Unlike prior recessions, the Great Recession (‘the recession’) resulted in many American households experiencing multiple hardships from unemployment, reduced income, foreclosures and loss of health insurance( Reference Morin 1 , Reference Tekin, McClellan and Minyard 2 ). Low socio-economic status (SES) and ethnic minority households were disproportionately affected, experiencing higher rates of unemployment and underemployment, and higher losses in income( Reference Hoynes, Miller and Schaller 3 , Reference Pfeffer, Danziger and Schoeni 4 ). The impact of an economic crisis such as the recession on health and well-being, especially among low-income households, can exacerbate socio-economic disparities in health( Reference Bacigalupe and Escolar-Pujolar 5 ). In the present study, we attempt to investigate the potential impact of the recession (December 2007–June 2009) on socio-economic disparities in early childhood obesity in low-income communities in Los Angeles County (LAC), California, USA, a region that is home to some of the largest inequalities in the USA( 6 ).
In the USA, economic downturns are, in general, associated with improved physical health( Reference Ruhm 7 , Reference Ruhm 8 ), partly due to improvements in health behaviours such as smoking, obesity and physical activity during these downturns( Reference Ruhm 9 , Reference Xu 10 ). Indeed, studies occurring before the recession found increased unemployment, an indicator for economic conditions, to be associated with decreased risk of obesity( Reference Ruhm 8 , Reference Ruhm 9 ). However, minority and low-SES men were found to be at increased risk of obesity during an economic downturn( Reference Charles and DeCicca 11 ). A few studies have examined the impact of the recession on obesity among adults in the USA. The results are mixed with some studies finding an increase in obesity risk( Reference Arcaya, Glymour and Chakrabarti 12 ), other studies finding a decrease (among White adults)( Reference Currie, Duque and Garfinkel 13 ) and yet others finding no effect( Reference Tekin, McClellan and Minyard 2 ). Even less is known about the impact of the recession on childhood obesity in the USA; one study among California school-aged children found that increased county-level unemployment during the recession was associated with increased risk of overweight( Reference Oddo, Nicholas and Bleich 14 ).
It could be argued that an economic crisis could influence childhood obesity risk in either direction. The three main mechanisms posited by which recessions might affect health are changes in time use, consumption and stress( Reference Burgard and Kalousova 15 ). Unemployment or underemployment could mean that parents have more leisure time to participate in time-intensive health behaviours like cooking home-cooked meals and engaging in physical recreational activities with children( Reference Ruhm 8 – Reference Xu 10 , Reference Burgard and Kalousova 15 – Reference Todd 17 ). However, the reduced income from working fewer hours might mean eating more inexpensive, energy-dense foods like fast foods, leading to excessive weight gain, especially among low-SES families( Reference Burgard and Kalousova 15 , Reference Dave and Kelly 18 ). Greater leisure time might also mean more time for sedentary behaviours like watching television( Reference Colman and Dave 16 ).
The fear of becoming unemployed and the financial strain resulting from unemployment or underemployment can increase parents’ stress( Reference Burgard and Kalousova 15 ). Economic downturns are associated with an increase in poor mental health and suicides( Reference Ruhm 7 , Reference Ruhm 8 , Reference Charles and DeCicca 11 , Reference Ruhm 19 ). Exposure to chronic stressors like financial strain or to mothers’ stress and depression, both in utero and during the early years of childhood, can increase obesity risk among young children by deregulating their stress response system, influencing the pathways that regulate body composition and metabolic function, and by creating an obesogenic home environment for the child( Reference Miller, Dawson and Welker 20 ).
We hypothesize that the recession’s effect on childhood obesity risk may be greater among the most vulnerable households who live in communities with few resources( Reference Hoynes, Miller and Schaller 3 , Reference Pfeffer, Danziger and Schoeni 4 ) to support the successful implementation of nutrition education programmes. To test this hypothesis, we examine pre-school-aged participants in the Special Supplemental Nutrition Program for Women, Infants, and Children (WIC). WIC provides nutritional support and education, breast-feeding support, and referrals to medical and social services to low-income (≤185 % of the federal poverty level (FPL)) and nutritionally at-risk pregnant, breast-feeding and postpartum women, and infants and children less than 5 years old. In the USA, 40 % of families with children of pre-school age are eligible to participate in WIC( Reference Thorn, Tadler and Huret 21 ) and in LAC half of all young children participate in WIC( 22 ).
We use a unique data set established in 2003 by the Public Health Foundation Enterprises WIC Program (PHFE-WIC), the largest local WIC agency in the country, that merges neighbourhood-level data with household-level data for children participating in WIC in LAC. This data set allows us to examine changes in the prevalence of early childhood obesity over time while considering the influences of the communities in which they live, providing insights into trends of early childhood obesity prevalence among low-income households. For example, despite reports of decreasing rates of early childhood obesity prevalence for the nation( Reference Pan, Freedman and Sharma 23 ) and also for LAC( Reference Sekhobo, Edmunds and Whaley 24 ), an analysis of the PHFE-WIC data set revealed that obesity prevalence has continued to climb for 2–5-year-olds in some of the poorest neighbourhoods in LAC( Reference Chaparro, Wang and Whaley 25 ), suggesting perhaps that intervention efforts made to address childhood obesity have not reached or adequately addressed the needs of the most vulnerable communities.
Leveraging LAC’s unique characteristics, our primary objective is to determine whether socio-economic disparities in obesity prevalence among children of pre-school age widened in the years following the 2008–09 recession compared with the years prior to the recession. Understanding this is key to developing and implementing effective obesity prevention efforts that address the specific needs of this socially and economically vulnerable population.
Methods
Administrative data from WIC pre-school-aged participants from 2003 to 2014 for LAC were used for the present study. The data belong to the State of California WIC Program and are maintained by the WIC Data Mining Project, a research partnership which is funded by First 5 LA (http://www.first5la.org/). Sociodemographic and anthropometric information on all participants since 2003 is included in the database. Height and weight measurements for children are obtained every six months by trained WIC clinic staff who follow a standardized protocol; as a result, measurements have high validity( Reference Crespi, Alfonso and Whaley 26 ). One unique aspect of this WIC data set is that WIC participants’ addresses are geocoded into census tracts. As a result, we were able to link census tract-level socio-economic data from the US Census Bureau’s American Community Survey (ACS) to the WIC participants. Because ACS tract-level data provide only 5-year estimates, the 2003–09 WIC administrative data were linked to 2005–09 estimates; and the 2010–14 administrative data were linked to 2010–14 estimates.
For the current pre–post observational study, we excluded the years when the recession occurred (2008 and 2009) to allow for a comparison of disparities before and after the recession. The analyses were stratified by child’s age (2, 3 and 4 years) since, due to rapid growth, young children are developmentally and nutritionally different at every age( Reference Tanner 27 ).
Observations were included if they represented a child’s first weight/height measurement in a calendar year and if the measurement occurred in the years 2003–07 or 2010–14. Children with complete information were included in the final sample (n 1 637 788, with 597 506 2-year-olds, 577 069 3-year-olds and 463 213 4-year-olds). To avoid issues of dependency, if twins or triplets participated in WIC, only one of the children was included in our sample. Since children can participate in WIC up until their fifth birthday, the same child could be included in multiple samples. Fifty-three per cent of children were in one sub-sample, 33 % were in two and 15 % were in three. The UCLA Institutional Review Board approved the protocol for the present study.
Variables
BMI (= [weight (kg)]/[height (m)]2) was calculated from child’s measured weight and height. Obesity status was determined by the child having a BMI≥95th percentile of the Centers for Disease Control and Prevention’s gender- and age-specific growth reference values( Reference Kuczmarski, Ogden and Guo 28 ).
Three indicators of a child’s SES were examined, two at the household level and one at the neighbourhood level. (i) Household income, the total income of the child’s household from all sources, is determined by WIC. It was operationalized as a percentage of the FPL (≤50·0 % FPL; 50·1–100·0 % FPL; 100·1–133·0 % FPL; 133·1–185·0 % FPL). (ii) Household education, a more stable measure of SES, is the highest grade completed by the child’s parent (less than high school; high school; some college; college or more). (iii) Median household income is an indicator of neighbourhood resources and is a 5-year estimate of median household income of residents in the child’s census tract it was categorized according to quartiles of its distribution among WIC participants (≤$32 738; $32 739–40 278; $40 279–51 534; ≥$51 535). As a reference, the highest neighbourhood income group has a lower median income than that of all of LAC ($55 746 in 2014 US dollars)( 29 ). For these three socio-economic measures, dummy variables were used in the analyses with the highest SES group as the reference.
A binary 5-year time-period variable (2003–07 v. 2010–14) based on the calendar year the child was weighed and measured was used to indicate period of measurement relative to the recession. Analyses were stratified by child’s age and adjusted for child’s gender and parent’s race/ethnicity. Dummy variables of parent’s race/ethnicity (Hispanic, non-Hispanic White, non-Hispanic Black and Asian) were created with Hispanic as the reference group, since the majority of the sample had Hispanic parents.
Statistical analysis
The χ 2 test was used to determine whether participants’ sociodemographic characteristics were different during the two time periods. To determine the best way to model the secular trends, calendar year was entered into the regression models as a binary time-period variable (2003–07 v. 2010–14), as dummy variables for each year in comparison to the reference, 2003 (e.g. 2004 v. 2003), and as linear, quadratic and cubic terms. Based on the Akaike information criterion and predicted probability charts, the binary year variable which excluded the recession years provided one of the best fits for the data since it allowed for the flexibility to model the increasing trends up until 2008 and the decreasing trends beginning in 2010. Logistic regression analysis was then applied to examine the association of childhood obesity with each socio-economic measure, stratified by child’s age and adjusted for time period, child’s gender and parent’s race/ethnicity. To determine if the impact of the socio-economic measure on childhood obesity increased after the recession, an interaction term (socio-economic measure×time period) was included in the regression model. The equation for child i is:
where Y is the log odds that child i is obese, β 0 is the intercept across the sample of children, β 1, …, β 5 are the effects of the predictors (regression coefficients) on obesity, and e i is random error.
To determine if disparities changed in the years following the recession compared with the years prior to the recession, the statistical significance of the interaction term was examined using the omnibus Wald χ 2 test statistic which tests for overall statistical difference. Tests for statistical significance were based on P<0·05. Analyses were conducted using the statistical software package SAS version 9.4.
Results
Between 2003–07 and 2010–14, obesity prevalence increased for all three age groups (Table 1, and online supplementary material, Supplemental Table 1, for the 95 % CI). At the same time, the sociodemographic make-up of the WIC population in LAC also changed. The percentage of children from the poorest households (household income ≤50 % FPL) increased by over 35 % (Table 1). Interestingly, the percentage of children with parents who had at least a high-school education increased by over 20 % during this time (Table 1).
FPL, federal poverty level.
*P<0·05, **P<0·01, ***P<0·001 (χ 2 test measuring differences by time period).
† Obesity defined as BMI≥95th percentile of the Centers for Disease Control and Prevention’s gender- and age-specific growth reference values( Reference Kuczmarski, Ogden and Guo 28 ).
‡ Income measured in 2014 US dollars.
A statistically significant negative relationship between childhood obesity and each of the SES measures was observed (Table 2, and online supplementary material, Supplemental Table 2, for the 95 % CI). The magnitude of the gradient varied according to SES measure, age and time period, and was greatest by household education (Table 2).
FPL, federal poverty level.
*P<0·05, **P<0·01, ***P<0·001 (χ 2 test measuring differences by time period).
† Obesity defined as BMI≥95th percentile of the Centers for Disease Control and Prevention’s gender- and age-specific growth reference values( Reference Kuczmarski, Ogden and Guo 28 ).
‡ Income measured in 2014 US dollars.
Multivariate analyses
Household income
Among 2-year-old children, living in lower-income households was associated with significantly higher odds of obesity after adjusting for child’s gender, parent’s race/ethnicity and time period (Table 3, Model 1). Notably, those living in the poorest households (≤50 % FPL) experienced the highest odds of being obese (OR=1·18; 95 % CI 1·15, 1·21). The odds of obesity were greater in 2010–14 than in 2003–07. To determine if the association between household income and childhood obesity was different between the two time periods, an interaction term between household income and time period was examined (Table 3, Model 2). The regression coefficient for this interaction term was not statistically significant, suggesting that the effect size of household income on childhood obesity did not change after 2008–09. In other words, disparities in obesity did not change over time (Table 3, Model 2).
FPL, federal poverty level; Ref., reference group.
Statistically significant OR at P<0·05 are indicated in bold.
† All models adjusted for child’s gender and parent race/ethnicity.
Results for 3-year-olds were generally similar to those for 2-year-olds. However, the interaction term (household income×time period) was statistically significant (Table 3, Model 2). For children living in the lowest-income groups (≤100 % FPL), the odds of being obese, compared with children from higher-income households, increased by about 5 % from 2003–07 to 2010–14. The greater effect size of household income on obesity after 2008–09 among 3-year-olds translates into widening disparities in obesity. Specifically, between 2003–07 and 2010–14, a greater increase in obesity prevalence occurred among children from the poorest households than among children from the less poor households. Similar results were found among 4-year-old children as those found among 3-year-old children (Table 3).
Household education
Among 2-year-olds, living in lower-educated households was associated with a statistically significant increase in the odds of obesity compared with children living in college-educated households. Children living in households with less than a high-school education experienced the highest odds of obesity (OR=1·37; 95 % CI 1·31, 1·44; Table 4, Model 1). Based on the statistically significant interaction term, household education×time period (Table 4, Model 2), the effect of household education on childhood obesity increased after 2008–09. Children living in households with less than a high-school education experienced the greatest increase in the odds of obesity (from OR=1·30 in 2003–07 to OR=1·43 in 2010–14). The increasing effect size of household education on obesity among 2-year-olds translates into widening disparities in obesity after 2008–09.
Ref., reference group.
Statistically significant OR at P<0·05 are indicated in bold.
† All models adjusted for child’s gender and parent race/ethnicity.
Similar results were found among 3-year-olds. However, the magnitude of the effect of household education on obesity was not as great as for 2-year-olds. There was no meaningful change in the odds of obesity from 2003–07 to 2010–14 for children with parents with some college education (Table 4, Model 2). Among 4-year-olds, the associations of household education with obesity were similar to those found among the younger children; however, the magnitude of the effect size was smaller among 4-year-olds. The effect size of household education on obesity did not change after 2008–09, suggesting that disparities in obesity by household education did not widen between the two time periods for 4-year-olds. Further study is needed as the individual t statistics of the parameters were statistically significant (data not shown).
Median household income
Among 2-year-olds, living in lower-income neighbourhoods was associated with a statistically significant increase in the odds of obesity (Table 5, Model 1), with those living in the poorest neighbourhoods (≤$32 738) experiencing the highest odds (OR=1·15; 95 % CI 1·13, 1·18). To determine if the effect size of median household income on childhood obesity was significantly different between the two time periods, the interaction term (median household income×time period) was examined and was found to be statistically insignificant (Table 5, Model 2). The odds of obesity for children living in the lower-income neighbourhoods did not change significantly between 2003–07 and 2010–14, suggesting that the disparities in obesity by median household income did not change between the two time periods (Table 5, Model 2). Similar results were found among the 3- and 4-year-olds (Table 5).
Ref., reference group.
Statistically significant OR at P<0·05 are indicated in bold.
† All models adjusted for child’s gender and parent race/ethnicity.
‡ Income measured in 2014 US dollars.
Discussion
Among children of pre-school age participating in WIC, we found that household-level socio-economic disparities widened after 2008–09, a time period that included the recession, but neighbourhood-level disparities remained the same. Our findings are consistent with studies among older children which found an increase in household-level socio-economic disparities in obesity over time( Reference Singh, Siahpush and Kogan 30 – Reference Frederick, Snellman and Putnam 33 ). However, two recent studies found that disparities in childhood obesity by household income have not changed( Reference Rossen and Schoendorf 34 , Reference Kranjac and Wagmiller 35 ). Despite using multiple disparity indices, Rossen and Schoendorf did not find that income disparities in obesity among children aged 2–18 years changed from 2001 to 2010( Reference Rossen and Schoendorf 34 ). The second study examined the effect of household income on obesity among pre-school-aged children and found that while the overall effect on obesity did not change between 2003–04 and 2011–12, it did weaken among boys( Reference Kranjac and Wagmiller 35 ). The difference in findings between our study and these two could be due to the different study samples. Both previous studies examined a nationally representative sample using National Health and Nutrition Examination Survey data, while our sample was of children living in low-income households. Household income may have a greater effect on obesity risk among low-income families with scarce financial resources. Rossen and Schoendorf also examined disparities among 2–18-year-old children and not solely children of pre-school age. Neither study examined disparities through 2014. Even after the official end of the recession, household income continued to fall( Reference Kochhar 36 ), income inequality continued to increase and low-SES families’ financial situation still had not returned to the levels seen prior to the recession( Reference Bohn and Danielson 37 ), potentially contributing to the widening socio-economic disparities we found. Lastly, the difference in findings could be because our study occurred in California, which was one of the states most affected by the recession( Reference Bohn and Schiff 38 ).
Factors contributing to the widening socio-economic disparities in obesity at the household level are not clear and merit further exploration. Changes in disparities in obesity risk factors might contribute to the widening disparities in obesity. Increasing secular trends in energy intake have been observed among pre-school-aged children in low-education and low-income households since the 1970s, while a decreasing trend has been found among children in college-educated households( Reference Kant and Graubard 39 ). Although they examined adolescents, Frederick et al. found that while most children decreased energy intake from 1999 to 2010, children in college-educated families experienced the greatest decrease compared with children in families with a high-school degree or less( Reference Frederick, Snellman and Putnam 33 ). Socio-economic disparities in physical activity also increased, with children in college-educated families becoming more physically active and those in less-educated households becoming less physically active( Reference Frederick, Snellman and Putnam 33 ).
From Link and Phelan’s fundamental cause theory, the widening disparities by household income and education could be because higher-SES individuals are more likely to take advantage of new resources to maintain their health status( Reference Burgard and Hawkins 40 , Reference Link and Phelan 41 ). These individuals are more likely to benefit from population-based interventions and efforts since they have greater resources, either income to spend on goods and services, or education to critically think and focus on long-term goals( Reference Cutler and Lleras-Muney 42 ). For instance, higher-income families may benefit more from improvements in their food environment since they have more income to spend on food.
Educated parents may experience more control and less chronic psychosocial stress during negative life events like the recession( Reference Cutler and Lleras-Muney 42 ), thereby maintaining nurturing, stable environments for their children. Chronically stressed parents and chaotic home environments can increase a child’s stress levels, subsequently increasing the child’s risk of obesity( Reference Garasky, Stewart and Gundersen 43 , Reference Gundersen, Mahatmya and Garasky 44 ). Given that income disparities in obesity increased among the 3- and 4-year-olds and education disparities in obesity increased for the 2- and 3-year-olds, it could be that parents’ financial resources became more important after the recession for older children and that education became more important for younger children. While a year or two may not represent a real difference for older children, very young children develop quickly( Reference Tanner 27 ). Three- and 4-year-olds need more vigorous activity than 2-year-olds( Reference Tremblay, Chaput and Adamo 45 ) and income, to the extent that it can provide access to services such as recreational areas, might be more important as children’s needs change. Household education might have a greater impact on obesity among younger children to the extent that it is an indicator for household chaos and chronic stress. The effect of chronic stressors on childhood obesity has been found to vary by child’s age although greater age differences are generally examined( Reference Garasky, Stewart and Gundersen 43 ). Alternatively, the lack of significant findings for the widening of disparities in obesity by education among 4-year-olds may be due to inadequate statistical power.
The lack of change in disparities in obesity by median household income may be partly due to community-based obesity prevention initiatives that have occurred in LAC since 2009. To combat the high prevalence in early childhood obesity in under-resourced communities in LAC, First 5 LA, the LAC Department of Public Health and other organizations invested in Reducing Early Childhood Obesity initiatives such as the Early Childhood Obesity Prevention Initiative( 46 , 47 ). Many of these initiatives attempted to reduce early childhood obesity risk by improving diet and increasing physical activity and breast-feeding through better access to healthy, fresh foods and recreational facilities for exercise( 46 , 47 ). These initiatives may have buffered the effects of the recession on neighbourhoods.
The unchanging neighbourhood-level socio-economic disparities could also be due to a major legislative change in 2009 that improved the nutritional quality of foods offered by WIC (72 F.R. 68966). This change increased the availability of healthier foods in neighbourhoods where many WIC-participating families live( Reference Schultz, Byker Shanks and Houghtaling 48 ). While some food establishments closed during the recession, the food environment might have improved slightly since the density of unhealthy food establishments declined and that of healthy food establishments increased in LAC during the recession( Reference Nobari, Blumenberg and Chaparro 49 , Reference Hsu 50 ).
To our knowledge, the present study is the first to examine changing socio-economic disparities in obesity among low-income children of pre-school age. Although socio-economic disparities exist among these children( Reference Freedman, Sharma and Hamner 51 ), studies have until now focused mainly on differences by race/ethnicity and have used only household-level socio-economic indicators( Reference Sekhobo, Edmunds and Whaley 24 , Reference Pan, McGuire and Blanck 52 ). Our study uniquely adds to the literature by comparing the effects of neighbourhood-level SES with those of household-level SES, and has several methodological strengths. Studies examining the relationship between economic conditions and weight have used self-reported measurements which are prone to error( Reference Ruhm 8 , Reference Charles and DeCicca 11 ). While administrative data were used, the data were of measured heights and weights that have been shown to have high validity( Reference Crespi, Alfonso and Whaley 26 ). The choice of a binary (2003–07 v. 2010–14) variable (after examining various approaches to modelling the effects of the recession) provided the flexibility necessary to model the increases in obesity until 2008 separately from the decreases after 2010. The study’s large sample size provided a robust sample of very-low-SES households. Finally, although the findings may not be generalizable to other parts of the country, LAC’s unique characteristics, such as having one of the largest WIC populations and some of the largest socio-economic inequalities in the USA( 6 ), made it feasible to examine the effect of SES among a low-income population.
One limitation of the present study is that while we found socio-economic disparities in obesity widened over the time period that included the recession, due to our study design we are not able to conclude that the recession caused this widening. Since it is impossible to have a comparison group (i.e. a group of WIC-participating children who did not experience the recession), we are not able to differentiate the impact of the recession from other factors such as secular changes in obesity, the previously mentioned large-scale obesity prevention initiatives and the 2009 WIC legislative change. We are also missing information on the direct impact of the recession on individual households. Although household income is assessed at each WIC certification or recertification appointment, household education is determined only at child’s initial enrolment in WIC and is asked of the parent who accompanies the child to WIC at the time of enrolment. Household education might therefore not accurately represent the highest household educational attainment at the time of the child’s measurement.
Conclusion
To our knowledge, the present study is the first to document socio-economic disparities in obesity among low-income children of pre-school age. Although prevalence of early childhood obesity has been decreasing among low-income children, this decrease masks the experiences of children from the poorest and least-educated households. During the years following the economic recession, the disparities in obesity by household-level SES widened among low-income children while the disparities by neighbourhood-level SES did not change. While major initiatives were implemented in LAC to address childhood obesity, and these may have buffered the effects of the recession on childhood obesity risk, greater efforts are needed to target the most vulnerable children. Future population health research aiming to address childhood obesity should consider the needs of the most vulnerable children: those from the poorest and least-educated households.
Acknowledgements
Acknowledgements: The authors thank Lizbeth Delatorre for assistance with formatting the manuscript, and gratefully acknowledge Dr Evelyn Blumenberg, Dr Judith Siegel, Kiran Saluja, Judy Gomez, Mike Whaley and Armando Jimenez for their contributions to this work. Financial support: This work was supported by the Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD) (T.Z.N., C.C.M., M.L.P., M.C.W., grant number 1R01HD072296); and by First 5 LA (T.Z.N., S.E.W.), a child advocacy and grant-making organization created by California voters to invest Proposition 10 tobacco taxes to improve the lives of children from prenatal to age 5 in Los Angeles County. The study also benefited from resources provided by the UCLA California Center for Population Research, which receives core support from NICHD (P2C-HD041022). NICHD and First 5 LA had no role in the design, analysis or writing of this article. Conflict of interest: None. Authorship: T.Z.N. formulated the research question, carried out the analyses and drafted the initial manuscript. S.E.W., C.M.C., M.L.P. and M.C.W. helped conceptualize the study and reviewed and revised the manuscript. Ethics of human subject participation: The study protocol was approved by the UCLA Institutional Review Board.
Supplementary material
To view supplementary material for this article, please visit https://doi.org/10.1017/S1368980018000666