Hostname: page-component-586b7cd67f-vdxz6 Total loading time: 0 Render date: 2024-11-24T06:07:27.882Z Has data issue: false hasContentIssue false
  • English
  • Français

Neither Evaders nor Apologists: A Reply to Professor Simon

Published online by Cambridge University Press:  27 December 2018

Keith R. Fisher
Get access Rights & Permissions [Opens in a new window]

Abstract

An abstract is not available for this content so a preview has been provided. Please use the Get access link above for information on how to access this content.
Image of the first page of this content. For PDF version, please use the ‘Save PDF’ preceeding this image.'
Type
“From the Trenches and Towers”
Information
Law & Social Inquiry , Volume 23 , Issue 2 , Spring 1998 , pp. 341 - 364
Copyright
Copyright © American Bar Foundation, 1998 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

References

American Bar Association (ABA). 1980. Model Code of Professional Responsibility. Chicago: American Bar Association.Google Scholar
American Bar Association (ABA). 1983. Model Rules of Professional Conduct. Chicago: American Bar Association.Google Scholar
American Bar Association Task Force on the Liability of Counsel Representing Depository Institutions (ABA Task Force). 1992. Chairman's Exposure Draft, First Interim Report (Aug. 3, 1992). Reprinted in Bank and Corporate Governance Law Reporter , January 1993, 980–1014; February 1993, 1188–1291.Google Scholar
American Bar Association Working Group on Lawyers' Representation of Regulated Clients (ABA Working Group). 1993. Laborers in Different Vineyards? The Banking Regulators and the Legal Profession. Chicago: American Bar Association.Google Scholar
American Bar Association Working Group on Lawyers' Representation of Regulated Clients (ABA Working Group). 1994. Report to the House of Delegates (June 1993). Reprinted in ALI-ABA 1994.Google Scholar
American Law Institute-American Bar Association (ALI-ABA). 1994. Reforming Legal Ethics in a Regulated Environment. Philadelphia: American Law Institute.Google Scholar
Association of the Bar of the City of New York. 1994. Attachment of Law Firm Assets by Federal Regulatory Agencies: A Report by the Committee on Professional Responsibility, March 1992. Reprinted in ALI-ABA 1994.Google Scholar
Baxter, Lawrence G. 1991. Judicial Responses to the Recent Enforcement Activities of the Federal Banking Regulators. Fordham Law Review 59:S193–S242.Google Scholar
Baxter, Lawrence G. 1993. Fiduciary Issues in Federal Banking Regulation. Law & Contemporary Problems 56:7–44.Google Scholar
Baxter, Lawrence G. 1995. Reforming Legal Ethics in a Regulated Environment: An Introductory Overview. Georgetown Journal of Legal Ethics 8:181–217.Google Scholar
Beck, Susan, and Orey, Michael. 1992. They Got What They Deserved. American Lawyer , May, 68–79.Google Scholar
Brown, George H. 1994 Financial Institution Lawyers as Quasi-Public Enforcers. Georgetown Journal of Legal Ethics 7:637–724.Google Scholar
Coffee, John C. Jr. 1992. What Constitution Says on Freeze Orders. National Law Journal , 8 June, 18–19.Google Scholar
Collins, Glenn. 1995. Florida Gets $100 Million in Insurer Failure. New York Times, 17 July, D2.Google Scholar
Deal, John C. 1994 State Legislative Responses to the Professional Liability Crisis. Paper Presented at Conference on Lawyer and Accountant Liability and Responsibility, 10–11 Dec. 1993. Reprinted in ALI-ABA 1994.Google Scholar
Diamond, Harris. 1992. If Government Bullies, Counterattack. New York Times, 22 March, Sec. 3, p. 12.Google Scholar
Donovan, Karen. 1995. Florida Deal Cost Firm $5 Million. National Law Journal , 31 July, A4.Google Scholar
Fisher, Keith R. 1993a. Nibbling on the Chancellor's Toesies: A “Roguish” Concurrence with Professor Baxter. Law & Contemporary Problems 56:45–69.Google Scholar
Fisher, Keith R. 1993b. Statutory Construction and the Kaye, Scholer Freeze Order. Banking Policy Report 11 (17 August 1992 and 7 September 1992). Reprinted as Asset Freezes: Kaye, Scholer, in FIRREA: Law and Practice, chap. 22A, ed. Baxter Dunaway. Deerfield, Ill.: Clark Boardman Callaghan.Google Scholar
Gillers, Stephen. 1987. Model Rule 1.13(c) Gives the Wrong Answer to the Question of Corporate Counsel Disclosure. Georgetown Journal of Legal Ethics 1:289–310.Google Scholar
Himelstein, Linda. 1992. How Thrift Agency Brought Kaye, Scholer to Its Knees. Legal Times, 9 March, 1, 10–13.Google Scholar
Jackson, Howell E. 1993. Reflections on Kaye, Scholer: Enlisting Lawyers to Improve the Regulation of Financial Institutions. Southern California Law Review 66:1019–1074.Google Scholar
Kraakman, Reinier H. 1984. Corporate Liability Strategies and the Costs of Legal Controls. Yale Law Journal 93:857–898.Google Scholar
Kraakman, Reinier H. 1986. Gatekeepers: The Anatomy of Third Party Enforcement Strategy. Journal of Law, Economics, & Organization 2:53–104.Google Scholar
Labaton, Stephen. 1992a. U.S. Moves to Freeze Assets of Law Firm for S & L Role. New York Times, 3 March, A1.Google Scholar
Labaton, Stephen. 1992b. Lawyers Agree to Pay Big Fine in S & L Case. New York Times, 9 March, A1.Google Scholar
Lavelle, Marianne. 1992. How OTS Set the Stage for Order Against Firm. National Law Journal, 16 March, 32.Google Scholar
Leibold, Arthur W. Jr. 1994. The Higher Calling. Speech Before the Conference on Lawyer and Accountant Liability and Responsibility, 10–11 December 1993. Reprinted in ALI-ABA 1994.Google Scholar
Lieberman, Carolyn B., and McCarthy, Neil J. 1992. OTS Regulatory Actions Against Lawyers. Paper distributed at the Annual Meeting of the American Bar Association, San Francisco, 10 August.Google Scholar
Lieberman, Carolyn B., and Smith, Dwight C. 1993. Comments of the Office of Thrift Supervision on the Report and Recommendations of the ABA Working Group on Lawyers' Representation of Regulated Clients, August.Google Scholar
Mayer, Martin. 1990. The Greatest-Ever Bank Robbery: The Collapse of the Savings and Loan Industry.Google Scholar
National Commission on Financial Institution Reform, Recovery, and Enforcement. 1993. Origins and Causes of the S & L Debacle: A Blueprint for Reform: Report to the President and Congress of the United States. Washington, D.C.: Government Printing Office.Google Scholar
New York Times. 1992. Accountability by Sledgehammer, 10 March, A.Google Scholar
Senate Select Committee on Ethics. 1990. Preliminary Inquiry into Allegations Regarding Senators Cranston, DeConcini, Glenn, McCain, and Riegle, and Lincoln Savings and Loan: Open Hearings. OTS Congress, 2d Session.Google Scholar
Simon, William H. 1998. The Kaye Scholer Affair: The Lawyer's Duty of Candor and the Bar's Temptations of Evasion and Apology. Law & Social Inquiry 23:243–95.Google Scholar
Smith, Dwight C., and Segall, Lewis A. 1994. OTS Activity Addressing Lawyer Conduct. Reprinted in ALI-ABA 1994.Google Scholar
Sporkin, Stanley. 1993. The Need for Separate Codes of Conduct for the Various Specialties. Georgetown Journal of Legal Ethics 7:149–152.Google Scholar
Weinstein, Harris. 1990. Remarks on Duties of Depository Institution Fiduciaries. Banking Report (BNA) 55:510–512.Google Scholar
Weinstein, Harris. 1992a. Remarks before the Pennsylvania Association of Community Bankers, 23 March.Google Scholar
Weinstein, Harris. 1992b. Issues of Professional Responsibility Arising from the Savings and Loan Failures. Remarks delivered at the University of Michigan Law School, 24 March.1992.Google Scholar
Weinstein, Harris. 1993. Attorney Liability in the Savings and Loan Crisis. University of Illinois Law Review 1993:53–65.Google Scholar
Walsh, Sharon. 1992a. Law Firm Settles S & L Complaint; Pact With Regulators Calls for. $41 Million Payment Over 5 Years. Washington Post, 9 March, A1.Google Scholar
Walsh, Sharon. 1992b. Long Reach of S & L Regulators Shakes Law Firms. Washington Post , 30 March, A1.Google Scholar
Wilkins, David B. 1992. Who Should Regulate Lawyers Harvard Law Review 105:799–887.Google Scholar
Wilkins, David B. 1993. Making Context Count: Regulating Lawyers After Kaye, Scholer. Southern California Law Review 66:1145–1220.Google Scholar
Wolfram, Charles W. 1986. Modern Legal Ethics. St. Paul, Minn.: West Publishing.Google Scholar

Cases

Anderson v. Celebrezze, 460 U.S. 780 (1983).Google Scholar
Azreilli v. Cohen Law Offices, 21 F.3d 512 (2d Cir. 1994).Google Scholar
Bates v. State Bar of Arizona, 433 U.S. 350 (1977).Google Scholar
Cousin v. Office of Thrift Supervision (OTS), 73 F.3d 1242 (2d Cir. 1996).Google Scholar
Di Stefano v. Office of Thrift Supervision (OTS), 787 F. Supp. 292 (D.R.I. 1992).Google Scholar
Doolin Federal Sav. v. Office of Thrift Supervision (OTS), No. 97–1222 (D.C. Cir., filed Apr. 3, 1997).Google Scholar
Dunn v. CFTC, 117 S. Ct. 913 (1997).Google Scholar
FDIC v. Bank of Coushatta, 930 F.2d 1122 (5th Cir.), cert. denied, 502 U.S. 857 (1991).Google Scholar
FDIC v. Eckert Seamans Cherin & Mellott, No. 90–0488 (E.D.N.Y., complaint filed Feb. 8, 1990).Google Scholar
Goldfarb v. Virginia State Bar, 421 U.S. 773, 792 (1975).Google Scholar
Hoover v. Ronwin, 466 U.S. 558 (1984).Google Scholar
In re Carter & Johnson, [1981 Transfer Binder] Fed. Sec. L. Rep. (CCH) ¶ 82,847 (Mar. 25, 1981).Google Scholar
In re Fishbein, OTS AP-92–20 (Mar. 1, 1992), reprinted in [1992–93 Transfer Binder] Federal Banking L. Rep. (CCH) ¶ 89,040 (referred to in this article as the Freeze Order).Google Scholar
In re Fishbein, Katzman, Fisher and Kaye, Scholer, Fierman, Hays & Handler, OTS AP-92–19 (1992) (Notice of Charges and of Hearing for Cease and Desist Orders to Direct Restitution and Other Appropriate Relief; Notice of Intention to Remove and Prohibit from Participation in the Conduct of the Affairs of Insured Depository Institutions; Notice of Intention to Debar from Practice Before the Office of Thrift Supervision)(referred to in this article as the Notice of Charges).Google Scholar
In re Peter M. Fishbein, Karen E. Katzman, Lynn Toby Fisher, and Kaye, Scholer, Fierman, Hays and Handler, OTS AP-92–24 (Mar. 10, 1992) (Order to Cease and Desist for Affirmative Relief from Kaye, Scholer, Fierman, Hays, and Handler) (referred to in this article as Kaye Scholer Consent Order).Google Scholar
In re Ronald H. Jacobs and Sherman and Howard, OTS AP-91–33 (June 18, 1991) (Offer of Settlement, Ronald H. Jacobs and Sherman and Howard) (referred to in this article as Sherman and Howard Consent Order).Google Scholar
In re Stoller, FDIC-90–115e (Sept. 22, 1992), reprinted in 2 FDIC Enforcement Decisions and Orders (P-H) ¶ 5184.Google Scholar
Kaplan v. Office of Thrift Supervision (OTS), 104 F.3d 417 (D.C. Cir. 1997).Google Scholar
Keating v. Office of Thrift Supervision (OTS), 45 F.3d 322 (9th Cir.), cert. denied, 116 S. Ct. 94 (1995).Google Scholar
Lincoln Sav. & Loan Ass'n v. Wall, 743 F. Supp. 901 (D.D.C. 1990).Google Scholar
MidAmerica Bancorporation v. Board of Governors, 523 F. Supp. 568 (D. Minn. 1980).Google Scholar
Mountain States Tele. & Tele. v. Pueblo of Santa Ana, 474 U.S. 237, 249 (1985).Google Scholar
Nolte v. Pearson, 994 F.2d 1311 (8th Cir. 1993).Google Scholar
Norman v. Reed, 502 U.S. 279 (1992).Google Scholar
O’Melveny & Myers v. FDIC, 512 U.S. 79 (1994).Google Scholar
Parker v. Ryan, 959 F.2d 579 (5th Cir. 1992).Google Scholar
Paul v. Office of Thrift Supervision (OTS), 763 F. Supp. 568 (S.D. Fla. 1990), aff'd sub nom. Paul v. Ryan, 948 F.2d 1292 (11th Cir. 1991).Google Scholar
Reves v. Ernst & Young, 507 U.S. 170 (1993).Google Scholar
Seidman v. Office of Thrift Supervision (OTS), 37 F.3d 911 (3d Cir. 1994).Google Scholar
Southern Pacific Terminal v. ICC, 219 U.S. 498 (1911).Google Scholar
Spiegel v. Ryan, No. CV 90–3520 SVW (C.D. Cal. Aug. 3, 1990), rev'd, 946 F.2d 1435 (9th Cir. 1991), cert. denied, 112 S. Ct. 1584 (1992).Google Scholar
Tucker County Bank v. Board of Governors, No. 83–3593, 88 U.S. Dist. LEXIS 15462 (D.D.C. Dec. 21, 1988).Google Scholar
United States v. Menasche, 348 U.S. 528 (1955).Google Scholar
Wachtel v. Office of Thrift Supervision (OTS), 982 F.2d 581 (D.C. Cir. 1993).Google Scholar
Withrow v. Larkin, 421 U.S. 35 (1975).Google Scholar