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Regulation of Investment Advisers: Are International Standards Necessary?

Published online by Cambridge University Press:  28 February 2017

Marcia L. MacHarg
Marcia L. MacHarg*
Affiliation:
Debevoise & Plimpton, Washington, DC
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Abstract

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Type
Topical Issues in International Securities
Information
Proceedings of the ASIL Annual Meeting , Volume 89 , 1995 , pp. 67 - 72
Copyright
Copyright © American Society of International Law 1995

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References

1 See International Survey Of Investment Adviser Regulation (Marcia L. MacHarg & Roberta R. W. Kameda eds., 1994), which surveys the investment adviser regulatory systems in Argentina, Australia, Brazil, Canada, Chile, the Republic of China (Taiwan), the European Union, France, Germany, Hong Kong, Italy, Japan, Korea, Spain, Switzerland, the United Kingdom, the United States and Venezuela.

2 U.S. Investment Advisers Act of 1940, as amended, 15 U.S. Code, Sections 80b-l-80b-21, as amended.

3 See Unibanco-Uniao de Bancos Brasileiros S.A. (July 28, 1992). See also The National Mutual Group (publicly available March 8,1993); Mercury Asset Management pic (publicly available April 16,1993); Kleinwort Benson Investment Management Limited et al. (publicly available December 15, 1993); and Murray Johnstone Holdings Limited et al. (publicly available October 7, 1994).