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Historical Dimensions of Rock Art: Perspectives from ‘Peripheries’

Published online by Cambridge University Press:  22 May 2024

María Cruz Berrocal
Affiliation:
Instituto de Ciencias del Patrimonio, CSIC Edificio Fontán bloque 4 Monte Gaiás, s/n 15707 Santiago de Compostela Spain Email: [email protected]
Diego Gárate
Affiliation:
IIIPC, Universidad de Cantabria Instituto Internacional de Investigaciones Universidad de Cantabria Avenida de los Castros 39005 Santander Spain Email: [email protected]
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Abstract

Research on rock art around the world takes for granted the premise that rock art, as a product of the Upper Palaeolithic symbolic revolution, is a natural behavioral expression of Homo sapiens, essentially reflecting new cognitive abilities and intellectual capacity of modern humans. New discoveries of Late Pleistocene rock art in Southeast Asia as well as recent dates of Neandertal rock art are also framed in this light. We contend in this paper that, contrary to this essentialist non-interpretation, rock art is a historical product. Most human groups have not made rock art. Rock art's main characteristic is its inherent territorial/spatial dimension. Moreover, or probably because of it, rock art is fundamentally associated with food-producing economies. The debate between the cognitive versus social and historical character of rock art is rarely explicitly addressed. In this paper we explore this historical dimension through examples from rock-art corpora worldwide: they provide key case studies to highlight the relevance of addressing the different temporalities of rock-art traditions, their interruptions and, therefore, their historical qualities.

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Research Article
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Copyright
Copyright © The Author(s), 2024. Published by Cambridge University Press on behalf of the McDonald Institute for Archaeological Research

Introduction

Rock-art research constitutes an expansive sub-discipline (Malla Reference Malla2015; Marymor & Rowe Reference Marymor and Rowe2021; Rowe Reference Rowe2012) and one of the most popular areas of investigation of the human past. We would like to argue here that, beyond the variety of theories and approaches employed throughout the history of its research (culture-history, structuralism, functionalism; cognitivism; landscape, chronological, iconographic, interpretative, analogical, and art-historical approaches), there is an underlying notion in most research about rock art: that of a pan-human universal activity that emerged with Homo sapiens. This is clear in cognitivist approaches (Mithen Reference Mithen1996) that emphasize newly acquired abilities in modern humans, but also in culture-historical frames which take rock art as just part of culture, almost a natural human expression that does not need further clarification (e.g. Needham et al. Reference Needham, Wisher, Langley, Amy and Little2022). Structuralism (Raphael Reference Raphael1945) and shamanism (Clottes & Lewis-Williams Reference Clottes and Lewis-Williams1998) have rightly been called into question for their explicitly ahistorical viewpoint in which a number of universal mental configurations play a fundamental role. Specific theoretical findings of functionalism, such as that different categories of art were used for different sorts of function (Davidson Reference Davidson, Conkey, Soffer, Stratmann and Jablonski1997), or the social aggregation contexts of rock art (e.g. Conkey Reference Conkey, Price and Brown1985; Mithen Reference Mithen1987), could be exceptions to this rule. However, this interpretation has been so successful and pervasive that it has become normative, used as a general explanation that works independently from context. Thus, the historical explanatory potential of functionalism has not been fully developed. Recent post-functional approaches, such as the idea of Palaeolithic visual culture as a bricolage process (Conkey & Fisher Reference Conkey and Fisher2020), call into question the idea that Palaeolithic art can be explained as a monolithic tradition. Conkey and Fisher suggest that ‘the image/object-making may well not be quite so intentional, rule-bound, and archaeo-LOGICAL’ as previously expected (Conkey & Fisher Reference Conkey and Fisher2020, 514). While these are welcome additions to the debate, they may lead to an essentialist take on rock art and the people who made it: rock art would not be regulated by socially based institutions, but would be personal, particular actions, just events, ruled only by the individual's impulses and abilities.

In short, most rock-art research is based on the principle that the cognitive ability of art makers is self-explanatory, one necessary step in human evolution: people made rock art because they had developed the cognitive skills/capacities to make it, moving between three and two dimensions (Davidson Reference Davidson2023; Nowell Reference Nowell2015). This is obviously true, but only in the framework of research that emphasizes the ‘modernity’ of symbolic behaviours this cognitive claim seems to be both necessary and sufficient. This cognitivist approach has also resulted in a conflation of different types of art into alleged traditions of rock-art making (Nowell Reference Nowell2006; Robb Reference Robb2015; Reference Robb2020).

Contrary to these underlying assumptions, our premises are 1) that rock art is a category of art that should be treated on its own, due to its inherent spatial dimensions; 2) that rock art can be more confidently related with food-producing societies; and 3) that focusing on the historical dimensions of rock art introduces matters of scale to an extent that processualism never did, allowing us comparative global approaches that frame rock art within complex and non-linear trajectories, including continuity and interruptions. Historicizing rock art is not to reduce it to a particularist phenomenon (in a postprocessualist way), and is not just to explore events, feelings, symbols and life experiences around the images. It is rather a very basic attitude towards rock art as a product of its social conditions of possibility: making rock art is a self-granted capacity only in particular social worlds. In all these senses, rock-art research has escaped historicization, because while most scholars would agree that rock images are a historic product since they belong to a particular historical moment, conceptualizations of rock art as a historically contingent product of particular social formations are underdeveloped.

The widespread implication that rock art is a universal signature defining humanness since the Pleistocene, as the first manifestation of the cognitive ability and intellectual capacity of so-called anatomically modern humans in the Upper Palaeolithic cultural explosion of symbolic and material practices—also called the ‘cultural Big-Bang’ (White Reference White2000; e.g. Davidson & Noble Reference Davidson and Noble1989; Mellars Reference Mellars1989; Mithen Reference Mithen1996; Noble & Davidson Reference Noble and Davidson1991; Nowell Reference Nowell2010; Straus Reference Straus, Carbonell and Vaquero1996; Kuhn et al. Reference Kuhn, Stiner, Reese and Güleç2001; Bar-Yosef Reference Bar-Yosef2002; Conard Reference Conard2003; d’Errico Reference d'Errico2003; Floss Reference Floss, Floss and Rouquerol2007; Zilhão Reference Zilhão2007)—has placed cave art in Europe at the core of any definition of rock art. Also, it has made rock art inherent to being human; and in particular to hunter-gatherer ways of life. Rock art thus tends to be implicitly circumscribed to cultural heritage passed down to, and expanded by, Holocene agriculturalists.

These assumptions have formed a consistent fabric that leaves most world rock art unexplained, i.e. no arguments for the presence of rock art are ever produced. More to the point, underlying cognitivist implications in most rock-art research cannot account for the fact that rock art is lacking in many places and for most of prehistory, and that its practice was often interrupted in the past. These interruptions are indeed regularly detected but rarely considered worth of interpretation, because continuity is emphasized (e.g. Robb Reference Robb2015; Reference Robb2020; but see Davidson Reference Davidson2023 for an exception). From this premise, the disappearance of rock art is often interpreted as cultural decline, almost decadence, of a glorious tradition, rather than the result of socio-economic transformation (González-Morales Reference González-Morales, Conkey, Soffer, Stratmann and Jablonski1997). A prominent example is the European and Mediterreanean Palaeolithic rock art, despite some scarce comparative comments on the difference between the end of Pleistocene traditions in Europe and the Middle East (Bar-Yosef Reference Bar-Yosef, Conkey, Soffer, Stratmann and Jablonski1997). The continuity of European Palaeolithic rock art (Leroi-Gourhan Reference Leroi-Gourhan1965) into the Holocene in the shape of different rock-art corpora is still being sought after (e.g. Bueno-Ramírez & Balbín-Behrmann Reference Bueno-Ramírez and de Balbín-Berhmann2021).

Our goal in this paper is to show specific study cases of rock art around the world and explore what they tell us about rock art and its historical contexts, scarcely considered so far (Conkey Reference Conkey, Conkey, Soffer, Stratmann and Jablonski1997, 344; Davidson Reference Davidson2023; Nowell Reference Nowell2006, 244).

Pleistocene rock art and essentialism

The idea that rock art equals humanity and humanness remained implicit in rock-art studies even after the very early dates obtained in Australia (Noble & Davidson Reference Noble and Davidson1991) shook the Eurocentric narrative of European origins (e.g. Bahn & Vertut Reference Bahn and Vertut1997; Gamble Reference Gamble and Foley1984; Jochim Reference Jochim and Bailey1983; Reference Jochim and Soffer1987; Leroi-Gourhan Reference Leroi-Gourhan1965; Mellars Reference Mellars, Price and Brown1985; Reference Mellars1989; Reference Mellars2006) that was already under fire (Conkey & Williams Reference Conkey, Williams and DiLeonardo1991; Gamble & Gittins Reference Gamble, Gittins, Meskell and Preucel2004; McBrearty & Brooks Reference McBrearty and Brooks2000, 543).

In our view, recent research has reinforced the biological coupling of rock art with a privileged set of cognitive abilities, rather than expanding the array of potential explanations of this cultural practice. We will focus on two examples: the debate around Neanderthal authorship of rock-art depictions in different caves in Spain (Hoffman et al. Reference Hoffmann, Standish and Garcia-Diez2018a; White et al. Reference White, Bosinski and Bourrillon2019), and the recently published ancient rock art found in Southeast Asia (Brumm et al. Reference Brumm, Oktaviana and Burhan2021; Taçon et al. Reference Taçon, Tan and O'Connor2014).

Recent Uranium-series dating of calcite crusts in spatial relationship with rock art has been published for some few specific images in the Spanish caves of Ardales, Maltravieso and La Pasiega (Hoffman et al. Reference Hoffmann, Standish and Pike2018b). Red spots, a hand stencil and a geometric sign were found covered by calcite crust, dated to older than 60,000 years ago. This chronology seems to support the idea of a Neanderthal authorship since there is no Homo sapiens presence attested in Europe for this chronology (Slimak et al. Reference Slimak, Zanolli and Higham2022). The dates, however, have been questioned due to several methodological issues and discrepancy with the previous known archaeological record (Aubert et al. Reference Aubert, Brumm and Huntley2018a; Pearce & Bonneau Reference Pearce and Bonneau2018; Ramos-Muñoz et al. Reference Ramos-Muñoz, Cantalejo and Blumenröther2022; Slimak et al. Reference Slimak, Fietzke, Geneste and Ontañón2018; White et al. Reference White, Bosinski and Bourrillon2019). Beyond potential methodological pitfalls, what is of interest here is the way the supporters of the Neanderthal hypothesis have made their case: specifically, through claims that Neanderthals have been historically considered as inferior to modern humans (Hoffmann et al. Reference Hoffmann, Standish and Garcia-Diez2018a, Reference Hoffmann, Standish and Pikeb; Reference Hoffmann, Standish and Garcia-Diez2019). Therefore, the fact that they painted the walls of caves would demonstrate that they were cognitively as advanced as anatomically modern humans and therefore fully human. Thus, despite the alleged novelty of the findings, the Neanderthal discussion is in fact pushing back into the deep past the cognitivist and origins paradigm for rock-art research and reinforcing the idea of a unique and continuous trajectory of this practice into subsequent time periods, a type of biological determinism that reproduces the traditional tautological arguments about humanity and rock art.

In Southeast Asia, the application of the Uranium series dating method (Brumm et al. Reference Brumm, Oktaviana and Burhan2021) has led to a shift in scientific knowledge. In spite of problematic experiences concerning methodology (Plagnes et al. Reference Plagnes, Causse, Fontugne, Valladas, Chazine and Fage2003), the significant number of published dates (around 50) and their consistency are undisputable (see Figure 1), something not yet achieved in Europe. In Sulawesi, calcite layers covering animals and hand stencils painted in nine different sites have been dated. The oldest dates, related to a pig depiction in Leang Tedongnge cave, offer a date older than 45,000 years. In Leang Balangajia cave the estimate is younger than 73,000 years (Aubert et al. Reference Aubert, Brumm and Ramli2014; Reference Aubert, Lebe and Oktaviana2019; Brumm et al. Reference Brumm, Oktaviana and Burhan2021). Similar results have been obtained at six sites in Borneo, using the U/Th dating system; dates are older than 40,000 years for an animal painting and younger than 51,000 years for a hand stencil in the same panel in Lubang Jeriji Saléh cave in Borneo, always separated from Sulawesi by a significant sea-crossing (Aubert et al. Reference Aubert, Setiawan and Oktaviana2018b).

Figure 1. U/Th dating results in Southeast Asia. Intermittent lines are before and after dates for the same representation (dates from Aubert et al. Reference Aubert, Brumm and Ramli2014; Reference Aubert, Setiawan and Oktaviana2018b; Reference Aubert, Lebe and Oktaviana2019; Brumm et al. Reference Brumm, Oktaviana and Burhan2021).

These findings could show a homogeneous style for animals that also includes hand stencils—and humans in some cases—probably dating between 50,000 and 44,000 bp. These dates are similar to those available for archaeological sites associated with anatomically modern humans in Island Southeast Asia (Hawkins et al. Reference Hawkins, O'Connor and Maloney2017; Kaharudin et al. Reference Kaharudin, Alifah, Ramadhan and Kealy2020). It seems that the presence of modern humans in the wider region can be attested even earlier (Westaway et al. Reference Westaway, Louys and Awe2017), while the expansion of earlier hominin species would have reached Timor and New Guinea (Shipton et al. Reference Shipton, O'Connor and Kealy2021). Recent research suggests similar imagery sharing the same stylistic features in Australia, where images that appear to have been made according to similar formal conventions in Kimberley IIAP are dated to between 13,000 and 17,000 years ago, using wasp nests as an indirect dating method by 14C-AMS (Finch et al. Reference Finch, Gleadow and Hergt2021); Malaysia, where the Gua Tambun rock-shelter shows animals with a convention of infill lines (Taçon et al. Reference Taçon, Tan and O'Connor2014); and China, where basal rock art in parietal stratigraphy in the Jintsa River is dated older than 5000 years ago (Taçon et al. Reference Taçon, Aubert and Li2012), even around 13,000 in some cases (Wu et al. Reference Wu, Jiao and Ji2022) and, once more, infill lines are used as a formal convention. It could also be possible to track these painting features to the Kosum 1 site, India (Dubey-Pathak & Clottes Reference Dubey-Pathak and Clottes2021), although dates are not available for this region yet.

Even if destabilizing to the Eurocentric ‘master narrative’ of origins, these findings have reinforced the idea that rock art emerged during the Pleistocene in association with the global expansion of anatomically modern humans (Aubert et al. Reference Aubert, Brumm and Taçon2017). Questions such as which were the social contexts of the construction of walls, places and landscapes through rock art; if rock art originated in one particular area or in separate, independent processes; if rock-art making lasted uninterruptedly since the earliest chronologies around 50,000 to 17,000 bp or was produced in independent pulses, are mostly missing. Rather, the Southeast Asian corpus of rock art is used to testify to the dominant narrative that implies the inevitable character of rock art, almost lying in the biological rather than the social realm.

The old chronologies of rock art in Europe and Southeast Asia, however, set us thinking in a different direction. In Europe, Homo sapiens came into contact with Neanderthals. In Southeast Asia, they came into contact with either or both Homo floresiensis or Denisovans. Rock art seems to have emerged in contexts of potential cohabitation between Homo sapiens and other human species. This is just one way to approach a contextual and historical frame of Pleistocene rock art, going beyond the ‘early-centric’ approach to rock art and the biologically based, intellectual abilities of humans.

Holocene traditions

Pleistocene rock art is a very small percentage of the prehistoric rock art preserved across the world. Indeed, Pleistocene rock art is more of an exception than a rule (Renfrew Reference Renfrew, Renfrew and Morley2009). The fact that Palaeolithic rock art does not seem to present continuity into the Neolithic, generally speaking, leads to the conclusion that, in all likelihood, the general lack of Pleistocene rock-art corpora is not solely due to shortcomings in methodologies or research activity. As John Robb (Reference Robb2015, 640) states, ‘there is both a quantum leap in art at the advent of the Neolithic and a steady rise throughout later prehistory’. Robb refers here to all types of prehistoric art, a problematic conflation (see below), but a relevant point as the surprising increase of rock-art making in recent prehistory in many different parts of the world is typically ignored in most discussions (Cruz Berrocal & Millerstrom Reference Cruz Berrocal and Millerstrom2009). In spite of strong historiographical traditions to the contrary, most forager rock art would have been made during the Holocene, largely contemporary with agriculturalist societies which also made rock art (Davidson & Nowell Reference Davidson, Nowell, Davidson and Nowell2021). Two brief examples illustrate this point.

Among the well-known different rock-art traditions in the southern zone of Africa (Smith & Ouzman Reference Smith and Ouzman2004), the San tradition ascribed to hunter-gatherer societies is the most abundant and best researched, normally assumed to be the inheritance of an ancient past, which means different time spans for different scholars (e.g. Le Quellec Reference Le Quellec, Bahn, Franklin, Strecker and Devlet2016 on the ‘chronophobic’ debate), especially because of the strong imbrication of rock-art research in South Africa with ethnographic evidence from the nineteenth and twentieth centuries. In any case, dating is still uncertain.

In Reference Jerardino and Swanepoel1999, Jerardino and Swanepoel published the then oldest minimum age of alleged wall paintings at Steenbokfontein Cave (Western Cape, South Africa) at 3600 bp, based on marine shell contained in the archaeological sediment. The paintings had been made on slabs that fell off the wall, and while the authors assumed that they were made prior to collapse, there is nothing in the evidence to indicate such a relative chronology. Indeed, the preserved paintings on the walls are completely different from the paintings on the slabs. Thackeray (Reference Thackeray1983) published spalls containing traces of paint in deposits dating as far back as 10,000 years bp while Walker (Reference Walker2012) also provided another such example of painted rock spalls potentially dating to 10,000 cal. bp. This kind of indirect dating, and the evidence provided, do not allow for any assessment of the dates. They seem to be discarded from the discussion at this point (see Le Quellec's (Reference Le Quellec, Bahn, Franklin, Strecker and Devlet2016) synthesis of all the dates for South African paintings).

In the Cederberg Mountains of the Western Cape Province, South Africa, Van der Merwe et al. (Reference Van der Merwe, Sealy and Yates1987) obtained one AMS direct radiocarbon date on a painting from Sonia's Cave Upper, Boontjieskloof, Clanwilliam district: 500 ± 140 cal. bp. In the Drakensberg Escarpment of KwaZulu-Natal, South Africa, Mazel and Watchman (Reference Mazel and Watchman1997) obtained a date from a plant fibre embedded within paint at Esikolweni Shelter in the Natal Drakensberg, dating to 330 ± 90 cal. bp. Further samples from carbon-bearing oxalate from Barnes Shelter (1060 ± 65 bp), Main Caves North (spanning 2310 ± 70 bp to 2900 ± 80 bp, with two dates, 2900 and 2760 bp, obtained from crusts overlying the same motif), Highmoor 1 (2310 ± 70 bp), White Elephant Shelter (1930 ± 65 bp) and Maqonqo Cave (3720 ± 100 bp) were published later (Mazel & Watchman Reference Mazel and Watchman2003). The latest date, for Barnes Shelter, derives from oxalates covering the paint. The earliest date, for Maqonqo Cave, derives from the base of the encrustation and the authors assume that the ‘painting overlying the crust date is probably hundreds of years younger than the crust itself, and in all probability postdates 3700 years ago’ (Mazel & Watchman Reference Mazel and Watchman2003, 66). Bonneau et al. (Reference Bonneau, Brock, Higham, Pearce and Pollard2014) published three AMS dates obtained from black pigments from RSA TYN2 (Nomansland, South Africa) spanning from 2072 ± 28 bp and 2100 ± 40 bp. More recently, Bonneau et al. (Reference Bonneau, Pearce and Mitchell2017) have reported direct AMS 14C dating of rock paintings at three sites in the Thune Dam (southeastern Botswana), five sites in the Metolong Dam (western Lesotho) and six sites in the Maclear District (Drakensberg, South Africa's Eastern Cape Province). Results show 12 dates for the paintings of Lesotho ranging from 300 ± 65 cal. bp to 5700 ± 2000 cal. bp. The authors discard most of the dates and synthesize the chronology of Lesotho rock art as ‘2326–965 cal. bp’ (Bonneau et al. Reference Bonneau, Pearce and Mitchell2017, 331). For the Maclear District of South Africa they synthesize 22 dates ranging from 124 ± 23 cal. bp to 2690 ± 100 cal. bp as dates of ‘2998–2381 cal. bp’. For Botswana, they see dates from the site TD12 as the oldest evidence for extant painting on rock-shelter walls anywhere in southern Africa (Bonneau et al. Reference Bonneau, Pearce and Mitchell2017). They obtained nine dates ranging from 1250 ± 80 bp to 4500 ± 260 cal. bp but synthesize them as ‘5723–4420 cal. bp’. That is, they take the oldest of the dates obtained, which shows a standard deviation of ±260 years, to make their case. The next oldest date they obtained is 3060 ± 30 cal. bp, a much more acceptable date from a methodological point of view, yet still the oldest date for the south of Africa so far. Thus, most of the dates obtained so far are around 2000 years ago or younger.

The questions of when and how food-producing economies arose in the southern part of Africa are equally unclear so far. Sadr (Reference Sadr2015) contends that livestock appeared in southern Africa over 2000 years ago, and while the exact mechanisms are not clear (a large migration from East Africa, trade down-the-line among hunter-gatherer communities, a long history of diverse small-scale population movements), he proposes two ‘infiltration’ episodes, one along the Atlantic seaboard and a second through the Limpopo River Basin. Overall, he prefers to speak of multiple, small-scale infiltrations of domestic animals (and food producing) into southern Africa. Recent research has confirmed the presence of domesticated sheep at the site of Spoegrivier (Namaqualand, South Africa) dated to 2105 ± 65 bp (Coutu et al. Reference Coutu, Taurozzi, Mackie, Jensen, Collins and Sealy2021). Their sampling focused on the oldest domestic specimens recognized so far, but has not been systematic, and the authors indeed point out the problems for identification of domesticated versus wild fauna. Sadr (Reference Sadr2015) gathers more chronological information of domestic livestock in the Leopard Cave (Namibian coast), with dates between 2270 ± 40 and 2190 ± 40 cal. bp, Toteng 1 (Kalahari Drainage) with dates of 2070 ± 40 cal. bp and 2020 ± 40 cal. bp, and Blombos (southern coast of South Africa), with a date of 1960 ± 50 cal. bp. Other innovations such as particular lithic features appear to have preceded the appearance of livestock in these areas.

Given the evidence, it is legitimate to suppose that large-scale processes such as those pointed out by Sadr may have been at stake here, for a longer time-span than the archaeological appearance of deposits of domestic sheep seems to suggest. This would imply a long familiarity of foragers at least with particular elements of a food-producing system. Indeed, the general contemporaneity of rock art and the evidence of livestock so far is quite striking, and tends to dispute the idea that the makers of the rock art were completely alien to food production.

In South America, extremely old dates from Serra da Capivara (Piauí, Brazil) have been called into question (Steelman et al. Reference Steelman, Rickman, Rowe, Boutton, Guidon and Jakes2002). Although scholarship assumes that rock art dates back to the early Holocene, the available dates are scarce (Troncoso et al. Reference Troncoso, Armstrong, Basile, David and McNiven2017). Neves et al. (Reference Neves, Araujo, Bernardo, Kipnis and Feathers2012) have presented the ‘oldest, indisputable testimony of rock art in the Americas’ (Reference Neves, Araujo, Bernardo, Kipnis and Feathers2012, 3) so far: a petroglyph engraved on the bedrock in Lapa do Santo (Brazil) dated by the 14C method of a stratigraphic layer to ‘a minimum age of 9,370 ± 40 bp (cal. bp 10,700 to 10,500) … the figure was found approximately 30 millimeters below a hearth dated to 9,470 ± 50 bp (cal. bp 11,060 to 10,580)’ (Reference Neves, Araujo, Bernardo, Kipnis and Feathers2012, 2).

The samples pertaining to the dating of the petroglyph are not accurately identified in the text (Neves et al. Reference Neves, Araujo, Bernardo, Kipnis and Feathers2012, supplementary table S1) and no information is provided for the origin of the date on ‘charred material’. The published dates are consistent, but at least in one case an older date appears higher in the stratification. The petroglyph, on the other hand, was found in an exceptional location within the shelter, potentially at the height of the floor. It stands so far as a unique, isolated and unspecific depiction in the context of the Nordeste Tradition of rock art (Morales Reference Morales2002), whose dates have been limited to c. 3000–2000 cal. bp (Rowe & Steelman Reference Rowe and Steelman2003), based on the best studied area, the Serra da Capivara. That is, there are no parallels for this depiction so far.

All other old dates for South American rock art are also based on different forms of indirect dating. In the best-known case, Hornillos 2 (Argentina), 14C dates of c. 11,000–10,000 cal. bp were obtained from an archaeological layer where a wood carving of a camelid and grinding stones with pigments were recovered (Yacobaccio et al. Reference Yacobaccio, Solá, Alonso and Clottes2012). This would imply that the found mortars were directly related with the making of the paintings, and that pigments were not used for any other activity. This is also the case in the recent example of Motumachay (Pérez Maestro & Bueno Ramírez Reference Pérez Maestro and Bueno Ramírez2022). In another well-known case, the site of Inca Cueva (Argentina), the chronological assessment (10,600–8900 cal. bp) was proposed based on the assumption that the dated stratum (9900 ± 200, 9230 ± 70, 10,620 ± 140, 9650 ± 110 cal. bp; no identification of the charcoal samples is provided), was the floor when the paintings were executed (Podestá & Aschero Reference Podestá, Aschero and Clottes2012). The remaining evidence is based on painted flakes within the stratum. Since these shelters were used recurrently for most of the Early and Middle Holocene and are the scenario of periodic water overflow, this kind of indirect association may remain underdetermined. Recently, rock art from Huenul 1 Cave in Patagonia (Argentina) has been directly dated starting at 8200 cal. bp (Romero-Villanueva et al. Reference Romero-Villanueva, Sepúlveda, Cárcamo-Vega, Cherkinsky and de Porras2024). This is a more accurate date, yet reinforcing a mid-Holocene chronology.

Other lines of evidence for the late Pleistocene/early Holocene chronology of rock-art paintings in the region are based on the alleged depiction of extinct fauna (Morcote-Ríos et al. Reference Morcote-Ríos, Aceituno, Iriarte, Robinson and Chaparro-Cárdenas2021; Paunero Reference Paunero and Clottes2012). The timing of the extinctions of megafauna, as well as the landscape implications involved, are still uncertain. Interestingly enough, Morcote-Ríos et al. (Reference Morcote-Ríos, Aceituno, Iriarte, Robinson and Chaparro-Cárdenas2021) relate this early human presence (and rock-art making) with potential early management of forest resources, which would have had an enduring impact on establishing the tropical forest. In this context, the authors suggest that rock-art making would have been a strategy to create a cultural landscape related to territorial control, ritual practice and the development of social networks. If early Holocene dates for rock art are finally confirmed, it could be the case that the artists did not belong to hunter-gatherer societies (in the more traditional and limited sense), but were plant managers and even pre-domesticators. For the South Andes, widely accepted chronologies for widespread rock-art making have been assigned to a chronological horizon of c. 3000 and 1000 bce, associated with increasing social complexity, demographic growth, the appearance of specialized technologies, the intensification of practices of exploitation of plant resources and a reduction in the mobility of these populations (see Troncoso et al. Reference Troncoso, Armstrong, Basile, David and McNiven2017). Direct dates on rock art for South America so far go back only to c. 1600 bce in La Placa 5 and Covacha Pintada (North Central Chile) (Troncoso et al. Reference Troncoso, Moya, Sepúlveda and Carcamo2015).

Despite the long-standing epistemological significance of early, well-preserved and aesthetically striking (to Western eyes) cave art of the European Upper Palaeolithic, it turns out that a significant number of rock-art corpora and traditions in the world (Fig. 2) have relatively recent dates, mostly well after the early Holocene, and were made by food-producing societies (Cruz Berrocal & Millerstrom Reference Cruz Berrocal and Millerstrom2009). It could be possible to argue against this that this situation is simply due to the much more widespread distribution of farmers. But we argue that this prevalence of farmers’ rock art is not only a function of demography, but has to do with particular social and historical conjunctions. In this context, the known interruptions of the traditions of rock-art making are extremely significant.

Figure 2. Pleistocene hunter-gatherer rock art versus Holocene rock art from hunter-gatherer and food-producing societies (authors’ own elaboration, based on Anati Reference Anati1984; Bednarik Reference Bednarik and Clottes2012; Fritz et al. Reference Fritz, Tosello, Barbaza and Pinçon2017).

A discontinuous history

The continuity/discontinuity of rock-art making during the European Palaeolithic is not well understood (Davidson Reference Davidson2023); at this point, it is not possible to confirm if it was constantly made throughout the entire period or periodically abandoned for millennia. As Conkey and Fisher (Reference Conkey and Fisher2020) rightly point out, there is something fundamentally wrong in looking at it as an uninterrupted practice over millennia and continent-wide. However, this is the way in which many archaeologists, anthropologists, and art historians have approached rock art since the end of the nineteenth century. This explains, for instance, the persistence (until recently) of monolithic theories about the meaning of rock images, such as shamanism.

To counteract the acritical universalist view of rock art as a mere product of enlarged cognitive abilities, one valuable research approach is to study the many discontinuities in rock-art making. They make visible those features that are potentially unsustainable or dysfunctional in a process of social change. The examination, rather than avoidance, of the discontinuities (Davidson Reference Davidson2023) may highlight the great social significance (to the artists, to the observers, to those who could know but not observe) of rock art in particular contingent historical contexts; traditional teleological narratives built on linearity, uniformitarian principles and ahistorical implicit assumptions, can be weakened. This strategy puts the emphasis on ‘negative evidence’ or ‘absence’, a very particular kind of data that usually go under the radar. A focus on the temporal and geographical discontinuities of rock art, what we might call the ‘presence of absence’, is a null hypothesis that challenges the existence of rock-art making as a given. The Pacific provides an example.

In Taiwan, the alleged cradle of Austronesian expansion (e.g. Blust Reference Blust2019), only four rock-art sites are known—in Wanshan, in the south Central Mountains. Moreover, they feature only weak and unclear connections to the large rock-art corpus to the east (O'Connor et al. Reference O'Connor, Louys, Kealy and Mahirta2015). Jalandoni et al. (Reference Jalandoni, Taçon and Haubt2019) have shown that only sporadic rock art is to be found in Micronesia. In the Central Pacific, a striking scarcity of rock-art sites exists in Fiji, Tonga and Samoa (Cruz Berrocal & Millerstrom Reference Cruz Berrocal and Millerstrom2013). The pattern of rock-art location on these islands (specifically Fiji) is unusual, showing in most cases just one rock-art site per island, which highly contrasts with the impressive number of sites in the east and western Pacific. Cruz Berrocal and Millerstrom have argued that the existence of a unique rock-art site does not diminish its potential social significance, but enlarges it; also, that ‘the existence of a shared iconography throughout Oceania is undeniable. But the “Fijian rock art gap” argues for a chronologically independent origin of rock art making in Near and Remote Oceania’ (Cruz Berrocal & Millerstrom Reference Cruz Berrocal and Millerstrom2013, 164). This implies that ‘rock art making would be the product of particular, independent historical conjunctures, used as part of different cultural and social strategies in every archipelago’ (Cruz Berrocal & Millerstrom Reference Cruz Berrocal and Millerstrom2013, 164).

Wilson and Ballard (Reference Wilson, Ballard, David and McNiven2018, 26–7) contend that there are deeper connections between rock-art assemblages in Near and Remote Oceania based on their formal similarities, and propose a ‘widespread availability of a regional suite of motifs and their accompanying social grammars, which are sustained, communicated and transmitted between and across multiple symbolic media, and then applied in particular locations, as geological circumstances permit, to durable rock surfaces’. In our view, there is no contradiction between the idea of a gap or discontinuity in rock-art making, the independent ‘invention’ of rock art in different chronologies and archipelagos, and the social availability of symbols and grammars (Cruz Berrocal & Millerstrom Reference Cruz Berrocal and Millerstrom2013; see also Jalandoni et al. Reference Jalandoni, Taçon and Haubt2019). Iconography and meanings may have been passed down through different material means such as carving in wood, bone or stone, tattoo, pottery and barkcloth, as Wilson and Ballard propose (Reference Wilson, Ballard, David and McNiven2018, 18). Rock art just seems to belong in a much more specific social and historical context and should not necessarily be reduced to a lineal practice. It was made only under certain circumstances, that we might well try to understand. The availability of an iconographic repertoire does not by itself explain the making of the rock art.

Discussion

As Robb (Reference Robb2015; Reference Robb2020) has rightly pointed out, prehistoric rock-art making has rarely been examined from a global perspective seeking to determine some general patterns about its social significance. Rock-art studies have tended to emphasize an alleged pan-human symbolic heritage, related to human language and cognition (Davidson Reference Davidson2023), as well as cultural continuity (regardless of the media and the different historical conjunctures involved). Art has been observed as a default cultural practice, implying cultural inertia. As some authors have pointed out (e.g. Moro Abadía & González Morales Reference Moro Abadía and González Morales2004; Reference Moro Abadía and González Morales2013), portable and other types of art have been documented in many different kinds of contexts as well as in different spaces and times. But rock art is not such a widespread and universal phenomenon. The more rock-art research (as a discipline) conflates all kinds of artistic representation into one tradition, the more this approach obscures the socially and historically relevant information that is the very context for its making.

An example lies in Robb (Reference Robb2015, 637)'s consideration of ‘art from the early Upper Palaeolithic at around 40,000 B.C. through the Mesolithic, Neolithic, Copper, Bronze, and Iron Ages’ as one tradition of art in prehistoric Europe (see also Fritz et al. Reference Fritz, Tosello, Barbaza and Pinçon2017; Sandars Reference Sandars1985). By emphasizing a great variety of social functions of art, Robb's (Reference Robb2015) perspective has the advantage of counteracting a widespread anti-historicism. However, it is equally important to keep in mind that such a holistic approach tends also to emphasize artificial continuities and may miss the nuances among different forms of rock image making. This perspective also introduces unnecessary ambiguity, as demonstrated by the treatment that Robb gives to Levantine rock art: since it does not match any of the patterns he offers for Neolithic art, he contends that ‘a particularist historical explanation is probably needed’ for this artistic corpus (Robb Reference Robb2015, 643). This suggests that the ‘macro-traditions’ that he describes do not then require a historical explanation.

Instead, we suggest that a functionalist approach should, more than any other approach, emphasize the formal differences between different types of art, their specific performative power, social senses (not meanings), and historical contexts. Universalist assumptions (mostly based on cognitive ability) fail to provide explanations for the discontinuities in rock-art making and the fact that in many parts of the world, many social formations did not make rock images. To put it bluntly, most human groups did not make rock images most of the time. When they did, it was generally a relatively recent activity in terms of human evolution, potentially correlating in the Pleistocene with complex landscapes of human cohabitation, while the bulk of rock-art making worldwide was made by members of farming communities: so far, leaving aside the potential exception of Australia—which may or may not show consistent endurance through time—no rock-art traditions anywhere in the world show continuity between Pleistocene and Holocene societies. In other words, all Holocene rock art emerges anew. Maybe in somewhat counter-intuitive fashion, rock-art making must be aligned with the Neolithization process or an intensive management of the land, as a general rule.

Robb (Reference Robb2015, 640) highlights that

expressing something that was previously fluid or ephemeral in durable materials or fixed places is not a trivial change; a change of material medium changes the historical characteristics of an idea, its network of relations, its attachment to persons, its reproducibility, durability, circulation, and controllability.

A plethora of works support the idea that rock art is deeply related to questions of territoriality, the added sense of place, place making and living (e.g. Acevedo et al. Reference Acevedo, Fiore and Ferrari2019; Chippindale & Nash Reference Chippindale and Nash2003; Cruz Berrocal Reference Cruz Berrocal2005; Davidson Reference Davidson2023; Fairén Jiménez Reference Fairén Jiménez2006; Hartley & Vawser Reference Hartley, Vawser, Chippindale and Taçon1998; Martínez García Reference Martínez García1998; Millerstrom Reference Millerstrom1997; Nash & Chippindale Reference Nash and Chippindale2002; Rosenfeld Reference Rosenfeld, Conkey, Soffer, Stratman and Jablonski1997; Santos Estévez Reference Santos Estévez1998; Santos Estévez & Criado Boado Reference Santos Estévez and Criado Boado1998; Troncoso et al. Reference Troncoso, Armstrong and Nash2018; Wilson & Ballard Reference Wilson, Ballard, David and McNiven2018) which makes it different from other types of expressive and material corpora.

Indeed, stressing the fundamental non-portable essence of rock art and its associated spatial logic may be essential to this discussion. Rock art has a performative potential to configure mental maps and movement, linked with emerging monumentalization and, fundamentally, with the social life of the community. As a social and contingent strategy of being in a landscape, rock art deserves specific research that highlights the non-tautological nature of this proposal. An example of this approach is found in the recent study of Levantine rock art of the Mediterranean basin of the Iberian peninsula. Until recently categorized as hunter-gatherer rock art, its location was considered to be random, as it would have been linked with symbolic behavior, ideologically driven and not subject to material constraints. The analysis of location patterns of more than 700 sites offered a highly structured landscape made visible by rock art, at the same time showing a close integration of the Mediterranean coast and interior mountains. This association was not evident through settlement and material culture studies. The focus on location allowed a completely different understanding of the rock art in the context of the Neolithization process (Cruz Berrocal Reference Cruz Berrocal2005; Cruz Berrocal & Vicent García Reference Cruz Berrocal and Vicent García2007). This example shows that, by considering rock art as a historical, territorially based kind of archaeological record, contextualized new useful knowledge may be generated.

The function of rock art as a space builder to manipulate, appropriate and ‘make’ the world was an acquired, historically developed human ability, deeply related to socio-political organization. Indeed, the landscape and territorial dimensions of rock art must be linked to social complexity and the potential construction of powerscapes. Again, a recent example may illustrate this point. Robb (Reference Robb2015) sees rock art in the Bronze and Iron Age in Europe as an ‘egalitarian art’, made with openly accessible materials, little spatial restriction, a low entry threshold in terms of the skills and techniques required and a low ceiling for social distinction, because it is highly visible. Robb states that rock-art making would have been participatory and accumulative rather than exclusionary, governed by a single master design or associated with personal status, therefore lying ‘somewhere between performative ritualized gestures and props and informal narrative graffiti’ (Robb Reference Robb2015, 647). This kind of openly social and political account of rock art is welcome; yet alternative interpretations exist. Although enticing, the idea that rock art in these periods escaped the control of a social institution is not so evident. Made in a context of emerging social complexity, we can legitimately wonder if the apparent accessibility and comprehensibility of rock images can alternatively be interpreted as degrees of inclusion in the political process and not as its absence. It is also possible to imagine that the relatively easy access to these sites and images might be related to the need to convey a message, not least the message of who was entitled to make the rock art. The rock-art panels that Robb studies are not palimpsests; rather, they show structure and potentially a limited number of episodes of image-making. Even if rock art was subject to a ‘low ceiling for social distinction’ and freedom for movement (Robb Reference Robb2015, 647), its political significance would still be clear, as the other side of the same coin. Therefore, while we cannot necessarily calibrate the role of rock art in a given political context, we can infer its significance.

Prehistoric art, a very patterned manifestation at many different scales, and specifically in terms of the landscape dimension, is more economically explained as a regulated and organized activity, rather than as an individual endeavour. Rock art as a social institution (Cruz Berrocal Reference Cruz Berrocal2005), where control was exerted over which, by whom, when and how the depictions were made, cannot be separated from its politics—as proposed for cave art of northern Spain (Gárate Reference Gárate2008). A nice contrast can be offered by much later medieval rock art, characterized by a clear absence of patterns which points to a private, individual practice, and not so much to an institutionalized (and therefore, politically charged) activity.

Conclusion

That rock art is not always and not generally of very ancient date does not diminish its relevance. On the contrary, by placing the burden of proof on the existence of rock art, not its absence, and by performing historical large-scale research that shows where, when and under what circumstances rock art emerged, we can start to explore fully its potential to provide historical clues as to the people who made it. By not conflating incommensurable forms of material culture, by stressing different logics, and by focusing on the discontinuity of rock art, its gaps and interruptions, we can resize its social and historical significance. This is all embedded in the much-needed historical approach to rock art research that we advocate, a critical turn already undertaken in other disciplines—including archaeology—that escapes naïve superfluous notions of history that solidified monolithic narratives of traditions and origins, missing the ways in which rock art shows aspects of the social formations that made it, that are not necessarily visible through other materialities.

Acknowledgements

We warmly thank Oscar Moro Abadía, Margaret Conkey, Jo MacDonald and Iain Davidson for their insights and support. MCB was funded by the program STAR2-Santander Universidades and Ministry of Education, Culture and Sports, in the frame of the Program Campus de Excelencia Internacional, call CEI 2015 of the project Cantabria Campus Internacional.

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Figure 1. U/Th dating results in Southeast Asia. Intermittent lines are before and after dates for the same representation (dates from Aubert et al.2014; 2018b; 2019; Brumm et al.2021).

Figure 1

Figure 2. Pleistocene hunter-gatherer rock art versus Holocene rock art from hunter-gatherer and food-producing societies (authors’ own elaboration, based on Anati 1984; Bednarik 2012; Fritz et al.2017).