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Problems in the Management and Resolution of International Conflicts

Published online by Cambridge University Press:  18 July 2011

Charles Lockhart
Affiliation:
Texas Christian University
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Abstract

Discussion of the independent nature of four problems in the management and resolution of international conflicts fills a gap, since these distinct problems are often considered to be a single undifferentiated subject area. The first problem is the existence of multiple conflict structures (patterns of capabilities and interests): different structures follow differing patterns of development. The second problem concerns difficulties in statesmen's abilities to discern accurately the structure and thus the dynamics of the conflict episodes they confront. The third problem involves the strategy requirements of different conflict structures, and the fourth the discrepancies between statesmen's strategy preferences and the requirements of different conflict structures. Increased intellectual recognition of these distinct issues might help to reduce the severity of international conflicts by reducing misperception and inappropriate actions based on misperception. But statesmen would still face problems in gaining domestic political support for their intellectual understanding of international conflicts.

Type
Research Article
Copyright
Copyright © Trustees of Princeton University 1977

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References

1 Illustrations will be drawn from these as well as from other conflicts throughout the essay. Since these three conflicts occurred many years ago, brief summaries may be useful.

The Fashoda conflict began with the British discovery of a small French expeditionary force in the British-claimed Sudan. The British demanded the removal of the French force. Some French leaders wished to press for a French foothold in the Sudan. Through negotiations, the British eventually won removal of the French force (which was extremely vulnerable, given British military superiority on the seas and in Northeast Africa). However, the British cooperated in reducing French humiliation through a variety of procedural concessions.

The Algeciras crisis was the first of several Franco-German conflicts arising from questions surrounding the status of Morocco. This particular episode was precipitated by a public speech the Kaiser made in Tangier, in which he refused to recognize any special position for the French in Morocco. The French Government, led by Rouvier, was initially conciliatory. The French Cabinet even dismissed the Germanophobe Foreign Minister, Delcasse, in response to German pressure. But the Germans continued to insist on an international conference to decide the status of Morocco. They were probably more concerned with using the Moroccan question to drive a wedge between France and Britain than with a German foothold in Morocco. If the British did not support France at an international conference on Morocco, the Entente Cordiale would be broken. The French finally relented, and an international conference was held in Algeciras. The French received support from the British as well as from other nations while the Germans stood alone. And the French drove a hard bargain which recognized a special position for the French in Morocco.

The assassination of the Austrian Archduke Francis Ferdinand by Serbian nationalists at Sarajevo led to Austria's ultimatum and subsequent declaration of war on Serbia. These actions triggered a complex series of interlocking events which culminated in the First World War.

2 Brown, Roger G., Fashoda Reconsidered (Baltimore:Johns Hopkins University Press 1970Google Scholar).

3 The Chicken game in Figure I is adapted from Daniel Ellsberg, “The Theory and Practice of Blackmail” (Santa Monica: RAND 1968). Chicken is a game in which each of the players prefers having his own cooperation exploited (the upper, right-hand payoff for “Defender”; the lower, left-hand payoff for “Aggressor”) to the costs of mutual noncooperation (the lower, right-hand payoff for both players). The crux of Chicken is that each player will give in if he perceives the other will stand fast.

4 Schelling, , The Strategy of Conflict (New York:Oxford University Press 1960Google Scholar), and Arms and Influence (New Haven:Yale University Press 1966Google Scholar).

5 Young, Oran R., The Politics of Force (Princeton:Princeton University Press 1968Google Scholar); George, Alexander L., Hall, David K., and Simons, William E., The Limits of Coercive Diplomacy (Boston:Little, Brown 1971Google Scholar).

6 See section III, below, for differences between abstract games and actual conflicts which lead to modifications of strategy.

7 Jervis, , Perception and Misperception in International Relations (Princeton:Princeton University Press 1976), 90Google Scholar.

8 Anatol Rapoport and Chammah, Albert M., in “The Game of Chicken” (Ann Arbor:University of Michigan Mental Health Research Institute 1966Google Scholar), offer examples of this instability. Some conditions of play—allowing communication between players oriented toward maximizing their joint payoff—create a stable, mutually cooperative solution.

9 See Osgood, Charles E., An Alternative to War or Surrender (Urbana:University of Illinois Press 1962Google Scholar).

10 In Prisoner's Dilemma, each player prefers suffering the costs of mutual noncooperation to having his own cooperation exploited by the other. This preference is the reverse of the preference on the same options in Chicken. While each party will escalate (the lower right-hand corner) rather than capitulate (receive a I), both prefer a compromise to mutual noncooperation. So mutual concessions (the upper left-hand corner) will avoid the costs of escalation.

11 Anderson, Eugene N., The First Moroccan Crisis (Chicago:University of Chicago Press 1930Google Scholar).

12 Lockhart, , “The Efficacy of Threats in International Interaction Strategies” (Beverly Hills:Sage Professional Papers in International Studies 1973Google Scholar).

13 Snyder, Glenn H., “'Prisoner's Dilemma' and 'Chicken' Models in International Politics,” International Studies Quarterly, xv (March 1971), 66103CrossRefGoogle Scholar, and Jervis (fn. 7), 92–95.

14 Albertini, Luigi, The Origins of the War of 1914, trans, and ed. by I. M. Massey (Oxford:Oxford University Press 1966Google Scholar).

15 Jervis (fn. 7), 96.

16 For a parallel formulation of both the hard-line and soft-line positions, see Snyder, Glenn H. and Diesing, Paul, Bargains, Systems, Decisions (Princeton:Princeton University Press 1977Google Scholar).

17 See Knox, Robert E. and Douglas, Ronald L., “Trivial Incentives, Marginal Comprehension, and Dubious Generalizations From Prisoner's Dilemma Studies,” Journal of Personality and Social Psychology, xx (November 1971), 160CrossRefGoogle Scholar–65.

18 Snyder and Diesing (fn. 16).

19 Some reasons for this instability will be considered in section IV, below (Discrepancies Between Strategy Requirements and Statesmen's Action Preferences: Domestic Position).

20 Holsti, , “Cognitive Dynamics and Images of the Enemy,” in Finlay, David J., Holsti, Ole R., and Fagen, Richard R., Enemies in Politics (Chicago:Rand McNally 1967), 2596Google Scholar.

21 Acheson, , “Dean Acheson's Version of Robert Kennedy's Version of the Cuban Missile Crisis,” Esquire (February 1969), 7677Google Scholar, 44, 46.

22 White, , Nobody Wanted War (Garden City, N.Y.:Doubleday 1970), 247Google Scholar.

23 Snyder and Diesing (fn. 16).

24 The analysis here draws on Coleman, James S., Community Conflict (New York:Free Press 1957Google Scholar).

25 See Steiner, Zara S., The Foreign Office and Foreign Policy, 1898–1914 (London:Cambridge University Press 1969Google Scholar), and Barlow, Ima C., The Agadir Crisis (Chapel Hill:University of North Carolina Press 1940Google Scholar), for the Foreign Office and the Quai d'Orsay, respectively.

26 An expanded version of the points in this section is available in Lockhart, “Bargaining in International Conflicts,” unpub., 1976, chaps. 4 and 5, and in Snyder and Diesing (fn. 16).

27 Schelling (fn. 4).

28 Snyder and Diesing (fn. 16).

29 Lockhart, , “The Varying Fortunes of Incremental Commitment,” International Studies Quarterly, xix (March 1975), 4666CrossRefGoogle Scholar.

30 Bringing these limits to light ties in with the distinction, discussed above, between initial images and subsequent expectations which develop as a conflict unfolds. Th e discovery of limits on objectives creates the basis for developing expectations about the immediate conflict which differ from the image.

31 Snyder and Diesing (fn. 16), chap. 5.

32 Gooch, George P., Before the War, II (London:Longmans 1938Google Scholar), 266.

33 Fuchs, Kenneth, “Foreign Policy Decision-Maker Lines,” Ph.D. diss. (SUNY/Buffalo 1974)Google Scholar, has isolated several bases for these personal predilections, and the argument here draws on his outline.

34 See Murdock, Clark, “The Berlin Blockade,” Case Study, Crisis Bargaining Project (SUNY/Buffalo Center for International Conflict Studies 1971), 3139Google Scholar.

35 Khrushchev, Nikita, Khrushchev Remembers, trans, and ed. by Talbott, S. (Boston:Little, Brown 1970), 499Google Scholar; Acheson (fn. 21).

36 Gooch (fn. 32), 220.

37 Barlow (fn. 25), 209.

38 See Steinbruner, John D., The Cybernetic Theory of Decision (Princeton:Princeton University Press 1974), 55Google Scholar, 86, 125–28.

39 Lindblom, Charles E., The Intelligence of Democracy (New York:Free Press 1965Google Scholar).

40 Kalb, Marvin and Kalb, Bernard, Kissinger (Boston:Little, Brown 1974), 475Google Scholar.

41 Some of the conflict episodes discussed in this essay can, on the basis of the preferences of the dominant decision makers of the nations involved, be categorized as to structure. Berlin, 1948–49, is Chicken; Fashoda is Prisoner's Dilemma (Great Britain)-Chicken (France), as are the Austrian (Prisoner's Dilemma)-Russian (Chicken) Balkan conflicts of 1908–09 (the Bosnian crisis) and 1912–13 (the Balkan wars); Sarajevo is Prisoner's Dilemma. Other conflicts are more difficult to categorize for one or more of several reasons. For example, important leaders in one or both nations may differ in their preferences. Agadir was Prisoner's Dilemma for the French, but on the German side it was Prisoner's Dilemma for Kiderlen and Chicken for the Kaiser. Each of these men dominated German policy at different times during the conflict. Also, conflict structure may change as capabilities vary. Algeciras was Chicken for the Germans; but for the French, structure hinged on British support. Without British support, the French were in Chicken, but with it, they were in Prisoner's Dilemma. In other instances, statesmen's preferences may change as conflicts build across time, threatening new interests or raising new costs. Hitler's conflicts with the British and the French in the 1930's started out as Chicken (Rhineland andAnschluss), then became Prisoner's Dilemma (Germany)-Chicken (Great Britain and France) in the case of Munich, and finally reached Prisoner's Dilemma with the invasion of Poland. The United States-Vietnamese aspect of the recent conflict in Southeast Asia started out as Prisoner's Dilemma on both sides and gradually shifted to Prisoner's Dilemma (Vietnam)-Chicken (United States). Finally, interests and thus conflict structure may change with escalation. The 1958–62 Berlin conflict had a Chicken structure which might well have changed to Prisoner's Dilemma if the violence threshold had been breached. The Cuban conflict of 1962 was Prisoner's Dilemma (United States)-Chicken (Soviet Union) as it occurred. However, a United States attack on Soviet positions in Cuba or an invasion of Cuba might have produced a Prisoner's Dilemma structure. And the 1973 Yom Kippur War was Chicken from the standpoint of the United States and the Soviet Union. But acts of escalation such as the introduction of the forces of either great power could have changed this structure to Prisoner's Dilemma.

42 This corresponds with what Zartman terms the mutual acceptance of a solution formula. Zartman, I. William, “Reality, Image, and Detail,” in Zartman, , ed., The 50% Solution (Garden City, N.Y.:Doubleday 1976Google Scholar).

43 Some Chicken structures result in prolonged stalling. The Berlin conflicts from 1948 to 1962 contain examples of this activity. It is conceivable that Chicken conflicts might, through miscalculation, result in violent struggle. No clear-cut cases of this scenario come to mind, although the actions of German civilian leaders in 1914 after they realized Britain would support France could be interpreted that way.

44 Snyder and Diesing (fn. 16).

45 See George, Alexander L., “The Case For Multiple Advocacy in Making Foreign Policy,” American Political Science Review, Vol. 66 (September 1972), 751CrossRefGoogle Scholar–95, for a discussion of multiple advocacy. Janis, Irving L., Victims of Groupthink (Boston:Houghton Mifflin 1972Google Scholar) offers a more informal version of the concept.

46 Kohl, Wilfrid L., “The Nixon-Kissinger Foreign Policy System and U.S.-European Relations,” World Politics, xxvii (October 1975), 143CrossRefGoogle Scholar, develops and contrasts these various models of policy formulation.

47 Swingle, , “Incantation of the Operational Definition,” Paper, Annual Meeting of the International Studies Association, (Toronto, February 1976Google Scholar).