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The Realistic Conceptualism of William Ockham
Published online by Cambridge University Press: 17 July 2017
Extract
Students of medieval scholasticism are accustomed to apply the name ‘conceptualism’ to Ockham's doctrine concerning the nature and scope of universals. This seems to be an apt designation, provided that its meaning is not burdened with idealistic connotations. Unfortunately, quite a number of neo-scholastics qualify conceptualism as a doctrine which severs the bond between thought and reality, and is therefore essentially idealistic. Small wonder, then, that such a conceptualism imputed to William Ockham falls an easy prey to their violent, and to a large extent justified, attack against idealism in general. However, as far as Ockham's conceptualism is concerned, their victory in this regard is an illusion, for the simple reason that his alleged idealistic conceptualism does not exist. Hence it appears to us that Ockham's genuine conceptualism enjoys, for the time being, a relative security from neo-scholastic criticism.
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References
1 Bittle, C. N., Cap, O.M., Reality and the Mind, Epistemology (New York 1938) 237. Cfr. also Gredt, J. O.S.B., Elementa philosophiae Aristotelico-Thomistica (7th ed. Freiburg i. Br. 1937) I, 94: ‘Conceptualistae (veteres Stoici, Conceptualistae saeculi XIV et XV: Guilelmus Ockham …, tandem Kant … et Kantiani) admittunt quidem conceptus universales, quos tamen merum mentis figmentum esse docent, cui nihil in rerum natura respondeat.’ Google Scholar
2 Cfr. in the text edited below, N and Y.Google Scholar
3 Cfr. Ockham's extensive criticism of any kind of such a realism in Ordinatio (I Sent. d. 2, qq. 4–7; especially q. 7 S: ‘Ideo aliter dico ad quaestionem, quod nulla res extra animam nec per se nec per aliquod additum reale vel rationis, nec qualitercumque consideretur vel intelligatur, est universalis; ita quod tanta est impossibilitas, quod aliqua res extra animam sit quocumque modo universalis, nisi forte per institutionem voluntariam, quomodo ista vox: Homo, quae est vox singularis, est universalis, quanta impossibilitas est, quod homo per quamcumque considerationem vel secundum quodcumque esse sit asinus’ (Revised text).Google Scholar
4 Reportatio II, q. 15 EE; ed. Traditio 1 (1943) 263.Google Scholar
5 Cfr. ibid. G-M; ed. cit. 250–253.Google Scholar
6 Cfr. the text edited below, E. Note that ‘confused cognition’ has a technical meaning, since it refers to universal concepts, which are ‘common’ and capable of ‘confused’ supposition. The universals are not confused cognitions in the modern sense of the word. Cfr. the unedited Expositio super libros Physicorum, lib. I, ad textum 4: ‘Et ideo, cum universalia sint simplicia, sicut alias ostendi, proprie non cognoscuntur confuse, et ita proprie non sunt confusa. …’ Google Scholar
7 Cfr. Ordinatio d. 2, q. 7 CC: ‘Ad septimum dico, quod natura occulte operatur in universalibus, non quod producat ipsa universalia extra animam tamquam aliqua realia. sed quia producendo cognitionem suam in anima quasi occulte saltern mediate (vel immediate [addition of the second redaction]) producit illa universalia illo modo, quo nata sunt produci. Et ideo omnis communitas isto modo est naturalis et a singularitate procedit; nec oportet illud, quod isto modo fit a natura, esse extra animam, sed potest esse in anima’ (Revised text).Google Scholar
8 Ockham has given some indications of this transition on the basis of the fictum-theory in Reportatio II, q. 250 (this question is missing in some manuscripts, but seems to be authentic) : ‘Ad aliud dico, quod universalia et intentiones secundae causantur naturaliter sine omni activitate intellectus et voluntatis a notitiis incomplexis terminorum per istam viam: Quia primo cognosco aliqua singularia in particulari intuitive vel abstractive; et hoc causatur ab obiecto vel habitu derelicto ex primo actu; et habita notitia statim ad eius praesentiam, si non sit impedimentum, sequitur naturaliter alius actus distinctus a primo terminatus ad aliquid tale esse obiectivum, quale prius vidit in esse subiectivo; et ille actus secundus producit universalia et intentiones secundas et non praesupponit eas. Exemplum: Aliquis videns albedinem intuitive vel duas albedines abstrahit ab eis albedinem in communi ut est species, et non est aliud nisi illae duae notitiae incomplexae terminatae ad albedinem in singulari, sive intuitivae sive abstractivae, causantur naturaliter, sicut ignis calorem, unam tertiam notitiam distinctam ab illis, quae producit talem albedinem in esse obiectivo, qualis prius fuit visa in esse subiectivo, sine omni activitate intellectus vel voluntatis, quia talia naturaliter causantur.’ As to the intellectio-theory cfr. the text edited below, E. This same text is found with significant variants in Quaestiones super libros Physicorum (unedited) q. 7 where we read: ‘Respondeo, iste est modus ponendi: Intellectus apprehendens intuitive (intentionem?) rem singularem elicit unam cognitionem intuitivam in se, quae est tantum cognitio illius rei singularis. …’ For a more detailed explanation of this process ad mentem Ockham, see in Biel, Gabriel, Collectorium I, d. 3, q. 5 B (Tübingen 1501).Google Scholar
9 The immediacy of intuitive and abstractive cognition with the exclusion of any ‘medium’ between the cognition and its object is strongly emphasized by Ockham in Ordinatio d. 27, q. 3 J. Here he affirms such an immediacy as probable also for the universal abstractive cognition (that is, for a concept). It seems that he affirmed it as certain in his later period. This should dispose of all objections raised against Ockham's theory of cognition which are based on the causal relation between object and cognition. For the cognition of the object is immediately caused; but the cognition is not the effect from which or by which a cognition of the object is obtained. There are not two or even three cognitions necessary in order to know the object; there is only one cognition, viz. immediate cognition of reality. For this reason Ockham could not place on the same level the natural signs which are concepts and the natural signs found in nature or instituted by man. Cfr. note 16.Google Scholar
10 This is certainly the case according to the intellectio-theory as regards concepts. According to the fictum-theory the dissimilitude between concept and reality is even greater. Nevertheless Ockham affirms the similitude between concept and reality, also, and even more—for obvious reasons—on the basis of the fictum-theory. Cfr. my edition of Ordinatio d. 2, q. 8 E: ‘The Text Tradition of Ockham's Ordinatio,’ The New Scholasticism 16 (1942) 227. Cfr. also in the text edited below, L. As to the dissimilarity between a universal concept and reality Ockham says, expressing at the same time also the similarity, in Ordinatio d. 2, q. 8 J (ed. cit. 234): ‘Ad secundum dico, quod talia ficta non sunt realiter similia, sed magis dissimilantur et distant quam accidentia, tamen sunt talia in esse obiectivo, qualia sunt alia in esse subiectivo. …’ Realiter similia here means something which is similar in the manner of a real being. However, ficta are no real beings. Consequently the intellectio-theory, according to which universals are real beings (that is real accidents of the mind), grants more similarity between concept and reality, as is expressly stated by Ockham. Cfr. M in the text edited below.Google Scholar
11 Summa logicae I, 17: ‘Sed magis proprie loquendo debet concedi, quod universale exprimit vel explicat essentiam substantiae, hoc est naturam quae est substantia. … Unde omnes auctoritates, quae sonat, universalia esse de essentia substantiarum vel esse in substantiis vel esse partes ipsarum, debent sic intelligi, quod auctoritates non aliud intendunt, nisi quod talia universalia declarant, exprimunt, explicant, important et significant substantias rerum.’ Google Scholar
12 Hochstetter, E., Studien zur Metaphysik und Erkenntnislehre Wilhelms von Ockham (Berlin-Leipzig 1927).Google Scholar
13 Op. cit. 103: ‘Sieht man Ockham grob-realistisch immer wieder die similitudo von Ding und Begriff hervorheben, so hat man zunächst den Eindruck, dass er sich ihr gegenüber niemals in der bekannten kritischen “Verlegenheit wegen der Art, wie ich a priori hieŕvon etwas wissen könne” (Kant, Kr. d. r. Vern. Vorrede S. XVII) befunden hat.’ Google Scholar
14 Op. cit. 44; cfr. here the reference to Reportatio II, q. 15 S, T.Google Scholar
15 Op. cit. 104: ‘Einmal geht er, wie wir oben sahen (S. 48), schliesslich so weit zu sagen, dass bei einem Erkenntnisakt (der ja für ihn gleichfalls stets similitudo rei ist [here Hochstetter adds a note referring the reader to Sent. I, d. 27, q. 3 X; Sent. II, q. 15 EE]), das Objekt uns nicht mehr gegeben sei als Caesar (den wir nie sahen) durch sein Bild.’ Google Scholar
16 Summa logicae I, 1: ‘Propter tamen protervos est sciendum, quod signum accipitur dupliciter: Uno modo pro omni illo quod apprehensum aliquid aliud in cognitionem facit venire, quamvis non faciat mentem venire in primam cognitionem [that is, only in secundam vel recordativam] eius, sicut alibi est ostensum, sed in actualem post habitualem eius. … Aliter accipitur signum pro illo quod aliquid facit in cognitionem venire et natum est pro illo supponere vel addi in propositione. …’ I shall deal with Ockham's semantics in a forthcoming article in Franciscan Studies .Google Scholar
17 That this is Hochstetter's intention is confirmed by the words immediately following (Op. cit. 105): ‘Die Übereinstimmung mit dem Grundgedanken des Bildgleichnisses in der Kritik der Speziestheorie (S.o.S. 44) ist unverkennbar. Ebenso ist die Erweiterung des Repräsentationsbegriffs. Dort fusst der Einwand ausschliesslich auf dem Gedanken der Abbildrepräsentation, an anderen Stellen ruht die representative Zuordnung auf der Kausalrelation.’ And now it comes: ‘Hier ist die cognitio ausdrücklich aus beiden Gruppen herausgenommen und als eine Sonderart hingestellt, die sowohl von der genannten Kritik nicht mehr getroffen wird, wie auch unabhängig vomKausalproblem ist. Ueber das “Wie” und die Möglichkeit dieser Repräsentation schweigt Ockham.’ Google Scholar
18 It is not without satisfaction that we draw the attention of medievalists to the outstanding study on scholastic semantics by Oesterle, John A.: ‘Another Approach to the Problem of Meaning,’ The Thomist 7 (1944) 233–63, which briefly discusses the notion of repraesentare according to the Thomistic tradition in John of St. Thomas, on page 241f. We read on page 242: ‘Repraesentare—which concerns everything by which something is made present to the knowing power—embraces three of the causes, the objective, formal and instrumental.’ These three causes are found in the three meanings assigned by Ockham to the term repraesentare. Google Scholar
19 Cfr. note 10, above.Google Scholar
20 As to the meaning of these terms, see the text edited below; for the convention-theory, cfr. Ordinatio d. 2, q. 8 E: ‘Quarta posset esse opinio, quod nihil est universale ex natura sua, sed tantum ex institutione, illo modo quo vox est universalis, quia nulla res habet ex natura sua supponere pro alia re, nec vere praedicari de alia re sicut nec vox, sed tantum ex institutione voluntaria. Et ideo sicut voces sunt universales per institutionem et praedicabiles de rebus, ita omnia universalia.’ Google Scholar
21 Op. cit. 4: ‘Zum mindesten die ersten Quästionen über das Problem des Begriffes scheinen erst von späterer Hand zusammengestellt zu sein.’ Baudry, L. (‘Sur Trois Manuscrits Occamistes,’ Archives, d'histoire doctrinale et littéraire du Moyen Age 11 [1936] 148) remarks: ‘Ces questions sont certainement de Guillaume d'Occam.’ Google Scholar
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page 320 note 12 manifestum E Google Scholar
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page 320 note 17 dictio scripta om. E Google Scholar
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page 321 note 2 dicendum F0 Google Scholar
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page 322 note 6 et F Google Scholar
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page 322 note 8 tale (quater) O; (bis) L Google Scholar
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page 323 note 16 extra … in anima om. E; extra … voces om. O Google Scholar
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page 329 note 4 pro … Metaphysicae] ista opinio videtur esse Commentatoris et sequitur album duarum linearum cum nota marginali: hie solum deficit auctoritas Commentatoris F. Supplevimus istam auctoritatem de textu hie edito, S. Prima pars citationis differenter legitur in editione (apud Juntas, Venetiis 1562, t.IV fal. 82ra):… forma artis dicitur duobus modis, quorum unus est forma, quae est in anima, et alius est ilia, quae est extra animam, et sunt idem; et quod ilia, quae est extra animam, est ab illa, quae est in anima. Reliqua inveniuntur de verbo ad verbum in editione citata Google Scholar
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page 330 note 11 Videtur referre ad 5m librum Metaphysicae (tract. 5 cap. 1), sicut legitur in Summa Logica Ockham, p. I cap. 14: Et hoc est quod dicit Avicenna 5° Metaphysicae: ‘Una forma apui intellectum est relata ad multitudinem, et secundum hunc respectum est universale, quo niam ipsum est intentio in intellectu, cuius comparatio non variatur ad quodcumque ac ceperis.’ Et sequitur: ‘Haec forma, quamvis in comparatione individuorum sit univer salis, tarnen in comparatione animae singularis in qua imprimi tur est individua; ipsa enin est una ex formis quae sunt in intellectu.’Google Scholar
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page 331 note 6 Vacuum … rationis om.E Google Scholar
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page 333 note 22 non quando] quin E; quando non F; non quin O Google Scholar
page 333 note 23 Potest dici] Dicendum E Google Scholar
page 333 note 24 tunc add.F Google Scholar
page 333 note 25 sed … falsa] et ita sumendo in minori ly chimaera ilia minor est falsa. Et ita si uniformiter accipiatur maior et minor semper altera illarum est falsa, et tunc consequentia est optima. Si autem difformiter, sic consequentia non valet et utraque est vera E Google Scholar
page 333 note 26 maior F Google Scholar
page 333 note 1 potest dici] dicendum LO Google Scholar
page 333 note 2 quae … vel] et talis E; scilicet ars vel L; scilicet quia vocatur ars vel O Google Scholar
page 333 note 3 cfr. supra O nota 4Google Scholar
page 333 note 4 nominan scientia domus E Google Scholar
page 333 note 5 intentionem EO (F?) Google Scholar
page 333 note 1 realiter et om.E; vera res et realiter et LGoogle Scholar
page 333 note 2 intentio EF Google Scholar
page 333 note 3 res … dividitur in om.O Google Scholar
page 333 note 4 ens E Google Scholar
page 333 note 5 uno … continentur sub om. ELO Google Scholar
page 333 note 6 sunt … scilicet] sic ordinantur sicut illae E Google Scholar
page 334 note 7 supple … anima om.E Google Scholar
page 334 note 8 aut quale aut quantum aut aliquod continuum cum alio E Google Scholar
page 334 note 9 cum … stat] tamen non obstat E Google Scholar
page 334 note 10 etiam add.F Google Scholar
page 334 note 1 om.F Google Scholar
page 334 note 2 om.LO Google Scholar
page 334 note 3 est spiritus om.E; spiritus correxit in species O Google Scholar
page 334 note 4 intentiones EO Google Scholar
page 334 note 5 intentiones LO Google Scholar
page 334 note 6 om.EO; praedicabiliter(?)LGoogle Scholar
page 334 note 7 om.LO Google Scholar
page 334 note 1 principalis O Google Scholar
page 334 note 2 adduci LO Google Scholar
page 334 note 3 supra add.E Google Scholar
page 334 note 4 et syllogismi] similiter E Google Scholar
page 334 note 5 possent F Google Scholar
page 334 note 6 rationis … entia om.L Google Scholar
page 334 note 7 aedificabilia E Google Scholar
page 334 note 8 civitates add.F Google Scholar
page 335 note 1 vult E Google Scholar
page 335 note 2 est inconveniens om.L Google Scholar
page 335 note 3 quod … similitudinem] aliquod simile E Google Scholar
page 335 note 4 om.L Google Scholar
page 335 note 5 viso add.F Google Scholar
page 335 note 6 visis E Google Scholar
page 335 note 7 est E Google Scholar
page 335 note 8 explanabitur E; explanatum F Google Scholar
page 335 note 9 potest dici] dicendum E Google Scholar
page 335 note 10 alia add.L Google Scholar
page 335 note 11 sibi E Google Scholar
page 335 note 12 realiter … pro re om.L; realiter rei] postea ad E; realiter om.O Google Scholar
page 335 note 13 sic EFLOGoogle Scholar
page 335 note 14 sic EFLO Google Scholar
page 335 note 1 tres E Google Scholar
page 335 note 2 probabiliores O Google Scholar
page 335 note 3 om.FLO Google Scholar
page 335 note 4 om.F Google Scholar
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