Hostname: page-component-586b7cd67f-l7hp2 Total loading time: 0 Render date: 2024-11-22T18:00:41.388Z Has data issue: false hasContentIssue false

“Double transformations:” nation formation and democratization in interwar East Central Europe

Published online by Cambridge University Press:  10 January 2019

Heidi Hein-Kircher*
Affiliation:
a Herder Institute for Historical Research on East Central Europe, Institute of the Leibniz Association, Marburg, Germany
Steffen Kailitz
Affiliation:
bHannah-Arendt-Institute for Totalitarianism Studies, Technical University of Dresden, Dresden, Germany
*
* Corresponding author. Email: [email protected]

Abstract

Following the collapse of empires and the subsequent founding of self-determined nation-states, East Central Europe experienced a turning point after World War I. The new states had to transform themselves from branches of a multi-ethnic empire to independent nation-states, as well as from a system of monarchy to democracy at the same time. We argue that one cannot really understand why democracy failed in almost all East Central European states after World War I if one does not take into account the extreme challenges of this “double transformation” consisting of the interactions of the two tightly interwoven processes of nation formation and democratization. Therefore, we deem it necessary to develop a broader research program that addresses the complex interlacement of these two fundamental transformations of politics and society.

Type
Research Article
Copyright
Copyright © 2018 Association for the Study of Nationalities 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Ackermann, Felix. 2010. Palimpsest Grodno: Nationalisierung, Nivellierung und Sowjetisierung Einer Mitteleuropäischen Stadt 1919–1991. Wiesbaden: Harrasowitz.Google Scholar
Amar, Tarik Cyril. 2015. The Paradox of Ukrainian Lviv: A Borderland City Between Stalinists, Nazis, and Nationalists. Ithaca, NY: Cornell University Press.Google Scholar
Anderson, Margaret L. 2000. Practicing Democracy: Elections and Political Culture in Imperial Germany. Princeton, NJ: Princeton University Press.Google Scholar
Augustinowicz, Christoph. 2014. Geschichte Ostmitteleuropas — ein Abriss. Vienna: New Academic Press.Google Scholar
Balkelis, Tomas. 2014. “Demobilisierung, Remobilisierung. Paramilitärische Verbände in Litauen 1918–1920.” Osteuropa 64 (2–4): 197220.Google Scholar
Bauerkämper, Arnd. 2017. “Der “Große Krieg” als Beginn: Der Konflikt zwischen traditionalen Ordnungskonzepten, Faschismus und Autoritarismus.” In Nach dem “Großen Krieg”. Vom Triumph zum Desaster der Demokratie 1918/19 bis 1939, edited by Kailitz, Steffen, 89112. Göttingen: Vandenhoeck & Ruprecht.Google Scholar
Benecke, Werner. 1999. Die Ostgebiete der Zweiten Polnischen Republik: Staatsmacht und öffentliche Ordnung in einer Minderheitenregion 1918–1939. Cologne: Böhlau.Google Scholar
Berg-Schlosser, Dirk, and Mitchell, Jeremy, eds. 2002. Authoritarianism and Democracy in Europe, 1919–39: Comparative Analyses. Basingstoke: Palgrave Macmillan.Google Scholar
Biondich, Marc. 2014. “Eastern Borderlands and Prospective Shatter Zones: Identity and Conflict in East Central and Southeastern Europe on the Eve of First World War.” In Legacies of Violence. Eastern Europe's First World War, edited by Böhler, Jochen, Borodziej, Włodzimierz, and von Puttkamer, Joachim, 2550. Munich: Oldenbourg.Google Scholar
Böhler, Jochen, Borodziej, Włodzimierz, and von Puttkamer, Joachim, eds. 2014. Legacies of Violence. Eastern Europe's First World War. Munich: Oldenbourg.Google Scholar
Bracher, Karl Dietrich. 1960. Die Auflösung der Weimarer Republik: eine Studie zum Problem des Machtverfalls in der Demokratie. Villingen: Ring-Verlag.Google Scholar
Brubaker, Rogers. 1996a. Nationalism Reframed: Nationhood and the National Question in the New Europe. Cambridge: Cambridge University Press.Google Scholar
Brubaker, Rogers. 1996b. “Nationalizing States in the Old ‘New Europe’ — and the New.” Ethnic and Racial Studies 19 (2): 411437.Google Scholar
Brubaker, Rogers. 2011. “Nationalizing States Revisited: Projects and Processes of Nationalization in Post-Soviet States.” Ethnic and Racial Studies 34 (11): 17851814.Google Scholar
Chernev, Borislav. 2011. “The Brest-Litovsk Moment: Self-determination Discourse in Eastern Europe Before Wilsonianism.” Diplomacy & Statecraft 22 (3): 369387.Google Scholar
Chirot, Daniel, ed. 1991. The Origins of Backwardness in Eastern Europe: Economics and Politics from the Middle Ages Until the Early Twentieth Century. Berkeley: University of California Press.Google Scholar
Conrad, Benjamin. 2014. Umkämpfte Grenzen, umkämpfte Bevölkerung. Die Entstehung der Staatsgrenzen der Zweiten Polnischen Republik 1918–1923. Stuttgart: Steiner.Google Scholar
Dziewanowski, Marian K. 1969. Joseph Pilsudski: A European Federalist, 1918–1922. Stanford, CA: Hoover Institution Press.Google Scholar
Eichenberg, Julia. 2011. “Experience and the National State in Poland — Veterans and Welfare in the 20th Century.” In Veterans and War Victims in Eastern Europe during the 20th Century. A Comparison. Special Issue of Comparativ 20 (5), edited by Kathrin Boeckh and Natali Stegmann, 5062.Google Scholar
Eichenberg, Julia. 2014. “Consent, Coercion and Endurance in Eastern Europe. Poland and the Fluidity of War Experiences.” In Legacies of Violence: Eastern Europe's First World War, edited by Böhler, Jochen, Borodziej, Włodzimierz, and von Puttkamer, Joachim, 235258. Munich: Oldenbourg.Google Scholar
Elster, Jon. 1990. “The Necessity and Impossibility of Simultaneous Economic and Political Reform.” In Philosophy of Social Choice, edited by Ploszajski, Piotr, 309316. Warsaw: IFiS.Google Scholar
Ennker, Benno. 2010. “Der Führer im Europa des 20. Jahrhunderts — eine Synthese.” In Der Führer im Europa des 20. Jahrhunderts, edited by Ennker, Benno, and Hein-Kircher, Heidi, 347378. Marburg: Herder-Institut.Google Scholar
Ennker, Benno, and Hein-Kircher, Heidi. 2010. Der Führer im Europa des 20. Jahrhunderts. Marburg: Herder-Institut.Google Scholar
Farnetti, Paolo. 1978. “Social Conflict, Parliamentary Fragmentation, Institutional Shift, and the Rise of Fascism: Italy.” In The Breakdown of Democratic Regimes: Europe, edited by Linz, Juan, and Stepan, Alfred, 333. Baltimore, MD: John Hopkins University Press.Google Scholar
Frevert, Ute. 2002. “Neue Politikgeschichte.” In Kompass der Geschichtswissenschaft, edited by Eibach, Joachim, and Lottes, Günther, 152164. Göttingen: Vandenhoeck & Ruprecht.Google Scholar
Fritzsche, Peter. 1998. Germans Into Nazis. Cambridge, MA: Harvard University Press.Google Scholar
Gerschenkron, Alexander. 1965. Economic Backwardness in Historical Perspective: A Book of Essays. New York: Praeger.Google Scholar
Gerwarth, Robert. 2014. “Fighting the Read Beast: Counter-revolutionary Violence in the Defeated States of Central Europe.” In Legacies of Violence. Eastern Europe's First World War, edited by Böhler, Jochen, Borodziej, Włodzimierz, and von Puttkamer, Joachim, 209234. Munich: Oldenbourg.Google Scholar
Gerwarth, Robert, and Home, John, eds. 2012. War in Peace: Paramilitary Violence in Europe After the Great War. Oxford: Oxford University Press.Google Scholar
Graham, Malbone W. 1967. New Governments of Eastern Europe. New York: Henry Holt and Company.Google Scholar
Green, Daniel M. 1999. “Liberal Moments and Democracy's Durability: Comparing Global Outbreaks of Democracy – 1918, 1945, 1989.” Studies in Comparative International Development 34 (1): 83120.Google Scholar
Hackmann, Jörg. 2015. “Ostmitteleuropa.” In Online-Lexikon zur Kultur und Geschichte der Deutschen im östlichen Europa. Oldenburg: Institut für Kultur und Geschichte der Deutschen in Osteuropa. Accessed December 7, 2016. URL: ome-lexikon.uni-oldenburg.de/p32790.Google Scholar
Haklai, Oded. 2013. “Regime Transition and the Emergence of Ethnic Democracies.” In Democratization and Ethnic Minorities. Conflict or Compromise?, edited by Bertrand, Jacques, and Haklai, Oded, 1838. Abingdon: Routledge.Google Scholar
Haslinger, Peter. 2010. Nation und Territorium im tschechischen politischen Diskurs 1880–1938. Munich: R. Oldenbourg.Google Scholar
Haslinger, Peter, and Petronis, Vytautas. 2013. “Erster Weltkrieg, Systemkonsolidierung und kollektive Gewalt in Ostmitteleuropa: Litauen und der “Eiserne Wolf”. “In Gewaltgemeinschaften: Von der Spätantike bis ins 20. Jahrhundert, edited by Spreitkamp, Winfried, 343370. Göttingen: Vandenhoeck & Ruprecht Unipress.Google Scholar
Heimann, Mary. 2009. Czechoslovakia: The State That Failed. New Haven: Yale University Press.Google Scholar
Hein-Kircher, Heidi. 2015. “Zum Wechselspiel von verpasser Konsolidierung, Demokratiekritik und Diskursen der Versicherheitlichung in der Zweiten Republik Polens (1918 bis 1926).” Totalitarismus und Demokratie 12 (1): 97118.Google Scholar
Henschel, Christhardt. 2010. “‘Bei uns werden die Menschen nicht nach ihren Verdiensten beurteilt …’ Erster Weltkrieg und Staatsgründung in der Gedächtniskultur einer zentralpolnischen Provinz 1918–1939: Die Region Lublin als Beispiel.” Zeitschrift für Ostmitteleuropaforschung 59 (1): 3464.Google Scholar
Henschel, Christhardt, and Stach, Stephan. 2013. “Einleitung. Nationalisierung und Pragmatismus. Staatliche Institutionen und Minderheiten in Polen 1918–1939.” Zeitschrift für Ostmitteleuropaforschung 62 (2): 164186.Google Scholar
Jahn, Egbert. 2014. “Sprengkraft Selbstbestimmungsrecht. Der Erste Weltkrieg als Katalysator der Nationalsstaatsbildung.” Osteuropa 64 (2–4): 7390.Google Scholar
James, Paul. 1996. Nation Formation: Towards a Theory of Abstract Community. London: Sage.Google Scholar
James, Paul. 2006. “Theorizing Nation Formation in the Context of Imperialism and Globalism.” In The Sage Handbook of Nations and Nationalism, edited by Delanty, Gerard, and Kumar, Krishan, 369381. London: Sage.Google Scholar
Janos, Andrew C. 1989. “The Politics of Backwardness in Continental Europe, 1780–1945.” World Politics 41:325358.Google Scholar
Kailitz, Steffen. 2015a. “Demokratie und Wirtschaftspolitik in der Weimarer Republik in international vergleichender Perspektive: Eine Replik auf den Beitrag von Tim B. Müller.” Vierteljahrshefte für Zeitgeschichte 63 (3): 437451.Google Scholar
Kailitz, Steffen. 2015b. “Nach dem, ‘Großen Krieg’: Vom Triumph zum Desaster der Demokratie 1918/19–1939.” Totalitarismus und Demokratie 15 (1): 2145.Google Scholar
Kailitz, Steffen. 2015c. “Gefahren durch Extremismus, Gefahren im Umgang mit Extremismus — Beobachtungen aus der Hochphase des ‘Zeitalters der Extreme’ (1919–1939).” In Zeitschrift für Politikwissenschaft. Special Issue ‘Wie gefährlich ist Extremismus? Gefahren durch Extremismus, Gefahren im Umgang mit Extremismus’, edited by Eckhard Jesse, 115136.Google Scholar
Kailitz, Steffen, ed. 2017. Nach dem “Großen Krieg”. Vom Triumph zum Desaster der Demokratie 1918/19 bis 1939. Göttingen: Vandenhoeck & Ruprecht.Google Scholar
Komlos, John. 1980. “Thoughts on the Transition from Proto-industrialization to Modern Industrialization in Bohemia, 1795–1830.” East Central Europe 7 (1): 198206.Google Scholar
Kopstein, Jeffrey S., and Wittenberg, Jason. 2010. “Beyond Dictatorship and Democracy: Rethinking National Minority Inclusion and Regime Type in Interwar Eastern Europe.” Comparative Political Studies 43 (8/9): 10891118.Google Scholar
Kusber, Jan. 2014. “Wegscheide Krieg: Defekte Imperien, defekte Nationalstaaten.” Osteuropa 64 (2–4): 233246.Google Scholar
Kuzio, Taras. 2001. “Transition in Post-communist States: Triple or Quadruple?Politics 21 (3): 168177.Google Scholar
Laba, Agnes, and Wojtczak, Maria. 2015. “Aspekte einer Demokratiegeschichte in Ostmitteleuropa und im Baltikum im Nachklang des Ersten Weltkriegs.” Zeitschrift für Ostmitteleuropaforschung 64 (2015): 159173.Google Scholar
Langewiesche, Dieter. 1994. Nationalismus im 19. und 20. Jahrhundert: Zwischen Partizipation und Aggression. Bonn: Forschungsinstitut der Friedrich-Ebert-Stiftung.Google Scholar
Lepsius, M. Rainer. 1978. “From Fragmented Party Democracy to Government by Emergency Decree and National Socialist Takeover: Germany.” In The Breakdown of Democratic Regimes: Europe, edited by Linz, Juan, and Stepan, Alfred, 3479. Baltimore: John Hopkins University Press.Google Scholar
Lyttelton, Adrian. 2000. The Seizure of Power: Fascism in Italy, 1919–1929. London: Routledge.Google Scholar
Manela, Erez. 2007. The Wilsonian Moment: Self-Determination and the International Origins of Anticolonial Nationalism. Oxford: Oxford University Press.Google Scholar
Mergel, Thomas. 2002. “Überlegungen zu einer Kulturgeschichte der Politik.” Geschichte und Gesellschaft 28:574606.Google Scholar
Mick, Christoph. 2010. Kriegserfahrungen in einer multiethnischen Stadt: Lemberg 1914–1947. Wiesbaden: Harrassowitz Verlag (English revised version: 2015. Lemberg, Lwow, Lviv. 1914–1947. Violence and Ethnicity in a Contested City, West Lafayette: Purdue University Press).Google Scholar
Møller, Jørgen, and Skaaning, Sven-Erik. 2015. “Democratic Spells in Interwar Europe: The Borderline Cases Revisited.” Totalitarismus und Demokratie 15 (1): 4772.Google Scholar
Oberländer, Erwin, ed. 1995. Autoritäre Regime in Ostmitteleuropa 1919–1944. Mainz: Institut für Europäische Geschichte.Google Scholar
Offe, Claus. 1991. “Capitalism by Democratic Design? Democratic Theory Facing the Triple Transition in East Central Europe.” Social Research 58:865892.Google Scholar
Olivová, Vera. 1972. The Doomed Democracy: Czechoslovakia in a Disrupted Europe 1914–38. Montreal: McGill-Queen's University Press.Google Scholar
Orzoff, Andrea. 2011. Battle for the Castle: The Myth of Czechoslovakia in Europe, 1914–1948. New York: Oxford University Press.Google Scholar
von Puttkamer, Joachim. 2014. “Collapse and Restauration.” In Legacies of Violence. Eastern Europe's First World War, edited by Böhler, Jochen, Borodziej, Włodzimierz, and von Puttkamer, Joachim, 923. Munich: Oldenbourg.Google Scholar
von Puttkamer, Joachim. 2015. “East Central Europe.” European History Online (EGO). Mainz: Leibniz Institute of European History (IEG). Accessed December 7, 2016. URL: http://www.ieg-ego.eu/puttkamerj-2014-en.Google Scholar
Reulecke, Jürgen, ed. 1995. Die Stadt als Dienstleistungszentrum — Beiträge zur Geschichte der “Sozialstadt” in Deutschland im 19. und frühen 20. Jahrhundert. St. Katharinen: Scripta-Mecuturae.Google Scholar
Rothschild, Joseph. 1999. East Central Europe Between the Two World Wars. 7th ed. Seattle: Washington University Press.Google Scholar
Schenke, Cornelia. 2004. Nationalstaat und nationale Frage. Polen und die Ukrainer 1921–1939. Munich: Dölling und Galitz.Google Scholar
Seegert, Dieter. 2002. Die Grenzen Osteuropas. 1918, 1945, 1989 — Drei Versuche im Westen anzukommen. Frankfurt: Campus.Google Scholar
Smooha, Sammy, and Järve, Priit. 2005. The Fate of Ethnic Democracy in Post-Communist Europe. Budapest: Open Society Institute.Google Scholar
Stegmann, Natali, and Boekh, Katrin. 2010. “Veterans and War Victims in Eastern Europe During the 20th Century. A Comparison. Introduction.” Comparativ 20 (5): 203218.Google Scholar
Stollberg-Rilinger, Barbara, ed. 2005. Was heißt Kulturgeschichte des Politischen? Berlin: Duncker & Humblodt.Google Scholar
Stroschein, Sherrill. 2012. Ethnic Struggle, Coexistence, and Democratization in Eastern Europe. Cambridge: Cambridge University Press.Google Scholar
Sugar, Peter F., and Lederer, Ivo J. 1969. Nationalism in Eastern Europe. Seattle: University of Washington Press.Google Scholar
Taylor, Edmond. 1963. The Fall of the Dynasties: The Collapse of the Old Order 1905–1922. New York: Doubleday.Google Scholar
Ther, Philipp. 2016. The Dark Side of Nation-States: Ethnic Cleansing in Modern Europe. New York: Berghahn.Google Scholar
Thompson, Mark. 2002. “Building Nations and Crafting Democracies — Competing Legitimacies in Interwar Europe.” In Authoritarianism and Democracy in Europe, 1919–39: Comparative Analyses, edited by Berg-Schlosser, Dirk, and Mitchell, Jeremy, 2038. Basingstoke: Palgrave Macmillan.Google Scholar
Wróbel, Piotr J. 2014. “Foreshadowing the Holocaust. The Wars of 1914–1921 and Anti-Jewish Violence in Central and Eastern Europe.” In Legacies of Violence: Eastern Europe's First World War, edited by Böhler, Jochen, Borodziej, Włodzimierz, and von Puttkamer, Joachim, 169208. Munich: Oldenbourg.Google Scholar
Żarnowski, Janusz, ed. 1983. Dictatorships in East-Central Europe, 1918–1939. Wroclaw: Wydawn. Polskiej Akademii Nauk.Google Scholar
Zloch, Stefanie. 2010. Polnischer Nationalismus. Politik und Gesellschaft zwischen den beiden Weltkriegen. Cologne: Böhlau.Google Scholar
Zurcher, Arnold J. 1933. The Experiment with Democracy in Central Europe: A Comparative Survey of the Operation of Democratic Government in Post-war Germany and in the Russian and Austro-Hungarian Succession States. New York: Oxford University Press.Google Scholar