainian mental health specialists that could effectively deliver MHPSS services to other Ukrainian refugees in the host countries [“(…) we have the problem of not being able for Ukrainian refugees to integrate as professionals in the service providing industry.” (KIPS2)]. In addition, the hope and prospect of returning to Ukraine has been reported as a source of hesitancy in learning the local language among Ukrainian refugees [“Some refugees are reluctant to learn the language because it takes time, takes resources, but they are waiting to go home” (KIPS2)]. These causes contribute to several consequences, notably untreated mental health problems such as anxiety, depression and PTSD among Ukrainian refugees [“One problem which can be easily resolved with a couple of sessions, it gets bigger and like more severe and much harder to treat” (KIPS2]. Furthermore, language barriers result in the isolation of Ukrainian communities, fostering feelings of loneliness, pessimism and stress [“They feel more lonely because we cannot reach them.” (KIRS3)]. Service providers experience demoralization, feeling useless and lacking motivation, leading to an inability to effectively provide MHPSS and engage the community of Ukrainian refugees [“I felt so empty in a way, and so useless.”(KIRS3)]. The burden falls disproportionately on a few Ukrainian-speaking mental health professionals, social workers and interpreters, exacerbating the shortage of MHPSS specialists. This is evident in long waiting times and a scarcity of Ukrainian-speaking personnel (“The waiting queue is very long and (…) Ukrainian refugees get tired.” (KIPS3)].

Lack of MHPSS professionals and infrastructure

The lack of MHPSS professionals emerged as a critical impediment to service providers effectively implementing MHPSS. This barrier may be caused by the novelty of these services, suboptimal prioritization and insufficient funding [“There is simply a poorly funded non-profit sector.” (KISS4)]. Further challenges are language and cultural barriers, diverse career pathways for MHPSS professionals and restrictions on professional practice in host countries [“Ukrainian psychologists are not allowed to work officially without a certification of the diploma.” (KIPS1)]. Professional difficulties and constraints, such as the difficulty of certification, challenges in the profession itself, and limited training and education in MHPSS during crises, represent additional challenges. The consequences encompass reduced training capacities [“We do not yet have the capacity to train peer advisors of other organizations from our resources.” (KISS4)], leading to challenges in integrating foreign professionals into the system, lower service quality and accessibility with long waiting hours and frequent changes in mental health specialists [“There are queues for 6 months of waiting for consultation.” (KIPS5)]. [“So far we haven’t been successful with the fact that we can educate and train these peer advisors and other organizations on a larger scale.” (KISS4)]. This limits the ability to reach a large number of beneficiaries and places an undue burden on the few available Ukrainian-speaking mental health practitioners. For Ukrainian refugees, the consequences include enduring long-term mental health problems such as anxiety, depression and PTSD [“Significantly deteriorating mental health not only in adults, but also in children.” (KISS2)]. Other problems include intergenerational suffering, professional adaptation challenges and impairment in social functioning (e.g., family conflicts).

Financial issues

Financial barriers include lack of adequate allocation of resources for the mental health sector with limited and short-time donor support [“A lot of donors have cut down their funding.” (KIPS3)] and high costs of private psychosocial care [“In the private sector the fees are very high. While they receive some financial support, not everyone has a well-paying job to cover their needs and also their healthcare costs.” (KIPS3)] (Figure 1S in the Appendix). The causes of these financial barriers are rooted in the state-level perception of MHPSS, marked by suboptimal prioritization, limited integration of mental health into the healthcare system and reduced state-level funding. In addition, funding challenges are linked to a general lack of knowledge on accessing available funds. The consequences are wide-reaching, burdening NGOs and small organizations that compete for limited funding, resulting in sustainability challenges [“The financial challenges impact service providers significantly. Much of our energy, which could be directed towards program development and improving quality, is instead consumed by the stressful process of budgeting.” (KIPS5)]. Service providers within these organizations reported low remuneration [“The payment is very low.” (KIRS3)], with a potential impact on service quality [“It reflects on quality, unfortunately.” (KIRS3)]. The burden extends to the few available Ukrainian-speaking mental health practitioners. The shortage of MHPSS specialists is reported to be associated with long waiting hours and frequent changes in mental health specialists [“There are queues for 6 months of waiting for consultation.” (KIPS5)].

Lack of trust in mental health support/practitioners

The lack of trust emerges as a barrier for service providers (Figure 1S in the Appendix). Cross-cultural challenges, language barriers and a gap in legal knowledge may further complicate establishing trust. War-related trauma and perceived vulnerability may have heightened alertness to danger and a perceived susceptibility to exploitation among affected refugees. [“(…) a fear that if I say something they will send me back to Ukraine.” (KISS1)], or having children taken away [“Ukrainian families were hesitant to seek help, as they were under the impression that Polish specialists might take their children away.” (KIPS 4)]. Additionally, rapid changes in administrative procedures and suboptimal experiences with MHPSS may contribute to the lack of trust. The consequences of the lack of trust are profound, leading to adaptation challenges in making relevant life decisions, social functioning impairment and communication barriers generating hesitancy to disclose problems. There is also hesitancy to accept a diagnosis, resulting in difficulties in taking steps towards treatment [“They didn’t want to accept that their child has autism or any kind of disorder” (KIRS1)]. MHPSS workers are often needed to offer prolonged psychosocial support with initial sessions focused on building trust before addressing the core mental health concerns [“This is why, for example, we don’t just have one consultation, but rather 8 or 10 consultations.” (KIRS1)].

Strategies to overcome the barriers

Service providers reported a comprehensive set of recommendations to address barriers to implementing in-person MHPSS for Ukrainian refugees in Poland, Romania and Slovakia (Table 1S in the Appendix outlines). Recommendations are categorized according to the socio-ecological model of Bronfenbrenner, indicating the level at which each recommendation could be implemented. These levels encompass public policy, organizational, and individual provider perspectives (Table 4S in the Appendix). For example, service providers mentioned enhancing funding opportunities and accessibility, incorporating Ukrainian specialists in organizations and projects providing MHPSS and language education initiatives for Ukrainian refugees.

Implementation barriers to digital psychosocial interventions: Problem, causes and consequences

Service providers highlighted the following four key challenges associated with implementing the MHPSS in digital mode: (1) generational obstacles, (2) lack of therapeutic relationship, (3) lack of trust and (4) lack of awareness of the existence of MHPSS (see Table 2S and Figure 2S in the Appendix). Among these issues, there seems to be a common thread of problems related to acceptability and the evaluation of intervention appropriateness, both from the perspective of service providers and, as hypothesized, by Ukrainian refugees and end-users. Older generations of Ukrainians may be challenged by technical illiteracy [“People who are from Ukraine and who are, for example, 50+ don’t know how to use mobile applications, or when we talk about a chatbot program” (KISS1)] and lack of familiarity with new technologies. [“It is possible that some of them only have ordinary phones with keyboards.” (KISS1)]. This perception leads to a sense of poor therapeutic relationship, ineffective intervention and reduced self-efficacy in overcoming these challenges. The resultant effect is that it is difficult to reach and engage Ukrainian refugees with digital MHPSS. At the implementation level, service providers may encounter difficulties in adopting such interventions, rendering them unfeasible and challenging to integrate into existing services. At the clinical level, implementation barriers may lead to isolation and increased vulnerability, as well as untreated mental health problems. Regarding the lack of therapeutic relationship, the cultural perception of Service Providers (SPs) and Ukrainian Refugees (URs) regarding MHPSS and the social determinants (i.e., exposure to war-related trauma) may impact the perceived inadequacy of the intervention [“People who have experienced trauma are more likely to benefit from physical contact, rather than talking with a chatbot.” (KIPS1)]. These challenges may have consequences on the feasibility, effectiveness, penetration and sustainability of MHPSS. The lack of trust towards digital MHPSS is accompanied by similar consequences, including lack of uptake, development and promotion). According to SPs, the absence of direct contact with a professional significantly contributes to the lack of trust in digital interventions. Other factors mentioned by SPs are concerns for user safety and worries about data security [“It’s quite stressful to think that someone might have access to details of your card and bank account” (KIRS4)], the perception of low-quality design, the poor quality of translation into Ukrainian and the perception of limited scientific evidence and efficacy of digital interventions. This may result in difficulties in adopting, developing, integrating and maintaining these interventions within an existing service system.

Finally, the lack of awareness refers to SPs and URs lacking knowledge about evidence-based digital MHPSS. One of the major causes of this obstacle is the lack of promotion of digital interventions. Consequently, individuals who could benefit from digital interventions may instead turn to traditional mental health services, increasing the demand for specialists. Lack of awareness can lead to challenges in determining whether to adopt, integrate and sustain MHPSS within the system. From a clinical perspective, this may lead to consequences such as prolonged and aggravated mental health problems for URs, dysfunctional coping mechanisms and social impairment (Figure 2S in the Appendix).

Strategies to overcome the barriers

Service providers described a comprehensive set of recommendations to overcome barriers to implementing digital MHPSS (Table 3S in the Appendix). These recommendations, organized based on the socio-ecological model, indicate the suitable level for implementation and cover policy, organizational and individual provider perspectives. For example, service providers mentioned creating a comprehensive national plan for the seamless integration of digital interventions into mental health services, as well as promoting awareness about the benefits and usage of digital tools.

Discussion

This study aimed to identify barriers and strategies to overcome them reported by service providers in implementing in-person and digital MHPSS for Ukrainian forcibly displaced persons in Poland, Romania and Slovakia.

Service providers identified several barriers to implementing in-person MHPSS for Ukrainian refugees in Poland, Romania and Slovakia. The most frequent barriers included stigma, language, shortage of MHPSS providers and consequently high workload, lack of financial aid and general lack of trust among refugees. These results align with previous studies focused on access to mental care services for refugees and asylum seekers in various host countries (Javed et al., Reference Javed, Lee, Zakaria, Buenaventura, Cetkovich-Bakmas, Duailibi, Ng, Ramy, Saha, Arifeen, Elorza, Ratnasingham and Azeem2021; Javanbakht, Reference Javanbakht2022). For example, a study conducted with mental health professionals working with refugees in Jordan identified similar barriers. Through semi-structured and unstructured interviews, mental health professionals were asked about potential barriers according to a list developed from a scientific literature review (Al-Soleiti et al., Reference Al-Soleiti, Abu Adi, Nashwan and Rafla-Yuan2021). In line with our results, stigma, financial limitations, shortage of mental health personnel and burnout were the barriers reported by participants (Al-Soleiti et al., Reference Al-Soleiti, Abu Adi, Nashwan and Rafla-Yuan2021). Similar results were found in a qualitative study by Bawadi et al. (Reference Bawadi, Al-Hamdan, Khader and Aldalaykeh2022), which identified stigma, social discrimination and accessibility of mental health services as the main barriers to accessing MHPSS for Syrian refugees hosted in Jordan. Another important consideration relates to the potential differences in the prevalence of mental disorders and access to mental health services within the group of Ukrainian refugees. In this regard, epidemiological data on war-exposed adolescent Ukrainian refugees show increased levels of moderate to severe depression, anxiety and clinically relevant psychological trauma (Goto et al., Reference Goto, Pinchuk, Kolodezhny, Pimenova, Kano and Skokauskas2024). This confirms a substantial burden in refugee populations of different age ranges and a consequent need for investment in mental health care. In Poland, Slovakia and Romania, healthcare services are provided free of charge to refugees, covering both primary and emergency care. Furthermore, the IOM has been actively engaged in these countries, implementing comprehensive programs to address the diverse health needs of Ukrainian refugees. These efforts by the IOM include not only medical assistance but also support in areas such as mental health, housing, (psycho)education and social integration. This ensures that Ukrainian refugees receive the care and resources necessary for their health across countries and successful adaptation in their host communities (IOM, 2024).

To overcome the barriers reported above, our participants formulated several recommendations. Key strategies include the development of state-level policies and national plans to organize MHPSS responses, enhancing funding opportunities for MHPSS provision, and accessibility through financial support and donor mobilization. Other strategies included incorporating specialists with a Ukrainian background into host country mental healthcare systems, fostering collaborative MHPSS responses between practitioners and stakeholders, facilitating group and community-based activities, training MHPSS specialists and helpers, promoting digital MHPSS and offering language education. Many of these recommendations are aligned with the contents of a Lancet Commission on Migration and Health (Abubakar et al., Reference Abubakar, Aldridge, Devakumar, Orcutt, Burns, Barreto, Dhavan, Fouad, Groce, Guo, Hargreaves, Knipper, Miranda, Madise, Kumar, Mosca, McGovern, Rubenstein, Sammonds, Sawyer, Sheikh, Tollman, Spiegel and Zimmerman2018) and with a WHO document focused on the mental health of refugees and migrants (WHO, 2023b). This WHO document reported barriers and facilitators to deliver MHPSS for professionals working with refugees and asylum seekers, and policy and clinical considerations organized according to the social determinants of mental health framework developed by Lund et al. (Reference Lund, Brooke-Sumner, Baingana, Baron, Breuer, Chandra, Haushofer, Herrman, Jordans, Kieling, Medina-Mora, Morgan, Omigbodun, Tol, Patel and Saxena2018) and the socio-ecological theory of Bronfenbrenner (Reference Bronfenbrenner1979), Purgato et al. (Reference Purgato, Tol and Bass2017). Practitioners reported difficulties related to the workload, language barriers, stigma towards mental health conditions, problems in retaining mental health staff and emotional exhaustion of staff. Recommendations highlighted the importance of training and clinical supervision, liaison and collaboration with local stakeholders, the attention paid to local contexts and cultural competency (WHO, 2023b). Next, service providers identified several barriers to implementing digital MHPSS for Ukrainian refugees. These included generational obstacles such as differing levels of comfort with technology among different age groups, the lack of a therapeutic relationship within digital interventions, which may hinder trust, perceived concerns related to the efficacy and trustworthiness of digital MHPSS, data security concerns and a general lack of awareness of the benefits of these interventions. In a narrative review by Torous et al. (Reference Torous, Wisniewski, Liu and Keshavan2018) about the use of mobile phones in a clinical context, participants indicated privacy, confidentiality and anxiety about third-party use of personal information as perceived barriers to MHPSS access (Mabil-Atem et al., Reference Mabil-Atem, Gumuskaya and Wilson2024). Furthermore, while digital interventions are becoming important and popular globally, there exists a significant risk that older people are left behind. Older people often face challenges in adapting to new technologies, so they may encounter barriers that limit their access to digital interventions. This is particularly relevant for the refugee population. This could exacerbate existing healthcare inequalities, leaving older refugee populations at a distinct disadvantage in receiving timely and effective psychosocial support. Ensuring inclusivity in the adoption of digital health solutions is crucial to prevent further marginalization of refugee older adults and to promote equitable healthcare access for all (Hollis et al., Reference Hollis, Morriss, Martin, Amani, Cotton, Denis and Lewis2015; Seifert et al., Reference Seifert, Reinwand and Schlomann2019). The cost of devices was a factor that determined their decision-making about the uptake of digital health interventions. Additional barriers included exposure to racism, discrimination and stigmatization (Romao et al., Reference Romao, Neuenschwander, Denecke and Nüssli2021). Recommendations to address these barriers include developing national plans and gaining state-level support for integrating digital interventions into mental health systems, promoting technical literacy through educationand enhancing the credibility of digital interventions through efficacy research. They also advised disseminating and improving acceptability and quality through focus groups and MHPSS testing, providing training to MHPSS practitioners and raising awareness through various promotional strategies, as well as overcoming implementation challenges by integrating digital interventions into routine practice. These strategies have also been cited as a means for improving mental health literacy and social connectedness among refugees (Ekblad et al., Reference Ekblad, Gramatik and Suprun2024). For example, potential protective factors may be social support through communication (e.g., phone, WhatsApp, email and video calls) with significant persons who are separated. Another protective factor may be the increase in refugees’ perceived health and mental health literacy through the participatory approach (Leask et al., Reference Leask, Sandlund, Skelton, Altenburg, Cardon, Chinapaw, De Bourdeaudhuij, Verloigne, Chastin and GrandStand2019). To work with the topic of healthy communication in the field demands knowledge and experience, and this is supported by the WHO statement that “addressing these determinants and enhancing the health of migrants, refugees and other displaced populations are essential goals for global health and sustainable development” (WHO, 2023a). In this regard, an important consideration stated in the WHO manual on the implementation of psychosocial interventions is that remote delivery of MHPSS should, in any case, not be seen as a replacement for in-person support (WHO, 2024). Relying on digital technologies only risks excluding poor or marginalized people without access to the internet or a private phone. A key objective in organizing and delivering interventions is to offer different delivery options (also in parallel) to support a broad range of needs and preferences (WHO, 2022; WHO, 2024).

Our study has several limitations. Although the number of participants in our study is consistent with the practical guidance reported in the literature (Guest et al., Reference Guest, Bunce and Johnson2006; WHO and UNHCR, 2012; Keddem et al., Reference Keddem2021), and with other qualitative studies conducted in the field of global mental health (Atiq et al., Reference Atiq, Nazir, Rahman, Malik, Atif and Surkan2024; Elnasseh et al., Reference Elnasseh, Mehta, Manolova, Pedersen, Golden, Eloul, Gebrekristos, Collins, Mutavi, Mbwayo, Mathai, Concepcion, Masri, Steen, Galea, Contreras, Akellot, Kasujja, Wasereka, Mutamba, Tol, Raji, Moufarrej, Schafer and Kohrt2024), the overall number of study participants was limited. Therefore, our findings and recommendations should be interpreted with caution, as they cover different countries with potential differences in the implementation and delivery of mental health services. Additionally, we note an underrepresentation of male participants, especially in the key informant phase of the study. Future studies should strive for gender inclusivity to ensure a comprehensive understanding of the challenges and barriers experienced by both male and female participants. Furthermore, it is important to recognize that this study is qualitative, relying on interviews to gather data. While qualitative studies provide valuable insights into the lived experiences of individuals, they may be influenced by the researchers’ interpretations and biases. Another important limitation is that the questions addressed to the participants focused on the implementation barriers of MHPSS in general. With this approach, we intended to stay close to the DIME protocol, simplify the questions addressed and inform the implementation barriers for MHPSS in general. However, valuable insights could have been gained by focusing on the barriers to implementing specific in-person and digital intervention protocols.

In conclusion, this paper outlines a comprehensive set of barriers and recommendations to address these barriers, spanning multiple levels of intervention. From policy initiatives to organizational strategies and individual provider perspectives, there is a need for coordinated efforts to create an enabling environment for MHPSS delivery, particularly in situations of crisis. Promoting awareness, enhancing training programs, improving access to resources and fostering collaboration across sectors are key strategies to overcome implementation challenges. Through an in-depth understanding of the nature of the reported barriers and challenges in implementing evidence-based strategies, we can ensure that vulnerable populations receive the support they need to overcome adversity and rebuild their lives.

Open peer review

To view the open peer review materials for this article, please visit http://doi.org/10.1017/gmh.2024.113.

Supplementary material

The supplementary material for this article can be found at http://doi.org/10.1017/gmh.2024.113.

Data availability statement

The data that support the findings of this study are available upon motivated request to the corresponding author.

Author contribution

M.P., C.B., M.S., I.F., E.V.V. contributed to the study conceptualization, funding acquisition, and methodology. M.B.B., G.T., B.C., and F.P. conducted the data collection and analyses. M.B.B. and M.P. drafted the manuscript, with the critical support of C.B. All the authors contributed data collection, and/or critical revision of the manuscript, providing inputs for the interpretation of results, and approving the final version of the manuscript for submission.

Financial support

This work was supported by the European Commission, EU4 Health Programme (EU4H) (Grant Agreement number: 101101495). The Babeș-Bolyai University, Romania, supported the acquisition of the software for data analysis (Grant number SRG-UBB 32991/23.06.2023).

Competing interest

The authors declare none.

Ethical standard

This study was approved by Institutional Review Board (IRB) of the University of Verona (Ethics Committee approval n. 12a/2023).

Footnotes

Marianna Purgato and Monica Bartucz are Joint first authors.

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Figure 0

Figure 1. Study flow chart according to the DIME protocol.

Figure 1

Table 1. Sample characteristics

Figure 2

Table 2. Frequency of implementation barriers reported during the FL interviews

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Author comment: Assessing local service providers’ needs for scaling up MHPSS interventions for Ukrainian refugees: Insights from Poland, Slovakia, and Romania — R0/PR1

Comments

Verona, May 31, 2024

To the Editor of PRISMS Global Mental Health

Dear Editor,

We would like to submit the manuscript titled: “Assessing Local Service Providers' Needs for Scaling up MHPSS Interventions for Ukrainian Refugees: Insights from Poland, Slovakia, and Romania”.

The paper describes the results of a qualitative study conducted within an EU funded project (U-RISE, grant agreement 101101495). This qualitative study explored implementation barriers reported by service providers of in-person and digital mental health and psychosocial support interventions for Ukrainian refugees resettled in Poland, Romania, and Slovakia due to war. Additionally, the study aimed to generate recommendations to overcome these barriers. Semi-structured Free List and Key Informant interviews were conducted using the Design, Implementation, Monitoring, and Evaluation protocol. We identified barriers such as stigma, language, shortage of MHPSS providers, lack of financial aid, and general lack of trust among refugees. Recommendations encompassed policy-level interventions, organizational strategies, and individual provider actions.

We feel that the paper describes a topic which is particularly relevant (and requires urgent action) in global mental health. Because we targeted a war-exposed vulnerable population group, recommendations and conclusions from our study could be of interest for scholars of other disciplines and policy makers, thus potentially exportable to other fields.

Looking forward to hearing from you soon,

Yours sincerely,

Marianna Purgato, PsyD, PhD

Assistant Professor in Applied Medical Technology and Methodology,

WHO Collaborating Centre for Research and Training in Mental Health and Service Evaluation, Cochrane Global Mental Health, Department of Neuroscience, Biomedicine, and Movement Sciences, Section of Psychiatry, University of Verona

Recommendation: Assessing local service providers’ needs for scaling up MHPSS interventions for Ukrainian refugees: Insights from Poland, Slovakia, and Romania — R0/PR2

Comments

No accompanying comment.

Decision: Assessing local service providers’ needs for scaling up MHPSS interventions for Ukrainian refugees: Insights from Poland, Slovakia, and Romania — R0/PR3

Comments

No accompanying comment.

Author comment: Assessing local service providers’ needs for scaling up MHPSS interventions for Ukrainian refugees: Insights from Poland, Slovakia, and Romania — R1/PR4

Comments

Verona, 27-08-2024

To the Editor of PRISMS Global Mental Health

Dear Editor,

We would like to thank You, the Editorial Office and the Reviewers for the insightful comments and suggestions for improving our study titled: “Assessing Local Service Providers' Needs for Scaling up MHPSS Interventions for Ukrainian Refugees: Insights from Poland, Slovakia, and Romania”.

Our point-by-point replies to the Reviewers are presented below.

For your convenience, we refer to the pages of the manuscript to indicate the textual changes that have been incorporated into the manuscript as tracked changes. We have also italicized our text changes below.

Looking forward to hearing from you soon,

Yours sincerely,

Marianna Purgato, PsyD, PhD

Associate Professor in Applied Medical Technology and Methodology,

WHO Collaborating Centre for Research and Training in Mental Health and Service Evaluation, Cochrane Global Mental Health, Department of Neuroscience, Biomedicine, and Movement Sciences, Section of Psychiatry, University of Verona

Editorial Office Comments (EO)

Please also ensure your manuscript complies with the following formatting points (a copy of our author guidelines is included for reference):

EO1 Please include the abstract in the main text document.

Response to EO1: The abstract has been incorporated into the main text document. It can be found on page 1 of the manuscript.

EO2 Please include an Impact Statement below the abstract (max. 300 words). This must not be a repetition of the abstract but a plain worded summary of the wider impact of the article.

Response to EO2: An Impact Statement is included in the manuscript, after the abstract. It is on pages 1 and 2 of the manuscript and contains 163 words. This Impact Statement aims to summarize the broader implications of our research, focusing on its potential effects on healthcare systems and local policymakers in implementing mental health and psychosocial support (MHPSS) interventions. We have ensured that the statement is distinct from the abstract and addresses the wider impact of the study, as requested.

EO3: Submission of graphical abstracts is encouraged for all articles to help promote their impact online. A Graphical Abstract is a single image that summarises the main findings of a paper, allowing readers to quickly gain an overview and understanding of your work. Ideally, the graphical abstract should be created independently of the figures already in the paper, but it could include a (simplified version of) an existing figure or a combination thereof. Graphical abstracts should not be too text-heavy, in order to be easily viewable at thumbnail size. If you do not wish to include a graphical abstract please let me know.

Response to EO3: Thank you for the suggestion. We appreciate the encouragement to enhance the impact of our article. We added a graphical abstract.

EO4: Please ensure references are correctly formatted. In text citations should follow the author and year style. When an article cited has three or more authors the style ‘Smith et al. 2013’ should be used on all occasions. At the end of the article, references should first be listed alphabetically, with a full title of each article, and the first and last pages. Journal titles should be given in full.

Response to EO4: Thank you for your feedback. We have updated the manuscript to align with the formatting guidelines in the GMH Author Guide.

E05: Statements of the following are required in the main text document at the end of all articles: ‘Author Contribution Statement’, ‘Financial Support’, ‘Conflict of Interest Statement’, ‘Ethics statement’ (if appropriate), ‘Data Availability Statement’. Please see the author guidelines for further information.

Response to EO5: The required statements—’Author Contribution Statement‘, ’Financial Support‘, ’Conflict of Interest Statement‘, ’Ethics Statement‘ and ’Data Availability Statement‘— are included at the end of the manuscript file. Following your suggestions, we have updated the order of these sections to align with the journal’s guidelines. We have modified the title ’Competing Interest‘ to ’Conflict of Interest Statement‘. Additionally, we have added the term ’Statement' to the section titles where it was missing.

E06: Please submit figures as separate files and please ensure all files are submitted in an editable electronic format.

Response to EO6: Done, thank you.

Reviewer(s)' Comments to Author:

Reviewer: 1 (R#1)

R#1.1This study addresses the important topic of mental health service providers' needs for scaling up MHPSS Interventions for Ukrainian refugees Poland, Slovakia, and Romania. The paper is well designed and conceptualised, well conducted (despite the limitation noted below), and extremely nicely written. The findings and recommendations are very clear and specific.

Response to R#1.1: We thank the Reviewer for this encouraging comment, and for having taken the time to assess our manuscript. We provide our responses to each point below.

R#1.2 The principal limitation is the small number of Free List interviews (=18) and Key Informant Interviews (N=13). I appreciate this is a qualitative study but this is a very small number of respondents given the study is across three countries. For example, the authors used maximum variation sampling but how diverse can the respondents be if there were only six per country? As a result, it risks capturing only a limited number of perspectives. It also means the findings and recommendations are generalised across the three countries, rather than responding to their particularly health system and policy characteristics within each country. The authors should acknowledge this limitation in the Limitations section. Despite this principal limitation, the findings (particularly the Annexes) are of value for policymakers seeking to strengthen MHPSS for Ukrainian refugees in Poland, Slovakia, and Romania.

Response to R#1.2: Thank you for raising this important methodological issue. We added the following sentence in the Limitation part of the Discussion (page 23): “Although the number of participants in our study is consistent with the practical guidance reported in the literature (Guest et al., 2006; WHO and UNHCR, 2012, Keddem et al., 2021), and with other qualitative studies conducted in the field of global mental health (Atiq et al., 2024; Elnasseh et al., 2024), the overall number of study participants was limited. Therefore our findings and recommendations should be interpreted with caution, as they cover different countries with potential differences in the implementation and delivery of mental health services.”

Reviewer: 2

R#2.1 This is an interesting and very-well written paper about the perceptions of mental health interventions among Ukrainian refugees.

I have no comments regarding the methods,however data interpretation could be somewhat strengthened. In particular, it may be relevant to discuss the ways in which the findings obtained in this population vary from other refugee or similar groups that have also been invited to use similar mental health programs. Among Ukraininan refugees, are there differences across different countries?

Response to R#2.1: To address this comment, we added the following sentence in the Discussion, after the comparison of our findings with those from the scientific literature (page 20):

“Another important consideration relates to the potential differences in the prevalence of mental disorders and access to mental health services within the group of Ukrainian refugees. At this regard, epidemiological data on war-exposed adolescent Ukrainian refugees show increased levels of moderate to severe depression, anxiety, and clinically relevant psychological trauma (Goto et al., 2024). This confirms a substantial burden in refugee populations of different age ranges, and a consequent need for investment in mental health care. In Poland, Slovakia, and Romania, healthcare services are provided free of charge to refugees, covering both primary and emergency care. Furthermore, the IOM has been actively engaged in these countries, implementing comprehensive programs to address the diverse health needs of Ukrainian refugees. These efforts by the IOM include not only medical assistance but also support in areas such as mental health, housing, (psycho)education, and social integration. This ensures that Ukrainian refugees receive the care and resources necessary for their health across countries and successful adaptation in their host communities (IOM, 2024).”

R#2.2 Additionally, it would be good to describe ways in which mental health literacy could be improved in this population.

Response to R#2.2: We added a description of possible ways in which mental health literacy could be improved in this population (Discussion, pages 22-23): “These strategies have also been cited as means for improving mental health literacy and social connectedness among refugees (Ekblad et al., 2024). For example, potential protective factors may be social support through communication (e.g., phone, WhatsApp, email, and video calls) with significant persons who are separated. Another protective factor may be the increase in refugees’ perceived health and mental health literacy through the participatory approach (Leask et al., 2019). To work with the topic of healthy communication in the field demands knowledge and experience, and this is supported by the WHO statement that “addressing these determinants and enhancing the health of migrants, refugees and other displaced populations are essential goals for global health and sustainable development (WHO, 2023a)”.

R#2.3 Finally, it is not surprising that the study mainly includes women, as men are underrepresented among Ukrainian refugees and they may not be a key target population at this point. Regarding age differences, it would be relevant to discuss the specific age groups that may have difficulty using digital programs.

Response to R#2.3: Even though we could not collect sufficient data to identify specific age groups that may have difficulty using digital programs, we added this consideration to the discussion. We based our statement on the scientific literature, and we feel this is relevant as also study participants highlighted that “The elderly population might have difficulties accessing digital interventions, given their lack of knowledge on how to use technology […] Older people do not have access to appropriate devices, and they do not have the technical abilities to use them”.

The added sentence reads as follows (page 22): “Furthermore, while digital interventions are becoming important and popular globally, there exists a significant risk that older people are left behind. Older people often face challenges in adapting to new technologies, so they may encounter barriers that limit their access to digital interventions. This is particularly relevant for the refugee population. This could exacerbate existing healthcare inequalities, leaving older refugee populations at a distinct disadvantage in receiving timely and effective psychosocial support. Ensuring inclusivity in the adoption of digital health solutions is crucial to prevent further marginalization of refugee older adults, and to promote equitable healthcare access for all (Hollis et al., 2015; Seifert et al., 2019).”

Reviewer: 3

This manuscript presents a qualitative evaluation of service provider perspectives on the challenges associated with delivering MHPSS via digital and in-person modalities. The following critical feedback relate to the methodology used to design and conduct thematic analyses, implementation science frameworks to deduce meaning from the data and subsequent recommendations. You can refer to standardised guidance published from implementation science research (e.g., Saunders et al.; BMJ 2023; STARI statement on standards for reporting implementation studies statement) for further structured guidance on the stated feedback below.

Response of the authors: we are grateful to the Reviewer for having assessed our manuscript, and for providing important comments. We have responded below to each of them.

R#3.1 Recruitment and data collection: Can you further justify the final sample size in terms of your approach to reaching data saturation? Data saturation is the foundation of qualitative research. It would be helpful for the readers to know how saturation was reached at each stage of the data synthesis (e.g., reading or summarising of interview data, generation of codes and construction of themes).

Response to R#3.1: We thank the Reviewer for this comment, and we added the following paragraph to expand the methodology (Page 8): “The interviews were conducted as follows. First, the interviewer asked participants to list as many problems as they could think of and provide a short description of each problem they identified, according to the DIME protocol. Participants were then repeatedly probed to list as many responses as possible until data saturation, where they indicated they could think of no more, or they thought that new data would have repeated what was already mentioned (thematic saturation) (Guest et al., 2006; Kerr et al., 2010). […] The interviewers collated all interviews, and consolidated all data into a single list of responses for each FL question, including the number of different participants reporting each response (code frequency counts to reach saturation) (Morse et al., 1995; Guest et al., 2006; Hennink et al., 2017). The interviewers and the researchers conducted this process. The interviewers listed all responses from the interview forms, placing the participant ID number next to the response. If more than one person reported the same problem, all the relevant ID numbers were listed next to the response. If two or more participants referred to the same concept with different wording, the research team selected and recorded the wording they judged as most accurate and most likely to be understood by a member of the target population.

Moreover, in response to R#1.2 we added a sentence in the Discussion to acknowledge the small sample size as a potential limitation of our study.

R#3.2 Provider characteristics: It would help the reader to contextualise provider perspectives within the context of recency of experience in delivering psychosocial programs to the target beneficiaries. For example, when evaluating provider perspectives on specific challenges that come with delivering psychosocial programs to the target group, it is particularly important to purposefully sample participants who have experienced psychosocial programs through their work (e.g., have been seeing/working closely with patients). Please provide brief details on this. Additionally, did any of the providers who were contacted decline to participate in the interviews. If so, could you provide details on reason for non-response.

Response to R#3.2: We contextualized providers’ perspective and characteristics adding the following sentence (page 6): “All of them had practical experience in delivering psychosocial support programs to Ukrainian refugees. They had daily experience in the field of migration, helping traumatized people to cope with demanding situations, such as social isolation, job loss, trauma exposure, and psychological suffering. Additionally, individuals associated with governmental or non-governmental organizations (NGOs) with a mission on mental health, social inclusion, and education, and with experience coordinating psychosocial interventions for refugees were included in the study.”

Please note that this study is funded by the European Commission through a collaborative grant, with NGOs from countries bordering Ukraine serving as formal partners. This collaboration enabled us to engage participants with substantial and direct expertise in providing MPHSS to Ukrainian refugees.

Additionally, all the service providers we approached were pre-informed about the study by their respective NGOs, and agreed to participate. They were made aware that the study is part of a broader EU project (U-RISE) as outlined in the grant agreement.

R#3.3 Methodology and analyses: Could you please elaborate on the specific type of thematic analyses used in the current study. Was it inductive, deductive or a combination? Please clarify. When implementation frameworks are chosen at the outset, it is common practice to use a combination of inductive and deductive coding to synthesise the data. This means both having both data-driven and theory-driven themes/constructs. Please justify your decisions here.

Response to R#3.3: These comments and questions helped to strengthen the methods. To respond, we edited the manuscript as follows:

1) we split the paragraph on procedures and data analysis, dedicating a specific section to each of them;

2) we expanded both paragraphs adding the following text (to the text already reported, which has been slightly adapted):

Procedure (pages 8, 9 and 10): Free List Interviews

“The interviews were conducted as follows. First, the interviewer asked participants to list as many problems as they could think of and provide a short description of each problem they identified, according to the DIME protocol. Participants were then repeatedly probed to list as many responses as possible until data saturation, where they indicated they could think of no more, or they thought that new data would have repeated what was already mentioned (thematic saturation) (Guest et al., 2006; Kerr et al., 2010). At the end of the interview, the interviewer asked the participants to think of someone knowledgeable of the problems they mentioned for the KI interviews.

In the analysis participants' responses were organized into a coherent list of barriers for each question, including the total number of individual interviews reporting each barrier. The interviewers collated all interviews, and consolidated all data into a single list of responses for each FL question, including the number of different participants reporting each response (code frequency counts to reach saturation) (Morse, 1995; Guest et al., 2006; Hennink et al., 2017). The interviewers and the researchers conducted this process. The interviewers listed all the different responses from the interview forms, placing the participant ID number next to the response. If more than one person reported the same problem, all the relevant ID numbers were listed next to the response. If two or more participants referred to the same concept with different wording, the research team selected and recorded the wording they judged as most accurate and most likely to be understood by a member of the target population”.

This list was subsequently reorganized based on the response frequency mentioned above”.

Data analysis (pages 10 and 11):

“The data collection and analysis process employed various credibility strategies to ensure methodological integrity. These strategies included: methodological and investigator triangulation (FL and KI interviews, and participation in the study of a group of researchers with different backgrounds); documenting decision-making processes in an audit trail, in which all the recorded research phases and activities were verified and discussed in small-group meetings with experienced researchers (RMT, GT, MP); and supervising the data analysis process with guidance from experienced researchers (MP, CB, GT, RMT). [...] For the thematic analysis, we used a hybrid deductive/ inductive thematic analysis approach (Naeem et al., 2023). We used an open and inductive strategy for theme and recommendation generation, which were directly elaborated by study participants. At the same time, a theory-informed deductive application of themes to two existing frameworks was applied. The frameworks were identified in the literature as relevant for MHPSS implementation to vulnerable population groups (i.e, the socio-ecological model of Brofenbrenner and the implementation model of Proctor) (Bronfenbrenner, 1979; Proctor et al., 2023) and thoroughly discussed within the research team. This analytical approach aligns with those of other qualitative studies in this field (Morse, 1995; Hennink et al., 2017; Mediavilla et al., 2022)”.

R#3.4 Methodology and analyses: Can you justify choice of implementation frameworks and how the data were analysed within these frameworks. For example, it is common practice to develop an apriori coding manual that is then iteratively revised in a data-driven manner until a final coding manual is derived (i.e., reaching saturation). In the methods section you state “The data collection and analysis process employed various credibility strategies to ensure methodological integrity, including triangulation, documenting decision-making processes in audit trail, and supervising the data analysis process with guidance from experienced researchers”. Please elaborate further on methods used to ensure independent coding, and how any discrepancies and/or disagreements were resolved. The current manuscript would benefit from more details regarding the exact nature of the analyses used.

Response to R#3.4: In order to justify the choice of the theoretical frameworks we added the following sentences in the Procedure paragraph (page 9): “The choice of these specific theoretical frameworks is based on the following rationale. The socio-ecological framework of Brofenbrenner is particularly important for understanding the experiences of refugees, because it provides a comprehensive framework for examining the multiple layers of environmental influences that impact their lives, from the microsystem to the chronosystem. This holistic perspective is essential for refugee integration programs, as it underscores the need for multi-level interventions that address not just individual needs but also the broader social, economic, and political contexts in which refugees are resettled (IASC, 2007). The implementation model of Proctor represents a natural subsequent step because it offers a structured approach to ensuring that MHPSS can be effectively delivered and sustained. In the data analysis we linked the collected responses to the key components of these methodological frameworks.”

In addition, and to respond to the second part of this comment, we added the following text in the Data analysis paragraph (page 10): “For data analysis, we used a combined consensus and split coding. Researchers worked independently in coding the transcripts (MBB, GT, BC), with regular weekly meetings with expert researchers (MP, CB) to cross-check the coding schemes and review and discuss any questions. Transcripts were compared on a one-to-one basis for the first round to ensure full alignment and reach a consensus. Then, we split coding keeping the regular weekly meetings for discussion.”

R#3.5 Reporting: The quantification of themes in Table 2 should be cautioned as quantification of purely thematic data is generally undesirable. As some respondents may tend to share certain information that others don’t based on how conversations in semi-structured interviews evolve, quantification gives readers the false impression that inferences can be generalised outside the specific sample. If you still deem this quantification methodologically valid and sound, please provide information on use standardized interview techniques (e.g., open-ended questions, probing questions designed to elicit construct specific information) that you may have used to elucidate consistent questioning across respondents.

Response to R#3.5: We understand the Reviewer’s concern, and we recognize the importance of being cautious in quantifying thematic data. However, we would prefer to keep the frequency data reported in Table 2 as they align with Module 1 of the DIME guidelines, which are specifically focused on MHPSS for traumatized individuals. We added the requested methodological information in response to the previous comments above.

R#3.6 In the appendices Tables 2S and 4S you map Proctor’s implementation outcomes and causes to themes obtained from your data. Could you elaborate on the logic pathway used to derive these causes from the data? Again, as a reader, it is helpful to understand how authors arrived at linking varying causes with themes and implementation outcomes.

Response to R#3.6: The logic pathway is mainly related to how specific barriers can impact the various implementation outcomes of Proctor’s model. Each outcome of the implementation model relates to different types of barriers. Understanding if and how these barriers specifically affect the implementation process helps to develop strategies to overcome them. The links reported in the appendix have been established in small-group meetings with expert researchers. We added the following sentence in the Appendix, page 9:

“The logic pathway to link responses to the theoretical framework reported here and in Table 4S relates to the impact of the specific responses on implementation outcomes and on the social and psychological effects according to the socio-ecological model. Links have been established based on the literature in small-group meetings with expert researchers of this authors’ team.”

R#3.7 In summary, I believe this study represents an important step towards to understanding implementation problems from the perspective of those at the front-line. To this end the rationale for choosing service providers as your target group is sound. The use of Implementation science methodology to understand challenges of MHPSS dissemination and scale-up is timely in advancing the field. As such, I encourage the authors to demonstrate how they achieved valid and reliable data and be transparent in reporting this for prospective readers. To this end, I agree with the authors’ statement that qualitative research provides valuable lived experience data (lines 26-31). This not inherently a limitation of your study. It can be argued that when conducted properly and with strict standardisation, it allows for generalisability for those who wish to replicate and extend these important research questions from the current study.

Response to R#3.7: We would like to thank again the Reviewer for these constructive comments and suggestions, which helped to improve the clarity and transparency of our manuscript.

Recommendation: Assessing local service providers’ needs for scaling up MHPSS interventions for Ukrainian refugees: Insights from Poland, Slovakia, and Romania — R1/PR5

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Decision: Assessing local service providers’ needs for scaling up MHPSS interventions for Ukrainian refugees: Insights from Poland, Slovakia, and Romania — R1/PR6

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