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Who Was He? Reflections on China’s First Medical ‘Naturalist’

Published online by Cambridge University Press:  20 August 2012

Miranda Brown*
Affiliation:
Department of Asian Languages and Cultures, University of Michigan, 202 S Thayer Street, Ste. 6111, Ann Arbor MI 48109, USA
*
*Email address for correspondence: [email protected]
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Abstract

This paper examines the reasons why Physician He (Yi–He, sixth century BCE) was regarded as a founder in the classical medical tradition of China. By most accounts, Physician He’s importance owes much to his theoretical innovations. In contrast to earlier healers, Physician He purportedly framed the aetiology of illnesses solely in terms of natural causes, as opposed to attributing sickness to gods or demons. In this paper, I reread a famous episode in the Commentary by Zuo, which is often cited as evidence of the physician’s naturalism. By paying close attention to the formal elements of the narrative as well as its larger discursive context, I argue that the standard reading of Physician He falls short. The episode provides little evidence of any secular challenge to religious conceptions of illness, and Physician He was, in fact, patterned after occult experts. A careful look moreover at the reception of Physician He in premodern histories of medicine reveals that the physician was extolled for his attunement to the will of the spirits as well as his powers of examination. Physician He’s reputation as a naturalist furthermore represents a modern interpretation, one that reflects efforts to defend the indigenous medical tradition against its biomedical detractors.

Type
Articles
Copyright
© The Author 2012 Published by Cambridge University Press

There are reports of physicians making frequent, true, and marvellous predictions, predictions such as I have never made myself, nor ever personally heard anyone make.

Prorrhetic II.Footnote 1

For someone who is best known for being unable to cure a patient, Physician He [] (fl. ca. 546 BC) has been spectacularly famous. Since the third century AD, Physician He, known through accounts in two early Chinese texts, the Commentary by Zuo [] and the Discourses of the States [], has been extolled as an ideal medical practitioner. In the Classic of the Pulse [], a key text in the Chinese medical tradition, the court physician Wang Shuhe [] (180–270?) paid homage to the earlier figure. Writing about the difficulties of diagnosis, Wang noted, ‘The patterns of the pulse are finely intermeshed and their forms difficult to differentiate, and although they possessed the most subtle of faculties, Bian Que [] and Physician He nevertheless had to think twice sometimes.’Footnote 2 The comment – the first of many references – reveals little about why Physician He mattered to Wang. Questions notwithstanding, the interest in Physician He was shared by other medical thinkers. One of Wang Shuhe’s contemporaries also paid tribute to Physician He in the AB Classic of Acupuncture and Moxibustion [], a text often credited with bringing coherence to the medical tradition. In this work, the author gave Physician He a prominent place in an unbroken line that stretched from antiquity to the present.Footnote 3 Since then, few accounts of medicine, including the exhaustive compilations produced in the late Imperial Period, fail to recount Physician He’s encounter with his noble patient. The celebrated Middle-Period physician Sun Simiao [] (581–682), for example, singled out Physician He, along with another court physician Huan [] (ca. 581 BC), as the exemplary physicians of their age.Footnote 4 The great Qing physician Fei Boxiong [] (1800/79) similarly claimed that Physicians He and Huan enshrined the orthodox tradition of antiquity.Footnote 5

In accounting for Physician He’s prominence in the Chinese medical tradition, modern historians often point to the historical role that Physician He played in the development of medical theory. In The Short History of Medicine (1960), Chinese historian Fan Xingzhun characterises Physician He and another contemporary as the ‘lone island’ of rationality in an ‘ocean of superstition’. Remarking on the absence of any references to spirits or demons in Physician He’s diagnoses, Fan highlights the fact that the physician framed illness solely in terms of qi (ch’i; vapour, material force), a move that Fan reads as a sign that medicine ‘had already broken through the barriers of religion and superstition’.Footnote 6 Physician He’s reputation as an early naturalist is also evident in Zhou Jianping’s history of Chinese medicine. In this, Zhou stresses the revolutionary character of Physician He’s diagnosis. Before Physician He, Zhou claims, ‘illness was seen as heavenly sanction or a scourge sent down by the spirits’; after Physician He, illness ‘could be analysed solely in terms of material causes’. This break with superstition, Zhou further adds, provided ‘the conceptual breakthrough for the foundations of the theory of pathogenesis found in the Yellow Emperor’s Inner Classic’.Footnote 7

Similar explanations, which highlight Physician He’s theoretical contributions, can be found in important Japanese and English-language works on Chinese medicine. Such works nevertheless tend to see Physician He as a representative of new theories that connected human health and sickness to cosmic patterns, rather than to angry ancestors or malevolent ghosts.Footnote 8 The great Japanese historian Yamada Keiji, for instance, not only assumes that the episode in the Commentary by Zuo in which Physician He appears reflects the state of medical theory in the sixth century BC, but he also plays up the cosmological dimensions of the physician’s diagnosis. For Yamada, the episode provides some of the first evidence of medicine as a system of knowledge.Footnote 9 Similarly, in his Expressiveness of the Body, Kuriyama Shigehisa also associates Physician He with new ways of understanding illness. Physician He, Kuriyama writes, ‘ignored demonic attacks, but instead blamed six causes: the yin, the yang, wind, rain, darkness, and brightness’.Footnote 10

For all of their appeal, previous explanations of Physician He fall short. Such explanations arguably derive from one of the master narratives in the field, a narrative that can be traced as far back as the influential History of Chinese Medicine (1919) by Chen Bangxian. In this seminal work, Chen – who was inspired by the secular values of the May Fourth Movement – argues that the medical tradition developed as a result of a historical schism: specifically between superstitious healers (wu []) who attributed illness to spirits, and secular physicians (yi []) who emphasised natural causes.Footnote 11 While Chen’s narrative was influential, more recent work complicates his opposition of secular and magico-religious healers. Nathan Sivin, for example, challenges the assumption that superstitious healers and secular physicians represented two separate social groups. Taking a close look at the evidence, Sivin shows that the term wu was actually an epithet and was used to refer to individuals who employed specious techniques, rather than magico-religious healers.Footnote 12 In addition, Donald Harper demonstrates the need to look beyond the polemics of the yi. A careful reading of the medical classics, he points out, reveals a more tangled history of interaction. In fact, the yi shared much with diviners and healers who used prayers and imprecations in their healing – for example, an interest in numerological techniques, a common vocabulary, and similar social backgrounds and patrons. What is more, the yi, Harper points out, were in dialogue with the very healers they decried.Footnote 13

The earliest and fullest account of Physician He, found in the historical chronicle the Commentary by Zuo, gives us additional grounds to wonder whether the physician’s significance had anything to do with his putative naturalism. According to the account, the Qin court physician went to Jin to attend to the illness of Lord Ping [] in 546 BC. While in the midst of delivering his diagnosis of Lord Ping, Physician He abruptly changed the subject, uttering the following statement: ‘A good minister will die, for it is not Heaven’s will to protect him’ (tianming buyou []).Footnote 14 The brief utterance, only four characters in length, is somewhat puzzling. To begin with, the utterance sounds as if the physician was issuing not only a prognosis for the sick lord but also a prophecy for a minister. Here and elsewhere, tianming referred not only to the more familiar sense of a dynastic mandate but rather to the will of an anthropomorphic Heaven, who saw fit to visit early deaths on immoral men.Footnote 15 But who was the minister in question? And how did the physician – who was presumably charged just with examining the sick lord – reach his conclusions about the minister? And why would this physician – who is famous for his qi-centred picture of illness – borrow the language of seers and diviners, a language associated with demonic explanations of illness.

Moreover, the received view of Physician He assumes that the persona in the Commentary by Zuo was a real historical figure whose views were accurately represented in the text. But such an assumption seems increasingly unwarranted in light of recent scholarship. Sure enough, the Commentary relates events in the regional courts of the Spring and Autumn period (ca. 771–453 BC), a period that overlaps with the time in which Physician He purportedly lived. Subject matter notwithstanding, most scholars now agree that the text postdates the Spring and Autumn period by centuries. In the mid-fourth century BC, compilers reworked earlier materials and pieces of legend to express their understanding of the moral patterns of the past. In the process, they adapted and added fictionalised speeches, episodes, and entire personalities. Given the pervasive pattern of creative licence in the text, we thus cannot assume that Physician He was anything like the figure in the Commentary. If anything, the Commentary tells us more about the beliefs of the fourth-century compilers than their sixth-century subjects.Footnote 16 What is more, the compilers were masters of narrative, who, much like novelists or bards, availed themselves of an arsenal of rhetorical devices to drive home their larger message: rhymed speeches, prolepsis, dream narration, fictional episodes, and fantastic elements such as visits by ghosts and demons.Footnote 17 For all of these reasons, it seems unwise to approach the episode with the goal of peeling away layers of commentary to reveal the beliefs of the original Physician He. As is the case with Hippocrates, the historical Physician He – if he ever existed – eludes detection.Footnote 18 A more feasible line of inquiry focuses instead on what narrative function the persona served within the Commentary.

Through a careful analysis of the narrative and rhetorical structure of the episode preserved in the Commentary, I seek to shed new light on the question of who Physician He was, and how he became a fixture in the Chinese medical tradition. Was Physician He important to the tradition, as modern accounts suggest, because he moved away from invoking spiritual causes in explaining illness? Or, as I will propose, is this a modern interpretation of Physician He, one at odds with premodern understandings of the figure?

Towards this end, I reconsider the narrative of Physician He’s diagnosis of Lord Ping, an episode long assumed to contain ‘China’s first medical case history’.Footnote 19 I begin by revisiting the often-cited description from the Commentary, which I show to be more ambiguous than previously thought. While some passages seem to indicate that the physician highlighted imbalances in the body as the root of illness, other elements in the narrative hint that Physician He also invoked angry deities in his explanations of sickness. With such a re-evaluation, I then situate the physician within the larger narrative of the illness of Lord Ping. Through an analysis of narratological features, I demonstrate that Physician He should be understood in terms of his rhetorical function rather than as a historical personage. Physician He represents the alter ego of another figure in the story, a statesman and well-regarded expert on spiritual matters. In the last section, I consider the visit of Physician He alongside tropes found in accounts of medical divination. As I show, Physician He’s denial of spiritual involvement in the sickness of Lord Ping did not imply any challenge to demonic explanations of illness. On the contrary, such a denial was consistent with archetypical representations of divinatory knowledge during the Warring States period (ca. 453–221 BC). Consideration of the evidence thus reveals that Physician He’s prominence in the later medical tradition had little to do with his putative naturalism. Instead, the authors of the Commentary created Physician He in the image of the noble expert of the spirits, which subsequently influenced the self-representations of later healers. As such, this case discloses the role that early historiographical conventions played in shaping the classical medical tradition. Physician He’s reputation as a naturalist furthermore represents a modern interpretation.

Re-reading Physician He’s Visit to Jin

As most discussions of Physician He rely on a single episode in the Commentary, our analysis begins by returning to the episode in question. As we will see below, the description of Physician He is less than straightforward. Certainly, the diagnosis of Lord Ping would seem to eschew spiritual or demonic explanations of illness. Yet the conversation between the physician and another member of the Jin court suggests that illness or death could result from Heavenly punishment. In other words, Physician He begins to look like a medical pluralist.

Given the importance of the account to my story, a few introductory remarks about the episode are in order. The account can be divided into roughly three parts, each of which is progressively shorter than the last. The first and longest part opens with Physician He’s consultation with his noble patient, Lord Ping. ‘There is nothing that can be done,’ he tells the lord, ‘For this is what is referred to as a case of “being close to women,” a sickness generated in the same way as gu [].’Footnote 20 It is at this point that Physician He issues his mysterious prophecy about the imminent death of the Jin minister – I say mysterious only because it is initially unclear how Physician He arrived at this conclusion. The prophecy, however, is ignored by the lord, who is evidently worried about the prospect of having to abandon his riotous lifestyle. Instead, Lord Ping gets back to what really matters. ‘Is it really true,’ he asks Physician He, ‘that women are not to be approached?’ The question gives the physician an opening to expound on the virtues of moderation and embark on a lengthy digression about music before turning to what scholars usually see as his main point: the role of the six qi in generating illness. According to the physician, Lord Ping was suffering from an imbalance of yang and dark qi, the consequence of excessive sexual relations. In the second part, the narrative moves away from the consultation between the patient and healer to a conversation between Physician He and Minister Zhao Wu [] (d. 541 BC), who was then the most powerful minister of Jin. Minister Zhao had somehow heard of the prophecy regarding the ‘good minister’. Evidently intrigued, or perhaps worried, the minister asks Physician He to identify the minister in question. Without batting an eyelid, Physician He explains that he was speaking of Minister Zhao. The conversation has taken an awkward turn, and so Minister Zhao changes the subject and asks about the illness called gu, which the physician mentioned in his initial remarks. In response, Physician He furnishes an explanation based on the Book of Zhou Changes [].

It is that which is produced from being excessively besotted and dissolute [in relations with women]. If we look at the graph, we see that ‘utensil’ and ‘worms’ make gu. That which flies out of the grain is gu. In the Zhou Book of Changes, a woman deluding a man or the wind toppling a mountain is gu . All of these are the same thing.

In the third and last part, the narrative closes with Minister Zhao’s words of praise for Physician He, who is extolled as a ‘fine physician’ and rewarded for his visit to Jin.Footnote 21

With such an introduction, we turn to the main problem at hand: what evidence exists to suggest that Physician He eschewed spiritual conceptions of illness? The evidence would seem to be cut and dried; nowhere in his diagnosis does Physician He mention the spirits. This is obvious enough from the text of the physician’s celebrated diagnosis:

In Heaven there are six kinds of qi, which come down and produce the five flavours, emitted as the five hues, and result in the five tones. If there is excess, the six illnesses will be produced. The six qi are referred to as the yin, yang, wind, rain, dark, and light, each of which are separated into four periods and arranged into five pitches. When there is excess in one of these, there will be calamity. When the yin is excessive, there will be a cold illness, when the yang is excessive, there will be a heat illness; when wind is excessive, there will be an illness in the extremities; when rain is excessive, there will be an illness of the abdomen; when darkness is excessive, there will be avolition, and when light is excessive, there will be an illness in the heart. Women draw out the yang [ie. the bright or hard] in things during the hours of darkness (?).Footnote 22 When there is excess in this, an internal heat, avolition, and gu will be produced. In the present case, I knew that his lordship had been immoderate and untimely in his sexual relations; thus how could this calamity not have befallen him?Footnote 23

The passage presents several points of interest. To begin with, not only are references to gods and spirits absent from the diagnosis, but the emphasis here is on the cosmological underpinnings of human illness: the excesses of yin and yang, as well as uneven proportions of dark and light, moisture and heat, which cause the body to lose its natural equilibrium. The very generality of the diagnosis – notice, for example, that the physician brings up symptoms that the patient does not experience – suggests that Physician He saw the theory of the six qi as a framework for understanding not only the illness of Lord Ping, but all cases of human sickness.

Perhaps more importantly, Physician He denies that the lord’s illness was the result of spiritual involvement: ‘This illness is not the work of ghosts ….’ Such a denial is all the more surprising in light of fourth-century sources. If divinatory records recovered from various tombs are to be trusted, illness was largely seen by the ruling elite as the result of spiritual displeasure: Heaven ‘sending down’ its punishments, an ancestor or spirit miffed about having received less than his or her due of the offerings, a demon seeking vengeance upon the murderer or his descendants, and the war dead incensed by the lack of sacrifices.Footnote 24 The case of one nobleman, who died a few decades after the compilation of the Commentary, leaves clues as to the strength of such beliefs. His illnesses occasioned the coordinated efforts of twelve diviners, who sacrificed no fewer than thirty-six pigs, six dogs, twenty-three sheep, nine oxen, and a horse.Footnote 25 Given such a background, the physician’s denial that spirits and ghosts were responsible for the lord’s illness seems all the more like an expression of defiance, a protest lodged against the dominant views of the age.

The attention given to symptoms, it may be further argued, is incompatible with older conceptions of illness. The fact that Physician He could work backwards from symptoms to the source presumes a one-to-one relationship between symptom and cause – a stance at odds with older views that emphasised the capriciousness of spirits. While they ascribed a rationality to illness – the gods and spirits usually had a reason for sending down the scourge of sickness – older views nevertheless did not posit a necessary connection between specific symptoms and causes. As divination records hint, the expression of spiritual displeasure varied widely; the same illness could have any number of potential sources. When investigating the shortness of breath and loss of appetite suffered by the aforementioned nobleman, for example, diviners considered a long list of candidates: royal ancestors, various nature spirits such as the god of the Grand River and Wei mountain, and the angry war dead.Footnote 26 Given the lack of correspondence between symptom and cause, diviners understandably paid little attention to the symptoms themselves, instead scrutinising the patterns found in the shells and stalks for clues about the causes of illness.

Other elements in the episode militate against the view that the physician opposed spiritual or demonic explanations of illness. Although he does not assign any role to the spirits in his diagnosis of Lord Ping, Physician He fails to issue a categorical denial. A closer look at the text, in fact, reveals that the physician not only ruled out spiritual causes, but also the effects of bad food in this particular case – ‘This is not the work of ghosts, nor the result of what was eaten’. To be sure, too much can be made of an absence. It is one thing to claim that the physician stopped short of ruling out spiritual causes in all cases, and quite another to say that the compilers attributed to him the belief that ghosts or gods were only sometimes behind human sickness. For the latter, we will have to search for positive signs that he attributed sickness or dying to spiritual forces.

The prognosis regarding Minister Zhao provides positive evidence that links Physician He to older views that highlighted spiritual causes of illness. Granted, the physician does not say in so many words that the spirits can punish men or women by making them sick. Even so, other remarks bring the physician close to such a view. As we saw above, Physician He claimed that Minister Zhao would die because Heaven had withdrawn its protection. Sure enough, the Commentary tells us that the aforementioned minister died suddenly in the twelfth month of the same year without a hint of violence; Physician He’s prophecy turned out to be on the mark.Footnote 27 At the end of the episode, Physician He goes on to explain his prophecy, an explanation that indicates that an early death could be the result of divine sanction:

I, He, have also heard it said that if honoured by titles and having assumed responsibility for the gravest of state matters, the great minister does not change course when a disaster arises, he too will suffer the consequences of the spiritual fault. At present the lord has been licentious to the point where he is comatose and thus unable to focus on the altars of earth and grain (ie. the state). What disaster is more serious than this? You, sir, have been unable to intervene in this matter, and so I was speaking of you.Footnote 28

Physician He’s speech presents two relevant points. To begin with, he uses the term jiu [], which I have translated as ‘spiritual fault’. In ancient texts, the term could refer generally to blameworthy conduct. But jiu was often used to describe offences that merited divine retribution; hence the common rendering of ‘curse’. Not surprisingly, in divinatory texts jiu was paired with sui [], the sickness, misfortune, or even death meted out by baleful spirits.Footnote 29 And indeed, the use of jiu makes sense given the larger context of the passage. Physician He goes on to explain that Minister Zhao was richly deserving of Heavenly punishment. In permitting Lord Ping to pursue a life of pleasure, Minister Zhao had allowed the young lord to ruin his health. The minister was thus remiss in carrying out his duties to the state and so would be punished by Heaven.

With the exclusive focus on qi in his diagnosis of Lord Ping, Physician He would seem at first glance to eschew spiritual explanations of illness. And qi certainly served as the focus of the diagnosis. But the prophecy reveals that it was far from a foregone conclusion that the physician was an opponent of older, spiritual conceptions of illness. Had this been the case, we would not expect Physician He to speak of Heaven sending down premature death as punishment, for such a position implies the power of spirits to deliver lesser punishments, including the scourge of sickness. On the contrary, such a position linked the physician to demonic views of illness.

Physician He in Context: The Illness of Lord Ping

Through an examination of the description of Physician He, we have arrived at a more complex view of the figure. Our analysis of Physician He, however, would be incomplete without a consideration of the formal structure of the narrative. Embedded within a larger story of the illness of Lord Ping, the visit of Physician He represents less than one half of the episode, of which the rest is devoted to the visit by the famous statesman from Zheng, Zichan [] (d. 522 BC). In addition, the Commentary, as we have noted above, is a ‘doctored’ text. Events are recounted selectively, and the speeches and episodes have been crafted so as to illustrate the historical and moral vision of its compilers. In this regard, the episode about the illness of Lord Ping is no exception. As historian Jin Shiqi points out in a brilliant article, the purpose of the episode is not so much to expound on the finer points of medical theory as to explain the underlying causes behind the decline and eventual fall of the Jin state in the fifth century BC.Footnote 30 For all of these reasons, we situate Physician He’s visit to Jin within the context of the larger narrative. Along the way, we arrive at an additional reason to question whether Physician He represents a challenger of spiritual or demonic conceptions of illness: the persona of the Commentary looks increasingly less like an actual historical person as much as a rhetorical device. When read in context, Physician He resembles the textual double to Zichan, a renowned expert on spiritual matters and an important minister.

It is worth starting by providing a brief outline of Zichan’s visit, which can be analysed in three parts. The first opens with the arrival of Zichan in Jin, where a divination was performed to determine the aetiology of the illness. The diviners reported that two spirits were behind the sickness. As no one in the Jin court was familiar with the identity of the spirits, Zichan was asked about them. Although he had heard of them, Zichan was nevertheless sceptical that the spirits were involved. The pair, Zichan explained, were nature spirits and did not even have dominion over the lord’s body. ‘What do the gods of the hills and rivers, or of the stars and planets’, he asks, ‘have to do with the health of the prince?’Footnote 31 The real cause, Zichan adds, lay with the lord’s riotous lifestyle, a lifestyle characterised by slack discipline and violations of sexual taboos. In the second part, which is considerably shorter, the narrative moves away from Zichan to a conversation between a Jin noble and another member of the Zheng delegation. The Jin nobleman inquires about the chief minister of Zheng, to which the delegate replies that the days of the Zheng minister in question are numbered. In the third and shortest part, the narrative returns to the Lord of Jin, who hears of the diagnosis before bestowing words of praise and tokens of appreciation upon Zichan.Footnote 32

Before showing how Physician He represents an alter ego to a well-regarded expert on the spirits, it is worth considering first a potential objection. Even if we assume that the visit of Physician He is merely one half of the larger narrative about the sickness of Lord Zhao, this does not mean that Physician He’s views about illness were necessarily comparable to those of Zichan. For the story to be plausible, the expertise ascribed to Physician He arguably reflected fourth-century medical wisdom. And insofar as noble ministers and physicians heralded from different backgrounds, the two presumably had dissimilar theories of pathogenesis.

The foregoing line of reasoning suffers from several drawbacks. To begin with, it assumes that the positions ascribed to Physician He in the Commentary reflected specialised knowledge. But recent work suggests that such an assumption is unwarranted. Through a comparison of the episode with other passages in the Commentary, Jin Shiqi argues that we have no reason to believe that the views ascribed to Physician He were unique to healers. The conceptual vocabulary associated with the physician, Jin furthermore points out, was in fact indistinguishable from those of other noble figures in the Commentary, including Zichan.Footnote 33

In addition, this line of reasoning underestimates the level of creative licence exercised by the compilers of the Commentary; the other physicians featured in the text also functioned as rhetorical devices.Footnote 34 The famous encounter between Physician Huan and an earlier ruler of Jin provides one such example. The episode opens with Lord Ping’s predecessor dreaming of a vengeful ghost who explains that the lord will be punished for having murdered the descendants of the ghost. Concerned, the lord consults a witch, who confirms the dream, adding that the lord would not live to eat the new grain, and so when the lord falls ill, Physician Huan is summoned from Qin. Before the physician arrives, however, the lord has a second dream, where the illness takes the form of two lads residing inside of his body and discussing the physician’s imminent arrival. One says, ‘Huan is a fine physician, and I fear that he will harm us and so how can we escape?’ In response, the other proposes to evade the physician, moving to the area between the heart and diaphragm. ‘If we do this,’ the second lad replies, ‘what can he do to us?’ And indeed, when he finally arrives, Physician Huan declares the illness to be incurable. ‘The illness’, he tells the lord, ‘resides in the space between the heart and diaphragm’, and so the physician’s arsenal of remedies was of no use. The lord praises Huan as a ‘fine physician’ and sends him back to his home state in pomp and ceremony. At first, the lord’s condition does not worsen, leading him to believe that he has outwitted fate. The lord then recalls the witch and shows him the new grain before killing him. But just as the lord is about to taste the grain, he collapses, dying shortly thereafter.Footnote 35 Here, the parallels between Physician Huan’s visit and the encounter with the unfortunate witch suggest a doubling effect. As Li Wai-yee notes, the two episodes are symmetrical.Footnote 36 Structurally, physician and witch stand in the same relation to the lord; both converse with him after his dream and confirm its message. The witch describes a future that corresponds to the first dream about ghostly retribution, and the physician’s prediction is consistent with the conversation overheard in the second. Such doubling introduces an element of narrative intensification, as the repetition reinforces the inevitability of the lord’s end.Footnote 37

If we return to the illness of Lord Zhao, it becomes clear that Physician He and Zichan represent textual doubles or twins. The doubling effect becomes clear if we consider the narrative as a whole, where the two figures not only occupy parallel positions within symmetrical narratives, but also exhibit the same logic. As Figure 1 reveals, the two halves of the narrative are almost identical, with minor variation. Whereas Zichan’s explanation of the oracle appears early in the narrative, Physician He defers discussion of the hexagrams until the end of his speech. The variation is to be expected; other instances of doubling in the Commentary contain small variations that minimise the monotony of repetition. Discrepancies aside, the two halves proceed in parallel. Both open with the main figure disputing the message of the oracle and providing two alternative explanations of the lord’s sickness. Zichan blames the illness on the lord’s use of time and concubines who share the lord’s surname, while Physician He traces the causes to the lord’s over-indulgence in loud musical performances and sexual excess.Footnote 38 A narrative turn, or what poets call a svolta, is then introduced, as the discussion shifts away from the subject of the lord’s health to the conduct of the chief ministers in the states of Zheng and Jin. The narrative then closes with words of praise; Zichan is described by Lord Ping as a ‘gentleman of broad learning’ () and given a rich gift, whereas Physician He is extolled as a ‘fine physician’ () by Minister Zhao and escorted back to his home state with ceremony.

Figure 1: The illness of Lord Ping at a glance.

Aside from such structural parallels, the doubling of Zichan and Physician He can be seen at the level of thematic content and style. Physician He’s message closely resembles that of Zichan; both figures reject the conclusion of the oracle and stress the importance of restraint. In addition, Zichan’s emphasis on timing resonates with Physician He’s injunctions for men to know when to stop a musical performance. The use of counterfactual reasoning presents a final similarity between the two. Zichan rules out the gods by exploring likely expressions of spiritual displeasure and clarifying the lack of connection between the power of the spirits and the lord’s sickness. As he puts it, if the gods of the mountains and rivers were angry, they would bring ‘disasters of floods, droughts and pestilence’. And if it were the gods of the sun, moon, stars and planets, we would expect to see ‘untimely snow, frost, wind and rain’. Physician He similarly arrives at his final diagnosis by entertaining other scenarios before arriving at the description that provides the best match: ‘When the yin is excessive, there will be a cold illness, and when the yang is excessive, there will be a heat illness; when wind is excessive, there will be an illness in the extremities; when rain is excessive, there will be an illness of the abdomen ….’

We have argued that Physician He and Zichan represent textual doubles, but was the physician actually the counterpart to an expert on the spirits? The issue merits consideration, as some scholars have read this episode differently. Pointing to Zichan’s invocation of qi, one historian argues that Zichan challenges older beliefs regarding the divine or demonic origins of illness.Footnote 39 In Cosmology and Political Culture, Aihe Wang similarly characterises the episode as evincing a break with Bronze Age cosmology, whereby the sicknesses of princes were no longer signs of ancestral displeasure so much as the ‘expression of a cosmic pattern that regulated both natural and social orders’.Footnote 40

In fairness, Zichan (like Physician He) does not deny the role of the spirits in producing Lord Ping’s illness. Instead, Zichan points to the effects of habits that destroy the body’s integrity:

I, Qiao [ie. Zichan], have heard it said that there are four periods of time for the gentleman: the morning is when one listens to the business of governance, daytime is when one pays visits, the dusk is for deciding upon commands, and the evening for resting the body. In this way, one is able to temper the qi, thereby preventing blockages and accumulations that weaken the body, dull the heart, and bring disorder to the hundred affairs from developing. Now, because all of these different times have been treated as one and the same,Footnote 41 an illness was produced. I have also heard it said that the inner palace should not have those of the same surname; otherwise no offspring will be produced. Once the initial attraction has worn off, the two will produce illnesses in each other; this is something that the gentleman detests.Footnote 42 Thus the Record says, ‘If one buys a concubine and does not know her surname, one must divine it.’ The departure from these two principles was something of which the ancients were cautious. With respect to men and women, it is necessary to distinguish their surnames – so as to avoid marriage – this is the great order of ritual. Now, four women of the surname Ji actually reside in the prince’s household. Thus, how could there not have been a calamity?Footnote 43

As with Physician He’s diagnosis, Zichan’s explanation of the illness is rooted in the physiological: the flow of the qi and the fruits of the womb. Notice, for example, that the ancient dictates of ‘timeliness’ are explained as providing a check against the dangers of sexual excess and the pursuit of amusement, which result ‘in blockages and accumulations of qi’. The taboos against endogamy are similarly justified in terms of preventing barren unions and illnesses resulting from sexual contact with relatives.Footnote 44

Questions aside, considerable evidence exists to suggest that Physician He’s textual double, Zichan, was a noble expert on spiritual matters.Footnote 45 As a point of fact, Zichan is not called upon to weigh in on the causes of the illness, but rather to explain the oracle. In contrast to the Confucius of the Analects, who is famously reticent about spiritual matters,Footnote 46 Zichan accepts the challenge readily; he recounts the identity of the spirits – their origins, the background behind their respective domains, and the states under their control, and so forth.Footnote 47 The description, which continues at length, represents no minor point in Zichan’s presentation; such background occupies more than one third of Zichan’s entire speech – it is longer, in fact, than his actual diagnosis. Given such an emphasis, Zichan’s knowledge of the numinous realm seems hardly incidental. To put it differently, Zichan appears less as a naturalist or ‘Confucian’ humanist than a figure with essential knowledge of the spirits.

Other episodes in the Commentary further support the view that Physician He’s double (Zichan) was an expert on spiritual matters. As Li Wai-yee points out, Zichan serves as a consultant on spiritual matters in several different episodes. For example, he is summoned after the people of Zheng experience nightmares in the wake of the murder of a nobleman who lost a power struggle at court. Taking his cues from the dreams, Zichan realises that the spirit of the murdered man is restless and would continue to haunt the living unless placated. Accordingly, Zichan reinstates the son of the murdered man – who had been stripped of rank and fortune in the aftermath of the murder. More importantly, Zichan allows the son to offer sacrifices to the spirit of the murdered father, and so the nightmares cease.Footnote 48 A second episode involving the same Lord Ping provides a final example of Zichan’s prowess at interpreting signs from the numinous realm. Several years after the visits of Zichan and Physician He, Lord Ping becomes deranged and is confined to bed. At this time, Minister Zhao Wu is dead, and a new minister has assumed a leading role in the governance of the state. This new minister dreams about a golden bear entering the door of the lord’s bedchamber. Suspecting that the bear was responsible for the illness, the minister asks Zichan, ‘What demon might this be?’ This time Zichan does not deny that spiritual forces are at work. The bear, Zichan tells the minister, is a spirit who had been offered sacrifices by previous dynasties. So, Zichan inquires whether the Jin ruler might have neglected the cult of the spirit. Being a man of superior judgement, the minister recognises the value of Zichan’s advice and restores the sacrifices to the spirit. Not long afterwards, the sick lord makes a full recovery.Footnote 49

Our analysis of the narrative structure of the larger account in the Commentary discloses that Physician He represented the textual double of Zichan. Though sometimes treated by modern historians as a proponent of a new naturalist philosophy, the figure of Zichan was associated in the Commentary with deep knowledge of the spiritual realm. The symmetry between the two episodes, moreover, points to a high level of artistic licence exercised by the editors, who must have reworked existing archival materials – if not fabricated entire speeches. As a result, Physician He begins to look more like a literary device in a didactic story than the historical figure behind a scientific revolution.

Physician He and the Archetype

We have seen that the compilers of the Commentary associated Physician He not only with prophecies, but also with famous experts on the spirits. Was there something inconsistent about the fact that the physician would contradict the oracle and then issue a prophecy in the same breath? In order to answer this question, our investigation must be broadened to encompass the larger corpus of early narratives about medical divination, to determine whether Physician He’s speeches fit a pattern. To put it somewhat differently, we look at the rhetorical resources marshalled by the compilers of the Commentary in their construction of a patterned past. As we will see, a third and final reason exists to question the received view of the physician as initiating a shift in medical thinking. In Warring States narratives about divination, the noble expert of the spirits often disputed the oracle and questioned the necessity of sacrifices of appeasement; Physician He’s denial of spiritual involvement thus fits with an established archetype.

Before going further, it is worth noting that experts on the numinous realm were hardly created equal in works from the Warring States period. As Marc Kalinowski points out, there was a world of difference in the Commentary between the diviners or invocators at court, on the one hand, and noblemen known for their understanding of spirits, on the other. Of comparatively low status, diviners occupied hereditary posts, rarely associated with any special discernment or knowledge of the numinous realm.Footnote 50 Counting ministers and rulers among their ranks, noble experts were linked, in contrast, with more unconventional interpretations of the numinous realm. When called upon to interpret dreams or omens and to determine which sacrifices were required, it was these figures, Kalinowski points out, who took a critical stance about oracles, going so far as to contest the interpretations of diviners and to question sacrifices of appeasement.Footnote 51

The incident of 562 BC, which involves the father of Lord Ping, reveals that Physician He’s denial of spiritual involvement has precedents. According to the Commentary, the elder Jin lord is being entertained by the ruler of Song, who proposes to use the ceremonial music of the spirit Sanglin []. The proposal meets with favour from members of the Jin lord’s entourage, but one nobleman protests on the grounds that the ceremony is improper. Over the objections of the nobleman, the lord of Jin agrees to the ceremony but has second thoughts not long after it starts and decides to leave early. En route back to Jin, the lord falls ill, and so the shells are consulted and the spirit of Sanglin is reportedly seen in the oracle. But when members of the Jin entourage urge their lord to rush home to sacrifice to the spirit, the nobleman protests once more. ‘We declined the ceremony,’ he tells the lord, ‘It was the Song delegation that used it, and so if the illness is indeed caused by a ghost or god, it is the Song delegates who should be all the worse for it.’Footnote 52 The analysis of the nobleman turns out to be on the mark, for the Lord of Jin recovers from his illness without offering a single sacrifice. The episode carries echoes of the sickness of Lord Ping. As before, the oracle is revealed to be a red herring, but it is only the nobleman who knows better. However, as with Physician He and his twin, the critical stance of the nobleman cannot be chalked up to agnosticism. On the contrary, the nobleman’s wariness of the ceremony reveals his attentiveness to spiritual matters and, above all, his concern about ritual missteps that might incur divine wrath. Indeed, his comment about the Song delegation hints that the lord would have been subject to divine retribution had the ceremony continued.

The case of the king of the southern state of Chu (fl. 490 BC) provides an additional example of an expert on the numinous realm, who challenges the message of the oracle. According to the Commentary, when the king falls ill, the tortoise is consulted and the Yellow River is named as the source. Interestingly, the king does not act on the information provided by the oracle, which prompts his nobles to request permission to offer sacrifices on the king’s behalf. The king nevertheless resists the pressure and explains his reasoning as such:

According to the sacrificial mandates of the three dynasties, [the ruler] should not make offerings that extend beyond the hills and mountains that can be seen from within the distance of the state.Footnote 53 The Jiang, Han, Ju, and Zhang rivers represent [the limits] of such sacrificial [obligations] for Chu. Since blessings and calamities have nothing to do with [what resides] beyond these rivers, the [god of the] Yellow River could not have been offended by me, however deficient in virtue that I may be.Footnote 54

The episode shares several commonalities with the illness of Lord Ping. To begin with, we find a familiar contest between the oracle and the noble expert. As with Physician He and his double, the king rejects the conclusions that are to be drawn from the oracle. While the king does not reveal the actual source of his illness, he is nevertheless clear that the oracle is a red herring. In addition, the rejection of the oracle does not amount to scepticism regarding the existence or power of the numinous realm. On the contrary, the king’s comment affirms the power of the gods and sacrificial obligations of human princes. It is only that the king knows that the jurisdiction of the god does not extend to Chu territory, which lies south of the Yellow River.

Our discussion has been confined to accounts preserved in the Commentary, but it is worth emphasising that similar themes can be found in other Warring States texts. As Table 1 should reveal, narratives of medical divination – which are to be distinguished from divination records – are found in a handful of historical chronicles and excavated manuscripts, including the Spring and Autumn Annals of Master Yan []. In many cases, the narratives feature the interpretations of a nobleman who either contests the message of the oracle or argues against the necessity of performing sacrifices of appeasement.

Table 1: Records of Divinations/oracle interpretations of illnesses.

Let us look at one of the accounts found in the Annals of Master Yan, which shows that there was nothing unusual about Physician He both disregarding the message of the oracle and discussing heavenly retribution. The most famous of such episodes revolves around a bout of fever that plagued the lord of the powerful state of Qi, which is interpreted by the famous minister Yan Ying [] (d. 500 BC).Footnote 55 By one account, the lord of Qi is seriously ill for more than a year. Confident that the illness will improve by doubling the number of sacrifices, the lord dispatches his diviners to make rich offerings to the ancestral spirits – above and beyond what had been offered by his predecessors. The lord’s condition, however, does not improve. Suspecting his diviners of foul play, the sick lord convenes a meeting with several nobles including Yan Ying, announcing his plan to kill the diviners in order to move the gods and to end the scourge. Predictably, the plan meets with approval from the sycophants, but Yan Ying remains silent. Sensing opposition, the lord presses Yan for an answer, thus giving the minister an opening to express his disapproval:

Master Yan said, ‘Does your lordship believe that offering prayers will bring benefits?’

The lord replied, ‘Yes, this is so.’

Master Yan then said, ‘If this is indeed the case, then cursing will also bring harm to Your Lordship. Your Lordship keeps at a distance the ministers who would assist him and alienates those who would help him. Thus, the loyal ministers have been blocked [in their efforts] and their admonishments are silenced. Your servant has heard it said that when the favourites are blind to the truth and those distant are dumb, the sound of the angry clamours of the masses will be great indeed! At present, the state of Qi reaches to the West from the cities of Liao and She, and in the East, its borders reach to Gu and You. Among the different inhabitants of Qi, the hundred surnames are full of resentment and dissatisfaction, and many of them curse your lordship to Heaven. If the whole state curses you, then your lordship’s two invocators – even if they are good – will be unable to counteract the effects of the curse.Footnote 56

A number of parallels exist between this episode and the visit of Physician He. True, the particulars of the case are different. In contrast to Physician He, Yan Ying does not find himself questioning whether the illness had a spiritual cause; instead, Yan is sceptical that the deities were disgruntled in this case because of their lack of sacrifices. Still, the narrative is similar enough to the illness of Lord Ping. To begin with, we find the same habit of questioning the sacrificial logic of illness. Physician He’s rejection of spiritual causes can be seen as a challenge to the view that illnesses could always be handled through sacrifices of appeasement. Yan Ying’s position similarly overturns the simple arithmetic of sacrifice (ie. the more sacrifices and prayers, the less vulnerable the prince to illness). All the same, neither of these figures questions the existence of gods and spirits. Much like the physician, Yan affirms the power of gods to make humans sick, and indeed, his stance on sacrifice reveals his belief in Heavenly justice. Just as Physician He stresses the power of Heaven to strike down negligent ministers, Yan Ying highlights the connection between the conduct of the prince and his health. As he explains it to the lord, the only way to reverse the effects of the curse is to address the root problem: the quality of the lord’s governance. If the lord rules in a benevolent fashion and leads an austere life, the collective curses will come to an end and the illness will improve.

The illness of a king of the fifth-century BC comes still closer to articulating the positions found in the visit of Physician He. This account is preserved in a manuscript dating to the third or fourth century BC that was looted from a tomb before being bought by the Shanghai museum from an auction in Hong Kong.Footnote 57 Possessing no known parallels in sources transmitted through the ages, this manuscript recounts a series of divinations performed in the Chu court in the mid-fifth century. According to this manuscript, the king falls ill after observing a divination performed to determine the cause of a long drought. The king subsequently dreams of hills and streams and suspects that the nature spirits of a state recently annexed by Chu were responsible. Consequently, the tortoise is consulted, but the nobles at court debate about what to do. One noble interprets the oracle as confirmation of the king’s dream; the culprits were indeed the nature spirits of the new acquisition and so a sacrifice should be made to appease them. Another noble, however, disagrees on the grounds of precedent; the earlier Chu kings, this noble reminded the other, had not offered sacrifices to the spirits in question, and so it would be improper for the king to do so. At a loss about what to do, the pair consults a third nobleman, the wise Taizai Jinhou [], who is described, no less, as a ‘sage’ and ‘descendant of a sage’. Taizai sides with the second nobleman, arguing that the king would be rewarded for putting ancestral traditions above his own wellbeing. ‘The ghosts, spirits, and the Lord-on-High [ie. a god]’, Taizai explains, ‘are the most exalted and clear-sighted and so they invariably will know [about the king’s choice]’. ‘The king’s illness’, he furthermore promises, ‘will come to an end starting today’.Footnote 58

By now, all this should be familiar, as the Shanghai manuscript contains echoes of themes seen in the narrative about Lord Ping. Much like Physician He (and Zichan), Taizai challenges the message of the oracle, which is understood by other members of the court to mean that a sacrifice of appeasement was necessary. As with Physician He and Zichan, Taizai’s challenge to the oracle should not be read as a sign of scepticism about the numinous realm. (In a later episode recounted in the same manuscript, Taizai in fact calls for a sacrifice to be carried out by the king in order to end the drought.) On the contrary, Taizai’s comments betray confidence in the power of the spirits. As with Physician He, Taizai explains that the spirits not only monitor the conduct of men, but they will also reward and punish them. In this respect, Taizai’s position is very similar to that of Physician He, who emphasises that Minister Zhao would be punished for failing to shepherd the ruler.

By situating the figure of Physician He within the larger corpus of divination narratives, we find a third reason to question whether the episode in the Commentary by Zuo portended changes in medical theory. Judging from other episodes in the Commentary and accounts about divination, the compilers used existing tropes and templates to cobble together the image of the healer. What is more, there was nothing strange about the denial of spiritual involvement, nor incoherent about the fact that Physician He would reject the message of the oracle in one case and issue a prophecy about divine retribution in another. On the contrary, such a position makes sense within the context of the larger Warring States corpus, where contested oracles and disputed sacrifices represented a leitmotif.

The Afterlife of the Physician

An examination of the narrative structure and larger historiographical context of the episode long seen as ‘China’s first medical case history’ provides a new perspective on Physician He. When examined with care, it becomes clear that the figure of Physician He did not occupy an important role in the medical tradition because of any challenges to conceptions of the demonic causes of illness. The contributions of the original Physician He, if he ever existed, are lost to us. Instead, the figure found in the Commentary should be understood as a persona, one that functioned as a rhetorical device. What is more, within this narrative, the persona of Physician He not only affirmed the power of the spirits to visit death on the wicked, but was also patterned after noble experts of the numinous realm. Such experts moreover were not only apt at detecting when the hand of the spirits was at work, but also capable of determining when illness or death was the result of bodily imbalance and immoderate lifestyles. For all of these reasons, the views ascribed to Physician He can only be understood in relation to the rhetorical conventions of Warring States narratives about divination. What is more, an understanding of the significance of Physician He requires that we move beyond the earlier, decontextualised readings of the Commentary to appreciate the role that historiographical conventions played in creating the medical persona and shaping the self-fashioning of later healers.

Indeed, our contention that Physician He was originally the creation of chroniclers receives support from a later account found in the Discourses of the States (third century BC). For the most part, the later description overlaps with the earlier presentation in the Commentary.Footnote 59 Yet it is worth pointing out that the later account provides a few new details, which further suggest that the physician was a rhetorical device. The Discourses altogether drops the theory of the six qi and instead focuses on Master Zhao’s impending death. As a result, the association between Physician He and older views of sickness and death as divine punishment is still more pronounced. Moreover, the later text provides us with a remark not found in the earlier Commentary. At one point, Minister Zhao asks Physician He whether healers have a role to play in state affairs, to which the physician remarks, ‘The superior physician rescues the state, whereas the inferior one merely attends to the sick.’Footnote 60 The physician’s comment underscores the rhetorical interchangeability of the good minister and the exemplary physician in early Chinese chronicles. And indeed, in many other texts from early China, the physician stands in a metonymical relationship to the sagely minister, just as the body exists in parallel to the body politic.Footnote 61

Our foregoing discussion begs the question how Physician He became a medical ancestor, particularly one credited with the naturalistic turn in Chinese medicine. For this to happen, the rhetorical account in the Commentary by Zuo had to be first remade into a literal piece of medical history, and Physician He had to be transformed from a rhetorical device to an actual historical personage. This first step occurred belatedly. Prior to the late first century BC, medical thinkers gave few indications that they were aware of Physician He. The physician’s name is noticeably missing from the great compendiums of the Han medical tradition: the Yellow Emperor’s Inner Classic [], the Pharmacopeia of the Divine Husbandman [], and the Classic of Difficult Issues []. Moreover, the name of the physician cannot be found in any of the formula books or manuals for vessel diagnosis recovered from Qin (221–206 BC) and Han-dynasty (206 BC–AD 220) tombs.

The first presentation of Physician He as a historical personage and medical ancestor occurs in the Seven Summaries []. Written by Liu Xin [] (ca. 50 BC–AD 23), son of the imperial bibliographer Liu Xiang [] (77–6 BCE), the text was based on an earlier catalogue that contained a bibliography of all surviving medical texts, compiled with the assistance of court physician Li Zhuguo [].Footnote 62 Here, Liu Xin provides the first reference to Physician He after centuries of silence:

In high antiquity, there was Qibo and Yufu; in middle antiquity, there was Bian Que and Physician He, whose analyses of illnesses had implications for the state and who examined the body to learn of the circumstances of governance. Since the founding of Han, there was the Lord of the Granaries [ie. Chunyu Yi, fl. 180–154 BC]. At present, the technical arts have fallen into obscurity, and so for this reason, I have analysed the documents, ordering such arts into four kinds.Footnote 63

The passage is worth marking, for we must first bear in mind that the genealogical account that contains Physician He was not only associated with healing, but with the technical arts (fangji []) more generally. By some Han-dynasty accounts, such arts encompassed astrology, hemerology, and diviners.Footnote 64 In other words, the association between medical and divinatory knowledge remained strong. The new role awarded to Physician He moreover deserves comment. Here, Physician He figures in a genealogical account that treats medicine and other related arts as a subject of independent enquiry rather than as a metaphor for statecraft. Along with Bian Que, who also played a large role in political allegories from the Warring States, Physician He is now presented as an exemplary practitioner of the middle ages, a halfway point between a golden antiquity and recent times. To put it differently, Physician He is no longer a rhetorical construct or literary prop, but rather a historical person that anchored the craft in space and time.

The sudden interest in Physician He after so many centuries of silence – and in a discussion concerned primarily with medical matters – is striking. Granted, Liu Xin is never explicit as to why Physician He acquires so much importance both as an ancestor and a historical personage. We may attribute the interest in part to logistical factors; in contrast to his contemporaries, Liu had access to the Commentary, which made it possible for him to hear of Physician He in the first place.Footnote 65 In addition, the personal agendas of Liu Xin and his father undoubtedly played a role. To see this, we must not only bear in mind that the Lius associated Physician He with all forms of technical knowledge, but also that they saw the early physician as epitomising the connections between technical learning and statecraft. To paraphrase Liu, Physician He examined the body to learn of state matters. In other words, the expertise of masters of the technical arts extended to the health of the body politic. The importance of such a message was not lost on the Lius. Though blood relatives of the emperor, father and son were relegated to minor posts within the Han court.Footnote 66 In order to raise their fortunes, the two busily applied their knowledge of astrology to matters of state.Footnote 67 For them, figures such as Physician He illustrated the critical importance of giving men with mastery of the technical arts a leading voice at court.

While commentaries produced in the centuries after the Seven Summaries disclose that Physician He’s position as an ancestor was secure, interestingly he did not acquire a reputation as the forefather of Chinese medical naturalism until the twentieth century. In fact, premodern works on medicine often mention He’s theory of the six qi alongside his prophecy about the minister, which suggests that the interchangeability of divinatory and medical forms of knowledge remained unchanged.Footnote 68 One sixteenth-century work, The History of Medicine [], provides a case in point. Its author even discussed the puzzle with which we began – namely, how Physician He came to the conclusion that the chief minister would die while examining the Lord of Jin. In the margins, this author noted that some were sceptical about the episode. By way of rebuttal, the same author alluded to the controversy surrounding a Buddhist monk of the Song dynasty (960–1279). The monk was famous for his ability ‘to determine the station, luck, and virtues of a person based on an examination of the pulse’. And like a ‘divine being’ (shen []) the same monk was also capable of discerning the fortune of a son based on the condition of the father.Footnote 69 This physician’s penchant for divining apparently had created a stir, with at least one famous man objecting that the monk’s feats had no precedent in antiquity and were either impossible or unorthodox. The famous minister Wang Anshi [] (1021–1086), however, disagreed, citing the example of Physician He. ‘In ancient times,’ Wang said with approval, ‘Physician He examined the pulse of the lord of Jin and determined that his great minister was about to die.’ This led him to conclude, ‘If the fate of a minister can be seen in the pulse of the lord, what is so strange about a physician seeing the father and knowing the [fate] of the son?’Footnote 70 Wang does not explain his reasoning at length. Presumably, he thought that since Physician He knew of Minister Zhao’s impending death, the monk could also divine a son’s fate based on an examination of the father. The comments of Wang – which are quoted with admiration in the Ming history of medicine – are illuminating. Such comments reveal that in the minds of premodern physicians and their literate patrons, there was nothing strange about a physician acquiring the qualities of a seer and being able to divine the future. What was at stake was whether it was possible to infer someone’s fate based on an examination of a close associate. For Wang Anshi as well as the author of The History of Medicine, the answer to this question was to be found in the Commentary by Zuo. And given what we have learned about the original account, healers through the centuries naturally would have found the figure of Physician He to their liking. After all, Physician He was as shrewd at detecting imbalances in the qi as he was at predicting the turns in the wheels of fortune.

We have seen the process by which Physician He became a medical ancestor, but this raises the question of how he specifically acquired the reputation as a naturalist, particularly when he had been extolled for his ability to discern the will of Heaven for two millennia. To answer this question, it would be instructive to close by reflecting on the account of Physician He in Chen’s aforementioned History of Chinese Medicine. By the time this work was revised in 1937, Physician He had acquired a decidedly more secular face.Footnote 71 Admittedly, Chen’s treatment of Physician He does not appear to have been very different from those of his premodern forebears. Much like earlier commentators, Chen was something of a bricoleur, for he was in the habit of cutting out passages from ancient sources and stitching them into a new genealogical narrative.Footnote 72 Still, there is one subtle difference worth marking, one that foreshadowed the strong associations of Physician He with naturalism in the 1960s.Footnote 73 In recapping the story about Physician He’s visit to Jin, Chen omits mention altogether of the prophecy both in his History of Medicine and his later Record of Chinese Medical Personalities (1957). Instead, his presentation focused on the physician’s discussion of the six qi. What is more, Chen goes so far as to argue that Physician He’s diagnosis discloses medicine’s momentous ‘split with superstitious healers’.Footnote 74

To understand why Chen chose to downplay Physician He’s associations with religious experts, we must set the writing of modern accounts within a broader context of the ascendancy of biomedicine.Footnote 75 As Sean Lei shows us, not content merely to compete with practitioners of Chinese medicine, Western-style doctors went so far as to demand in 1929 a ban on traditional Chinese drugs and acupuncture.Footnote 76 While ultimately unsuccessful, the call prompted a thorough re-evaluation of the indigenous medical tradition. Some of the defenders of Traditional Chinese Medicine argued that the tradition had value because it was empirical and was thus worth retaining in spite of its metaphysical failings.Footnote 77 Others took a different tack, however, asserting that the metaphysical framework of Chinese medicine represented a symbolic system for conveying naturalistic concepts.Footnote 78

The decades the follow the History of Chinese Medicine saw intensified efforts to reconcile the indigenous medical tradition with the universal values of modern, Western science. The Communist victory in 1949 brought with it state support for Chinese herbs and acupuncture, as Mao declared that Chinese medicine represented ‘our motherland’s treasure house’. Such support not only spurred efforts to defend the dignity of Chinese medicine, but also to reconcile it with a materialistic science so as to create what Mao envisioned as the Unified Medicine of China.Footnote 79 Figures such as Chen Bangxian and Fan Xingzhun, the early leaders of the Institute of Chinese Medicine in Beijing, worked towards such ends. In their writings, they upheld the universal validity of biomedicine, more specifically, and evolutionist narratives of the progress of science, more generally.Footnote 80 At the same time, such historians rejected the proposition that there was nothing of scientific value to the Chinese medical tradition. Over thousands of years of accumulated experience, such historians asserted, the Chinese had made discoveries that could contribute to the progress of medicine.Footnote 81 And amid the darkness of feudal society, there were forward-thinking secularists, who challenged the dominant superstitions of the day.Footnote 82

Given such circumstances, we can see how Physician He acquired his modern reputation. By omitting mention of the physician’s prophecy and overlooking centuries of commentary, Chen Bangxian and later Fan Xingzhun were able to attribute a materialist outlook to the physician. In this way, they could find new uses for the physician from Qin, one better suited for the story of Chinese medicine developing in parallel to that in the West.Footnote 83 Rather than exemplifying the backward tendencies of traditional society, He now exemplified the genius of Chinese civilisation, for in the account of the visit to Jin, we find the first stirrings of a scientific mentality that also took root in Greece. And indeed, roughly about the time that Hippocrates purportedly broke with older views about the divine sources of illness, He’s ‘rejection’ of demonic causes initiated China’s progress from superstition to enlightened materialism.Footnote 84

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15. For earlier examples of tianming as ‘Heaven’s will or intent’; see Shangshu in Duanju Shisanjing jingwen , ‘Shangshu’ , ‘Pan Geng shang’ (Taipei: Taiwan kaiming, 1991), 13a; Hong Xingzu and Bai Huawen (eds), Chuci buzhu (Beijing: Zhonghua shuju, 1983 rpt. 2000), ‘Tian wen ’, 3.111.Google Scholar

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18. On this point, see Jodie Pinault, Hippocratic Lives and Legends (Leiden: E.J. Brill, 1992).Google Scholar

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20. I am following the emendation of the eminent scholar Wang Niansun (1744–1832) of the eight-character line . Wang argues that shi (quarters) is a graphic error for sheng (to generate, produce). The line thus should read as two four-character lines: . In addition, the term gu is a notoriously difficult term to translate, with scholars rendering the term differently and translating it as ‘bewitchment’ or ‘infestations of bugs’. For the former, see Kalinowski, ‘Diviners and astrologers under the Eastern Zhou: transmitted texts and recent archaeological discoveries’, in John Lagerwey and Marc Kalinowski (eds), Early Chinese Religion, Part One: Shang through Han (1250 BC– AD 220) (Leiden and Boston: Brill, 2009), I: 341–96: 359. For the latter, see Donald Harper, Early Chinese Medical Literature: The Mawangdui Medical Manuscripts (London and New York: Kegan Paul International, 1998), 74–54; see also Jiang Dianwei , ‘Yi-He shi gu – du “Qin Yi-Huan He” zhaji’ , Liaoning zhonggyi xueyuan xuebao , 5, 4, 414; Kidder Smith, ‘Zhouyi Interpretation from Accounts in the Zuozhuan’, Harvard Journal of Asiatic Studies, 49, 2, 421–63, 428–30, 444–5.Google Scholar

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22. The passage has sparked considerable debate about its exact interpretation. Du You (735–812) has interpreted the passage as such: ‘Women usually attend to men, and thus this [intercourse] is referred to as yangwu’ (). Kong Yingda (574–648), in contrast, says: ‘because women are used for intercourse, the body of the lord thus became heated; and since intercourse occurs during periods of darkness, the lord has thus suffered from avolition and gu’ (). See Chunqiu Zuozhuan zhengyi 41/15a. The term wu has been glossed by Yang Bojun (op. cit. (note 14), 1221) as referring to ‘serving’ (shi ), and so the passage would read, ‘With respect to women, they attend to intercourse during periods of darkness’. Li Wai-yee (op. cit. (note 16), 147) interprets the passage somewhat differently, reading the passage as ‘As the female brings out the yang in things and belongs to the hours of darkness; excessive intimacy with them breeds the sickness of inner heat, confusion, and spells’.Google Scholar

23. Chunqiu Zuozhuan zhengyi [Zhao 1.12], 41/14a–15a; cf. Yang Bojun, op. cit. (note 14), 1221–3.Google Scholar

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26. See Chen Wei , Chudi chutu Zhanguo jiance (shisizhong) (Beijing: Jingji kexue chubanshe, 2009), 94–5 (Baoshan strips no. 218–9, 221–2, 237, 239–41); see also Constance Cook, Death in Ancient China: The Tale of One Man’s Journey (Leiden: Brill, 2006), 178–9: 182, 198–9, 200–1.Google Scholar

27. Chunqiu Zuozhuan zhengyi [Zhao 1.15], 41/16b; cf. Yang Bojun, op. cit. (note 14), 1225.Google Scholar

28. Chunqiu Zuozhuan zhengyi [Zhao 1.12], 41/15a; cf. Yang Bojun, op. cit. (note 14), 1223–4.Google Scholar

29. See, for example, Chen Wei, op. cit. (note 26), 95 (Baoshan strips no. 234–35).Google Scholar

30. Jin Shiqi , op. cit. (note 19), 1–50, 2–6, 33–5.Google Scholar

31. Chunqiu Zuozhuan zhengyi [Zhao 1.15], 41/10b–13b; cf. Yang Bojun, op. cit. (note 14), 1219.Google Scholar

32. Chunqiu Zuozhuan zhengyi [Zhao 1.15], 41/13b; cf. Yang Bojun, op. cit. (note 14), 1221.Google Scholar

33. Jin Shiqi, op. cit. (note 19), 34.Google Scholar

34. Chunqiu Zuozhuan zhengyi [Wen 18.1], 20/6a; cf. Yang Bojun, op. cit. (note 14), 629.Google Scholar

35. Chunqiu Zuozhuan zhengyi [Cheng 10.4], 26/15a–b; cf. Yang Bojun, op. cit. (note 14), 849–50.Google Scholar

36. Li Wai-yee, op. cit. (note 16), 240–2.Google Scholar

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38. There has been considerable debate about whether the discussion of music is metaphorical. Some traditional commentators have taken this position, but more recent interpreters have resisted this reading. See, Du Zhengsheng , ‘Zuowei shehuishi de yiliaoshi – bing jieshao jibing, yiliao yu wenhua yantao xiaozu de chengguo’ , Xinshi xue , 6, 1 (1995), 113–53; cf. Jin Shiqi, op. cit. (note 19), 29.Google Scholar

39. Zhou Lisheng , Chunqiu zhexue (Shandong: Daxue chubanshe, 1989), 155–81.Google Scholar

40. Aihe Wang, op. cit. (note 8), 102–3. Though he does not comment specifically on this incident, Marc Kalinowski offers his reflections on instances where a wise man contests the diviner’s proposal to offer rites of elimination. According to Kalinowski, such contestations owe much to the general tendency in the Commentary to ‘depreciate sacrificial and magico-religious practices’ and reflect a ‘deep crisis of belief in the traditional techniques of divination by turtle and yarrow’. For this view, see Kalinowski, op. cit. (note 20), 372, 390, 394–5.Google Scholar

41. Commentators have read the four characters jin wu nai yi differently. Yang Bojun interprets yi as zhuan (to concentrate). He thus takes the passage to mean that when a person concentrates his essence and qi solely on one matter, an illness will result. However, this reading overlooks the fact, as Chen Shuguo notes, that wunai can also mean dewu (to get to be without), and so the passage should be read as ‘treating the four periods as one’ (); see Chen Shuguo, Chunqiu Zuozhuan jiaozhu (Changsha: Yuelu chubanshe, 2006), 806–7.Google Scholar

42. The phrase xianmei is ambiguous. Du You glosses the passage in the following way: ‘The ability of people of the same surname to get along resides in the initial attraction. When the attraction reaches its height, it will then be exhausted, and once exhausted, an illness will be generated’ ; Chen Shuguo, ibid., 807.Google Scholar

43. Chunqiu Zuozhuan zhengyi [Zhao 1.12], 41/12a–13a; cf. Yang Bojun, op. cit. (note 14), 1220.Google Scholar

44. Chen Bangxian, op. cit. (note 11), 22–3.Google Scholar

45. Li Wai-yee, op. cit. (note 16), 201–2.Google Scholar

46. Lunyu zhengyi (Beijing: Zhonghua shuju, 1998), [11.12], 449.Google Scholar

47. Chunqiu Zuozhuan zhengyi [Zhao 1.12], 41/10b–12a; cf. Yang Bojun, op. cit. (note 14), 1217–9.Google Scholar

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52. Chunqiu Zuozhuan zhengyi [Xiang 10.2], 31/3b–4a; cf. Yang Bojun, op. cit. (note 14), 977.Google Scholar

53. I follow Du You in interpreting the reference to ‘sacrifices by the great lords to the distant [gods and spirits of] the mountains, rivers, and stars within the borders’ ; see Chen Shuguo, op. cit. (note 41), 1254. For a different reading, see Kalinowski, op. cit. (note 20), 354.Google Scholar

54. Chunqiu Zuozhuan [Ai 6.4], 58/2a–b; cf. Yang Bojun, op. cit. (note 14), 1636; for another story regarding King Zhao and medical divinations, see Chunqiu Zuozhuan [Ai 6.4], 58/1b–2a; cf. Yang Bojun, op. cit. (note 14), 1635–6.Google Scholar

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58. The transcription of the text appears in Ma Chengyuan, op. cit. (note 55), 4, 195–215.Google Scholar

59. Schaberg, op. cit. (note 16), 5.Google Scholar

60. Guoyu (Shanghai: Shanghai guji, 1978) [Jinyu 8], 14/473.Google Scholar

61. On this point, see Yamada Keiji, Zhongguo gudai yixue de xingcheng (Taipei: Dongda tushu gongse, 2003), 369.Google Scholar

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63. The Seven Summaries was lost but was reconstructed based on quotations by later scholars. For fragments, see Liu Xiang and Liu Xin , Qilüe bielu yiwen, qilüe yiwen , , Deng Junjie (ed.) (Shanghai: Shanghai guji, 2008), 106–7. A version of the text appears in the Treatise on Arts and Literature (Yiwen zhi ) of Ban Gu, ibid., 30, 1779.Google Scholar

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68. For representative examples, see Zhang Gao (twelfth and thirteenth centuries) and Yu Bian (sixteenth century), Yi shuo: fu xu Yi shuo (Shanghai: Shanghai kexue jishu chubanshe, 1933 [1994]), 1/6a–6b. The Yibu quanlu provides quotations to Physician He in famous Ming and Qing medical works; see Chen Menglei (seventeenth century) et al., Yibu quanlu (Beijing: Renmin weisheng chubanshe, 19981991), 118/631, 281/1417, 340/1928; see also Xu Chunfu (sixteenth century), Gujin yitong daquan (Beijing: Renmin weisheng chubanshe, 1991), 1/ 4.Google Scholar

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82. Chen Bangxian, op. cit. (note 11), 6–7, 10, 67. The Han physician Zhang Zhongjing (c. 150–219) is a particular favourite of modern interpreters, who celebrate Zhang’s empiricism and relative de-emphasis on correlative cosmology. See, for example, the preface by Mr Chen in Liu Boji , Zhongguo yixueshi  (Yangmingshan: Huagang chubanbu, 1974) I, 1; see also Scheid, op. cit. (note 5), 206.Google Scholar

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Figure 0

Figure 1: The illness of Lord Ping at a glance.

Figure 1

Table 1: Records of Divinations/oracle interpretations of illnesses.