Published online by Cambridge University Press: 20 February 2020
This article provides an institutional and legal history of passport denial in the United States from World War I to the early Cold War. Identifying the Passport Division as a central institution of the national security state, the article shows that the state was deeply invested in regulating the international movement of people and in monopolizing international connections in a globalizing age. It also analyzes the rise of the Passport Division as an authoritative and autonomous bureaucracy to provide new insight into the institutional development of the national security state. It emphasizes particularly the ways that the executive branch, the Congress, and the Passport Division mutually constituted travel policy as a field of state action in a decades-long process stretching from World War I to the Cold War. It explores the centrality of the reputation of the Passport Division, as personified by its head, Ruth Shipley, in facilitating its rise as an authoritative institution in the field of travel policy. And by analyzing the ways that the Passport Division was able to survive civil libertarian challenges in the 1950s, it explores the surprising longevity of national security bureaucracies.
1. Kahn, Jeffrey, Mrs. Shipley's Ghost: The Right to Travel and Terrorist Watchlists (Ann Arbor: University of Michigan Press, 2013), 26–27, 35CrossRefGoogle Scholar.
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5. “Woman's Place Also in the Office, Finds Chief of the Nation's Passport Division,” NYT, December 24, 1939, 22; “No Final Action Taken,” NYT, January 6, 1948, 14; Davis, “Mrs. Shipley Says No,” 31–125; Harold B. Hinton, “Guardian of American Passports,” NYT Sunday Magazine, April 27, 1941, 21; Helen Worden Erskine, “You Don't Go If She Says No,” Colliers, July 11, 1953, 62–65; Andre Visson, “Ruth Shipley—The State Department's Watchdog,” Readers Digest, October 1951, 73–76.
6. Kahn, Mrs. Shipley's Ghost, 110.
7. Passport denial crops up in many histories of the Red Scare, but it has been the subject of little direct research. Two important exceptions in the field of legal history are Kahn, Mrs. Shipley's Ghost; and Lovelace, Timothy H., “William Worthy's Passport: Travel Restrictions and the Cold War Struggle for Civil and Human Rights,” Journal of American History 103 (June 2016): 107–31CrossRefGoogle Scholar. Mario Daniels's excellent recent article begins to rethink the institutional history of passport denial in a manner compatible with my approach here, though he focuses on the histories of knowledge and science. Daniels, Mario, “Controlling Knowledge, Controlling People: Travel Restrictions of U.S. Scientists and National Security,” Diplomatic History 43 (January 2019): 57–82CrossRefGoogle Scholar.
8. Most literature on the institutional and legal development of the U.S. national security state devotes its attention to World War II and after. For important examples, see Dudziak, Mary, War Time: An Idea, Its History, Its Consequences (New York: Oxford University Press, 2013)Google Scholar; Preston, Andrew, “Monsters Everywhere: A Genealogy of National Security,” Diplomatic History 38 (2014): 477–500CrossRefGoogle Scholar; Hogan, Michael J., A Cross of Iron: Harry S. Truman and the Origins of the National Security State, 1945–1954 (Cambridge, UK: Cambridge University Press, 2000)Google Scholar; Glennon, Michael J., National Security and Double Government (New York: Oxford University Press, 2014)Google Scholar.
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9. I take the concept of a “mobility regime” from Ronen Shamir and note that U.S. passport denial was a form of mobility regulation par excellence. Operating within a “paradigm of suspicion,” it was a form of “screening mechanism” to block undesirable forms of travel—decades before the most recent round of globalization. Shamir, Ronen, “Without Borders? Notes on Globalization as a Mobility Regime,” Sociological Theory 23 (June 2005): 197–217CrossRefGoogle Scholar.
Focusing on the role of passports in the mobility regime marks a departure from the vast literature on migration policy and state development in two ways. First, this article focuses on the exit rights of citizens, on their rights to leave the nation, rather than on the rights of immigrants to enter the nation; and it focuses on short circuits of travel and return rather than the one-way, permanent migration that used to be considered archetypical of international movement. Shifting our focus in this way reveals a new form of state power over American citizens. Although we have learned a great deal about the way that the American state has sought to exclude “undesirable” persons through exile and deportation and exclusionary immigration law, we know much less about its efforts to prevent its citizens from leaving its borders.
10. I am inspired here by the work of Pierson, Paul, Politics in Time: History, Institutions and Social Analysis (Princeton, NJ: Princeton University Press, 2004), especially ch. 2CrossRefGoogle Scholar.
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17. Kahn, Mrs. Shipley's Ghost, 82.
18. Robertson, Passport in America, 254; Kahn, Mrs. Shipley's Ghost, 83; U.S. Commission on Government Security, Report of the Commission on Government Security: Pursuant to Public Law 304, 84th Congress, As Amended (Washington, DC: Government Printing Office, 1957)Google Scholar, S. doc. 64 at 448–51.
19. The entire period is often dubbed an era of free movement, but this reflects only the experience of white, Western subjects. It was an era of regulation, restriction, and exclusion for many, many people—Asian immigrants in the White Pacific, Eastern Europeans seeking to emigrate to the west, indentured laborers, those deemed liable to become public charges, those suspected of carrying unwanted diseases and ideologies, and so forth.
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21. 23 Op. Att'y Gen. 511 (1901).
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28. “Passports Needed by All,” NYT June 9, 1917, 13.
29. “The President's Address to Congress,” NYT, December 5, 1917, 1; Robertson, Passport in America, 187.
30. Control of Travel From and Into the United States, Hearings before the Committee on Foreign Affairs, 65th Congress, 26 (1918).
31. Control of Travel From and Into the United States, 6, 29, 31.
32. “Senate Accepts Sedition Bill,” NYT, May 5, 1918, 7; “Proceedings of Congress and Committees in Brief,” Washington Post, May 14, 1918, 6.
33. Woodrow Wilson, “Proclamation 1473—Issuance of Passports and Granting of Permits to Depart From and Enter the United States,” August 8, 1918, American Presidency Project, http://www.presidency.ucsb.edu/ws/index.php?pid=117715. For the bureaucratic history of the Passport Administration, see National Archives Organization Record, Department of State, Division of Passport Control, https://catalog.archives.gov/id/10448951.
34. Control of Travel From and Into the United States, 38; Control of Travel From and Into the United States in Time of War, Hearings Before the Committee on Foreign Affairs, 65th Congress, House Report No. 485 (1918).
35. “War Laws Repeal Signed,” NYT, March 4, 1921, 2; Joint Resolution Declaring the Certain Acts of Congress, Joint Resolutions and Proclamations Shall Be Construed As If the War Had Ended and the Present or Existing Emergency Expired, March 3, 1921, 41 Stat. 1359.
36. “President Urges Longer Alien Ban,” NYT, August 26, 1919, 1; “Lansing Backs Bill to Exclude Radicals,” NYT, October 15, 1919, 2; “House Passes Bill to Halt Alien Rush,” NYT, October 17, 1919, 4; “Senate Passes Bill to Bar Reds,” NYT, October 23, 1919, 13.
37. An Act Making Appropriations for the Diplomatic and Consular Service for the Fiscal Year Ending June 30, 1922, 66th Congress, 1217 (1921); “Fear Passport Laws’ Loss,” NYT, March 19, 1921, 10.
38. “Need Passports No Longer,” NYT, April 5, 1921, 15.
39. Ibid.
40. “The Passport Nuisance,” NYT, October 24, 1926, E8; Robertson, Passport in America, 215–44.
41. Ezra Pound, “The Passport Nuisance,” The Nation, November 30, 1927, 600.
42. Ehrlich, Thomas, “Passports,” Stanford Law Review 19 (1966): 131CrossRefGoogle Scholar; LRS, Passports and the Right to Travel, 1958, 13.
43. Calvin Coolidge, “Exec. Order No. 4382A: Rules Governing the Granting and Issuing of Passports in the U.S.,” February 12, 1926; Calvin Coolidge, “Exec. Order No. 4800: Rules Governing the Granting and Issuing of Passports in the U.S.,” January 31, 1928; Herbert Hoover, “Exec. Order No. 5860: Rules Governing the Granting and Issuing of Passports in the United States,” June 22, 1932; Franklin D. Roosevelt (FDR), “Exec. Order No. 7856: Rules Governing the Granting and Issuing of Passports in the U.S.,” March 31, 1938; Farber, “National Security, the Right to Travel and the Court,” 266.
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48. Kahn, Mrs. Shipley's Ghost, 105; Robertson, Passport in America, 98–99.
49. Ehrlich, “Passports,” 133; New York State Bar Association, Freedom to Travel, 13.
50. G. Howland Shaw to Norman H. Davies, December 9, 1920, The Right to Travel: Hearing before the Subcommittee on Constitutional Rights Pursuant to S. Res. 49, 85th Congress, 356 (1957).
51. Alvey Adee to G. Howland Shaw, December 11, 1920, The Right to Travel: Hearing before the Subcommittee on Constitutional Rights Pursuant to S. Res. 49, 85th Congress, 352, 355 (1957).
52. R. W. Flournoy to Joseph R. Baker, June 2, 1921, The Right to Travel: Hearing before the Subcommittee on Constitutional Rights Pursuant to S. Res. 49, 85th Congress, 345 (1957).
53. Henry Stimson, “Memo: Issue of Passports to Communists,” May 5, 1931, The Right to Travel: Hearing before the Subcommittee on Constitutional Rights Pursuant to S. Res. 49, 85th Congress, 334 (1957).
54. Ashley J. Nicholas, Chief Passport Legal Division, “Geographic Limitations on Validity of Passports during the Past 40 Years and Their Application to the Cases of Journalists,” The Right to Travel: Hearing before the Subcommittee on Constitutional Rights Pursuant to S. Res. 49, 85th Congress, 1st Sess. (April 4, 1957), 190; Riesman Jr., “Legislative Restrictions on Foreign Enlistment and Travel,” 807, 828; Davis, “Mrs. Shipley Says No,”31–125; Carroll, Peter N., The Odyssey of the Abraham Lincoln Brigade: Americans in the Spanish Civil War (Stanford, CA: Stanford University Press, 1994)Google Scholar.
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57. Harold B. Hinton, “Guardian of American Passports,” NYT Sunday Magazine, April 27, 1941, 21.
58. To Amend the Act of May 22, 1918, Unpublished Hearings re. H.R. 4973, House Committee on Foreign Affairs, Executive Session, June 6, 1941, n.p.
59. An Act to Amend the Act of May 22, 1918, 55 Stat. 252; “Text of the President's Address Depicting Emergency Confronting the Nation,” NYT, May 28, 1941, 1.
60. FDR, “Proclamation 2523: Control of Persons Entering and Leaving the United States,” November 14, 1941.
61. “Departure from and Entry into the United States of American Citizens,” Department of State Bulletin, November 29, 1941, 431–434.
62. Commission on Government Security, Report of the Commission, 447; Kahn, Mrs. Shipley's Ghost, 107; “Worldwide Check on American Passports,” NYT, January 1, 1940, 1.
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66. Immigration and Nationality Act, sect. 215a, Pub. L. No. 414, 66 Stat. 190; Emanuel Celler, “Your Right to a Passport,” Bar Bulletin 16 (1959): 179.
67. Harry S. Truman, “Proclamation 3004: Control of Persons Leaving or Entering the U.S.,” January 17, 1953, cited from https://www.trumanlibrary.gov/library/proclamations/3004/control-persons-leaving-or-entering-united-states; Control of Persons Entering and Leaving the United States in Wartime, 22 C.F.R. 53 (1949).
The manner in which Congress extended and then shifted the basis for this presidential proclamation created further confusion. Even after Congress had transferred the Travel Control Act into the Immigration and Nationality Act, it nevertheless extended the duration of the Travel Control Act two further times as part of omnibus bills extending a broader array of wartime powers. On June 30, the Travel Control Act was extended until July 3, and on July 3, it was extended until six months after the end of the state of emergency declared by Truman in 1950. Congress did insist that all these wartime powers would expire no later than April 1, 1953, but in the matter of travel controls, this was meaningless, because the act applied that proviso only to the Travel Control Act of 1918, and the Travel Control Act had been repealed by the Immigration and Nationality Act just six days earlier. In theory, this should have meant that between the repeal of the Travel Control Act in June 1952 and Truman's Proclamation under the Immigration and Nationality Act in January 1953, it would have been legal to exit the country without a passport. But no one seems to have noticed—Congress had clearly paid little attention to its handiwork, and the issue never came up. In July 1952, The U.S. District Court for DC in Bauer, for instance, simply asserted that despite the end of the 1941 state of emergency, travel control regulations “have been continued in effect by subsequent legislation.” See Emergency Powers Continuation Act, July 3, 1952, Pub. L. No. 450, 66 Stat. 330; LRS, Passports and the Right to Travel, (1955), 7; Bauer v. Acheson 106 F. Supp. 445 (1952).
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79. Davis, “Mrs. Shipley Says No,” 31–125.
80. Carpenter and Krause, “Reputation and Public Administration,” 26.
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83. Mildred Adams, “The Women Who Man Our Ship of State,” NYT Sunday Magazine, October 13, 1929, 5.
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97. Justin Hart has shown how the State Department's cultural programs reflected a similar discovery of the importance of “image” in an enlarged conception of foreign relations. See Hart, Justin, Empire of Ideas: The Origins of Public Diplomacy and the Transformation of U.S. Foreign Policy (New York: Oxford University Press, 2013)CrossRefGoogle Scholar.
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102. Security and Constitutional Rights, 84th Congress, 188–92.
103. Departments of State, Justice, Commerce and the Judiciary Appropriations for 1953, 82nd Congress, 1129–33.
104. 12 million was the number cited in Erskine, “You Don't Go If She Says No,” 64; 20 million was the number cited in Passport Legislation, 85th Congress, 41; Dorothy Fosdick, “The Passport—and the Right to Travel,” NYT Sunday Magazine, July 17, 1955, 8; Commission on Government Security, Report of the Commission, 462; G. Howland Shaw to Norman H Davies, December 9, 1920, The Right to Travel: Hearing before the Subcommittee on Constitutional Rights Pursuant to S. Res. 49, 85th Congress, 356 (1957); Visson, “Ruth Shipley—The State Department's Watchdog,” 74.
105. State Department Press Release, June 18, 1952, The Right to Travel, 85th Congress, 181, 249–51; Security and Constitutional Rights, 84th Congress, 168; Passport Legislation, 85th Congress, 41; Commission on Government Security, Report of the Commission, 463.
106. Security and Constitutional Rights, 84th Congress, 165.
107. Davis, “Mrs. Shipley Says No,” 31–125.
108. In 1958, Deputy Under Secretary of State Robert Murphy, testified to Congress that the “greatest value of having authority to deny is not in the number of actual applications that are actually denied; the value of having such authority is that the Communist Party and its various apparatus, knowing that authority exists, do not apply for passports.” Passport Legislation, 85th Congress, 21. See also, Caute, Great Fear, 245–46; Fosdick, “The Passport—and the Right to Travel”; NY Bar Association, Freedom to Travel, 13; Kahn, Mrs. Shipley's Ghost, 116.
109. Departments of State, Justice, Commerce and the Judiciary Appropriations for 1953, 82nd Congress, 117–18.
110. State Department Press Release, June 18, 1952, The Right to Travel, 85th Congress, 251.
111. Commission on Government Security, Report of the Commission, 463; The Right to Travel: Hearing before the Subcommittee on Constitutional Rights Pursuant to S. Res. 49, 85th Congress, 73 (1957).
112. To Amend the Act of May 22, 1918, Unpublished Hearings, June 6, 1941.
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124. In 1926, a legal opinion from the Department of State Solicitor observed that the 1926 Passport Act “certainly vests no right in the applicant for a passport.” The Right to Travel, 85th Congress, 341.
125. Riesman, “Legislative Restrictions on Foreign Enlistment and Travel,” 834.
126. Charles E. Wyzanski, “Freedom to Travel,” Atlantic Monthly, October 1952, 67.
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130. “Passport Refusals for Political Reasons: Constitutional Issues and Judicial Review” (Comment), Yale Law Journal 61 (1952): 191; “The Passport Puzzle,” 268.
131. Wyzanski, “Freedom to Travel,” 68.
132. Goodman, Paul Robeson, 199–204; Whelan, “Passports and Freedom of Travel,” 81–85; “Curb on Robeson Stands,” NYT, August 8, 1952, 5.
133. Bauer v Acheson 106 F. Supp. 445 (1952); Gressman, “Undue Process of Passports,” 13–15; Kahn, Mrs. Shipley's Ghost, 19–21; “State Department Upset,” NYT, July 10, 1952, 14; Boudin, “Constitutional Right to Travel,” 56.
134. “Board to Review Passport Denials,” NYT, September 3, 1952, 4.
135. “Appeals Plan Is Drafted in Denials of Passports,” NYT, August 6, 1952, 2.
136. 22 C.F.R. sect. 51.135, cited at The Right to Travel: Hearing before the Subcommittee on Constitutional Rights Pursuant to S. Res. 49, 85th Congress, 66, 229 (1957).
137. Whelan, “Passports and Freedom of Travel,” 89–90.
138. Gressman, “Undue Process of Passports,” 13–15.
139. Boudin, “Constitutional Right to Travel,” 68; Kahn, Mrs. Shipley's Ghost, 117–18; Caute, Great Fear, 245–46; Erskine, “You Don't Go If She Says No,” 63.
140. Kahn, Mrs. Shipley's Ghost, 120–21; Caute, Great Fear, 248–49; Boudin, “Constitutional Right to Travel,” 70–71.
141. Boudin, “Constitutional Right to Travel,” 56; Rogers, “Passports and Politics,” 504.
142. Kahn, Mrs. Shipley's Ghost, 121–122; Boudin v. Dulles 136 F. Supp. 218 (D.D.C. 1955); Boudin v. Dulles, 235 F.2d 532 (D.C. Cir. 1956); LRS, Passports and the Right to Travel, 1966, 29; Doman, Nicholas, “A Comparative Analysis: Do Citizens Have the Right to Travel?” ABA Journal 43 (1957): 309Google Scholar.
143. Leonard Boudin, “The Right to Travel: A Significant Victory,” The Nation, July 30, 1955, 95.
144. Ashley J. Nicholas, “Refusal of Passports to Communists,” May 29, 1956 in The Right to Travel: Hearing before the Subcommittee on Constitutional Rights Pursuant to S. Res. 49, 85th Congress, 268 (1957).
145. The Passport Puzzle, 265–70.
146. LRS, Passports and the Right to Travel, 1966, 27; Commission on Government Security, Report of the Commission, 458.
147. Briehl v. Dulles, 248 F.2d 561 (D.C. Cir. 1957); “Authority of the Secretary of State to Deny Passports” (Comment), University of Pennsylvania Law Review, 106 (1958): 456–57Google Scholar; Luther A Huston, “Court Backs Dulles in Refusing 2 visas,” NYT, June 28, 1957, 1.
148. Lawless, Ken, “Continental Imprisonment: Rockwell Kent and the Passport Controversy,” Antioch Review 38 (Summer, 1980): 304–10Google Scholar; “Artist Rockwell Kent Dies at 88,” Washington Post, March 14, 1971, B6.
149. Kent v. Dulles, 248 F.2d 600 (D.C. Cir. 1957).
150. Anthony Lewis, Court Further Limits Travel Restrictions, NYT, June 22, 1958, e7; “The Passport Puzzle,” 263.
151. Kent v. Dulles, 248 F.2d 600 (D.C. Cir. 1957).
152. Kent v. Dulles, 357 U.S. 116 (1958).
153. Rogers, “Passports and Politics,” 509.
154. Lewis, “Court Further Limits Travel Restrictions,” e7; Anthony Lewis, “Red Query Dropped for U.S. Passports,” NYT, June 25, 1958, 1; Paul P. Kennedy, “Passport Ruling Sifted in Mexico,” NYT, June 29, 1958, 26.
155. “Kent to Visit Soviet,” NYT July 19, 1958, 8; Lawless, “Continental Imprisonment,” 311.
156. Lewis, “Court Further Limits Travel Restrictions,” e7.
157. “Walter Rebukes Passport Chief for Heeding High Court Ruling,” NYT, July 23, 1958, 15.
158. Dwight D. Eisenhower, “Special Message to Congress on the Need for Additional Passport Control Legislation,” July 7, 1958, American Presidency Project, http://www.presidency.ucsb.edu/ws/index.php?pid=11120.
159. Passport Legislation, 85th Congress, 2–4, 7–8, 55, 59–60; “Dulles Bill Asks Passport Curbs,” NYT, July 8, 1958, 10; “Passport Bill Stirs New Debate on Rights, NYT, July 13, 1958, e4; “Walter Rebukes Passport Chief for Heeding High Court Ruling, NYT, July 23, 1958, 15.
160. “Douglas Refused Passport to China,” Christian Science Monitor, June 25, 1959, 3.
161. New York State Bar Association, Freedom to Travel, 14–17; Kahn, Mrs. Shipley's Ghost, 115; The Right to Travel: Hearing before the Subcommittee on Constitutional Rights Pursuant to S. Res. 49, 85th Congress, 62, 192 (1957).
162. Worthy v. Herter 270 F.2d 905 (1959); Zemel v. Rusk 381 U.S. 1 (1965); Frazier, The East is Black, 94–107. In 1964, Worthy did have success in a related right-to-travel case. In 1961, Worthy had traveled to Cuba without a passport. On return, he was prosecuted under a provision of the Immigration and Nationality Act that made it illegal to enter the country without a valid passport. The 5th Circuit Court of Appeals unanimously overturned his conviction, finding that these provisions of the act violated a constitutional right to return home. See Lovelace, Timothy H., “William Worthy's Passport: Travel Restrictions and the Cold War Struggle for Civil and Human Rights,” Journal of American History 103 (June 2016): 107–31CrossRefGoogle Scholar.
163. Katznelson, Ira, Fear Itself: The New Deal and the Origins of Our Time (New York: Liveright, 2013)Google Scholar.
164. Security and Constitutional Rights, 84th Congress, 98; Passport Legislation, 85th Congress, 7–8.
165. Passport Legislation, 85th Congress, 7–8.
166. Kent v Dulles, 357 U.S.129.
167. Linda Charlton, “Passport Chief, 70, May Just Go On and On,” NYT, July 25, 1975, 17; Unger, Sanford J., “J Edgar Hoover Leaves the State Department,” Foreign Policy 28 (1977): 110–16CrossRefGoogle Scholar; Robert Sherrill, “First Lady of the Passport Office—Efficiency Expert or ‘Ogress’?” NYT, March 4, 1971, sect. XX, 1; Caute, Great Fear, 246.