Hostname: page-component-586b7cd67f-rcrh6 Total loading time: 0 Render date: 2024-11-23T20:33:34.506Z Has data issue: false hasContentIssue false

A data-driven method for identifying shorter symptom criteria sets: the case for DSM-5 alcohol use disorder

Published online by Cambridge University Press:  27 June 2018

Cheryl D. Raffo
Affiliation:
Department of Biostatistics, Mailman School of Public Health, Columbia University Medical Center, New York, NY, USA
Deborah S. Hasin
Affiliation:
Department of Psychiatry, College of Physicians and Surgeons, Columbia University Medical Center, New York, NY, USA New York State Psychiatric Institute, New York, NY, USA Department of Epidemiology, Mailman School of Public Health, Columbia University Medical Center, New York, NY, USA
Paul Appelbaum
Affiliation:
Department of Psychiatry, College of Physicians and Surgeons, Columbia University Medical Center, New York, NY, USA New York State Psychiatric Institute, New York, NY, USA
Melanie M. Wall*
Affiliation:
Department of Biostatistics, Mailman School of Public Health, Columbia University Medical Center, New York, NY, USA Department of Psychiatry, College of Physicians and Surgeons, Columbia University Medical Center, New York, NY, USA New York State Psychiatric Institute, New York, NY, USA
*
Author for correspondence: Melanie Wall, E-mail: [email protected]

Abstract

Background

Although the DSM is a widely used diagnostic guide, lengthy criteria sets can be problematic and provide the primary motivation to identify short-forms. Using the 11 diagnostic criteria provided by the DSM-5 for alcohol use disorder (AUD), the present study develops a data-driven method to systematically identify subsets and associated cut-offs that yield diagnoses as similar as possible to use all 11 criteria.

Method

Relying on data from the National Epidemiologic Survey on Alcohol and Related Conditions (NESARC-III), our methodology identifies diagnostic short-forms for AUD by: (1) maximizing the association between the sum scores of all 11 criteria with newly constructed subscales from subsets of criteria; (2) optimizing the similarity of AUD prevalence between the current DSM-5 rule and newly constructed diagnostic short-forms; (3) maximizing sensitivity and specificity of the short-forms against the current DSM-5 rule; and (4) minimizing differences in the accuracy of the short-form across chosen covariates. Replication is shown using NESARC-Wave 2.

Results

More than 11 000 diagnostic short-forms for DSM-5 AUD can be created and our method narrows down the optimal choices to eight. Results found that ‘Neglecting major roles’ and ‘Activities given up’ could be dropped with practically no change in who is diagnosed (specificity = 100%, sensitivity ⩾ 99.6%) or the severity of those diagnosed (κ = 0.97).

Conclusions

With a continuous improvement model adopted by the APA for DSM revisions, we offer a data-driven tool (a SAS Macro) that identifies diagnostic short-forms in a systematic and reproducible way to help advance potential improvements in future DSM revisions.

Type
Original Articles
Copyright
Copyright © Cambridge University Press 2018 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

American Psychiatric Association (2013) Diagnostic and Statistical Manual of Mental Disorders, 5th Edn. Arlington: American Psychiatric Publishing.Google Scholar
Black, RA, McCaffrey, SA, Villapiano, AJ, Jamison, RN and Butler, SF (2017) Development and validation of an eight-item brief form of the SOAPP-R (SOAPP-8). Pain Medicine 0, 16.Google Scholar
Bohlmeijer, E, ten Klooster, PM, Fledderus, M, Veehof, M and Baer, R (2011) Psychometric properties of the five facet mindfulness questionnaire in depressed adults and development of a short-form. Assessment 18, 308320.10.1177/1073191111408231Google Scholar
Bollen, K and Lennox, R (1991) Conventional wisdom on measurement: a structural equation perspective. Psychological Bulletin 100, 305314.10.1037/0033-2909.110.2.305Google Scholar
Bond, TG and Fox, CM (2007) Applying the Rasch Model: Fundamental Measurement in the Human Sciences. Mahwah: Lawrence Erlbaum Associates, Inc.Google Scholar
Bush, K, Kivlahan, DR, McDonell, MB, Fihn, SD and Bradley, KA (1998) The AUDIT alcohol consumption questions (AUDIT-C): an effective brief screening test for problem drinking. Ambulatory care quality improvement project (ACQUIP). alcohol Use disorders identification test. Archives of Internal Medicine 158, 17891795.10.1001/archinte.158.16.1789Google Scholar
Cherpitel, CJ (1995) Screening for alcohol problems in the emergency department. Annals of Emergency Medicine 26, 158166.10.1016/S0196-0644(95)70146-XGoogle Scholar
Efron, B and Tibshirani, R (1986) Bootstrap methods for standard errors, confidence intervals, and other measures of statistical accuracy. Statistical Science 1, 5475.10.1214/ss/1177013815Google Scholar
Finkelman, MD, He, Y, Kim, W and Lai, AM (2011) Stochastic curtailment of health questionnaires: a method to reduce respondent burden. Statistics in Medicine 30, 19892004.10.1002/sim.4231Google Scholar
Finkelman, MD, Smits, N, Kim, W and Riley, B (2012) Curtailment and stochastic curtailment to shorten the CES-D. Applied Psychological Measurement 36(8), 632658.10.1177/0146621612451647Google Scholar
Finkelman, MD, Smits, N, Kulich, RJ, Zacharoff, KL, Magnuson, BR, Chang, H, Dong, J and Butler, SF (2017) Development of short-form versions of the screener and opioid assessment for patients with pain-revised (SOAPP-R): a proof-of-principle study. Pain Medicine 18, 12921302.Google Scholar
First, MB (2016) Adopting a continuous improvement model for future DSM revisions. World Psychiatry 15, 223.10.1002/wps.20342Google Scholar
Galatzer-Levy, IR and Bryant, RA (2013) 636120 ways to have posttraumatic stress disorder. Perspectives on Psychological Science 8, 651662.10.1177/1745691613504115Google Scholar
Gibbons, RD, Kupfer, D, Frank, E, Moore, T, Beiser, DG and Boudreaux, ED (2017) Development of a computerized adaptive test suicide scale – the CAT-SS. Journal of Clinical Psychiatry 78(9), 13761382.10.4088/JCP.16m10922Google Scholar
Grant, BF, Chu, A, Sigman, R, Amsbary, M, Kali, J, Sugawara, Y, Jiao, R, Ren, W and Goldstein, R (2014) Source and Accuracy Statement: National Epidemiologic Survey on Alcohol and Related Conditions-III (NESARC-III). Available at http://www.niaaa.nih.gov/sites/default/files/NESARC_Final_Report_FINAL_1_8_15.pdf.Google Scholar
Grant, BF, Goldstein, RB, Saha, TD, Chou, SP, Jung, J, Zhang, H, Pickering, RP, Ruan, WJ, Smith, SM, Huang, B and Hasin, DS (2015 a). Epidemiology of DSM-5 alcohol use disorder: results from the national epidemiologic survey on alcohol and related conditions III. JAMA Psychiatry 72, 757766.10.1001/jamapsychiatry.2015.0584Google Scholar
Grant, BF, Goldstein, RB, Smith, SM, Jung, J, Zhang, H, Chou, SP, Pickering, RP, Ruan, WJ, Huang, B, Saha, TD, Aivadyan, C, Greenstein, E and Hasin, DS (2015 b). The alcohol use disorder and associated disabilities interview schedule-5 (AUDADIS-5): reliability of substance use and psychiatric disorder modules in a general population sample. Drug and Alcohol Dependence 148, 2733.10.1016/j.drugalcdep.2014.11.026Google Scholar
Hales, RE, Yudofsky, SC and Roberts, LW (2014) The American Psychiatric Publishing Textbook of Psychiatry, Sixth ed. Arlington: American Psychiatric Publishing.Google Scholar
Hasin, DS, Greenstein, E, Aivadyan, C, Stohl, M, Aharonovich, E, Saha, T, Goldstein, R, Nunes, EV, Jung, J, Zhang, H and Grant, BF (2015) The alcohol Use disorder and associated disabilities interview schedule-5 (AUDADIS-5): procedural validity of substance use disorders modules through clinical re-appraisal in a general population sample. Drug and Alcohol Dependence 148, 4046.10.1016/j.drugalcdep.2014.12.011Google Scholar
Hasin, DS, O'Brien, CP, Auriacombe, M, Borges, G, Bucholz, K, Budney, A, Compton, WM, Crowley, T, Ling, W and Petry, NM (2013) DSM-5 criteria for substance use disorders: recommendations and rationale. American Journal of Psychiatry 170, 834851.10.1176/appi.ajp.2013.12060782Google Scholar
Horvath, AT, Misra, AK, Epner, AK and Cooper, GM (2016) The diagnostic criteria for substance use disorders (addiction). Available at https://www.mentalhelp.net/articles/the-diagnostic-criteria-for-substance-use-disorders-addiction/ (Accessed 1 September 2017).Google Scholar
Hu, L and Bentler, PM (1999) Cutoff criteria for fit indexes in covariance structure analysis: conventional criteria versus new alternatives. Structural Equation Modeling 6, 155.10.1080/10705519909540118Google Scholar
Kleinman, M and Teresi, JA (2016) Differential item functioning magnitude and impact measures from item response theory models. Psychological Test and Assessment Modelling 58, 7998.Google Scholar
Kose, S and Cetin, M (2017) The research domain criteria framework: transitioning from dimensional systems to integrating neuroscience and psychopathology. Psychiatry and Clinical Psychopharmacology 27, 15.10.1080/24750573.2017.1293255Google Scholar
Kozak, MJ and Cuthbert, BN (2016) The NIMH research domain criteria initiative: background, issues, and pragmatics. Psychophysiology 53, 286297.10.1111/psyp.12518Google Scholar
Krupinski, J and Tiller, J (2001) The identification and treatment of depression by general practitioners. Australian & New Zealand Journal of Psychiatry 35, 827832.10.1046/j.1440-1614.2001.00960.xGoogle Scholar
Learman, LA, Gerrity, MS, Field, DR, van Blaricom, A, Romm, J and Choe, J (2003) Effects of a depression education program on residents’ knowledge, attitudes and clinical skills. Obstetrics & Gynecology 101, 167174.Google Scholar
Levy, P (1967) The correction for spurious correlation in the evaluation of short-form tests. Journal of Clinical Psychology 23, 8486.10.1002/1097-4679(196701)23:1<84::AID-JCLP2270230123>3.0.CO;2-23.0.CO;2-2>Google Scholar
Lord, FM (1980) Applications of Item Response Theory to Practical Testing Problems. Hillsdale, NJ: Erlbaum.Google Scholar
MacCallum, RC, Zhang, S, Preacher, KJ and Rucker, DD (2002) On the practice of dichotomization of quantitative variables. Psychological Methods 7(1), 1940.10.1037/1082-989X.7.1.19Google Scholar
Moran, M (2017) Process for updating DSM-5 is up and running. Psychiatric News 52, 1.Google Scholar
National Institute on Alcohol Abuse and Alcoholism (2015) Alcohol use disorder: A comparison between DSM-IV and DSM-5, NIH Publication No. 13-7999.Google Scholar
Nunnally, JC and Bernstein, IH (1994) Psychometric Theory, 3rd Edn. New York: McGraw-Hill, Inc.Google Scholar
Raju, NS, van der Linden, WJ and Fleer, PF (1995) IRT-based internal measures of differential functioning of items and tests. Applied Psychological Measurement 19(4), 353368.10.1177/014662169501900405Google Scholar
Ruan, WJ, Goldstein, RB, Chou, SP, Smith, SM, Saha, TD, Pickering, RP, Dawson, DA, Huang, B, Stinson, FS and Grant, BF (2007) The alcohol use disorder and associated disabilities interview schedule-IV (AUDADIS-IV): reliability of new psychiatric diagnostic modules and risk factors in a general population sample. Drug and Alcohol Dependence 92, 2736.10.1016/j.drugalcdep.2007.06.001Google Scholar
Saha, TD, Chou, SP and Grant, BF (2006) Toward an alcohol use disorder continuum using item response theory: results from the national epidemiologic survey on alcohol and related conditions. Psychological Medicine 36, 931941.10.1017/S003329170600746XGoogle Scholar
Singh, AN, Matson, JL, Mouttapa, M, Pella, RD, Hill, BD and Thorson, R (2009) A critical item analysis of the QABF: development of a short form assessment instrument. Research in Developmental Disabilities 30, 782792.10.1016/j.ridd.2008.11.001Google Scholar
Smith, GT, McCarthy, DM and Anderson, KG (2000) On the sins of short-form development. Psychological Assessment 12, 102111.10.1037/1040-3590.12.1.102Google Scholar
Smits, N and Finkelman, MD (2015) Shortening the PHQ-9: a proof-of-principle study of utilizing stochastic curtailment as a method for constructing ultrashort screening instruments. General Hospital Psychiatry 37, 464469.10.1016/j.genhosppsych.2015.04.011Google Scholar
Viera, JA and Garrett, JM (2005) Understanding interobserver agreement: the kappa statistic. Family Medicine Journal 37, 360363.Google Scholar
Zimmerman, M, Chelminski, I, McGlinchey, JB and Young, D (2006) Diagnosing major depressive disorder X. Can the utility of the DSM-IV symptom criteria be improved? Journal of Nervous and Mental Disease 194, 893897.Google Scholar
Supplementary material: File

Raffo et al. supplementary material

Appendices

Download Raffo et al. supplementary material(File)
File 1.5 MB