Hostname: page-component-cd9895bd7-lnqnp Total loading time: 0 Render date: 2024-12-27T18:52:03.790Z Has data issue: false hasContentIssue false

Submit content

Help address this Question with your content Submit Content

The connection between dreaming, the brain and mental functioning: where are we now?

Published online by Cambridge University Press:  08 November 2023

Laura Palagini*
Affiliation:
Psychiatric Clinic, Azienda-Ospedaliero Universitaria Pisana, Pisa, Italy
John S. Antrobus
Affiliation:
Emeritus at City University of New York, New York, NY, USA
Daniel B. Kay
Affiliation:
Department of Psychology, Brigham Young University, Provo, UT, USA
*
Corresponding author: Laura Palagini; Email: [email protected]
Rights & Permissions [Opens in a new window]

Extract

Dreaming has always aroused our curiosity. Theories as to the cause and function of dreams have been described since the beginning of recorded history (George 2020). In the late 19th century, experimental psychologists and psychologically-minded researchers from other disciplines made important methodological contibutions, emptical observations, and conceptual developments to the study of dreams (e.g., Jastrow, 1888; Manacéïne, 1897; De Sanctis, 1899; Vold, 1897). At the end of the 19th century, Mary Whiton Calkins and her female students made pioneering advancements in the psychological science of dreams (Calkins 1893; Weed et al. 1896). Freud’s psychoanalytic theory soon overshadowed these groundbreaking empirical works as the interpretation of dream content and their presumed reflections of the unconscious mind became the focus. The detection of rapid eye movements during sleep in 1953 and the suggestion that dreams occurred exclusively during this newly defined sleep state electrified the field of dream research (Aserinsky and Kleitman 1953; Dement and Kleitman 1957). Although eye movements (Ladd, 1892), increased brain pulsations (Mosso, 1881), and electroencephalographic patterns (Loomis et al., 1937; Davis et al., 1938) had been previously argued to empirically correspond to dreaming, this discovery catalyzed the first “Meeting of Researchers in the Field of EEG and Dreams” at the University of Chicago in 1961 organized by psychologist Allan Rechtschaffen (Association for the Psychophysiological Study of Sleep Records). Renamed the Annual Meeting of the Association of the Psychophysiological Study of Sleep in subsequent years, these early meetings consisted principally of psychiatrists and psychologists, most of whom with interests in dream research. Among them, John Antrobus, Rosalind Cartwright, G. William Domhoff, David Foulkes, Donald R. Goodenough, Calvin S. Hall, Ernest Hartmann and Joe Kamiya, made valuable contributions to our understanding of dreaming through decades of psychological research (Antrobus, 1992; Domhoff and Kamyia, 1964; Ellman and Antrobus, 1991; Foulkes, 1966, 1985; Goodenough et al., 1965; Hall and Van de Castle, 1966; Hartmann, 2010). While David Foulkes tirelessly advocated for his vision of a descriptive and explanitory dream psychology, Rosalind Cartwright developed an applied vision for the field outlining over 100 dream-related questions that remain pertinent to sleep psychology (Cartwright 1977, 1978, 2010). With the rise of sleep medicine and the vicissitudes of funding, dream research drifted to the fringe of sleep research by the end of the 1980s (Foulkes 1996). Nevertheless, dreaming remains a central topic of sleep psychology, and many questions remain to be answered.

Type
Question
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2023. Published by Cambridge University Press

Context

Dreaming has always aroused our curiosity. Theories as to the cause and function of dreams have been described since the beginning of recorded history (George Reference George2020). In the late 19th century, experimental psychologists and psychologically-minded researchers from other disciplines made important methodological contibutions, emptical observations, and conceptual developments to the study of dreams (e.g., Jastrow, Reference Jastrow1888; Manacéïne, Reference Manacéïne1897; De Sanctis, Reference De Sanctis1899; Vold, Reference Vold1897). At the end of the 19th century, Mary Whiton Calkins and her female students made pioneering advancements in the psychological science of dreams (Calkins Reference Calkins1893; Weed et al. Reference Weed, Hallam, Phinney and Calkins1896). Freud’s psychoanalytic theory soon overshadowed these groundbreaking empirical works as the interpretation of dream content and their presumed reflections of the unconscious mind became the focus. The detection of rapid eye movements during sleep in 1953 and the suggestion that dreams occurred exclusively during this newly defined sleep state electrified the field of dream research (Aserinsky and Kleitman Reference Aserinsky and Kleitman1953; Dement and Kleitman Reference Dement and Kleitman1957). Although eye movements (Ladd, Reference Ladd1892), increased brain pulsations (Mosso, Reference Mosso1881), and electroencephalographic patterns (Loomis et al., Reference Loomis, Harvey and Hobart1937; Davis et al., Reference Davis, Davis, Loomis, Harvey and Hobart1938) had been previously argued to empirically correspond to dreaming, this discovery catalyzed the first “Meeting of Researchers in the Field of EEG and Dreams” at the University of Chicago in 1961 organized by psychologist Allan Rechtschaffen (Association for the Psychophysiological Study of Sleep Records). Renamed the Annual Meeting of the Association of the Psychophysiological Study of Sleep in subsequent years, these early meetings consisted principally of psychiatrists and psychologists, most of whom with interests in dream research. Among them, John Antrobus, Rosalind Cartwright, G. William Domhoff, David Foulkes, Donald R. Goodenough, Calvin S. Hall, Ernest Hartmann and Joe Kamiya, made valuable contributions to our understanding of dreaming through decades of psychological research (Antrobus, Reference Antrobus and Bertini1992; Domhoff and Kamyia, Reference Domhoff and Kamyia1964; Ellman and Antrobus, Reference Ellman and Antrobus1991; Foulkes, Reference Foulkes1966, Reference Foulkes1985; Goodenough et al., Reference Goodenough, Lewis, Shapiro, Jaret and Sleser1965; Hall and Van de Castle, Reference Hall and Van de Castle1966; Hartmann, Reference Hartmann2010). While David Foulkes tirelessly advocated for his vision of a descriptive and explanitory dream psychology, Rosalind Cartwright developed an applied vision for the field outlining over 100 dream-related questions that remain pertinent to sleep psychology (Cartwright Reference Cartwright1977, Reference Cartwright1978, Reference Cartwright2010). With the rise of sleep medicine and the vicissitudes of funding, dream research drifted to the fringe of sleep research by the end of the 1980s (Foulkes Reference Foulkes1996). Nevertheless, dreaming remains a central topic of sleep psychology, and many questions remain to be answered.

Several contemporary theories of dreaming have been proposed (e.g., Domhoff, Reference Domhoff2022; Hobson, Reference Hobson1990; Horton, Reference Horton2017; Schredl, Reference Schredl2000; Valli et al., Reference Valli, Revonsuo, Pälkäs, Ismail, Ali and Punamäki2005). Some conceptualize dreaming as a protoconscious state, providing a virtual reality model of the world that has evolutionary value or is of functional use to the development and maintenance of waking consciousness. Others view it as an epiphenomenal neurocognitive process that occurs during sleep. New and creative studies are ongoing to clarify the evolutionary mechanisms and functions of dreams shedding light on the relations between dreams and consciousness, cognition, memory consolidation, and mental health (e.g., Horowitz et al., Reference Horowitz, Esfahany, Gálvez, Maes and Stickgold2023; Li et al., Reference Li, Zhang, Han, Li, Jing, Lu, Liu, Han, Su, Yang, Yin, Xie and Zou2023; Voss et al. Reference Voss, Schermelleh-Engel, Windt, Frenzel and Hobson2013; Wamsley, Reference Wamsley2022). With recent advances in somnoimaging, that combines neuroimaging techniques with sleep research methods, we are now able to characterize cerebral function throughout the sleep–wake cycle. The application of these new somnoimaging techniques with machine learning and even newer AI applications to dream reports has the potential to accelerate our ability to answer persistent questions about dreaming (e.g., Desseilles et al., Reference Desseilles, Dang-Vu, Sterpenich and Schwartz2011; Horikawa et al., Reference Horikawa, Tamaki, Miyawaki and Kamitani2013; McNamara et al., Reference McNamara, Duffy-Deno, Marsh and Marsh2019). But to date, the definitive functions of dreaming in relation to brain functioning and mental health remain the subjects of considerable debate and active research.

Research Directions: Sleep Psychology welcomes submissions that will help advance our understanding of how dreaming relates to the brain and mental functioning including neuroplasticity, cognition, consciousness and mental health. Specific topic areas of interest to this question include, but are not limited to:

  • Associations between dreaming and neuroplasticity

  • The relationship between dreaming and psychological processes during sleep and wakefulness

  • Dreaming across the lifespan

  • The relationship between dreaming and memory, emotional processing and consciousness

  • Models of dreaming

  • Sleep mentation and dreaming across sleep–wake states

  • How psychological and social factors contribute to modifying the dream experience and its effect on the brain? (e.g., personal factors or collective trauma such as war or covid)

  • The role of dreaming on brain health

  • Pathological dreaming (e.g., nightmares) their neurobiological processes and how they affect mental health and psychological functioning

  • The mechanisms of lucid dreaming and the role of lucid dreaming in sleep health and psychological funtioning

  • What constitutes dream health?

  • Neurocognitive processes of dreaming

  • Individual differences in dreams

How to contribute to this Question

If you believe you can contribute to answering this Question with your research outputs find out how to submit in the Instructions for authors. This journal publishes Results, Analyses, Impact papers and additional content such as preprints and “gray literature”. Questions will be closed when the editors agree that enough has been published to answer the Question so before submitting, check if this is still an active Question. If it is closed, another relevant Question may be currently open, so do review all the open Questions in your field. For any further queries check the information pages or contact this email .

Acknowledgments

We acknowledge Eva Lundgreen for her editorial review of formatting and grammar.

Competing interests

The authors declare none.

References

Antrobus, JS and Bertini, M (1992) The Neuropsychology of Sleep and Dreaming. Hillsdale, NJ: L. Erlbaum.Google Scholar
Association for the Psychophysiological Study of Sleep Records, [Box 1, Folders 1-5], Hanna Holborn Gray Special Collections Research Center, University of Chicago Library. https://www.lib.uchicago.edu/e/scrc/findingaids/view.php?eadid=ICU.SPCL.SLEEP&q=kleitman.Google Scholar
Aserinsky, E and Kleitman, N (1953) Regularly occurring periods of eye motility, and concomitant phenomena, during sleep. Science 118(3062), 273274. https://doi.org/10.1126/science.118.3062.273.CrossRefGoogle ScholarPubMed
Calkins, MW (1893) Statistics of dreams. American Journal of Psychology 5(3), 311343. https://doi.org/10.2307/1410996.CrossRefGoogle Scholar
Cartwright, RD (1977) Night Life: Explorations in Dreaming. Englewood Cliffs: Prentice-Hall.Google Scholar
Cartwright, RD (1978) A Primer on Sleep and Dreaming. Addison-Wesley series in clinical and professional psychology. Reading: Addison-Wesley Pub. Co.Google Scholar
Cartwright, RD (2010) The Twenty-Four Hour Mind: The Role of Sleep and Dreaming in our Emotional Lives. Oxford: Oxford University Press.Google Scholar
Davis, H, Davis, PA, Loomis, AL, Harvey, EN and Hobart, G (1938) Human brain potentials during the onset of sleep. Journal of Neurophysiology 1, 2438.CrossRefGoogle Scholar
Dement, W and Kleitman, N (1957) The relation of eye movements during sleep to dream activity: An objective method for the study of dreaming. Journal of Experimental Psychology 53(5), 339346.CrossRefGoogle Scholar
De Sanctis, S (1899) I sogni; studi psicologici e clinici di un alienista (con 3 figure e 1 tavola). Torino: Fratelli Bocca Torino.Google Scholar
Desseilles, M, Dang-Vu, TT, Sterpenich, V and Schwartz, S (2011) Cognitive and emotional processes during dreaming: A neuroimaging view. Consciousness and Cognitio 20(4), 9981008. https://doi.org/10.1016/j.concog.2010.10.005.CrossRefGoogle ScholarPubMed
Domhoff, B and Kamyia, J (1964) Problems in dream content study with objective indicators: A comparison of home and laboratory dream reports. Archives of General Psychiatry 11(5), 519524. https://doi.org/10.1001/archpsyc.1964.01720290067008.CrossRefGoogle ScholarPubMed
Domhoff, GW (2022) The Neurocognitive Theory of Dreaming: The Where, How, When, What, and Why of Dreams. Cambridge, MA: The MIT Press.CrossRefGoogle Scholar
Ellman, SJ and Antrobus, JS (1991) The Mind in Sleep: Psychology and Psychophysiology, 2nd edn. Wiley series on personality processes. New York: Wiley.Google Scholar
Foulkes, D (1966) The Psychology of Sleep, 1st edn. Scribner.Google Scholar
Foulkes, D (1985) Dreaming: A Cognitive-Psychological Analysis. Routledge.Google Scholar
Foulkes, D (1996) Dream research: 1953-1993. Sleep 19(8), 609624. https://doi.org/10.1093/sleep/19.8.609.CrossRefGoogle ScholarPubMed
George, AR (2020) The Epic of Gilgamesh: The Babylonian Epic Poem and Other Texts in Akkadian and Sumerian, 2nd Edn. New York: Penguin Books.Google Scholar
Goodenough, DR, Lewis, HB, Shapiro, A, Jaret, L and Sleser, I (1965) Dream reporting following abrupt and gradual awakenings from different types of sleep. Journal of Personality and Social Psychology 2, 170179.CrossRefGoogle ScholarPubMed
Hall, CS and Van de Castle, RL (1966) The Content Analysis of Dreams [by] Calvin S. Hall and Robert L. Van de Castle. Century psychology series. New York: Appleton-Century-Crofts.Google Scholar
Hartmann, E (2010) The Nature and Functions of Dreaming. Oxford University Press.CrossRefGoogle Scholar
Hobson, JA (1990) Activation, input source, and modulation: A neurocognitive model of the state of the brain-mind. In Sleep and cognition. Washington, DC, US: American Psychological Association, 25–40.Google Scholar
Horikawa, T, Tamaki, M, Miyawaki, Y and Kamitani, Y (2013) Neural decoding of visual imagery during sleep. Science 340(6132), 639642. https://doi.org/10.1126/science.1234330.CrossRefGoogle ScholarPubMed
Horowitz, AH, Esfahany, K, Gálvez, TV, Maes, P and Stickgold, R (2023) Targeted dream incubation at sleep onset increases post-sleep creative performance. Scientific Reports 13(1), 7319. https://doi.org/10.1038/s41598-023-31361-w.CrossRefGoogle ScholarPubMed
Horton, CL (2017) Consciousness across sleep and wake: Discontinuity and continuity of memory experiences as a reflection of consolidation processes. Front psychiatry 8, 159. https://doi.org/10.3389/fpsyt.2017.00159.CrossRefGoogle ScholarPubMed
Jastrow, J (1888) The Dreams of the Blind. American Journal of Psychology 1(2), 313. https://doi.org/10.2307/1411326.CrossRefGoogle Scholar
Ladd, GT (1892) Contribution to the psychology of visual dreams. Mind 1(2), 299304.CrossRefGoogle Scholar
Li, Y, Zhang, W, Han, L, Li, M, Jing, H, Lu, H, Liu, N, Han, X, Su, M, Yang, T, Yin, F, Xie, B and Zou, X (2023) The relationship between typical dreams and mental health of residents in village-in-city. Sleep Medicine X6, 100081. https://doi.org/10.1016/j.sleepx.2023.100081.Google Scholar
Loomis, AL, Harvey, EN and Hobart, GA (1937) Cerebral states during sleep, as studied by human brain potentials. Journal of Experimental Psychology 21(2), 127144. https://doi.org/10.1037/h0057431.CrossRefGoogle Scholar
Manacéïne, M (1897) Sleep: Its Physiology, Pathology, Hygiene, and Psychology. London: Scott.CrossRefGoogle Scholar
McNamara, P, Duffy-Deno, K, Marsh, T and Marsh, T Jr (2019) Dream content analysis using Artificial intelligence. International Journal of Dream Research 12(1), 4252.Google Scholar
Mosso, A (1881) Ueber den Kreislauf des Blutes im menschlichen Gehirn. Leipzig: Veit & comp.CrossRefGoogle Scholar
Schredl, M (2000) Continuity between waking life and dreaming: are all waking activities reflected equally often in dreams? Percept Mot Skills 90(3.1), 844846. https://doi.org/10.2466/pms.2000.90.3.844.CrossRefGoogle ScholarPubMed
Valli, K, Revonsuo, A, Pälkäs, O, Ismail, KH, Ali, KJ and Punamäki, R-L (2005) The threat simulation theory of the evolutionary function of dreaming: Evidence from dreams of traumatized children. Consciousness and Cognition 14(1), 188218. https://doi.org/https://doi.org/10.1016/S1053-8100(03)00019-9.CrossRefGoogle ScholarPubMed
Vold, JM (1897) Einige experimente uber gesichtsbilder im traum. Dritter Internationale Congress fur Psychologie, Munich.Google Scholar
Voss, U, Schermelleh-Engel, K, Windt, J, Frenzel, C and Hobson, A (2013) Measuring consciousness in dreams: The lucidity and consciousness in dreams scale. Consciousness and Cognition 22(1), 821. https://doi.org/10.1016/j.concog.2012.11.001 CrossRefGoogle ScholarPubMed
Wamsley, EJ (2022) Constructive episodic simulation in dreams. PLoS One 17(3), e0264574. https://doi.org/10.1371/journal.pone.0264574.CrossRefGoogle ScholarPubMed
Weed, SC, Hallam, FM, Phinney, ED and Calkins, MW (1896) Minor studies from the psychological laboratory of Wellesley College: III - A study of the dream-consciousness. American Journal of Psychology 7(3), 405411. https://doi.org/10.2307/1411389. CrossRefGoogle Scholar