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The good character ‘backstop’: directions, defeasibility and frameworks of fairness

Published online by Cambridge University Press:  04 September 2020

Richard Glover*
Affiliation:
School of Law, University of Wolverhampton, Wolverhampton, UK
*
*Author email: [email protected]

Abstract

This paper examines the law on good character evidence in criminal trials through a discussion of the important but under-analysed case of Hunter, in which a five-judge Court of Appeal sought to clarify the law on good character directions to the jury. However, it is argued here that the judgment conflicts with the leading House of Lords decision in Aziz. The paper considers how the court misinterpreted the law and, in particular, the defeasible nature of the rule in Aziz and the impact of the Criminal Justice Act 2003. As a result, the circumstances in which a good character direction will be provided have diminished significantly. It is argued that this has important implications for the right to a fair trial, as good character directions act as a ‘backstop’ against miscarriages of justice. They also form a vital part of the ‘framework of fairness’ considered necessary, in lieu of reasoned jury verdicts, by the Grand Chamber of the European Court of Human Rights in Taxquet v Belgium. Accordingly, it is contended that Aziz rather than Hunter should be followed so that, where there is evidence of good character, a direction is normally provided as a matter of law.

Type
Research Article
Copyright
Copyright © The Author(s), 2020. Published by Cambridge University Press

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Footnotes

I would like to thank participants at the Dublin City University Evidence and Procedure Conference and at Goldsmith's Law Inaugural Criminal Justice Symposium at The British Academy in March 2019, along with the journal's reviewers, for their helpful comments on earlier versions of this paper.

References

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61 [2000] 2 Cr App R 42.

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73 Aziz, above n 4.

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77 Law Commission CP No 141, above n 9, Pt VIII.

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80 Standing Committee B, above n 18, cols 532 and 545–548.

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84 Above n 20; Hunter, above n 1, at [32], [74] and [86].

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86 Notwithstanding that, it was held a modified bad character direction should have been provided, above n 20, at [42]–[43]. Redmayne notes (above n 14, p 220) that the court also suggested a modified direction could be a method of reconciling the 2003 Act bad character provisions with the common law on good character. However, he refers to this as a modified good character direction.

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94 Eg Pegram v DPP [2019] EWHC 2673 (Admin); R v Evans [2017] EWCA Crim 2386 and R v Martin (Graham) [2016] EWCA Crim 474.

95 Above n 39, at [55].

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98 Above n 39, at [58].

99 Ibid, at [66].

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101 Ibid.

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103 Aziz (House of Lords), above n 4, at 47F; R v CM [2009] EWCA Crim 158.

104 Above n 1, at [68].

105 Above n 39.

106 Ibid, at [64]–[89].

107 Ibid, at [59] and [46].

108 Aziz, above n 4, at 46E and Aziz (Court of Appeal), above n 102, at 16; E Freer [2015] Arch Rev 4.

109 Above n 46.

110 [1994] Crim LR 205.

111 Hunter, above n 1, at [27] and [58].

112 Teeluck, above n 3; Krishna v Trinidad & Tobago [2011] UKPC 18; Barrow v The State [1998] UKPC 18.

113 The distinction between judgment and discretion is of significance: F Bennion ‘Distinguishing judgment and discretion’ [2000] PL 368; ‘Judgment and discretion revisited: pedantry or substance?’ [2005] PL 707 and Understanding Common Law Legislation (Oxford: Oxford University Press, 2009).

114 Above n 1, at [77].

115 Ibid, at [68].

116 F Bennion ‘Distinguishing judgment and discretion’ [2000] PL 368.

117 R v Melbourne [1999] 164 ALR 465 at [115].

118 Aziz, above n 4, at 52.

119 Eg Aberg, above n 41.

120 Aziz, above n 4, at 51A; Teeluck, above n 3; Berrada, above n 48, at 134.

121 Layne, above n 39, at [71].

122 As observed by Moses LJ in PD, above n 65, at [12]–[15].

123 In HLA Hart ‘The ascription of responsibility and rights’ (1948–49) 49 Proceedings of the Aristotelian Society 175. He repudiated this in Punishment and Responsibility (Oxford: Clarendon Press, 1968), but others have further developed his ideas, eg in, R TurDefeasibilism’ (2001) 21(2) Oxford Journal of Legal Studies 355Google Scholar.

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131 Aziz, above n 4, at 53E.

132 Rowton, above n 32.

133 Hart, above n 125, p 119.

134 Uncertainty at the borderline is a common feature of rules, ibid, pp 124–125. See further Baker, GDefeasibility and meaning’ in Hacker, P and Raz, J (eds) Law, Morality and Society (Oxford: Clarendon Press, 1977) pp 36–37Google Scholar.

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138 Aziz, above n 4, at 44H.

139 Hart, above n 125, p 130.

140 Aziz, above n 4, at 53F.

141 Hunter, above n 1, at [65]–[66].

142 PD, above n 65, at [12]–[15] (Moses LJ).

143 Dennis, above n 54, 18–021.

144 Aziz, above n 4, at 53D.

145 [1994] 1 WLR 39.

146 Ibid, at 45.

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148 Hunter, above n 1, at [89].

149 Above n 1, at [20], [70] and [72]; R Munday ‘Good character directions in criminal trials: an exercise in containment’ (2015) CLJ 388, 391.

150 Above n 93, at [13]

151 ‘Blackstone Lecture 2017’, above n 93.

152 However, as L Blom-Cooper observes, the jury has never been part of the judiciary nor democratic: Unreasoned Verdict: The Jury's Out (Oxford: Hart Publishing, 2019) pp 49–50.

153 Hunter, above n 1, at [67].

154 [1996] 3 NZLR 664.

155 Munday, above n 23.

156 The Court of Appeal's reference here (above n 1, at [20]) was to the section of Munday's article on Falealili and repeats his opinion that Berrada was a ‘wrong turn’ in the law – above n 23, at 255 and 258.

157 Above n 154; Melbourne, above n 117.

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168 Ibid, at [107]–[109].

169 Above n 154.

170 Munday, above n 23, at 256.

171 Ibid.

172 [2010] 2 NZLR 11.

173 Ibid, at [26]; R v Alletson [2009] NZCA 205 at [42].

174 Evidence Act 2006, s 37(5).

175 Above n 172.

176 Ibid, at [29] and [32]; R v Banks [2014] 3 NZLR 256 at [18].

177 However, it also held such evidence would be inadmissible according to s 37, as it would not meet the higher test requiring it to be ‘substantially’ helpful in assessing veracity.

178 Aziz, above n 4, at 53E.

179 A judge's summing-up should be fair, balanced and accurate: X v United Kingdom, above n 50; Berrada, above n 48; Vye, above n 46; Teeluck, above n 3.

180 Condron v United Kingdom (2001) 31 EHRR 1.

181 Above n 4.

182 Above n 102.

183 [1993] 1 WLR 619.

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185 Above n 183.

186 Eg D Brown and A Mostrous ‘Rape case scandal is just “tip of the iceberg”’ The Times (16 December 2017).

187 Above n 183, at 675

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189 Above, n 117.

190 Ibid, at [117].

191 PD above n 65, at [14] (Moses LJ) and GAI above n 72 (Pitchford LJ).

192 Hunter, above n 1, at [62], [81] and [91].

193 J Jackson ‘Making juries accountable’ (2002) 50 American Journal of Comparative Law 477 at 525. Disagreements about common sense are not confined to jurors. Griew stated it was common sense that good character was of little or no value, although his comments should be viewed in context, as he was writing prior to both Vye and Aziz, when the law was less clear, above n 55.

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196 Ibid, at 403 (Bokhary PJ).

197 Woolmington v DPP [1935] AC 462 at 481; Derek Bentley (Deceased), above n 44, at [42].

198 Above n 21.

199 Ibid; Judge v United Kingdom (2011) 52 EHRR SE17.

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203 Or, at least, the ‘informed observer’, CH v HM Advocate [2016] HCJAC 4 at [13].

204 M Coen and J Doak ‘Embedding explained jury verdicts in the English criminal trial’ [2017] 37(4) LS 786 at 791.

205 Above n 21, at [92]; Legillon v France [2013] 53406/10 at [54]. For a critical view, Coen, MWith cat-like tread: jury trial and the European Court of Human Rights’ (2014) 14(1) Human Rights Law Review 107CrossRefGoogle Scholar.

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207 [2016] 34238/09 (Grand Chamber).

208 [2011] EWCA Crim 1043 at [12]; R v Ali (Chomir) [2011] EWCA Crim 1011 at [49]–[53].

209 Eg Edwards v UK (1993) 15 EHRR 417 at [39]; De Cubber v Belgium (1985) 7 EHRR 236 at [33].

210 Above n 1, at [20], [70] and [72]; eg R v Bates [2017] EWCA Crim 2522 at [14].

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222 Above nn 192–194 and accompanying text.

223 Eg dishonesty offences: Law Commission Fraud and Deception (Law Com CP No 155, 1999) 3.17 and 3.20 and sexual offences, PD, above n 65, at [17]; CM, above n 103, at [12] and Doncaster, above n 20, at [41].

224 Suominen v Finland [2003] ECHR 37801/97 at [37]; Tatishvili v Russia (2007) 45 EHRR 52 at [58].

225 Tang Siu Man, above n 5.

226 Aziz, above n 4, at [53].

227 Malek, above n 88, 18–16.

228 Vye, above n 46, at 474; Melbourne, above n 117, at [115].

229 Layne, above n 39, at [55].

230 Specifically, Munday's influential article ‘What constitutes good character?’ above n 23, which drew on the New Zealand Supreme Court case of Falelalili, above n 154.

231 R (on the application of Arthur) v Blackfriars Crown Court [2018] 2 Cr App R 4 at [14].

232 According to the Westlaw Case Digest, as at 30 January 2020, Hunter has been applied, followed and considered twice each, respectively, and mentioned 13 times since 2015, www.westlaw.com.

233 E Coke The Fourth Part of the Institutes of the Laws of England (1644) ch 1, p 41.

234 Sealey v The State, above n 17, at [35].

235 Redmayne, above n 14.

236 Taxquet, above n 21; Lawless, above n 214, at [28].

237 Secretary of State for the Home Department v Abdi and Gawe [1994] Imm AR 402.

238 Above n 20.

239 Ward, above n 183.

240 Sealey v The State, above n 17, at [34].

241 Law Commission CP No 141, above n 9, 8.20.

242 Ibid, 8.13.

243 In Kantian terms, see Duff, R Criminal Attempts (Oxford, Oxford University Press, 1997) p 201CrossRefGoogle Scholar.

244 Hunter, above n 1, at [70].