Hostname: page-component-cd9895bd7-dzt6s Total loading time: 0 Render date: 2024-12-27T06:38:57.816Z Has data issue: false hasContentIssue false
  • English
  • Français

The Spatial Dimensions of State Fiscal Capacity The Mechanisms of International Influence on Domestic Extractive Efforts*

Published online by Cambridge University Press:  17 July 2015

Cameron G. Thies ,
Olga Chyzh  and
Mark David Nieman
Get access Rights & Permissions [Opens in a new window]

Abstract

This paper expands traditional predatory theory approaches to state fiscal capacity by adopting spatial analytical reasoning and methods. Although previous work in the predatory theory tradition has often incorporated interdependent external influences, such as war and trade, it has often done so in a way that maintains a theoretical and empirical autonomy of the state. Theoretically, we suggest four mechanisms (coercion, competition, learning, and emulation) that operate to channel information through interstate rivalry and territorial contiguity, trade networks, and the political space associated with regime type and intergovernmental organization membership. We test our predictions using a multi-parametric spatio-temporal autoregressive model with four spatial lags capturing the four mechanisms. Our empirical results provide support for the coercion and learning mechanisms.

Type
Original Articles
Information
Political Science Research and Methods , Volume 4 , Issue 1 , January 2016 , pp. 5 - 26
Copyright
© The European Political Science Association 2015 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

Footnotes

*

Cameron G. Thies, School of Politics and Global Studies, Arizona State University, Arizona ([email protected]). Olga Chyzh, Assistant Professor of Political Science and Statistics, 555 Ross Hall, Iowa State University, Ames, IA 50011-1204. Mark David Nieman, Assistant Professor of Political Science, 537 Ross Hall, Iowa State University, Ames, IA 50011-1204.

References

Anselin, Luc. 2003. ‘Spatial Externalities’. International Regional Science Review 26(2):147–152.Google Scholar
Banks, Authur S. 2011. ‘Cross-National Time-Series Data Archive’. Databanks International. Jerusalem, Israel. Available at http://www.databanksinternational.com, accessed 3 September 2014.Google Scholar
Barbieri, Katherine, Keshk, Omar, and Pollins, Brian. 2008. ‘Correlates of War Project Trade Data Set Codebook, Version 2.0’. Available at http://correlatesofwar.org, accessed 3 September 2014.Google Scholar
Basinger, Scott J., and Hallerberg, Mark. 2004. ‘Remodeling the Competition for Capital: How Domestic Politics Erases the Race to the Bottom’. American Political Science Review 98(2):261–276.Google Scholar
Beck, Nathaniel, and Katz, Jonathan N.. 2001. ‘Throwing Out the Baby with the Bath Water: A Comment on Green, Kim, and Yoon’. International Organization 55(2):487–495.CrossRefGoogle Scholar
Beck, Nathaniel, Gleditsch, Kristian Skrede, and Beardsley, Kyle. 2006. ‘Space is More than Geography: Using Spatial Econometrics in the Study of Political Economy’. International Studies Quarterly 50:27–44.CrossRefGoogle Scholar
Beck, Thorsten, Clarke, George, Groff, Alberto, Keefer, Pilip, and Walsh, Patrick. 2001. ‘New Tools in Comparative Political Economy: The Database of Political Institutions’. World Bank Economic Review 15(1):165–176.Google Scholar
Boehmer, Charles, Gartzke, Erik, and Nordstrom, Timothy. 2004. ‘Do Intergovernmental Organizations Promote Peace?’. World Politics 57(1):1–38.Google Scholar
Breul, Jonathan. 1996. ‘Borrowing Experiences from Other Countries’. In Glyn Davis and Patrick Weller (eds), New Ideas, Better Government, 74–82, Brisbane, Australia: Allen and Unwin.Google Scholar
Brewer, John A. 1989. The Sinews of Power: War, Money, and the English State, 1688–1783. London: Unwin Hyman.Google Scholar
Brinks, Daniel, and Coppedge, Michael. 2006. ‘Diffusion is No Illusion: Neighbor Emulation in the Third Wave of Democracy’. Comparative Political Studies 39:463–489.Google Scholar
Brooks, Sarah M. 2005. ‘Interdependent and Domestic Foundations of Policy Change: The Diffusion of Pension Privatization Around the World’. International Studies Quarterly 49:273–294.Google Scholar
Brueckner, Jan K. 2003. ‘Strategic Interaction Among Governments: An Overview of Empirical Studies’. International Regional Science Review 26(2):175–188.Google Scholar
Bueno de Mesquita, Bruce, Smith, Alastair, Siverson, Randolph M., and Morrow, James D.. 2005. The Logic of Political Survival. Boston, MA: MIT Press.Google Scholar
Campbell, John L. 1992. ‘The Fiscal Crisis of Post-Communist States’. Telos 93:89–110.Google Scholar
Campbell, John L. 1993. ‘The State and Fiscal Sociology’. Annual Review of Sociology 19:163–185.Google Scholar
Campbell, John L. 1994. ‘Transformations of Post-Communist Fiscal Systems’. In John L. Campbell and Stanislaw Owsiak (eds), Fiscal Reforms in Post-Communist Countries, 11–53. Cracow: Cracow Academy of Economics Press.Google Scholar
Cao, Xun, and Prakash, Aseem. 2010. ‘Trade Competition and Domestic Pollution: A Panel Study, 1980–2003’. International Organization 64(3):481–503.Google Scholar
Case, Anne C., and Rosen, Harvey S.. 1993. ‘Budget Spillovers and Fiscal Policy Interdependence: Evidence from the States’. Journal of Public Economics 52:285–307.Google Scholar
Centeno, Miguel Angel. 2002. Blood and Debt: War and the Nation-State in Latin America. University Park, PA: Pennsylvania State University Press.Google Scholar
ChartsBin Statistics Collector Team. 2014. Historical Crude Oil Prices, 1861 to Present. Available at http://chartsbin.com/view/oau, accessed 5 June 2014.Google Scholar
Chatagnier, J. Tyson, and Kavaklı, Kerim Can. 2014. ‘From Economic Competition to Military Combat: Export Similarity and International Conflict’. Working Paper, Bruno Kessler Foundation, Trento, Italy. Available at http://www.fbk.eu/.Google Scholar
Cheibub, Jose Antonio. 1998. ‘Political Regimes and the Extractive Capacity of Governments: Taxation in Democracies and Dictatorships’. World Politics 50(3):349–376.Google Scholar
Chyzh, Olga. 2014. ‘Can You Trust a Dictator: A Strategic Model of Authoritarian Regimes’ Signing and Compliance with International Treaties’. Conflict Management and Peace Science 31(1):3–27.Google Scholar
Cohen, Youssef, Brown, Brian R., and Organski, A. F. K.. 1981. ‘The Paradoxical Nature of State Making: The Violent Creation of Order’. American Political Science Review 75(4):901–910.Google Scholar
DiMaggio, Paul J., and Walter, W. Powell. 1983. ‘The Iron Cage Revisited: Institutional Isomorphism and Collective Rationality in Organizational Fields’. American Sociological Review 48(2):147–160.Google Scholar
Elkins, Zachary, Guzman, Andrew T., and Simmons, Beth A.. 2006. ‘Competing for Capital: The Diffusion of Bilateral Investment Treaties, 1960–2000’. International Organization 60:811–846.CrossRefGoogle Scholar
Elkins, Zachary, and Simmons, Beth. 2005. ‘On Waves, Clusters, and Diffusion: A Conceptual Framework’. Annals of the American Academy of Political and Social Science 598:33–51.Google Scholar
Fearon, James D., and Laitin, David D.. 2003. ‘Ethnicity, Insurgency, and Civil War’. American Political Science Review 97(1):75–90.Google Scholar
Franzese, Robert J. Jr., and Hays, Jude C.. 2007a. ‘Empirical Models of International Capital-Tax Competition’. In Greg N. Gregoriou and Colin Read (eds), International Taxation Handbook, 43–72. Amsterdam: Elsevier.Google Scholar
Franzese, Robert J. Jr., and Hays, Jude C.. 2007b. ‘Spatial Econometric Models of Cross-Sectional Interdependence in Political Science Panel and Time-Series-Cross-Section Data’. Political Analysis 15(1):140–164.Google Scholar
Franzese, Robert J. Jr., and Hays, Jude C.. 2008. ‘Interdependence in Comparative Politics: Substance, Theory, Empirics, Substance’. Comparative Political Studies 41:742–780.Google Scholar
Franzese, Robert J. Jr., and Hays, Jude C.. 2010. ‘Empirical Models of Spatial Inter-Dependence’. In Box-Steffensmeier, Janet M., Henry E. Brady, and David Collier (eds), The Oxford Handbook of Political Methodology. Oxford: Oxford University Press.Google Scholar
Geys, Benny. 2006. ‘Looking Across Borders: A Test of Spatial Policy Interdependence Using Local Government Efficiency Ratings’. Journal of Urban Economics 60:443–462.CrossRefGoogle Scholar
Gibler, Douglas M. 2012. The Territorial Peace: Borders, State Development, and International Conflict. New York, NY: Cambridge University Press.Google Scholar
Gollins, Douglas, Parente, Stephen, and Rogerson, Richard. 2002. ‘The Role of Agriculture in Development’. American Economic Review 92(2):160–164.Google Scholar
Hays, Jude C., Kachi, Aya, and Franzese, Jr. 2010. ‘A Spatial Model Incorporating Dynamic, Endogenous Network Interdependence: A Political Science Application’. Statistical Methodology 7:406–428.Google Scholar
Herbst, Jeffrey. 2000. States and Power in Africa: Comparative Lessons in Authority and Control. Princeton, NJ: Princeton University Press.Google Scholar
Hoff, Peter D., and Ward, Michael D.. 2004. ‘Modeling Dependencies in International Relations Networks’. Political Analysis 12:160–175.Google Scholar
Jahn, Detlef. 2006. ‘Globalization as “Galton’s Problem”: The Missing Link in the Analysis of Diffusion Patterns in Welfare State Development’. International Organization 60(2):401–431.CrossRefGoogle Scholar
Klein, James P., Goertz, Gary, and Diehl, Paul F.. 2006. ‘The New Rivalry Dataset: Procedures and Patterns’. Journal of Peace Research 43(3):331–348.Google Scholar
Lai, Brian, and Slater, Dan. 2006. ‘Institutions on the Offensive: Domestic Sources of Dispute Initiation in Authoritarian Regimes, 1950–1992’. American Journal of Political Science 50(1):113–126.CrossRefGoogle Scholar
Lazer, David. 2005. ‘Regulatory Capitalism as a Networked Order: The International System as an Informational Network’. Annals of the American Academy of Political and Social Science 598:52–66.CrossRefGoogle Scholar
Lee, Chang Kil, and Strang, David. 2006. ‘The International Diffusion of Public Sector Downsizing: Network Emulation and Theory Driven Learning’. International Organization 60(4):883–909.Google Scholar
Levi, Margaret. 1988. Of Rule and Revenue. Berkeley, CA: University of California Press.Google Scholar
Linz, Juan. 1990. ‘The Perils of Presidentialism’. Journal of Democracy 1(1):51–69.Google Scholar
Maggetti, Martino, and Gilardi, Fabrizio. (forthcoming). ‘Problems (and Solutions) in the Measurement of Policy Diffusion Mechanisms’. Journal of Public Policy.Google Scholar
Marshall, Monty G., and Jaggers, Keith. 2008. ‘Polity IV Project: Political Regime Characteristics and Transitions, 1800–2007’. Available at http://www.systemicpeace.org/, accessed 3 September 2014.Google Scholar
Meseguer, Covadonga. 2004. ‘What Role for Learning? The Diffusion of Privatisation in OECD and Latin American Countries’. Journal of Public Policy 24(3):299–325.Google Scholar
Morrison, Kevin M. 2009. ‘Oil, Nontax Revenue, and the Redistributional Foundations of Regime Stability’. International Organization 63(1):107–138.Google Scholar
North, Douglass C. 1981. Structure and Change in Economic History. New York, NY: Norton.Google Scholar
O’Donnell, Guillermo. 1994. ‘Delegative Democracy’. Journal of Democracy 5(1):55–69.Google Scholar
Olson, Mancur. 1993. ‘Dictatorship, Democracy, and Development’. American Political Science Review 87(3):567–576.Google Scholar
Peacock, Alan T., and Wiseman, Jack. 1961. The Growth of Public Expenditures in the United Kingdom. National Bureau of Economic Research, Number 72, General Series.Google Scholar
Pevehouse, Jon C. 2002. ‘Democracy from the Outside-In? International Organizations and Democratization’. International Organization 56(3):515–549.Google Scholar
Pevehouse, Jon C., Nordstrom, Timothy, and Warnke, Kevin. 2004. ‘The COW-2 International Organizations Dataset Version 2.0’. Conflict Management and Peace Science 21(2):101–119.CrossRefGoogle Scholar
Plümper, Thomas, and Neumayer, Eric. 2010. ‘Model Specification in the Analysis of Spatial Dependence’. European Journal of Political Research 49(3):418–442.Google Scholar
Plümper, Thomas, and Troeger, Vera E.. 2007. ‘Efficient Estimation of Time-Invariant and Rarely Changing Variables in Finite Sample Panel Analyses with Unit Fixed Effects’. Political Analysis 15(2):124–139.Google Scholar
Rasler, Karen A., and Thompson, William R.. 1985. ‘War Making and State Making: Governmental Expenditures, Tax Revenues, and Global Wars’. American Political Science Review 79(2):491–507.Google Scholar
Rogers, Everett. 1995. Diffusion of Innovations, 4th ed.New York, NY: Free Press.Google Scholar
Shin, Michael, and Ward, Michael D.. 1999. ‘Lost in Space: Political Geography and the Defense-Growth Trade-Off’. Journal of Conflict Resolution 43:79–87.Google Scholar
Simmons, Beth A., Dobbin, Frank, and Garrett, Geoffrey. 2006. ‘Introduction: The International Diffusion of Liberalism’. International Organization 60(4):781–810.Google Scholar
Simmons, Beth A., and Elkins, Zachary. 2004. ‘The Globalization of Liberalization: Policy Diffusion in the International Political Economy’. American Political Science Review 98(1):171–189.Google Scholar
Smith, Benjamin. 2004. ‘Oil Wealth and Regime Survival in the Developing World, 1960–1999’. American Journal of Political Science 48(2):232–246.Google Scholar
Swank, Duane. 2006. ‘Tax Policy in an Era of Internationalization: Explaining the Spread of Neoliberalism’. International Organization 60(4):847–882.Google Scholar
Thies, Cameron G. 2004. ‘State Building, Interstate and Intrastate Rivalry: A Study of Post-Colonial Developing Country Extractive Efforts, 1975–2000’. International Studies Quarterly 48(1):53–72.Google Scholar
Thies, Cameron G. 2005. ‘War, Rivalry, and State Building in Latin America’. American Journal of Political Science 49(3):451–465.Google Scholar
Thies, Cameron G. 2006. ‘Public Violence and State Building in Central America’. Comparative Political Studies 39(10):1263–1282.CrossRefGoogle Scholar
Thies, Cameron G. 2007. ‘The Political Economy of State Building in Sub-Saharan Africa’. Journal of Politics 69(3):716–731.CrossRefGoogle Scholar
Thies, Cameron G. 2009. ‘National Design and State Building in Sub-Saharan Africa’. World Politics 61(4):623–669.Google Scholar
Thies, Cameron G. 2010. ‘Of Rulers, Rebels and Revenue: State Capacity, Civil War Onset and Primary Commodities’. Journal of Peace Research 47(3):321–332.Google Scholar
Thies, Cameron G., and Sobek, David. 2010. ‘War, Economic and Political Development in the Contemporary International System’. International Studies Quarterly 54(1):267–287.Google Scholar
Tilly, Charles, ed. 1975. The Formation of National States in Western Europe. Princeton, NJ: Princeton University Press.Google Scholar
Tilly, Charles. 1985. ‘War Making and State Making as Organized Crime’. In Peter Evans, Dietrich Rueschemeyer and Theda Skocpol (eds), Bringing the State Back In, 169–191. Cambridge: Cambridge University Press.Google Scholar
Timmons, Jeffrey F. 2005. ‘The Fiscal Contract: State, Taxes, and Public Services’. World Politics 57(4):530–567.Google Scholar
Supplementary material: Link

Thies et al Dataset

Dataset

http://dx.doi.org/10.7910/DVN/VPTTOB
Link