Hostname: page-component-78c5997874-lj6df Total loading time: 0 Render date: 2024-11-05T09:25:15.154Z Has data issue: false hasContentIssue false
  • English
  • Français

Blue Water Crime: Deterrence, Legitimacy, and Compliance in Fisheries

Published online by Cambridge University Press:  02 April 2024

K. Kuperan  and
Jon G. Sutinen
Rights & Permissions [Opens in a new window]

Extract

Core share and HTML view are not available for this content. However, as you have access to this content, a full PDF is available via the ‘Save PDF’ action button.

This study adds to the limited body of empirical evidence on the effect that legitimacy and deterrence have on compliance behavior. The theoretical models of compliance behavior tested include the basic deterrence model, which focuses on the certainty and severity of sanctions as key determinants of compliance, and models which integrate economic theory with theories from social psychology to account for legitimacy, deterrence, and other motivations expected to influence individuals' decisions whether to comply. Probit and Tobit econometric estimators are used to examine the compliance behavior of 318 Peninsular Malaysian fishermen who face a regulation banning them from fishing in a zone along the coast. The results of the empirical analysis provide additional evidence on the relationship of deterrence and legitimacy to compliance. The findings are also used to draw implications for compliance policy for regulated fisheries.

Type
Articles
Information
Law & Society Review , Volume 32 , Issue 2 , 1998 , pp. 309 - 338
Copyright
Copyright © 1998 by the Law and Society Association

Footnotes

We thank James J. Opaluch, Richard B. Pollnac, the late Thomas F. Weaver, and three anonymous reviewers for helpful comments. We also benefited from comments by seminar participants at the University of Namur (Belgium), Queensland University, and the 7th Conference of the International Institute of Fisheries Economics and Trade, 18–21 July, 1994, Taipei, Taiwan. This is publication 3596 of the Rhode Island Agricultural Experiment Station.

References

References

Akers, R. L. (1985) Deviant Behavior: A Social Learning Approach. 3d Ed. Belmont, GA: Wadsworth.Google Scholar
Akers, R. L., Krohn, M. D., Lonza-Kaduce, L., & Radosevitch, M. (1979) “Social Learning and Deviant Behavior: A Specific Test of a General Theory,” 44 American Sociological Rev. 635–55.CrossRefGoogle ScholarPubMed
Anderson, L. G., & Lee, D. R. (1986) “Optimal Governing Instruments, Operation Level, and Enforcement in Natural Resource Regulation: The Case of the Fishery,” 68 American J. of Agricultural Economics 678–90.CrossRefGoogle Scholar
Aronfreed, J. (1968) Conduct and Conscience. New York: Academic Press.Google Scholar
Aronfreed, J.-(1969) “The Problem of Imitation,” in Lipsutt, L. P. & Reese, H. W., eds., Advances in Child Development and Behavior, Vol. 4. New York: Academic Press.Google Scholar
Bandura, A. (1969) “Social-Learning Theory of Identificatory Processes,” in Goslin, , ed. 1969.Google Scholar
Bean, C. (1990) “An Economic Analysis of Compliance and Enforcement in the Quahaug Fishery of Narragansett Bay.” Unpub. Master's Thesis, Univ. of Rhode Island.Google Scholar
Becker, Gary (1968) “Crime and Punishment: An Economic Approach,” 76 J. of Political Economy 169–217.CrossRefGoogle Scholar
Bentham, Jeremy (1985 [1789]) An Introduction to the Principles of Morals and Legislation, ed. W. Harrison. Oxford: Basil Blackwell.Google Scholar
Blewett, E., Furlong, W., & Toews, P. (1987) “Canada's Experience in Measuring the Deterrent Effect of Fisheries Law Enforcement,” in Sutinen, J. & Hennessey, T., eds., Fisheries Law Enforcement: Programs, Problems and Evaluation. Marine Technical Report 93, Univ. of Rhode Island.Google Scholar
Colby, A., Kohlberg, L., Speicher, B., Hewer, A., Candee, D., Gibbs, J., & Power, C. (1987a) The Measurement of Moral Judgement, vol. The Measurement of Moral Judgement, vol: Theoretical Foundations and Research Validation. New York: Cambridge Univ. Press.Google Scholar
Colby, A.-(1987b) The Measurement of Moral Judgement, vol. The Measurement of Moral Judgement, vol: Standard Issue Scoring Manual. New York: Cambridge Univ. Press.Google Scholar
Feldman, P. (1993) The Psychology of Crime. New York: Cambridge Univ. Press.CrossRefGoogle Scholar
Fomby, T. R., Carter, H., & Johnson, S. R. (1984) Advanced Econometric Methods. New York: Springer Verlag.CrossRefGoogle Scholar
Frank, R. H. (1988) Passions within Reason. New York: W. W. Norton.Google Scholar
Furlong, W.J. (1991) “The Deterrent Effect of Regulatory Enforcement in the Fishery,” 67 Land Economics 116–29.CrossRefGoogle Scholar
Gauvin, J. (1988) “An Econometric Estimation of Compliance Behavior in the Massachusetts Inshore Lobster Fishery.” Unpub. Master's Thesis, Univ. of Rhode Island.Google Scholar
Goh, C. T. (1976) “The Fishing Conflict in Penang and Perak: Personal Memoir,” 12 (1 & 2) Malaysian Economic Studies 17–25.Google Scholar
Goslin, D. A., ed. (1969) Handbook of Socialization Theory and Research. Chicago: Rand McNally.Google Scholar
Hausman, Daniel. M., & McPherson, Michael S. (1996) Economic Analysis and Moral Philosophy. New York: Cambridge Univ. Press.Google Scholar
Heineke, J. M., ed. (1978) Economic Models of Criminal Behavior. New York: North-Holland Publishing.Google Scholar
Kohlberg, Lawrence (1969) “Stage and Sequence: The Cognitive-Development Approach to Socialization,” in Goslin, , ed. 1969.Google Scholar
Kohlberg, Lawrence (1984) “The Relationship between Moral Judgement and Moral Action,” in Kohlberg, L., ed., Essays on Moral Development, vol. Essays on Moral Development, vol: The Psychology of Moral Development. New York: Harper & Row.Google Scholar
Levine, Felice J., Tapp, June Louin (1977) “The Dialectic of Legal Socialization in Community and School,” in Tapp, & Levine, , eds. 1977.Google Scholar
Lind, E., Kulik, C., Amrose, M., & van de Vera Park, M. (1993) “Individual and Corporate Dispute Resolution: Using Procedural Fairness as a Decision Heuristic,” 38 Administrative Science Q. 224–51.CrossRefGoogle Scholar
Little, R. J. (1992) “Regression with Missing X's: A Review,” 87 J. of the American Statistical Association 1227–37.Google Scholar
MacCoun, Robert, Lind, E. Allan, Hensler, Deborah, Bryant, D., & Ebener, Patricia (1988) “Alternative Adjudication: An Evaluation of the New Jersey Automobile Arbitration Program.” Santa Monica, CA: Institute for Civil Justice, RAND Corporation.Google Scholar
Maddala, G. (1983) Limited Dependent and Qualitative Variables in Econometrics. New York: Cambridge Univ. Press.CrossRefGoogle Scholar
McEwen, Craig, & Maiman, Richard (1984) “Mediation in Small Claims Court: Achieving Compliance through Consent,” 18 Law & Society Rev. 11–49.CrossRefGoogle Scholar
Milliman, Scot R. (1986) “Optimal Fishery Management in the Presence of Illegal Activity,” 13 J. Environmental Economics & Management 363–81.CrossRefGoogle Scholar
Mischel, W., & Mischel, H. N. (1976) “A Cognitive Social-Learning Approach to Morality and Self-Regulation,” in Lickona, T., ed., Moral Development and Behavior. New York: Holt, Rinehart & Winston.Google Scholar
Ong, K. S., & Weber, W. (1977) “First Prawn Trawling Survey Off the West Coast of Peninsular Malaysia,” Fisheries Bull. no. 18, Ministry of Agriculture, Malaysia, Kuala Lumpur.Google Scholar
Paternoster, Raymond, Bachman, Ronet, Brame, Robert, & Sherman, Lawrence W. (1997) “Do Fair Procedures Matter? The Effect of Procedural Justice on Spouse Assault,” 31 Law & Society Rev. 163–204.CrossRefGoogle Scholar
Pauly, D., & Neal, R. (1985) “Shrimp versus Fish in Southeast Asia: The Biological, Technological and Social Problems,” in Arancibia, A. Yanez, ed., Recursos Pesqueros Potenciales de Mexico: La Pesca Acompanante del Camaron. Prog. Univ. de Aliment., Inst. Cien. Mary Limnol. Inst. Nacl. de Pesca. UNAM, Mexico.Google Scholar
Pyle, David J. (1983) The Economics of Crime and Law Enforcement. New York: St. Martin's Press.CrossRefGoogle Scholar
Runge, Carlisle Ford (1981) “Common Property Externalities: Isolation, Assurance, and Resource Depletion in a Traditional Grazing Context,” 63 American J. of Agricultural Economics 595–606.CrossRefGoogle Scholar
Runge, Carlisle Ford-(1984) “Institutions and the Free Rider: The Assurance Problem in Collective Action,” 46 J. of Politics 154–81.CrossRefGoogle Scholar
Sande, G. (1979) “Discussion on Hot Deck and Other Imputation Techniques,” in Symposium on Incomplete Data, Preliminary Proceedings. Washington: U.S. Department of Health, Education & Welfare, Office of Research & Statistics.Google Scholar
Sen, A. (1967) “Isolation, Assurance, and the Social Rate of Discount,” 81 Q.J. of Economics 112–24.CrossRefGoogle Scholar
Smith, Adam (1896 [1763]) Lectures on Justice, Police, Revenue and Arms, ed. E. Cannan. New York: Oxford Univ. Press.Google Scholar
Smith, Adam (1966 [1759]) The Theory of Moral Sentiments. New York: A. M. Kelly.Google Scholar
Smith, Adam (1985 [1776]) An Inquiry into the Nature and Causes of the Wealth of Nations. Modern Library Ed. New York: Random House.Google Scholar
Sutinen, Jon G. (1993) “Recreational and Commercial Fisheries Allocation with Costly Enforcement,” 75 American J. of Agricultural Economics 1183–87.CrossRefGoogle Scholar
Sutinen, Jon G., & Andersen, P. (1985) “The Economics of Fisheries Law Enforcement,” 61 Land Economics 387–97.CrossRefGoogle Scholar
Sutinen, Jon G., Gauvin, J. R. (1989) “An Econometric Study of Regulatory Enforcement and Compliance in the Commercial Inshore Lobster Fishery of Massachusetts,” in Neher, P. A., Arnason, R., & Mollet, N., eds., Rights-Based Fishing. Boston: Kluwer Academic Publishers.Google Scholar
Sutinen, Jon G., & Kuperan, K. (forthcoming) “A Socio-Economic Theory of Regulatory Compliance,” International J. of Social Economics.Google Scholar
Sutinen, Jon G., Rieser, A., & Gauvin, J. R. (1989) Compliance and Enforcement in Northeast Fisheries. Saugus, MA: New England Fishery Management Council.Google Scholar
Sutinen, Jon G. (1990) “Measuring and Explaining Noncompliance in Federally Managed Fisheries,” 21 Ocean Development & International Law 335–72.CrossRefGoogle Scholar
Tapp, June L., & Kohlberg, Lawrence (1977) “Developing Senses of Law and Legal Justice,” in Tapp, & Levine, , eds. 1977.Google Scholar
Tapp, June Louin, & Levine, Felice J., eds. (1977) Law, Justice and the Individual in Society: Psychological and Legal Issues. New York: Holt, Rinehart & Winston.Google Scholar
Tversky, Amos, & Kahneman, D. (1974) “Judgements under Uncertainty: Heuristics and Biases,” 185 Science 1124–31.CrossRefGoogle ScholarPubMed
Tyler, Tom R (1990a) Why People Obey the Law. New Haven, CT: Yale Univ. Press.Google Scholar
Tyler, Tom R (1990b) “The Social Psychology of Authority: Why Do People Obey an Order to Harm Others?” 24 Law & Society Rev. 1089–1102.CrossRefGoogle Scholar
Tyler, Tom R., Casper, Jonathan D., & Fisher, B. (1989) “Maintaining Allegiance toward Political Authorities: The Role of Prior Attitudes and the Use of Fair Procedures,” 33 American J. of Political Science 629–42.CrossRefGoogle Scholar

Statute Cited

Government of Malaysia (1985) Laws of Malaysia, Act 317, Fisheries Act 1985. Laws of Malaysia, Act 317, Fisheries Act 1985: Government Printer.Google Scholar