Hostname: page-component-cd9895bd7-jn8rn Total loading time: 0 Render date: 2024-12-26T18:31:24.237Z Has data issue: false hasContentIssue false

Historical Contingencies in the Evolution of States and Their Militaries

Published online by Cambridge University Press:  24 December 2018

Jonathan Bendor
Affiliation:
Stanford Graduate School of Business email: [email protected]
Jacob N. Shapiro
Affiliation:
Princeton University email: [email protected]
Get access

Abstract

Historians and some scholars of international relations have long argued that historical contingencies play a critical role in the evolution of the international system, but have not explained whether they do so to a greater extent than in other domains or why such differences may exist. The authors address these lacunae by identifying stable differences between war and other policy domains that render the evolution of the international system more subject to chance events than those other domains. The selection environment of international politics has produced tightly integrated organizations (militaries) as the domain’s key players to a much greater degree than other policy domains. Because there are few players, no law of large numbers holds, and because militaries are tightly integrated, microshocks can reverberate up to macro-organizational levels. The anarchic character of the international system amplifies the impact of these shocks. The authors explore these phenomena in a range of historical examples.

Type
Research Article
Copyright
Copyright © Trustees of Princeton University 2018 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Alexander, Robin. 2001. Culture and Pedagogy: International Comparisons in Primary Education. Oxford, UK: Blackwell.Google Scholar
Anderson, Fred. 2007. Crucible of War: The Seven Years’ War and the Fate of Empire in British North America, 1754–1766. New York, N.Y.: Vintage Books.Google Scholar
Anderson-Levitt, Kathryn M., Sirota, Régine, and Mazurier, Martine. 1991. “Elementary Education in France.” Elementary School Journal 92, no. 1: 7995 doi: 10.1086/461680.CrossRefGoogle Scholar
Arena, Phil. 2012. “Once More on Military Capabilities.” Phil Arena’s Blog. November 13. At http://fparena.blogspot.com/2012/11/once-more-on-military-capabilities.html, accessed June 26, 2015.Google Scholar
Aven, Terje. 2013. “On the Meaning of a Black Swan in a Risk Context.” Safety Science 57: 4451. doi: 10.1016/j.ssci.2013.01.016.CrossRefGoogle Scholar
Bendor, Jonathan, and Shapiro, Jacob. 2015. “The Evolution of Modern Military Problem-Solving.” Manuscript. Princeton University.Google Scholar
Bernstein, Jeremy, and Cassidy, David. 2001. “Prologue: The Uranium Club.” In Bernstein, Jeremy, Hitler’s Uranium Club: The Secret Recordings at Farm Hall. New York, N.Y.: Springer Science+Business Media: 162.CrossRefGoogle Scholar
Biddle, Stephen. 2006. Military Power: Explaining Victory and Defeat in Modern Battle. Princeton, N.J.: Princeton University Press.Google Scholar
Birnbaum, Robert. 2000. “The Life Cycle of Academic Management Fads.” Journal of Higher Education 71, no. 1: 116. doi: 10.1080/00221546.2000.11780813.CrossRefGoogle Scholar
Black, Jeremy. 2007. The Age of Total War, 1860–1945. Lanham, Md.: Rowman and Littlefield.Google Scholar
Blount, Zachary D., Borland, Christina Z., and Lenski, Richard E.. 2008. “Historical contingency and the evolution of a key innovation in an experimental population Escherichia coli.” Proceedings of the National Academy of Sciences of the United States of America 105, no. 23: 7899–906. doi: 10.1073/pnas.0803151105.CrossRefGoogle Scholar
Bull, Stephen. 2010. Trench: A History of Trench Warfare on the Western Front. Oxford, UK: Osprey Publishing.Google Scholar
Carroll, Francis M. 2012. “The American Civil War and British Intervention: The Threat of Anglo-American Conflict.” Canadian Journal of History 47, no. 1: 87116. doi: 10.3138/cjh.47.1.87.CrossRefGoogle Scholar
Cassidy, David. 2001. “Introduction.’’ In Bernstein, Jeremy, Hitler’s Uranium Club: The Secret Recordings at Farm Hall. New York, N.Y.: Springer Science+Business Media.Google Scholar
Danilovic, Vesna. 2002. When the Stakes Are High: Deterrence and Conflict among the Major Powers. Ann Arbor, Mich.: University of Michigan Press.CrossRefGoogle Scholar
Deaton, Angus. 2013. The Great Escape: Health, Wealth, and the Origins of Inequality. Princeton, N.J.: Princeton University Press.Google Scholar
De Vigny, Alfred, and Gard, Roger. 1996. Servitude and Grandeur of Arms. London, UK: Penguin Books.Google Scholar
Dobbs, Michael. 2008. One Minute to Midnight: Kennedy, Khrushchev, and Castro on the Brink of Nuclear War. New York, N.Y.: Knopf.Google Scholar
Dube, Oeindrila, and Harish, S. P.. 2017. “Queens.” Manuscript. University of Chicago.CrossRefGoogle Scholar
Eagle, Antony. 2010. “Chance versus Randomness.” In Zalta, Edward N., ed., Stanford Encyclopedia of Philosophy Archive, winter 2016 ed. At https://plato.stanford.edu/archives/win2016/entries/chance-randomness/, accessed September 12, 2018.Google Scholar
Fearon, James. 1995. “Rationalist Explanations for War.” International Organization 49, no. 3: 379414. doi: 10.1017/S0020818300033324.CrossRefGoogle Scholar
Fioretos, Orfeo. 2011. “Historical Institutionalism in International Relations.” International Organization 65, no. 2: 367–99. doi: 10.1017/S0020818311000002.CrossRefGoogle Scholar
Franck, Raymond E. 2004. “Innovation and the Technology of Conflict during the Napoleonic Revolution in Military Affairs.” Conflict Management and Peace Science 21, no. 1: 6984. doi: 10.1080/07388940490433927.CrossRefGoogle Scholar
Fraser, David. 2000. Frederick the Great: King of Prussia. New York, N.Y.: Fromm International.Google Scholar
Frawley, Jason Mann. n.d. “The Union in Peril: The Crisis over British Intervention in the Civil War.” Book Review. At http://personal.tcu.edu/swoodworth/Jones-UIP.htm, accessed June 23, 2017.Google Scholar
Freedman, Lawrence. 2003. The Evolution of Nuclear Strategy, 3rd ed. New York, N.Y.: Palgrave Macmillan.CrossRefGoogle Scholar
Futrell, Alison. 1997. Blood in the Arena: The Spectacle of Roman Power. Austin, Tex.: University of Texas Press.Google Scholar
Gaddis, John Lewis. 1987. The Long Peace: Inquiries into the History of the Cold War. New York, N.Y.: Oxford University Press.Google Scholar
Gawande, Atul. 2007. Better: A Surgeon’s Notes on Performance. New York, N.Y.: Henry Holt.Google Scholar
Giangreco, D. M. 2009. Hell to Pay: Operation Downfall and the Invasion of Japan, 1945–47. Annapolis, Md.: Naval Institute Press.Google Scholar
Gordin, Michael. 2012. “The Embrace of Atomic Bomb Orthodoxy and Revisionism.” Reviews in American History 40, no. 3: 500–05. doi: 10.1353/rah.2012.0071.CrossRefGoogle Scholar
Griffith, Paddy. 1996. Battle Tactics of the Western Front: The British Army’s Art of Attack, 1916–1918. New Haven, Conn.: Yale University Press.Google Scholar
Hall, Peter A., and Taylor, Rosemary C. R.. 1996. “Political Science and the Three Institutionalisms.” Political Studies 44, no. 5: 936–57. doi: 10.1111/j.1467-9248.1996.tb00343.x.CrossRefGoogle Scholar
Harms, Michael J., and Thornton, Joseph W.. 2014. “Historical Contingency and its Biophysical Basis in Glucocorticoid Receptor Evolution.” Nature 512, 203–07. doi: 10.1038%2Fnature13410.CrossRefGoogle ScholarPubMed
Harsh, Joseph L. 1999. Taken at the Flood: Robert E. Lee and Confederate Strategy in the Maryland Campaign of 1862. Kent, Ohio: Kent State University Press.Google Scholar
Hartwig, D. Scott. 2016. “The Maryland Campaign of 1862.” Civil War Trust. At http://www.civilwar.org/battlefields/antietam/history/the-maryland-campaign-of-1862.html, accessed February 22, 2017.Google Scholar
Hayes, Brian. 2002. “Statistics of Deadly Quarrels.” American Scientist 90, no. 1: 1015. doi: 10.1177/000271626133600166.CrossRefGoogle Scholar
Helleiner, Eric. 2014. Forgotten Foundations of Bretton Woods: International Development and the Making of the Postwar Order. Ithaca, N.Y.: Cornell University Press.Google Scholar
Herwig, Holger H. 2009. The Marne, 1914: The Opening of World War I and the Battle that Changed the World. New York, N.Y.: Random House.Google Scholar
Hintze, Otto. [1906] 1975. “Military Organization and the Organization of the State.” In Gilbert, Felix, ed., The Historical Essays of Otto Hintze. New York, N.Y.: Oxford University Press: 175215.Google Scholar
Hopkins, Donald R. 2002. The Greatest Killer: Smallpox in History. Chicago, Ill.: University of Chicago Press.CrossRefGoogle Scholar
Ikenberry, G. John. 1992. “A World Economy Restored: Expert Consensus and the Anglo-American Postwar Settlement.” International Organization 46, no. 1: 289321. doi: 10.1017/S002081830000151X.CrossRefGoogle Scholar
Jones, Howard. 1992. The Union in Peril: The Crisis over British Intervention in the Civil War. Chapel Hill, N.C.: University of North Carolina Press.Google Scholar
Junkelmann, Marcus. 2000. “Familia Gladiatoria: The Heroes of the Amphitheatre.” In Kohne, Eckart and Ewigleben, Cornelia, eds., Gladiators and Caesars. Berkeley, Calif.: University of California Press.Google Scholar
Kalmoe, Nathan P. 2014. “The Fall of Atlanta and Lincoln’s Reelection: ‘Game-changer’ or Campaign Myth?” Washington Post. At https://www.washingtonpost.com/news/monkey-cage/wp/2014/09/02/the-fall-of-atlanta-and-lincolns-reelection-game-changer-or-campaign-myth/, accessed September 2, 2017.Google Scholar
Kawamura, Noriko. 2015. Emperor Hirohito and the Pacific War. Seattle, Wash.: University of Washington Press.Google Scholar
Kecskemeti, Paul. 1958. Strategic Surrender: The Politics of Victory and Defeat. Palo Alto, Calif.: Stanford University Press.Google Scholar
Kershaw, Ian. 2015. To Hell and Back: Europe 1914–1949. New York, N.Y.: Penguin Books.Google Scholar
Kort, Michael. 2007. The Columbia Guide to Hiroshima and the Bomb. New York, N.Y.: Columbia University Press.CrossRefGoogle Scholar
Lackerstein, Debbie. 2012. National Regeneration in Vichy France: Ideas and Policies, 1930–1944. Burlington, Vt.: Ashgate.Google Scholar
Lebow, Richard Ned, and Stein, Janice Gross. 1995. “Deterrence and the Cold War.” Political Science Quarterly 110, 4: 157–81. doi: 10.2307/2152358.CrossRefGoogle Scholar
Lee, Ronald D., and Carter, Lawrence R.. 1992. “Modeling and Forecasting US Mortality.” Journal of the American Statistical Association 87, no. 419: 659–71. doi: 10.2307/2290201.Google Scholar
Lieber, Keir A. 2005. War and the Engineers: The Primacy of Politics over Technology. Ithaca, N.Y.: Cornell University Press.Google Scholar
Lieber, Keir A. 2007. “The New History of World War I and What It Means for International Relations Theory.”International Security 32, no. 2: 155–91. doi: 10.1162/isec.2007.32.2.155.CrossRefGoogle Scholar
Lupfer, Timothy T. 1981. The Dynamics of Doctrine: The Changes of German Tactical Doctrine During the First World War. Fort Leavenworth, Kan.: Combat Studies Institute, US Army Command and General Staff College.Google Scholar
Lustick, Ian S. 1996. “History, Historiography, and Political Science: Multiple Historical Records and the Problem of Selection Bias.” American Political Science Review 90, no. 3: 605–18. doi: 10.2307/2082612.CrossRefGoogle Scholar
MacMillan, Margaret. 2013. The War that Ended Peace: The Road to 1914. New York, N.Y.: Random House.Google Scholar
Maddux, Cleborne, and Cummings, Rhoda. 2004. “Fad, Fashion, and the Weak Role of Theory and Research in Information Technology in Education.” Journal of Technology and Teacher Education 12, no. 4: 511–33.Google Scholar
Mahoney, James, and Villegas, Celso. 2009. “Historical Enquiry and Comparative Politics.” In Boix, Carles and Stokes, Susan C., eds., The Oxford Handbook of Comparative Politics. New York, N.Y.: Oxford University Press: 7389. doi: 10.1093/oxfordhb/9780199566020.003.0003.Google Scholar
Manning, Paul. 1986. Hirohito: The War Years. New York, N.Y.: Dodd, Mead & Co.Google Scholar
McConachy, Bruce. 2001. “The Roots of Artillery Doctrine: Napoleonic Artillery Tactics Reconsidered.” Journal of Military History 65, no. 3: 617–40. doi: 10.2307/2677528.CrossRefGoogle Scholar
McPherson, James. 1988. Battle Cry of Freedom: The Civil War Era. New York, N.Y.: Oxford University Press.Google Scholar
Mombauer, Annika. 2001. Helmuth von Moltke and the Origins of the First World War. New York, N.Y.: Cambridge University Press.CrossRefGoogle Scholar
Murray, Nicholas. 2013. The Rocky Road to the Great War: The Evolution of Trench Warfare to 1914. Dulles, Va.: Potomac Books.CrossRefGoogle Scholar
Murray, Williamson R. 1996. “Armored Warfare: The British, French, and German Experiences.” In Murray, Williamson R. and Millett, Allan R., eds., Military Innovation in the Interwar Period. New York, N.Y.: Cambridge University Press: 649.CrossRefGoogle Scholar
Morrow, James. 1989. “Capabilities, Uncertainty, and Resolve: A Limited Information Model of Crisis Bargaining.” American Journal of Political Science 33, no. 4: 941–72. doi: 10.1177/2053168016657687.CrossRefGoogle Scholar
National Center for Education Statistics. 2013. “The Nation’s Report Card: Trends in Academic Progress 2012.” US Department of Education, NCES 2013–456. At https://nces.ed.gov/nationsreportcard/subject/publications/main2012/pdf/2013456.pdf, accessed January 16, 2018.Google Scholar
Norris, Robert S., and Kristensen, Hans M.. 2012. “The Cuban Missile Crisis: A Nuclear Order of Battle, October and November 1962.” Bulletin of the Atomic Scientist 68, no. 6: 8591. doi: 10.1177/0096340212464364.CrossRefGoogle Scholar
Ok, Efe. Forthcoming. Probability Theory with Economic Applications. Princeton, N.J.: Princeton University Press.Google Scholar
Page, Scott E. 2006. “Path Dependence.” Quarterly Journal of Political Science 1, no. 1: 87115. doi: 10.1561/100.00000006.CrossRefGoogle Scholar
Paterson, Thomas G., and Merrill, Dennis. 2010. Major Problems in American Foreign Relations, vol. I: To 1920, 7th ed. Boston, Mass.: Wadsworth Cengage Learning.Google Scholar
Pidgeon, Trevor. 1995. The Tanks at Flers: An Account of the First Use of Tanks in War at the Battle of Flers-Courcelette, the Somme, 15th September 1916. Cobham, UK: Fairmile Books.Google Scholar
Pierson, Paul. 2000. “Increasing Returns, Path Dependence, and the Study of Politics.” American Political Science Review 94, no. 2: 251–67. doi: 10.2307/2586011.CrossRefGoogle Scholar
Powell, Robert L. 1988. “Nuclear Brinkmanship with Two-Sided Incomplete Information.” American Political Science Review 82, no. 1:155178. doi: 10.2307/1958063.CrossRefGoogle Scholar
Rhodes, Richard.1986. The Making of the Atomic Bomb. London, UK: Simon & Shuster.Google Scholar
Roberts, Priscilla Mary. 2012. Cuban Missile Crisis: The Essential Reference Guide. Santa Barbara, Calif.: ABC-CLIO.Google Scholar
Rosen, Stephen Peter. 1994. Winning the Next War: Innovation and the Modern Military. Ithaca, N.Y.: Cornell University Press.Google Scholar
Sarkees, Meredith, and Wayman, Frank. 2010. Resort to War: A Data Guide to Inter-State, Extra-State, Intra-State, and Non-State Wars, 1816–2007. Washington, D.C.: CQ Press.Google Scholar
Savranskaya, Svetlana V. 2005. “New Sources on the Role of Soviet Submarines in the Cuban Missile Crisis.’’ Journal of Strategic Studies 28, no. 2: 233–59. doi: 10.1080/01402390500088312.CrossRefGoogle Scholar
Scott, L.V. 2007. The Cuban Missile Crisis and the Threat of Nuclear War: Lessons from History. London, UK: Continuum.Google Scholar
Sears, Stephen W. 1983. Landscape Turned Red: The Battle of Antietam. New Haven, Conn.: Ticknor & Fields.Google Scholar
Senior, Ian. 2014. Invasion 1914: The Schlieffen Plan to the Battle of the Marne. Oxford, UK: Osprey Publishing.Google Scholar
Simon, Herbert A. 1962. “The Architecture of Complexity.” Proceedings of the American Philosophical Society 106, no. 6: 467–82. doi: 10.1007/978-3-642-27922-5_23.Google Scholar
Simon, Herbert A. 2002. “Near Decomposability and the Speed of Evolution.” Industrial and Corporate Change 11, no. 3: 587–99. doi: 10.1093/icc/11.3.587.CrossRefGoogle Scholar
Singer, J. David, Bremer, Stuart, and Stuckey, John. 1972. “Capability Distribution, Uncertainty, and Major Power War, 1820–1965.” In Russett, Bruce M., ed., Peace, War, and Numbers. Beverly Hills, Calif.: Sage Publications.Google Scholar
Stiglitz, Joseph. 2001. “Bankruptcy Laws: Basic Economic Principles.” In Claessens, Stijn, Djankov, Simeon, and Mody, Ashoka, eds., Resolution of Financial Distress: An International Perspective on the Design of Bankruptcy Laws. Washington, D.C.: International Bank for Reconstruction and Development.CrossRefGoogle Scholar
Stone, David R. 2015. The Russian Army in the Great War: The Eastern Front, 1914–1917. Lawrence, Kan.: University Press of Kansas.Google Scholar
Strachan, Hew. 2001. The First World War, vol. 1: To Arms. Oxford, UK: Oxford University Press.Google Scholar
Taleb, Nassim Nicholas. 2007. The Black Swan: The Impact of the Highly Improbable, vol. 2. New York, N.Y.: Random House.Google Scholar
Thompson, James D. 1957. Organizations in Action: Social Science Bases of Administrative Theory. New York, N.Y.: McGraw-Hill.Google Scholar
Trachtenberg, Marc. 2006. The Craft of International History: A Guide to Method. Princeton, N.J.: Princeton University Press.Google Scholar
Tucker, Spencer C. 2013. American Civil War: The Definitive Encyclopedia and Document Collection. Santa Barbara, Calif.: ABC-CLIO.Google Scholar
Tyatt, David, and Cuban, Larry. 1996. Tinkering toward Utopia: A Century of Public School Reform. Cambridge, Mass.: Harvard University Press.Google Scholar
US Department of State. 1945. US Department of State Bulletin, vol. XIII, no. 320. At http://www.ibiblio.org/pha/policy/1945/450729a.html, accessed August 12, 2016.Google Scholar
UShistory.org. n.d.The Election of 1864.” U.S. History Online Textbook. Independence Hall Association. At http://www.ushistory.org/us/34e.asp, accessed November 12, 2015.Google Scholar
US National Park Service. 2016. “An Invitation to Battle: Special Orders 191.” National Parks Service. US Department of the Interior. At https://www.np.s.gov/mono/learn/historyculture/an-invitation-to-battle.htm, accessed February 25, 2017.Google Scholar
Van Creveld, Martin L. 1977. Supplying War: Logistics from Wallenstein to Patton. New York, N.Y.: Cambridge University Press.Google Scholar
Weber, Max. 1947. The Theory of Social and Economic Organization. Talcott Parsons, trans. Oxford, UK: Oxford University Press.Google Scholar
Weiler, Hans. 1988. “The Politics of Reform and Nonreform in French Education.” Comparative Education Review 32, no. 3: 251–65. doi: 10.1086/446776.CrossRefGoogle Scholar
Wiedemann, Thomas. 1992. Emperors and Gladiators. London, UK: Routledge.Google Scholar
Wilson, James Q. 1989. Bureaucracy: What Government Agencies Do and Why They Do It. New York, N.Y.: Basic Books.Google Scholar
Whitman, James Q. 2012. The Verdict of Battle: The Law of Victory and the Making of Modern War. Cambridge, Mass.: Harvard University Press.CrossRefGoogle Scholar