INTRODUCTION
There is no more analyzed image in political theory and the history of political thought than the frontispiece of Thomas Hobbes’s Leviathan (1651).Footnote 1 For decades, scholars have sought to illuminate its origins—from the artist responsible (e.g., Bredekamp Reference Bredekamp1999; Brown Reference Brown1978; Corbett and Lightbown Reference Corbett and Lightbown1979; Skinner Reference Skinner2018), to the extent of Hobbes’s involvement (e.g., Berger Reference Berger2020; Malcolm Reference Malcolm2012, 134; Skinner Reference Skinner2018, 271), the context and circumstances of its production (e.g., Berger Reference Berger2017; Malcolm Reference Malcolm2012), and the optical devices and illusions involved (e.g., Bredekamp Reference Bredekamp1999; Malcolm Reference Malcolm2004; Skinner Reference Skinner2018, 289–302). Others have analyzed its every aspect for insight into Hobbes’s text—from the colossal central figure (e.g., Dietz Reference Dietz1990; Gamboni Reference Gamboni, Latour and Weibel2005; Kristiansson and Tralau Reference Kristiansson and Tralau2014; Lloyd Reference Lloyd1992), to the scriptural citations above (e.g., Baumgold Reference Baumgold1988, 120–3; Farr Reference Farr and Dietz1990; Strong Reference Strong1993), the oppositional emblems below (e.g., Champion Reference Champion and Hunter2010; Skinner Reference Skinner2018, 277–81), and the land-, sea-, and cityscapes beyond (e.g., Falk Reference Falk2011; Kristiansson and Tralau Reference Kristiansson and Tralau2014; Scarry Reference Scarry2014).
The result, as Justin Champion once observed, is that “reading the title-page is a minor scholarly industry” unto itself (Reference Champion and Hunter2010, 259). Given that Hobbes himself foregrounded Leviathan’s didactic significance—as well as the dangerously persuasive power of images—this surfeit of scholarly attention makes sense (Bejan Reference Bejan2010). As Skinner (Reference Skinner2018, 251) reminds us, the term “frontispiece” originated in architecture to describe the face of or entrance to a building. The image is thus, both literally and figuratively, the point of entry whereby generations of readers have accessed the text, and generations of teachers across the disciplines of politics, history, philosophy, and literature have introduced it to their students.
Most commentary has therefore focused on the gigantic body comprising countless smaller figures in the frontispiece as a visual representation of the book’s central metaphor—namely, the “Leviathan” or “Common-wealth.” Skinner (Reference Skinner2018) presents this more precisely as a close pictorial rendering of Hobbes’s theory of representation, whereby a “multitude” of individuals becomes a “People” in virtue of being represented by a Sovereign who “bear[s] their Person” (L II.17.260). Still, differences of interpretation as to the nature of this creature abound. Is the “body politic” so depicted a “natural” person or an “artificial” one (Skinner Reference Skinner2018, 283–4)? Or is it a monster, of land or sea (Kristiansson and Tralau Reference Kristiansson and Tralau2014; Smith Reference Smith2018)? And finally, whose face does it wear—Oliver Cromwell’s (Brown Reference Brown1978, 32), the future Charles II’s (Goldsmith Reference Goldsmith1990, 671–3; Strong Reference Strong1993, 130), or that of Hobbes, “the Monster of Malmesbury,” himself (Martinich Reference Martinich1992, 363)?
And yet, despite this “cottage industry” of commentary (Berger Reference Berger2020, 331), the miniature figures making up the giant’s body have largely escaped scholarly attention.Footnote 2 Skinner (Reference Skinner2018) has, however, noted in passing a curious detail: in the crowd of common people constituting this body politic, “no one…has felt obliged to remove his hat” (305, my emphasis). That historians of political thought have hitherto missed the hats is not surprising. Focused, as we so often are, on the Great Men and Minds of Western political thought, we have seen fit to leave small points of haberdashery to the social and cultural historians. But sometimes big ideas can be conveyed by small gestures—including, for example, a male subject’s failure to “doff and don” his hat in the presence of his Sovereign. The neglect of Hobbes’s hats by historically-minded political theorists—many of whom have turned directly to seventeenth-century England for insight into the “expressive demands” of equality as an everyday, embodied social practice—is thus especially unfortunate.Footnote 3
Certainly, the significance of this sartorial choice was not lost on Hobbes’s contemporaries. Edward Hyde, the Earl of Clarendon, complained bitterly that Leviathan had simply flattered “the delight [the People] have in the word Equality, which in truth signifies nothing more than keeping on their hats” (Reference Hyde1676, 59). Taking its cue from Clarendon, then, this article asks how Hobbes himself might have understood the hats in Leviathan’s frontispiece, as well as what their presence would have conveyed to early modern readers about their relationship to the Sovereign—and to each other. To this end, it situates the hats both textually and contextually, so as to bring insights from social and cultural histories of “the politics of gesture” to bear on the history of political thought (e.g., Braddick Reference Braddick2009).
In what follows, I begin by evaluating the evidence both for and against the significance of the hats in Leviathan’s frontispiece as depicting a gesture—specifically, that of a man’s refusal to “putteth of his hat” in the presence of a social or political superior (iii.45.1028)—as well as the likelihood of Hobbes’s authorship of this visual detail. I then consider the meaning of this gesture in light of Leviathan’s arguments for the importance of “civill worship,” or the culturally contingent practices by which Hobbes argues that subjects should “honour” their sovereign and each other, as a corollary of the eighth law of nature against insult (ii.15.234). This presents a puzzle: given that Leviathan presented the refusal of hat honor to a social or political superior as a paradigmatic case of contumely, why would its iconic cover image have depicted this gesture? In response, I argue that the hats in Hobbes’s frontispiece should be read not as an endorsement of insult, but rather as a cunning illustration of two, novel aspects of his political theory: (1) the idea of representative sovereignty developed in Chapter 17 and (2) the ninth law of nature’s injunction “That every man acknowledgeth other for his Equall by Nature” (ii.14.234). Evidently, for Hobbes, keeping on one’s hat was simply the politically correct form of civil worship among men—but not women—who were one another’s equals.
In light of this textual analysis, I then place Hobbes’s hats in their social and political context—namely, English controversies over the refusal of hat honor as a form of “gestural dissidence” among radical groups like the Levellers, Diggers, and early Quakers in the late 1640s (Walter Reference Walter and Braddick2015, 333). As we shall see, by the time Hobbes published Leviathan in 1651, these groups had become notorious for marshaling gestural politics to challenge the established political, social, and religious orders of their day under the scriptural banner of Acts 10:34—“God is no respecter of persons” (KJV).
For modern readers more attuned to the neo-Kantian formulation “equal respect for persons,” this negative injunction can sound jarring. And yet, Acts 10 did the heaviest lifting in disrupting early modern English hierarchies in the name of natural equality (see Bejan Reference Bejan2021)—not only among religious and political dissidents like the Levellers, but for Hobbes himself. Clarendon was clearly onto something when he complained that the publication of Leviathan had revealed his former friend to be “a faithful Leveller” committed to “the reduction of all degrees to one and the same…as if the safety of the People require’d an equality of Person” (Hyde Reference Hyde1676, 179).
Hobbes’s hats thus not only shed light on several hitherto neglected features of a familiar text. They also reveal that Hobbes had more to say about the micropolitics of everyday interaction—as well as the gestural foundations of a society of equals—than historians and political theorists alike have recognized.
HATS AND CAVEATS
Once noticed, the hats in Hobbes’s frontispiece are hard to miss. The giant’s right arm positively bristles with them (Figure 1). But before the modern reader can assign these hats textual or contextual significance, she must first counter two objections—namely, that the frontispiece was not created by Hobbes, and therefore that one cannot attribute philosophical significance to its every detail.
Historians now agree that the artist was the French printmaker, Abraham Bosse (c. 1604–76). In the 1640s, Bosse ran a workshop on rue Harlay in Paris, near to where Hobbes was living in exile and acting as mathematics tutor to the Prince of Wales. As Noel Malcolm notes, their geographic proximity means that Hobbes might well have had a close and ongoing involvement in Bosse’s design (Reference Malcolm2012, 134), and Skinner (Reference Skinner2018) makes a strong case for Hobbes’s authorship of the frontispiece on this basis. Still, it is impossible to know the full extent to which Hobbes was involved, or for which visual details he may or may not have been responsible (Berger Reference Berger2020, 10–3). One cannot therefore simply reject the possibility that Leviathan’s hats were introduced by Bosse for purely esthetic reasons.Footnote 4
Nevertheless, it is possible to establish the gestural significance of the hats, as well as the likelihood of Hobbes’s authorship, through a series of contrastive visual comparisons. Notice, first, that the hats are missing altogether in two other contemporary frontispieces attached to works by Hobbes. The first is the 1651 presentation copy of Leviathan given to his pupil, the future Charles II (Figure 2), and the second is the unauthorized French translation of Hobbes’s earliest political treatise, The Elements of Law (c. 1640), published in Rouen in 1652 as Le Corps Politique (Figure 3).
In the first image, also by Bosse, the individuals making up the colossus look outward, away from the Sovereign’s face and toward the reader. Their expressions convey awe, even fear, with their mouths open and their heads conspicuously bare. In the second image, the miniature figures are distinguished not only by their headgear (many of the men are bareheaded, whereas others wear helmets and academic caps), but also by their dress more generally. Male soldiers, merchants, and scholars, as well as women, are readily identifiable by their clothing, which is of a broadly classical design unlike the early modern habits and broad-brimmed hats seen clearly in Bosse’s 1651 etching.
These alternative images contrast starkly with Leviathan’s printed frontispiece, in which a crowd of (seemingly) uniformly hatted men stand with their backs toward the reader, looking up toward the “face” of the Sovereign representative. Brown (Reference Brown1978) argued that Bosse’s manuscript image was more consistent with Hobbes’s political theory and concluded that the published image must therefore be a bowdlerization of the former by an ignorant English artist (29). Yet as Hoekstra (Reference Hoekstra2015) observes, the individuals’ different orientations in the manuscript and printed frontispieces simply reflect the different audiences for which the texts were intended—the manuscript for Hobbes’s student and would-be Sovereign, Charles Stuart, and the printed version for subjects themselves. For Hoekstra, this suggests Hobbes’s personal involvement in, even supervision of, the creation of both images (241–2).
The visual departures in the 1652 engraving are similarly illustrative. Malcolm (Reference Malcolm2004) speculates that the “friend” responsible for this translation of The Elements was John Davies, not Samuel Sorbière, but in either case it was unlikely to have been authorized by Hobbes (464–5). Its frontispiece was therefore almost certainly a bowdlerization of Bosse’s print, which had been published in London the year before.Footnote 5 While the individuals in Bosse’s frontispiece are striking in their uniformity, their explicit sartorial differentiation in the 1652 image better reflects traditional, corporate conceptions of the body politic and the social differentiation of its “members.”
Nonetheless, upon closer inspection, there are also important differences to be found among the miniature figures in Bosse’s printed image. Not only are there women and children present, but there are also several adult male figures who are noticeably not wearing hats located along the giant’s right elbow, left chest, and shoulder (Figure 4a–d).
On the right-hand side of Figure 4, we see a single, helmeted soldier in profile, standing to the right of a civilian wearing the same flat-topped, broad-brimmed hat as his neighbors. In the center, we see three bonneted female figures behind two smaller, hatless ones, likely children. In the left-most detail, we see several male figures, the first clearly wearing an ecclesiastical surplice, the second and third apparently wearing doublets and hose—but instead of standing, they kneel. Footnote 6 These details make the otherwise uniform hats worn by the many male civilians in the crowd more conspicuous by juxtaposing them against identifiably military, feminine, ecclesiastical, and likely aristocratic figures. More striking, still, is the contrast between the kneeling posture of the bareheaded figures at the Sovereign’s elbow and the standing, hatted Commoners beside them. Their subordinate posture would seem to identify the former as “ministers” or servants of Sovereignty (L ii.23.378–80). Bosse’s inclusion of a kneeling priest, in particular, appears to be a clear allusion to Chapter 42 of Leviathan, “Of Power Ecclesiastical,” which argues that priests rule as dependent and inferior ministers of the Sovereign “in the same manner as the Magistrates of Towns, Judges in the Courts of Justice, and Commanders of Armies,” and therefore that they also serve at his (not God’s) pleasure and direction (iii.42.840, 850–4).
Here, the contrastive postures of the figures in Bosse’s 1651 print confirm his familiarity with some of the finer points of Hobbes’s theory. Crucially, they also confirm his awareness of the gestural politics involved in constructing the image, including in the presence and position of the hats. In Bosse’s printed image, the Leviathan’s civilian subjects appear (in contrast with their ministerial neighbors) as not acknowledging their Sovereign’s superiority by baring their heads or bending the knee. The modestly bonneted women in their midst further confirm this as a refusal of hat honor, because in early modern Europe a woman honored by covering her head (in keeping with St. Paul’s counsel in 1 Corinthians 11), while a man bared his (Kesselrig Reference Kesselrig2011). Finally, the absence of hats in the manuscript copy presented to Prince Charles—who would no doubt have been offended at receiving the opposite gesture from a crowd of common people assembled in his presence—further confirms that the hats in the printed image possessed political and social significance as an identifiable gesture in 1651, beyond simply an esthetic choice made by the artist.
Settling the hats’ significance, however, still leaves open the question of authorship. Given that Bosse was a busy artisan and business owner, it seems likely that any detailed points of Hobbesian political theory would have been made their way into the frontispiece through Hobbes’s direct involvement in the design. Yet one cannot simply assume that the hats were introduced in the same way. Bosse regularly showed painstaking attention to sartorial detail in his etchings, with hats figuring prominently in many. In 1629, he issued a series of prints of (mostly) hatted gentlemen “seen from behind” in various scenarios.Footnote 7 These and many later illustrations feature aristocrats wearing ornately feathered or beribboned, floppy hats,Footnote 8 whereas others show a wide array of artisans, tradesmen, and merchants wearing their distinguishing headgear.Footnote 9 Strikingly, Bosse’s 1635 etching, “Burying the Dead” (Ensevelir les Morts) depicts a funeral procession in which four laymen wear flat-topped, broad-brimmed hats—similar to Leviathan’s, but with black ribbons—behind a long train of Catholic clerics wearing zucchetti and birettas. A fifth layman emerges, hat in hand, from a building in the foreground.Footnote 10
Clearly, Bosse was no stranger to the gestural politics of hat honor in ceremonial settings. Still, in his previous depictions of royalty, Bosse had always been careful to represent male inferiors as going respectfully bareheaded among their betters and, where appropriate, on bended knee.Footnote 11 Such signs became all the more important in France in the 1640s, when issues of precedence and deference between the hereditary noblesse d’épée and the noblesse de robe created by the Crown finally erupted in the aristocratic rebellion known as the Fronde (1648–53). Accordingly, Bosse’s instinct in 1651 would almost certainly have been to depict male subjects in the presence of their Sovereign as hatless, at the very least—as, indeed, he did in the Leviathan manuscript drawing.
Likewise, crowds of common people like that in the printed frontispiece are conspicuously absent in Bosse’s other prints. One such crowd can be found, however, in a different Hobbesian frontispiece. In the engraving for Hobbes’s translation of Thucydides’s History of the Peloponnesian War (Reference Hobbes1629), the English artist Thomas Cecill depicted a crowd of men without hats (labeled hoi polloi, or “common people” in Hobbes’s Greek), their upturned faces visible in profile, hanging on an orator’s every word (reprinted in Berger Reference Berger2020, 336). This visual detail evokes Hobbes’s (Reference Hobbes1629) claim in the introduction to his translation, that Thucydides “least of all liked the Democracy…[due to] the emulation and contention of the Demagogues…[and] the desperate actions undertaken upon the flattering advice of such [Orators] as desired to attaine…authority and sway amongst the common people” (3–4).
On balance, then, it seems much more likely that Hobbes, not Bosse, was responsible for the introduction of a crowd of common people into the printed frontispiece of Leviathan published in London in 1651. And then, perhaps, having found an artist who specialized in drawing hats (from behind!), Hobbes convinced him to include a significant—and provocative—sartorial detail.
REPRESENTING SOVEREIGNTY
If indeed the hats were Hobbes’s idea, they still present a puzzle. In early modern England, as in France, a man’s refusal to doff and don to his Sovereign was a sign of disrespect, at best, and a treasonous act of lèse-majesté, at worst. Given this, why on earth would Hobbes, of all people, depict it? Surely, a man so dedicated to arguing for the absolute and even sacred nature of sovereignty would insist that the “Mortall God” depicted in the frontispiece receive all due honor from his subjects (L II.17.260)?
Here, however, a social historian might rightly remind us that a gesture’s meaning depends always on the circumstances under which it is performed—in this case, by whom and to whom (Braddick Reference Braddick2009, 12; see also L i.31.562). Even if we could be certain, then, that Hobbes intended the hats in the 1651 printed frontispiece to represent a gesture—namely, a refusal of hat honor—what that gesture would have meant in the context of the image is not self-evident. To understand fully the social and political dynamics at work in the frontispiece, we must turn to the text itself.
As noted earlier, a comparison between the published and presentation frontispieces of Leviathan suggests that early modern readers would have seen the former as depicting a group of inferior subjects refusing to “doff and don” in the presence of a superior. At first blush, the text itself supports this interpretation. Chapter 45 of Leviathan, “Of Daemonology and other Relics of the Religion of the Gentiles,” explores the practices of “worship”—both “civil” and “divine”—by which men express “honour,” as their opinion of another’s superior power or worth (iii.45.1028). It explicitly identifies both “fall[ing] prostrate before a king” and “put-[ting] off his hat in the church” as signs of civil and divine worship, respectively. For Hobbes, however, the kind of worship involved depended on a person’s opinion of the nature of the honoree—in the first place, “but a man,” in the second, God himself. In both cases, the particular gesture (prostration or hat honor) was simply evidence that one “value[d] highly the power” of the recipient in comparison with one’s own.Footnote 12
Hobbes’s interest in civil worship predated Leviathan. The Elements had singled out men’s competition for glory—as an effort to extract worship from others in recognition of a mistaken belief in one’s own superiority—as turning the state of nature into a state of war (92). This analysis came to the fore once more in Leviathan, which identified “contumely, in words, or gesture”—including “trifles, as a word, a smile, a different opinion, and any other signe of undervalue”—as one of the “principall causes of Quarrel” (ii.14.253, 13.192). Insults, whether advertent or in-, were evidently so dangerous that Hobbes went on to proscribe contumely as a matter of natural law: “Because all signs of hatred or contempt provoke to fight…no man by deed, word, countenance, or gesture, [should] declare hatred or contempt of another” (ii.15.234).
Accordingly, Leviathan’s proscription of insult in the eighth law of nature ended up justifying a vast, absolute, and arbitrary sovereign power over subjects’ external actions, words and deeds, insofar as they impinged on worship, whether civil or divine (see Bejan Reference Bejan2017, chap. 3). This included the regulation of even “what signes of respect…they shall give to one another” in their “publique or private meetings” (L ii.18.276).Footnote 13 The refusal of hat honor in Hobbes’s frontispiece must therefore be read in light of his insistence on the overwhelming importance of demonstrating all natural and conventional signs of honor to the Sovereign as due recognition of his superiority. Negatively, this meant not calling kings contemptuous names like “tyrant” (ii.29.508), and positively, that subjects “do those things to [him] that he takes for signs of honour, or which the law or custom makes so” (ii.10.138)—including, presumably, “put-[ing] off the hat.”
Here, however, it would be wrong to interpret the colossus in Leviathan’s frontispiece as itself a Sovereign monarch—that is, as “a natural person,” to whom the subjects depicted might be expected to display all appropriate signs of civil worship (Skinner Reference Skinner2018, 283–4). Rather the point of Hobbes’s theory of representation—as well as the image thereof in the frontispiece—is that the state is an artificial person, in which a collective (the People) acts “as one” only in virtue of being represented by the “one man, or…assembly of men” authorized to “bear their person” (L ii.17.260). On this theory, “Soveraigne” is simply the name given to “he that carryeth this Person…and [is] said to have Soveraigne Power; and every one besides, his Subiect” (ii.17.262). According to the miracle of representation, then, the Sovereign effectively becomes the People—which has no independent existence—by bearing their person (ii.16.248). This relationship of personal identity is captured in the frontispiece through its depiction of the corporate body politic wearing “the face, as a Mask or Visard”—in Latin, the persona—of a particular person (ii.16.244; see also Skinner Reference Skinner2005). In other words, the Sovereign wears the People’s face.
On this point, Skinner (Reference Skinner2005) and Tuck (Reference Tuck2016) have read Leviathan’s theory of representation in the context of other, contemporary theories of parliamentary sovereignty, such as those put forward by the Parliamentary polemicist Henry Parker. Parker had argued that it was Parliament (and more particularly, the House of Commons), not the King, who represented the People, and therefore in which sovereignty properly resided. According to Parker (Reference Parker1642), therefore, “the King[,] though he be singulus maior, yet he is universis minor” not only to the People (as in the Vindiciae Contra Tyrannos [1579], from which Parker derived this Latin dictum), but also to the Parliament that represented them (15). In other words, a king was superior (maior) to individual members of Parliament, as well as to his subjects, when taken individually; but taken collectively, he should be viewed as rightly inferior (minor) to the body of “the People” as represented in Parliament assembled.
To return to the hats in Hobbes’s frontispiece, a Parliamentarian like Parker might well have read the refusal of hat honor depicted as a reassertion of the People’s superiority over both Parliament and the exiled Prince, who alike in 1651 claimed to represent them. But in Leviathan, Hobbes rejected the maior singulis sed minor universis doctrine explicitly:
[T]here is little ground for the opinion of them, that say of Sovereign Kings, though they be singulis majores, or greater Power than every one of their Subjects, yet they be Universis minores, of lesse power than them all together. For if by all together, they mean not the collective body as one person, then all together, and every one, signifie the same; and the speech is absurd. But if by all together, they understand them as one Person (which person the Soveraign bears,) then the power of all together is the same with the Soveraigns power; and so again the speech is absurd. (ii.18.280)
Again, the relationship described by Hobbes and carefully depicted in the frontispiece is rather one of “personal” identity between representer and represented, and hence of their equality (ii.16.248). Sovereigns were singulis maiores, to be sure, but they were also strictly speaking universis aequales, not minores. And if, as Hobbes’s theory insisted, the Sovereign wears the People’s “face” when he bears their Person, why would or should its (male) members, when collectively assembled, doff their hats to themselves?
Here again, Hobbes’s hats alert us to a neglected aspect of his political theory—namely, Leviathan’s insistence that the Sovereign representative could itself be a corporate body (i.e., an assembly), as well as a monarch or other natural person. After all, “men who are in absolute liberty, may, if they please, give Authority to One man, to represent them every one, as well as to give such Authority to any Assembly of men whatsoever” (L ii.19.286). And indeed when Leviathan was published in 1651, the English Sovereign was an assembly—namely, the Rump Parliament—as Hobbes was well aware.
Remembering the Rump highlights another, key aspect of the political context in which Hobbes introduced his hats in 1651. Before the abolition of the House of Lords along with the Crown in 1649, members of the House of Commons had been expected to bare their heads upon their ceremonial visits to the Lords’ chamber to be addressed by the King, as the Sovereign Crown-in-Parliament. After the Regicide, as Kelsey (Reference Kelsey1997) reminds us, the iconography of hats became central to the self-presentation of the republican regime. When the Great Seal of the Commonwealth was first cast in 1649, it replaced the traditional image of the King enthroned with one of the new Sovereign representative, the Rump Parliament, in session (Figure 5). The presence of hatted MPs in the Seal was thus a deliberate sign of Commons’ newfound and unchallengeable (for now) supremacy, including over the executive Council of State chaired by the Army’s then Commander-in-Chief, Oliver Cromwell.
The Seal’s resemblance to Hobbes’s hats is remarkable and thus offers further contextual evidence for their significance.Footnote 14 The Savillian Professor of Geometry at Oxford, John Wallis, was wrong when he accused Hobbes of writing Leviathan “in defense of Oliver’s title”; Cromwell would not be named Lord Protector until 1653 (Wallis Reference Wallis1662, 4–6; see also Collins Reference Collins2005, 276). But Wallis was surely right to connect the book, both visually and intellectually, to the very present controversies over Sovereignty and representation roiling England at the time of its publication. The hat-wearing men in Bosse’s image would have reminded readers that there were at least two, conflicting claims to “represent” the English People in 1651—that of Charles Stuart, the exiled prince, and that of the increasingly narrow subset of Commoners still sitting (or standing) in Parliament.
Yet while the Great Seal presented its hat-wearing Commoners as sovereign and generally superior, in Hobbes’s image, the hat-wearers remain, as individuals, clearly subjects of sovereignty—as indicated both by their size (small) and orientation (under) the artificial person of the state. According to Leviathan, the body of hatted men could collectively, in theory, regard itself as Sovereign, and hence as equal (and no more than equal) to the People it claimed to represent. However, the generic kingly visage topped not by a hat, but a crown, in the frontispiece suggests that Hobbes himself preferred a monarchical arrangement. Its overall visual effect was to remind the hatted men that they were still but a part of the People—and so to put Parliament in its place.Footnote 15
ACKNOWLEDGING EQUALITY
Thus far, my analysis of Leviathan’s hats has focused on the vertical relationship between the individuals making up the People and their Sovereign representative. But what about the horizontal dimension of Hobbes’s theory? After all, the eighth law of nature’s proscription of contumely gave Hobbes’s Sovereign the power to regulate even the public and private “signes of respect” that individuals gave to one another. What, then, would Hobbes’s hats have communicated to early modern readers about how they should relate to one another?
As Clarendon suspected, the relevant precept on this point was not Leviathan’s eighth law of nature, but the ninth, which began with one of Hobbes’s many refutations of Aristotle:
The question who is the better man, has no place in the condition of meer Nature where…all men are equall. The inequality that now is, has bin introduced by the Lawes …And therefore for the ninth law of nature I put this, That every man acknowledgeth other for his Equall by Nature. (ii.14.234)
Here, Hobbes sought, as Clarendon recognized, to deprive aristocrats in England and elsewhere of the claim that their social distinction derived from any natural superiority. Leviathan signaled clearly, through its appeal to the Book of Job, its determination “to humble the children of pride”—namely, the myriad self-styled aristocrats (spiritual, as well as hereditary) and “Democraticall Gentlemen” that Hobbes blamed for causing the Civil War (see Baumgold Reference Baumgold1988, 120–3; Skinner Reference Skinner2008, 139–40). To this end, he drew directly on John Selden’s Titles of Honor (1614) to argue that titles and other signs of dignity were merely discretionary civil honors bestowed by the Sovereign (who could also remove them) on those who had distinguished themselves in service to the state.Footnote 16
Still, throughout these discussions, Hobbes also suggested that subjects in a well-constituted commonwealth must be treated as equals by law, as well as by nature. As Leviathan put it:
As in the presence of the Master, the Servants are all equall, and without any honour at all; So are the Subjects, in the presence of the Soveraign. And though they shine some more, some lesse, when they are out of his sight; yet in his presence, they shine no more than the Starres in the presence of the Sun. (L ii.18.280, my emphasis)
Here, the sovereign’s presence serves to reveal an important truth—namely, that despite their differences, all subjects are equally without honor, enjoying what The Element’s described as a low but “equal estate” of subjection “no less absolute, than the subjection of servants” (132).
To return now to the frontispiece: Bosse’s image ingeniously captures this subtle point of Hobbesian perspective. In it, we see a mass of subjects assembled in their Sovereign’s presence. Their roughly equal size and uniformity make the differences between them barely distinguishable; they blend into the background. The point, pictorially as well as textually, is that individuals are fundamentally equal in the sense of being indifferent from the perspective of sovereignty, no matter how large they might loom in their own eyes due to the “multiplying glasses” of self-love (ii.18.282). Any differences in status, posture, or dignity among them become visible only when this Sovereign perspective is abandoned. To see the hatted men, bonneted women, and kneeling ministers, one must zoom into the level of fine detail (as in Figure 4) and look, as it were, horizontally at the relative position of the individuals.
This idea of “equality-as-indifference” is in keeping with Hobbes’s infamous defense of natural equality in Chapter 13 of Leviathan on “Of the Natural Condition of Mankind.” There, men’s equality appears as a matter of their roughly equal powers: “Nature hath made men so equall, in the faculties of body, and mind…[that] when all is reckoned together, the difference between man and man is not so considerable, as that one man can thereupon claim to himselfe any benefit, to which another may not pretend, as well as he” (L ii.13.188, my emphasis). In other words, men are not in fact equal in their abilities; nevertheless, those differences should be viewed as matters of indifference in light of our strictly equal propensity to claim or “pretend” superiority on that basis (see Hoekstra Reference Hoekstra and Lloyd2012). Turning then to intellectual equality, Hobbes offers a joke rather than an argument. The fact that men are not willing to believe that “there be many so wise as themselves” is itself proof “that men are in that point equall.” “For there is not ordinarily a greater signe of the equall distribution of any thing, than that every man is contented with his share” (ii.13.188, my emphasis).Footnote 17
As Hoekstra (Reference Hoekstra and Lloyd2012) has shown, this discussion reveals that Hobbes regarded the idea of natural equality as neither new nor, strictly speaking, true. Not new because, by the seventeenth century, the idea that human beings were aequales by nature had been a Christian and natural law commonplace for over a millennium.Footnote 18 And not true, because Hobbes would always insist that men’s natural equality was a principle to be “admitted,” rather than an empirical fact. There thus remained an important sense in which individuals were not born but created equal for Hobbes. Only unlike Locke, this creation was accomplished by human beings themselves, not God, through a process of their mutual “acknowledge[ment]” (L ii.14.234.)
Hoekstra interprets acknowledgement—derived from the Latin agnoscere—in its early modern legal sense, as “to declare, announce, allow, or admit a thing to be one’s own” (102). Certainly, Hobbes wanted citizens to affirm a belief in natural equality, whether they really believed it or not (Bejan Reference Bejan2022b, 13). Yet Leviathan made clear that “acknowledgement” was also a social practice. While previous commentators have focused on the negative dimension of the eighth and ninth laws of nature as proscribing incivility (see Bejan Reference Bejan2017; Mark Reference Mark2018), the ninth also introduced the positive demand that “every man acknowledgeth other for his Equall.” This meant that those who were “equals” by nature should not only profess a belief in others’ equality when asked, but also perform the civil worship and signs of respect appropriate to equals among themselves. Whereas hat honor (say) might be demanded from a social inferior to a superior, among equals there would be no such expectation. Once again, the frontispiece illustrates what this might look like in practice, with the male Commoners’ hats appearing as an effective emblem of their natural, civil, and social equality.Footnote 19
Of course, Hobbes developed his relational sense of equality as something men do, and do together, through a complex constellation of natural laws—not only the eighth and ninth (“against Contumely” and “Pride”), but the tenth (“against Arrogance”), the eleventh (on “Equity”), and the twelfth (of the “Equal use of things Common”). Leviathan’s explication of the eleventh law of nature is particularly important for our purposes: “[Equity] is a precept of the law of nature,” that a judge “deal equally between [man and man],” and its violation “is called acception of persons (προσωποληψια)” (ii.15.236).
Here, Hobbes’s appeal to the Greek term, prosopolepsia, reveals this to be a biblical allusion to Acts 10:34, in which God is declared to be ουκ εστιν προσωποληπτης or non est personarum acceptor: in English, “God is no acceptor of persons.”Footnote 20 As Leviathan’s discussion of representation emphasized, persona was a Latin legal term describing the formal representation of individuals or corporate bodies in a court of civil law (ii.16.244). But according to Acts, one’s acceptability to the Christian God did not depend on one’s worldly status or “face” but on one’s spiritual merit. Despite individuals’ many differences of external “person”—that is, their age, sex, race, wealth, social status, or condition—in His eyes, all were equal. In Leviathan, then, text and image worked together to insist that they remain equal in the eyes of the Mortal God, as well—as, for instance, in the “Courts of Justice” (ii.30.536).
DISRESPECTING PERSONS
No wonder that the Earl of Clarendon was annoyed. Not only did the frontispiece offer a galling (if subtly critical) pictorial reminder of the Rump’s claim to supremacy in 1651; it also suggested that male subjects ought to observe an egalitarian gestural politics among themselves while depriving aristocrats of their hereditary dignity and privileges. “Like a faithful Leveller,” he complained, “[Hobbes] is very solicitous…that no man may have priviledges…by his birth or descent, or have farther honor then adhereth naturally to his abilities” (Hyde Reference Hyde1676, 182–3).
Keeping this in mind, Clarendon’s accusation that Hobbes had published his work at a moment when “the reduction of all degrees to one and the same was resolv’d upon, and begun, and exercis’d towards the whole Nobility with all instances of contem[p]t and scorn” makes sense (Hyde Reference Hyde1676, 179). Indeed, by the time Leviathan and its frontispiece were published in 1651, a stream of English religious and political radicals had successfully converted their refusal to “doff and don” to their superiors into a conscientious program of social and political reform. Their tagline? None other than Acts 10:34, albeit in its more memorable King James Version: “God is no respecter of persons.”
Of course, the refusal of hat honor had been well attested as a form of social protest in England long before the seventeenth century (see Walter Reference Walter and Braddick2015, 333). According to one chronicler, the leader of the 1381 Peasants’ Revolt had been struck down when he refused the Lord Mayor’s command to remove his hat. More recently in 1630, an oatmeal-maker had taken “upon him[self] to be a preacher [and] was called before the High Commission”:
Where, keeping on his hat, and being asked why he did not put it off, he answered he would never put off his hat to bishops. “But you will [u]s?” said one of them. “Then as you are privy counselors,” quoth he, “I put off my hat, but as ye are rags of the beast, lo! I put it on again!” (Mead Reference Mead and Birch1849, 71–2)
By 1651, such refusals had been taken up by the Levellers and more motley crews of Diggers and proto-Quakers abroad in the New Model Army. Twenty years before William Penn would refuse to remove his hat while on trial in the Old Bailey, the Leveller leader John Lilburne refused to remove his or kneel when hauled in front of the House of Lords.
As I have shown elsewhere (Bejan Reference Bejan2022a), the Levellers’ program of what Walter (Reference Walter and Braddick2015) calls “gestural dissidence” went hand in hand with proposed legal and political reforms in which the language of Acts was also central. In a postscript to An Arrow Against Tyrants, Richard Overton pled for legal equality to Parliament as follows:
Care neither for favours nor smiles, and be no respecter of persons. Let not the greatest peers in the land be more respected with you than so many old bellows-menders, broom-men, cobblers, tinkers, or chimney-sweepers, who are all equally freeborn with the hugest men and loftiest Anakims in the land. (Reference Overton and Sharp1998, 60, my emphasis)
Two years later, the Digger leader Gerrard Winstanley, who also refused to doff and don to General Fairfax, applied Acts 10:34 to the issue of land reform: “For if the Reformation must be according to the Word of God, then every one is to have the benefit and freedom of his creation, without respect of persons” (Reference Winstanley2006, 105 and passim).
While the pejorative “Quaker” was first used in print in 1650, George Fox began his ministry in 1646. “When the Lord sent me forth into the world,” he wrote, “he forbade me to put off my hat to any, high or low; and I was required to Thee and Thou all men and women, without any respect to rich or poor, great or small…and this made the sects and professions to rage” (Fox Reference Fox and Hamm2010, 20). While his Gospel of the Inner Light was not original, Fox’s elevation of uncivil social practices to central tenets of his faith—such as refusing to doff and don and using the familiar “Thee” and “Thou” with strangers—was. “God is no respecter of persons” remained the defining Quaker slogan for decades (see, e.g., Furley Reference Furley1663).
The violence with which the early Quakers were met reflects just how central the performance of civil worship was to the maintenance of social hierarchies. In early modern England, respectful behavior toward one’s “betters” was seen as a corollary of the fifth commandment, “Honor thy Father and Mother.” In the Larger Catechism issued in 1648, “the honor inferiors owe to superiors” included “all due reverence in heart, word, and behavior… and maintenance of their persons and authority according to their several ranks and…places,” while any “contempt of…their persons and places…cursing, mocking, and all such refractory and scandalous carriage” was a sin (see Sharp Reference Sharp1998, xx–xxi). This cultural awareness of the social importance of gestures of respect, in turn, lent the refusal of hat honor its power as a form of protest.
Decades later, Clarendon’s Brief View and Survey would link Hobbes’s project with the Levellers explicitly (Hyde Reference Hyde1676, 181–2). Given Leviathan’s invocation of Acts 10:34 in the context of its discussion of equity and legal justice, this makes sense. Leveller leaders had also combined hats and Acts in calling for impartial treatment (e.g., Sharp Reference Sharp1998, 35–6). Lilburne and William Walwyn, for instance, regarded the refusal of hat honor in the courtroom as an appropriate acknowledgement of the natural equality of “freeborn Englishmen,” whether they be Commoners or Peers, jurors or judges (see Walwyn Reference Walwyn1651, 3). Their critics, however, were unconvinced. None other than Henry Parker complained that “the substance of [this] Levelling philosophy” was that “Judges because they understand the law, are to be degraded…[and] Jurors, because they understand no Law, are to be mounted aloft” (Reference Parker1649, 21).
On this point, at least, Parliamentarians like Parker and royalists like Clarendon could agree: the gestural politics in play when crowds of common people insisted on keeping on their hats would turn the world upside down.
LEVIATHAN, LEVELLER?
Like Wallis, Clarendon’s timing was off when he accused Hobbes of publishing Leviathan “in a conjuncture when the Levellers were at [their] highest” (Hyde Reference Hyde1676, 181). Hobbes began writing the book in Paris sometime after the Regicide in early 1649, only a few months before the final Leveller mutiny was suppressed at Burford (Malcolm Reference Malcolm2012, 1–12). Nevertheless, in 1651, the Levellers were still an uncomfortably recent memory, and Clarendon was right to point out how little Hobbes sought to distance himself from them in his work. Instead, Leviathan enthusiastically embraced the image of levelling, both in its title and its striking cover image of a host of hatted Commoners.Footnote 21 Indeed, given the social and political context, one might wonder how an English reader could fail to see the hats in the frontispiece—or forget their radical associations?
Of course, by the time he published Leviathan, Hobbes had not been in England for a decade. Still, Richard Tuck argues that there is good textual and contextual evidence for thinking that Hobbes was nonetheless aware of the Levellers, and their activism around judicial reform, in particular.Footnote 22 Moreover, even though his analysis of contumely might lead one to expect Hobbes to share Parker’s concerns about withholding hat honor in the courtroom, certain features of Leviathan suggest that he took the Levellers’ side.Footnote 23
While The Elements had singled out the contempt shown by the rich toward the poor and by judges toward defendants as key examples of contumely (EL 92; see also DC 49), Leviathan expanded this discussion considerably. In Chapter 30, “On the Office of the Soveraign Representative,” Hobbes now reminded his readers that, “The Inequality of Subjects, proceedeth from the Acts of Soveraign Power,” and therefore:
[It] has no more place in the presence of the Soveraign; that is to say, in the Courts of Justice, then the Inequality between Kings, and their Subjects, in the presence of the King of Kings. The honour of great Persons, is to be valued for their beneficence, and the aydes they give to men of inferior rank, or not at all. And the violences, oppressions, and injuries they do, are not extenuated, but aggravated by the greatnesse of their persons…the consequences of this partiality towards the great, proceed in this manner. Impunity maketh Insolence; Insolence Hatred; and Hatred an Endeavour to pull down all oppressing and contumelious greatnesse, though with the ruine of the Common-wealth. (ii.30.536)
Clarendon would also single out this passage as evidence of Hobbes’s Levelling sympathies, as “language lent to, or borrowed, from the Agitators at that time” (Hyde Reference Hyde1676, 182–3). Perhaps Hobbes also endorsed the withholding of hat honor in the courtroom to remind judges of their inferiority as public ministers, as cunningly illustrated in the frontispiece by the kneeling figures at the giant’s elbow. After all, ministers are but “servants” of the Sovereign—and, by extension, of the People he represents.
Here, however, one must resist assimilating Leviathan’s commitment to judicial “equity” with the ostensibly egalitarian sensibilities of the Levellers (Hoekstra Reference Hoekstra and Lloyd2012, 99; cf. Bejan Reference Bejan2022a). The difference in perspective noted above and deftly captured by Bosse is once again germane. All subjects would be rightly regarded as “indifferent” from the perspective of the Sovereign and his ministers, including judges. Nevertheless, individual subjects should respect whatever horizontal distinctions in status—or more precisely, of person—the Sovereign saw fit to impose upon them. Crucially, in embracing Selden and rejecting Aristotle, Hobbes did not therefore reject all social (as opposed to natural or civil) inequalities. “Sawcie behaviour towards their betters” shown by “men of low degree” and “the barbarous state of men in power, towards their inferiors” were equally objectionable (ii.intro.18). His point was rather that when subjects honored the persons set above them by law, they were really honoring the Sovereign as the “fountain of all Honour”—and through him, in a way, themselves. Accordingly, the men refusing to doff and don in the frontispiece have their attention firmly fixed on the Sovereign, thus avoiding the destructive interpersonal comparisons that might arise from looking directly at each other.
Finally, pace Clarendon, there is some textual evidence to suggest that Hobbes did seek to distance himself—at least somewhat—from the radicals in 1651. Take, for example, Leviathan’s evolving scriptural citations. As we have seen, Hobbes’s idea that men “ought to admit” equality among themselves dates from The Elements, his first and most conventionally aristocratic work (73). There, Hobbes specified that one must “allow” others equal right by distributing aequalia aequalibus and “weighing” their interests as one would one’s own, a principle supported with reference to the Golden Rule (EL 95–6, 100–1).
The first edition of De Cive (1642) expanded upon this discussion. Written in Latin for a European audience, De Cive redefined the principle of equal or impartial distribution as “equity” (aequitas), and its violation as “acception of persons” (acceptio personarum) (62–3). Moreover, Hobbes’s chosen scriptural supports were now much more incendiary, including Isaiah 40:4 (“Every valley shall be raised, and every mountain and hill made low…where assuredly the reference is to men, not mountains”), Colossians 3.11 (“There is not Gentile and Jew, Barbarian and Scyth, slave and free, but Christ is all things and in all”), and finally Acts 10:34 (“God is no acceptor of persons”). In Leviathan, however, only the allusion to Acts remained; the scriptural citations were removed. Nor did Hobbes update his phrasing from the Vulgate to the more familiar and colloquial English of the King James (“God is no respecter of persons”)—as, indeed, the unauthorized English translator of De Cive would do in the so-called Philosophicall Rudiments Concerning Society and Government, also published in 1651.Footnote 24 When Hobbes finally published his Latin Leviathan in 1668, the entire discussion was dropped.Footnote 25
Taken together, these changes—and lack thereof—can no more than hint that Hobbes was aware of the claims an increasingly rambunctious set of political and religious dissidents were making in the late 1640s. But they certainly do hint that Hobbes, too, understood the power of Acts 10:34’s injunction to divinely inspired disrespect when it came to leveling existing social hierarchies.
CONCLUSION
Despite the surfeit of scholarly commentary on Leviathan’s frontispiece with which we began, it appears there is meaning to be mined from it yet. This article has argued that its sartorial details, in particular, shed important light on the theories of representation and equality Hobbes developed in that work.
While the failure of historians of political thought to recognize the hats’ significance is unsurprising, the continued neglect thereof by historically-minded political theorists—many of whom have sought egalitarian inspiration elsewhere in early modern England—is disappointing. For instance, Anderson (Reference Anderson2017), Pettit (Reference Pettit2014), and Waldron (Reference Waldron2012a; Reference Waldron2012b) have drawn alike on seventeenth-century English sources to argue for the importance of postural politics for relational equality. In a just society of equals, they argue, every individual should be able to stand “upright,” look others “in the eye,” and tell them “to get lost.” On this point, they often cite Levellers like Lilburne while rejecting Hobbes as a source of egalitarian insight (Pettit Reference Pettit2014, xxvi-ii; Waldron Reference Waldron2012a, 21).Footnote 26
It is safe to say, however, that Hobbes considered the problem of how to equalize honor—as a distributive good making demands not only on the state, but every individual—more seriously in Leviathan than any philosopher before or since. Accordingly, he realized that equalizing honor effectively through interpersonal displays of respect alone would be difficult. If the Levellers thought equality might be achieved by elevating everyone to the status of Peers by virtue of their equal birth as freeborn Englishmen, Hobbes knew that competition and conflict would not end once men (and only men) recognized one another as equals. In the Levellers’ language of birth and blood, Hobbes would have seen a recipe for an even more unstable society—one of equally arrogant aspirants to honorable status keen to overturn and displace the old “contumelious greatness” of aristocrats.
To political theorists determined to see the progress of equality as a process of “leveling up” through the democratization of aristocratic dignity, Hobbes’s fears about “the logic of warring equals” appear unfounded (e.g., Waldron Reference Waldron2012a; cf. Hoekstra Reference Hoekstra and Lloyd2012, 109). Waldron (Reference Waldron2012a, 145) insists that the problem is illusory because “the generalized noble privileges that arise out of human dignity” and “the old arrogance of nobility” need not go hand in hand (see also Walzer Reference Walzer1983, 254–5). Pettit (Reference Pettit2008) likewise complains that Hobbes makes “use of an unargued assumption…that people can only be satisfied with superiority and the recognition [thereof], and that they cannot settle for the positional good of equality in standing with others” (96).
But this was not Hobbes’s point. Rather the precarity of equal respect in his theory arose from the ease and ubiquity of perceptions of contempt in a society built on equal respect, wherein everyone would be on the lookout for affronts to their equal dignity.Footnote 27 After all, most men are content not to be first, so long as they are confident that they will not be last, either. The way to do this historically has been to insist on the inferiority of women, whose bonnets in the frontispiece make the men’s indifference in the Sovereign’s eyes nevertheless feel like superiority.
Whatever Hobbes’s disagreements with the Quakers—and they were undoubtedly numerous—he surely agreed with them on two things. First, he shared their contempt for the credentialed classes, including the clergy and professors, who had been elevated to the status of gentlemen by their University Degrees and so comported themselves as an aristocracy of the educated. And second, Hobbes shared the Quakers’ appreciation for the profound importance of contempt, as well as respect, in the creation and maintenance of social hierarchies. Today, we often lose sight of the fine seventeenth-century distinction between “contemning” and “condemning,” but Leviathan treated it with characteristic attention to definitional detail (L ii.6.80; see Carroll Reference Carroll2019). Whereas one honored the object of hatred by condemning it, one demeaned the object of contempt by designating it as “Vile and Inconsiderable.” The danger, then, in contemning others in order to bring the high low—as the Quakers did as a matter of religious principle—was that one thereby also elevated oneself.
Here, Hobbes’s concerns about contumely went beyond a fear of fighting words to the role that expressions of contempt played in the creation of new social hierarchies, in addition to the destruction of existing ones (see Bejan Reference Bejan2022b; cf. Waldron Reference Waldron2012b, 231). Accordingly, he feared that today’s egalitarians would necessarily become tomorrow’s spiritual aristocrats. Thus, a corrective contempt on the part of the Sovereign had an essential and ongoing role to play, alongside interpersonal respect, in the secure constitution of a society of equals.
On this point, viewing Hobbes’s images and arguments in light of the politics of gesture encourages us to look past the pieties that structure so much historical writing on the “invention” of equality in early modern Europe in order to recover a more detailed picture (e.g., Stuurman Reference Stuurman2004). However, to appreciate the weird, wide world of equality before modern egalitarianism—as well as to see the depth of Leviathan’s commitment to acknowledging equality both in theory and practice—political theorists and historians must first learn to appreciate small gestures. There is no better place to start than Hobbes’s hats.
ACKNOWLEDGMENTS
This article began life as a stray observation in my 2016 Balzan Skinner Lecture at Cambridge, and I am grateful to Mark Goldie, Jon Parkin, Martin Dzelzainis, Ross Carroll, and Justin Champion for participating in the attendant colloquium. I am also grateful to the APSR editors and perspicacious reviewers for their trenchant criticisms. Thanks are due also to Quentin Skinner, Richard Tuck, Annabel Brett, Paul Seaward, Paul Hunneyball, Andrew Murphy, Lynn Hunt, Darrin McMahon, Siep Stuurman, Arash Abizadeh, Sarah Mortimer, Emma Planinc, Tae-Yeoun Keum, Sam Bagg, Geertje Bol, Robert Cheah, Zak Black, the Society of Antiquaries, and PBA Galleries for their support during its development, as well as to audiences at Oxford, Cambridge, and McGill for further comments and encouragement. Additional research was completed with generous support from the Leverhulme Trust and Fulbright Foundation. Finally, this article is dedicated to the memory of Justin Champion, whose enthusiasm for the politics of hats was infectious.
CONFLICT OF INTEREST
The author declares no ethical issues or conflicts of interest in this research.
ETHICAL STANDARDS
The author affirms this research did not involve human subjects.
Comments
No Comments have been published for this article.