Hostname: page-component-cd9895bd7-gbm5v Total loading time: 0 Render date: 2024-12-26T22:19:26.307Z Has data issue: false hasContentIssue false

Copyright in music: a role for the principles of reverse engineering

Published online by Cambridge University Press:  02 January 2018

James Griffin*
Affiliation:
University of Exeter

Abstract

The rise of popular music in the twentieth century has raised questions about the appropriateness of the current system of copyright law. Copyright law is based around the notion of the individual ‘romantic’ author, an individual who creates with his own innate thoughts. Copyright law provides an exploitable property right to authors – a right, in rem, which may be exercised against the rest of the world. It is a right that may be sold and transferred, a right to which fiscal value may be placed. The property paradigm of copyright is one that is exclusionary. Popular music reveals that copyright works may be collaborative in nature, and this can bring into question whether an exclusionary property-based model is appropriate. Historically, copyright has not always been based around the property paradigm; some early cases highlighted the ‘merit’ of the potentially infringing work, and they focused on the manner of creation of that potentially infringing work. Some later cases have also emphasised the manner of creation of a copyright work. These are cases that concern what is termed ‘reverse engineering’– a modern term that encapsulates how an earlier work is used in a later work. Paradigmatically, to focus on reverse engineering is to mark a move away from the property paradigm of copyright. This paper argues that to institute such a methodological approach would lead to a more accurate ontology and would thus lead to more efficient legal regulation.

Type
Research Article
Copyright
Copyright © Society of Legal Scholars 2010

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

1. For details see the website available at http://www.lionelsawkins.co.uk/Export2.htm.

2. Sawkins v Hyperion[2005] EWCA Civ 565, [2005] 1 WLR 3281.

3. Ibid, at 3284–3298.

4. Rahmatian, A The concepts of “musical work” and “originality” in Uk copyright law –Sawkins v Hyperion as a test case’ (2009) 40 International Review of Intellectual Property and Competition Law 560 Google Scholar at 561 citing M Perlman How a French Baroque Motet is like a Melanesian Folk Song: An Ethnomusicologist Considers the Sawkins v Hyperion Case, available at http://www.andante.com/article/article.cfm?id=25873. See also the blog entry available at http://www.overgrownpath.com/2005/05/hyperion-records-face-catastrophic.html and http://www.therestisnoise.com/2005/05/the_pierre_mena.html.

5. E Vulliamy ‘£1m legal bill rocks a musical institution’The Guardian 23 December 2005, available at http://www.guardian.co.uk/uk/2005/dec/23/arts.artsnews. Note also the following taken from Hyperion Records website: ‘The collateral damage caused by this decision not only will affect the prosperity of the company but also the dozens of artists and groups, producers, engineers, composers, music publishers, and musical editors but most importantly the record-buying public whose access to rare and collectable repertoire served by Hyperion, and perhaps many of the other record labels, will be severely diminished’; from Robinson, AHyperion Records Ltd v Dr Lionel Sawkins: it's like that and that's the way it is’ (2005) 16 Entertainment Law Review 191 Google Scholar at 191.

6. Copyright, Designs and Patents Act 1988 (CDPA 1988), s 1(1).

7. Davies, G, Garnett, K and Harbottle, K (eds) Copinger and Skone James on Copyright (London: Sweet and Maxwell, 15th edn, 2005) pp 347 Google Scholar, and the comments of Mummery LJ in Sawkins v Hyperion above n 2, at 3295.

8. CDPA 1988, ss 1(1) and 3(2).

9. Ibid, s 3(1).

10. Sawkins v Hyperion, above n 2, at 3295.

11. N Gravells ‘Authorship and originality: the persistent influence of Walter v Lane’[2007] Intellectual Property Quarterly 267.

12. Sawkins v Hyperion, above n 2, at 3295.

13. D Horn ‘Some thoughts on the work in popular music’ in Talbot, M (ed) The Musical Work: Reality or Invention (Liverpool: Liverpool University Press, 2000) pp 1415 CrossRefGoogle Scholar.

14. Peter Hayes v Phonogram Ltd[2003] ECDR (11) 110.

16. CDPA 1988, s 16.

17. Designers Guild v Williams[2000] 1 WLR 2416.

18. Williamson v Pearson[1987] FSR 97; Sawkins v Hyperion, above n 2, at 3295.

19. Statute of Anne 1710, 8 Anne Ch 19, the long title of which is ‘An Act for the Encouragement of Learning, by vesting the Copies of Printed Books in the Authors or purchasers of such Copies, during the Times therein mentioned’(the Statute of Anne).

20. Kaplan, B An Unhurried View of Copyright (New York: Columbia University Press, 1967) pp 89 Google Scholar: ‘I think it nearer the truth to say that publishers saw the tactical advantage of putting forward authors' interests together with their own, and this tactic produced some effect on the tone of the statute’.

21. W Straw ‘Authorship’ in Horner, B and Swiss, T Key Terms in Poplar Music and Culture (Malden, MA: Wiley-Blackwell, 1999) p 200 Google Scholar.

22. D Brackett ‘Music’ in Horner and Swiss, ibid, p 129.

23. Horn, above n 13, p 14.

24. CDPA 1988, s 1(1).

25. Horn, above n 13, p 14.

26. Bently, L Authorship of popular music in Uk copyright law’ (2009) 12 Information, Communication and Society 179 CrossRefGoogle Scholar at 192.

27. R Middleton ‘Work-in(g)-practice: configurations of the popular music intertext’ in Talbot, above n 13, p 77.

28. Fisher, W Promises to Keep: Technology, Law, and the Future of Entertainment (Stanford, CA: Stanford Law and Politics, 2004 Google Scholar).

29. Lessig, L Free Culture: How Big Media Uses Technology and the Law to Lock Down Culture and Control Creativity (New York: Penguin Press, 2004 Google Scholar) ch 10.

30. Brackett, above n 22, p 137.

31. Posner, W and Landes, W An economic analysis of copyright law’ (1989) 18 Journal of Legal Studies 325 Google Scholar.

32. Ibid, at 332.

33. Koepsell, DR The Ontology of Cyberspace: Philosophy, Law, and the Future of Intellectual Property (Chicago IL: Open Court, 2000 Google Scholar).

34. Davies, S Musical Works and Performances: A Philosophical Exploration (Oxford: Clarendon Press, 2001) p 9 CrossRefGoogle Scholar.

35. Ibid.

36. Ibid.

37. Horn, above n 13, p 18.

38. J Griffin ‘The evolution of authorship under technology: implications for copyright law’[2005] Intellectual Property Quarterly 135.

39. Ibid, at 140–142.

40. Straw, above n 21, p 1.

41. R Barthes ‘Death of an author’ in Heath, S (ed) Image, Music, Text Essays Selected and Translated by Stephen Heath (New York: Hill and Wang, 1977 Google Scholar).

42. Middleton, above n 27, p 63.

43. Straw, above n 21, p 206.

44. Ibid.

45. Ibid.

46. Hadley v Kemp[1999] EMLR 589.

47. R Arnold ‘Case comment: are performers authors?’[1999] European Intellectual Property Review 464.

48. Eg ‘the prevalent assumption that sampling a 35 second saxophone solo would infringe copyright in a musical work of six minutes length’: Bently, above n 26, at 192.

49. Ibid, at 195.

50. Williamson v Pearson[1987] FSR 97.

51. Ibid, at 108.

52. Ibid, at 111.

53. A&M Records, Inc v Napster, Inc 239 F.3d 1004 (9th Circuit, 2001).

54. Metro-Golden-Meyer Studios, Inc v Grokster Ltd 125 S.Ct. 2764 (Supreme Court, 2005).

55. Universal Music Australia Pty Ltd v Sharman License Holdings Ltd[2005] FCA 1242.

56. For the UK, see the website available at http://www.theregister.co.uk/2008/08/20/davenport_lyons_25000/. In the US see Re Verizon Internet Services, Inc 240 F. Supp. 2d 24, 26 (DDC, 2003); Re Verizon Internet Services, Inc, 257 F. Supp. 2d 244, 246–247 (DDC, 2003); Recording Industry Association of America, Inc v Verizon Internet Services, Inc 351 F.3d 1229 (DC Circuit, 2003). See, inter alia, Kao, A Riaa v Verizon: applying the subpoena provision of the Dmca’, (2004) 19 Berkeley Technology Law Journal 405 Google Scholar.

57. See, inter alia, the website available at http://www.theregister.co.uk/2010/01/05/tenenbaum_files_for_retrial/.

58. Middleton, above n 27, p 79 quoting The Guardian 23 January 1998 at 2–3.

59. Ibid, p 86.

60. Godfrey v Lees[1995] EMLR 307.

61. Hayes v Phonogram, above n 14.

62. Bamgboye v Reed[2004] EMLR 5.

63. Bently, above n 26, at 195.

64. Sawkins v Hyperion, above n 2.

65. Designers Guild v Williams, above n 17.

66. Bently, above n 26.

67. Toyrbee (2004), p 127, quoted in ibid, at 180.

68. Straw, above n 21, p 206.

69. Ibid.

70. Lessig, above n 29, p 285.

71. Gyles v Wilcox Barn C 368 (1741).

72. Ibid, at 368.

73. Ibid, at 369.

74. Ibid.

75. Millar v Taylor (1768), [1558–1774] All ER Rep 119.

76. Ibid, at 218.

77. Straw, above n 21; Middleton, above n 27, and Davies, above n 34.

78. Guilford, J Creativity’ (1950) 5 American Psychologist 444 CrossRefGoogle ScholarPubMed; Weisberg, R Creativity: Beyond the Myths of Genius (New York: Freeman, 1993) p 242 Google Scholar; Csikszentmihalyi, M Creativity: Flow and Psychology of Discovery and Invention (New York: Harper Perennial, 1996) pp 77106 Google Scholar (in light of 127–147), 182 and 342; B Hennessey and T Amabile ‘The Conditions of Creativity’ in Sternberg, R (ed) The Nature of Creativity (Cambridge: Cambridge University Press, 1998) pp 1138 Google Scholar, particularly 29–30 on rewards. For a collection, see Runco, M and Albert, R Theories of Creativity (London: Sage, 1990 Google ScholarPubMed).

79. Csikszentmihalyi, above n 78.

80. See the previous section.

81. The Hansard Report of Donaldson v Beckett, reported as ‘Proceedings in the Lords on the Question of Literary Property, 14 Geo III 1st Ser 17 950 (1774).

82. Locke, J, The Second Treatise of Government and A Letter Concerning Toleration (reprinted in New York: Dover Press, 2002 Google Scholar).

83. Locke, J Essays on Human Understanding (1689) (Leeds: William Tegg & Co, 1880 Google Scholar).

84. Ibid, Book IV, ch I at §8.

85. Ibid, Book II, ch XXI, at §1.

86. Ibid.

87. Ibid, at §2.

88. Ibid, at §4.

89. Ibid, at §4.

90. Ibid, at §73.

91. Kewanee Oil Co v Bicron Corp 416 US 470 (1974) at 476, and Chikofsky, EJ and Cross, JH Ii Reverse engineering and design recovery: a taxonomy in Ieee software’ (1990) 7(1) IEEE Software 13 CrossRefGoogle Scholar at 15 who state that reverse engineering is ‘.…the process of analyzing a subject system to identify the system's components and their interrelationships and create representations of the system in another form or at a higher level of abstraction’.

92. P Samuelson and S Scotchmer ‘The law and economics of reverse engineering’ (200) 111 Yale Law Journal 1575 at 1577.

93. Johnson-Laird, A Reverse engineering of software: separating legal mythology from actual technology’ (1992) 6 Software Law Journal 331 Google Scholar at 334.

94. Samuelson and Scotchmer, above n 92.

97. A rich format is one that contains identifiable commands. For detailed discussion see T Simcoe Open Standards and Intellectual Property Rights, available at http://www.rotman.utoronto.ca/timothy.simcoe/papers/OpenStandards_IPR.pdf.

98. For example, the Quake 3 engine called idTech3; see the website available at http://www.moddb.com/engines/id-tech-3.

99. Sawkins v Hyperion, above n 2, at 3295.

100. D'Almaine v Boosey (1835) 1 Y & C Ex 288; Austin v Columbia Gramophone Co Ltd[1917–23] MacCC 398; Francis Day & Hunter Ltd v Bron[1963] Ch 587.

101. Hawkes & Son (London) Ltd v Paramount Film Service Ltd[1934] Ch 593.

102. Sawkins v Hyperion, above n 2, at 3295.

103. See above n 4.

104. Davies et al, above n 7, at 3–128.

105. Ibid, at 2–06.

106. X and G. Ricordi & Co, etc Ltd v Clayton and Waller Ltd[1928–35] MacCC 154.

107. CDPA 1988, s 50B. The section is implementing Directive 91/250/EC on the Legal Protection of Computer Software, OJ L122/42. This section should be read in conjunction with s 50BA. That section permits certain acts for the observation, study and testing of computer programs: ‘(1) It is not an infringement of copyright for a lawful user of a copy of a computer program to observe, study or test the functioning of the program in order to determine the ideas and principles which underlie any element of the program if he does so while performing any of the acts of loading, displaying, running, transmitting or storing the program which he is entitled to do’.

108. 17 USC §107.

109. The Digital Millennium Copyright Act, Pub. 105–304, 28 October 1998, 112 Stat 2860 (DMCA).

110. Sega v Accolade 977 F.2d 1510 (9th Circuit, 1992).

111. Ibid, at 1514.

112. Lexmark v Static Control 387 F.3d 522 (6th Circuit, 2004).

113. Atari Games Corp v Nintendo of America Inc 975 F.2d 832 (Federal Circuit, 1992).

114. Lexmark v Static Control, above n 112, at 529; Atari v Nintendo, ibid, at 836.

115. Atari v Nintendo, ibid, at 844.

116. Note that in the UK CDPA 1988, s 50B uses the word ‘necessary’, but there is no case-law on its interpretation.

117. Computer Associates v Altai 982 F.2d 693 (2nd Circuit, 1992).

118. Atari v Nintendo, above n 113, at 839.

119. Sega v Accolade, above n 110, at 1524.

120. Baker v Selden 101 US 99 (1879).

121. Ibid, at 103, cited by Sega v Accolade, above n 110, at 1524 but in reference to Baker v Selden at 104 (103 introduces the argument at 104).

122. Sega v Accolade, ibid, at 1524

123. Ibid, at 1525.

124. As at 1 May 2010. Details of the operation of the system are available at http://www.bearcave.com/misl/misl_tech/msdrm/readme.html.

125. Ibid. The closest nearest success is detailed at http://www.mydigitallife.info/2006/09/09/crack-remove-and-disable-windows-media-player-drm-license-acquisition-and-music-copy-protection-with-fairuse4wm/ but this only works on content that is already licensed.

126. Griffin, J The rise of the digital technology meritocracy: legal rules and their impact’ (2006) 15 Information and Communications Technology Law 211 CrossRefGoogle Scholar.

127. Additional parts are: ‘(3) The information acquired through the acts permitted under paragraph (1), and the means permitted under paragraph (2), may be made available to others if the person referred to in paragraph (1) or (2), as the case may be, provides such information or means solely for the purpose of enabling interoperability of an independently created computer program with other programs, and to the extent that doing so does not constitute infringement under this title or violate applicable law other than this section. (4) For purposes of this subsection, the term “interoperability” means the ability of computer programs to exchange information, and of such programs mutually to use the information which has been exchanged’.

128. Lexmark v Static Control, above n 112, at 546.

129. Universal City Studios, Inc v Reimerdes 82 F.Supp.2d 211 (SDNY, 2000).