Hostname: page-component-586b7cd67f-2brh9 Total loading time: 0 Render date: 2024-11-23T22:00:58.980Z Has data issue: false hasContentIssue false

The Impact of Legal Systems on Constitutional Interpretation: A Comparative Analysis: The U.S. Supreme Court and the German Federal Constitutional Court

Published online by Cambridge University Press:  06 March 2019

Extract

Core share and HTML view are not available for this content. However, as you have access to this content, a full PDF is available via the ‘Save PDF’ action button.

The central purpose of this paper is to show that there are no major differences in the methods of constitutional interpretation in countries with varying degrees of judicial review. Despite the fact that legal culture and traditions, underlying political theories, and values all affect methods of interpretation, there is no big gap in constitutional interpretation in practice in view of wide interpretive discretion. Obviously all legal systems require compliance with some fundamental interpretive standards irrespective of the legal system, and in a democratic society judicial decisions should be justified at least to avoid arbitrariness. The question is what are the limits beyond which judges cannot go in constitutional democracies? Hence, the style and method of legal argumentation that are used to justify the decision may differ in the countries belonging to different legal systems. Whether there are significant differences between the common law and civil law, constitutional interpretation will be assessed through the comparative analysis of the United States Supreme Court and the German Federal Constitutional Court.

Type
Part B: Technique, Doctrine and Internal Logic of Constitutional Reasoning
Copyright
Copyright © 2013 by German Law Journal GbR 

References

1 See Rogowski, Ralf & Gawron, Thomas, Constitutional Litigation as Dispute Processing, Comparing the U.S. Supreme Court and the German Federal Constitutional Court, in Constitutional Courts in Comparison: The US Supreme Court and the German Federal Constitutional Court 1, 2 (2002). Mauro Cappelletti argues that “The Supreme Court … should be compared not to the special constitutional courts, but rather to highest courts of appeal on the continent.”Google Scholar

2 See id. at 4.Google Scholar

3 See Marbury v. Madison, 5 U.S. 137 (1803).Google Scholar

4 See Cooper v. Aaron, 358 U.S. 1 (1958).Google Scholar

5 See Rogowski, & Gawron, , supra note 1, at 5.Google Scholar

6 See Grundgesetz für die Bundesrepublik Deutschland [Grundgesetz][GG][Basic Law], May 23, 1949, BGBl. I at art. 93(1) (Ger.).Google Scholar

7 See Rosenfeld, Michel, Constitutional Adjudication in Europe and the United States: Paradoxes and Contrasts, 2 Int'l J. Const. L. 633, 665 (2004).Google Scholar

8 See id. at 634.Google Scholar

9 Tushnet, Mark, The United States: Eclecticism in the Service of Pragmatism, in 7 Interpreting Constitutions: A Comparative Study 13 (2006).Google Scholar

11 Rosenfeld, , supra note 7, at 634.Google Scholar

12 Kommers, Donald P. & Miller, Russell A., Germany: Das Bundsverfassungsgericht: Procedure, Practice and Policy of the German Federal Constitutional Court, in Constitutional Courts: A Comparative Study 102, 108 (2009).Google Scholar

13 See id.; see also Bundesverfassungsgerichts-Gesetz [BVerfGG][Federal Constitutional Court Act], Mar. 12, 1951, Bundesgesetzblatt [BGBl] at § 93c (1)(Ger.).Google Scholar

14 See Rosenfeld, , supra note 7, at 634.Google Scholar

15 Dorsen, Norman et al., Comparative Constitutionalism 129 (2003).Google Scholar

16 See id.; Roe v. Wade, 410 U.S. 113 (1973). The Court had before it a challenge by a woman seeking an abortion against a Texas law that made abortion a crime, except if necessary to save the life of the mother. The woman who contested the law in question did not claim that her life would be in danger if she did not abort. Accordingly, the Court, strictly speaking, should have limited its decision to a determination of whether the Texas abortion law was unconstitutional as applied against a woman in the circumstances of the woman who raised the challenge. Instead, the court divided pregnancy into three trimesters and provided standards for when abortions could or could not be criminalized.Google Scholar

17 See Glenn, Patrick H., Legal Traditions of the World, 224–48 (3rd ed. 2007).Google Scholar

18 Bell v. Thompson, 545 U.S. 794, 830 (2005).Google Scholar

19 Edlin, Douglas E., Introduction, in Common Law Theory 1 (2007).Google Scholar

20 See Cohen, Morris, Law and the Social Order: Essays in Legal Philosophy 114–15 (2001).Google Scholar

21 Id. at 121.Google Scholar

22 Id. at 122.Google Scholar

23 See id. at 122 (contending that many bodies of law such as quasi-contract, the law of boycott, etc. are developed by direct judicial legislation).Google Scholar

24 Id. at 122.Google Scholar

25 Id. at 124.Google Scholar

26 Id. at 125 (“[I]nstances of change in the law by the process of stretching old terms are to be found in the law of conspiracy and the way the old law of common carriers has been applied to modern railways, telegraphs, express companies, etc.”).Google Scholar

27 Id. at 123.Google Scholar

28 Id. at 122.Google Scholar

29 See Murphy, Walter F. et al., Courts, Judges, & Politics: An Introduction to the Judicial Process 440 (6th ed. 2006).Google Scholar

30 Id. at 441; see Arthur L. Goodhart, Determining the Ratio Decidendi of a Case, 40 Yale L.J. 161 (1930).Google Scholar

31 Murphy, , supra note 29, at 441.Google Scholar

32 Id. at 443.Google Scholar

33 See Korematsu v. United States, 323 U.S. 214 (1944).Google Scholar

34 See id. at 215.Google Scholar

35 See Brown v. Bd. of Educ., 347 U.S. 483 (1954).Google Scholar

36 Murphy, , supra note 29, at 446.Google Scholar

39 See id; see also Spriggs, James & Hansford, Thomas, Explaining the Overruling of U.S. Supreme Court Precedent, 63 J. of Pol. 1091 (2001).Google Scholar

40 Murphy, , supra note 29, at 449.Google Scholar

41 Carter, Leif H., Reason in Law, in Courts, Judges, & Politics: an Introduction to the Judicial Process 454 (6th ed. 2006).Google Scholar

42 See Segal, Jaffrey A. & Spaeth, Harold J., The Influence of Stare Decisis on the Votes of United States Supreme Court Justices, in Courts, Judges, & Politics: An Introduction to the Judicial Process 477, 971 (6th ed. 2006).Google Scholar

43 Carter, , supra note 41, at 456; see also Leif H. Carter, Reason in Law (4th ed. 1988). The fact freedom of a judge is used to emphasize his discretion to choose those facts that he believes are material for the case.Google Scholar

44 See Planned Parenthood v. Casey, 505 U.S. 833 (1992).Google Scholar

45 Knight, Jack & Epstein, Lee, The Norm of Stare Decisis, in Courts, Judges, & Politics: An Introduction to the Judicial Process 483 (6th ed., 2006); see also Jack Knight & Lee Epstein, The Norm of Stare Decisis, 40 Am. J. Pol. Sci. 1018 (1996).Google Scholar

46 See Alexander, Larry & Sherwin, Emily, Judges as Rule Makers, in Common Law Theory, 27, 3040 (2007).Google Scholar

47 See id. at 32.Google Scholar

48 See id. at 35.Google Scholar

50 See Joseph, Raz, Authority of Law 183–89 (1983).Google Scholar

51 Alexander, & Sherwin, , supra note 46, at 36.Google Scholar

52 See id. at 37; see also John F. Horty, The Result Model of Precedent, 10 Legal Theory 23, 27. But see Larry Alexander, Constrained by Precedent, 63 S. Cal. L. Rev. 1 at 29, 30 (1989).Google Scholar

53 See id. at 37; see also John F. Horty, The Result Model of Precedent, 10 Legal Theory 23, 27. But see Larry Alexander, Constrained by Precedent, 63 S. Cal. L. Rev. 1 at 29, 30 (1989).Google Scholar

54 See Dworkin, Ronald, Law's Empire 243 (1986).Google Scholar

55 See Alexander, & Sherwin, , supra note 46, at 42.Google Scholar

56 Id. at 43.Google Scholar

57 See Ferguson, Plessy v., 163 U.S. 537 (1896).Google Scholar

58 See Brown v. Bd. of Educ., 347 U.S. 483 (1954).Google Scholar

59 See Brison, Susan J. & Sinnott-Armstrong, Walter, A Philosophical Introduction to Constitutional Law, in Contemporary Perspectives on Constitutional Interpretation 1, 14 (1993).Google Scholar

60 See Stone, Julius, Legal System and Lawyers’ Reasoning, 284 (1964).Google Scholar

61 Dworkin, Ronald, Law's Empire 97 (1986).Google Scholar

62 See Gunther, Gerald, The Supreme Court 1971 Term, 68 Harv. L. Rev. 1, 6 (1972).Google Scholar

63 See id. Google Scholar

64 See Eisenberg, Melvin A., The Principles of Legal Reasoning in Common Law, in Common Law Theory 81, 87 (2007).Google Scholar

65 Likewise, , these arguments are used in German constitutional practice.Google Scholar

66 Brinson, Susan J. & Sinnott-Armstrong, Walter, supra note 59, at 14.Google Scholar

67 For example, in the Bakke decision on affirmative action, Justice Powell quoted the majority opinion in Korematsu: “All legal restrictions which curtail the rights of a single racial group are immediately suspect. That is not to say that courts must subject them to the most rigid scrutiny.” Regents of Univ. of Cal. v. Bakke, 438 U.S. 265, 291 (1978) (quoting Korematsu v. U.S., 323 U.S. 214, 216 (1944)).Google Scholar

68 See Brinson, Susan J. & Sinnott-Armstrong, Walter, supra note 59, at 15.Google Scholar

69 Eisenberg, , supra note 64, at 83.Google Scholar

70 Id. at 84.Google Scholar

71 Id. (arguing that what counts, for example, in determining liability in a car accident is whether the driver was intoxicated, not the fact that in two cases the drivers wear red hats).Google Scholar

72 Id. at 85–87.Google Scholar

73 Id. at 86–87.Google Scholar

74 See id. at 88.Google Scholar

75 See id. Google Scholar

76 See id. at 89.Google Scholar

77 See MacPherson v. Buick Motor Co., 217 N.Y. 382, 111 N.E. 1050 (1916).Google Scholar

78 Eisenberg, , supra note 64, at 91.Google Scholar

80 Brinson, Susan J. & Sinnott-Armstrong, Walter, supra note 59, at 16.Google Scholar

81 Eisenberg, , supra note 64, at 92.Google Scholar

82 Id. at 93.Google Scholar

83 See id. at 94.Google Scholar

84 Id. at 97.Google Scholar

85 See Postema, Gerald J., A Similibus and Similia: Analogical Thinking in Law, in Common Law Theory 102, 103–33 (2007).Google Scholar

86 According to Postema, a prior rule is needed to determine relevant similarities.Google Scholar

92 Stone, , supra note 60, at 316.Google Scholar

93 Holmes, Oliver Wendell, Jr., The Common Law 1, 35 (1881).Google Scholar

94 Stone, , supra note 60, at 323.Google Scholar

95 See Kagan, Robert A., Constitutional Litigation in the United States, in Constitutional Courts in Comparison 25, 39 (2002).Google Scholar

96 See Chemerinsky, Erwin, Interpreting the Constitution (1987).Google Scholar

97 See id. Google Scholar

100 See Shaman, Jeffery M., Constitutional Interpretation: Illusion and Reality, 7 (2003).Google Scholar

101 See Pound, Roscoe, Mechanical Jurisprudence, 8 Colum. L. Rev. 605 (1908).Google Scholar

102 Shaman, , supra note 100, at XV.Google Scholar

103 See id. Google Scholar

104 See id. Google Scholar

105 See Posner, Richard, Legal Formalism, Legal Realism, and Interpretation of the Constitution and Statue, 37 Case W. Res. L. Rev. 179, 187 (1987).Google Scholar

106 See id. at 187.Google Scholar

107 See id. at 213.Google Scholar

108 See id. Google Scholar

109 See generally Scalia, Antonin, A Matter of Interpretation: Federal Courts and the Law (Amy Gutmann ed., 1997).Google Scholar

110 See Strauss, David A., Common Law Constitutional Interpretation, 63 U Chi L. Rev. 879 (1996) (“The currently prevailing theories of constitutional interpretation are rooted in a different tradition: implicitly or explicitly, they rest on the view that the Constitution is binding because someone with authority adopted it. This view derives from a tradition-that of Austin and Bentham, and ultimately Hobbes-that historically has been the great opponent of the common law tradition. This authoritative tradition sees the law as the command of a sovereign.”).Google Scholar

111 Id. at 885.Google Scholar

112 See id. at 887.Google Scholar

113 See id. at 889.Google Scholar

114 See id. at 890.Google Scholar

115 See id. at 894–95.Google Scholar

117 See id. Google Scholar

118 Id. at 900; see also Benjamin N. Cardozo, Nature of the Judicial Process 94–97 (1960).Google Scholar

119 See Scalia, Antonin, A Matter of Interpretation: Federal Courts and the Law 900 (Amy Gutmann ed., 1997).Google Scholar

120 Id. at 911.Google Scholar

121 See Zimmermann, Reinhard, Characteristic Aspects of German Legal Culture, in Introduction to German Law, 1 (Tuğrul Ansay & Don Wallace Jr. eds., 2005).Google Scholar

122 Id. at 9.Google Scholar

123 See Sabine Michalowski and Lorna Woods, German Constitutional Law: The Protection of Civil Liberties 3 (1999).Google Scholar

124 See Zimmermann, , supra note 121, at 25.Google Scholar

125 See Kommers, Donald P., Germany: Balancing Rights and Duties, in Interpreting Constitutions: A Comparative Study 161, 167 (Jeffrey Goldsworthy ed., 2006) [hereinafter Kommers, Interpreting Constitutions].CrossRefGoogle Scholar

126 See Zimmermann, , supra note 121, at 27.Google Scholar

127 See id. Google Scholar

128 Spaak, Torben, Kelsen and Hart on the Normativity of Law, Stockholm Institute for Scandianvian Law 398, 399 (March 20, 2012) http://www.scandinavianlaw.se/pdf/48-24.pdf.Google Scholar

130 Id. at 407; see H. L. A. Hart, The Concept of Law 91 (1961).Google Scholar

131 Spaak, Torben, Kelsen and Hart on the Normativity of Law, in 48 Stockholm Institute for Scandianvian Law 398, 408 n. 86 (2012), available at http://www.scandinavianlaw.se/pdf/48-24.pdf; see H. L. A. Hart, The Concept of Law 97–107 (1961).Google Scholar

132 Zimmermann, , supra note 121, at 28.Google Scholar

133 Id. at 28 n.132 (quoting Gustav Radbruch, Gesetzliches Unrecht und übergesetzliches Recht, Süddeutsche Juristenzeitung 105 (1946)).Google Scholar

134 Kommers, Donald P., The Constitutional Jurisprudence of the Federal Republic of Germany 124 (2d ed. 1997) [hereinafter Kommers, Constitutional Jurisprudence].Google Scholar

135 Id. at 40.Google Scholar

136 See id. Google Scholar

138 See Zimmermann, , supra note 121, at 26.Google Scholar

139 See id. at 27.Google Scholar

140 See id. at 26.Google Scholar

141 Id. at 27Google Scholar

142 See Grundgesetz für die Bundesrepublik Deutschland [Grundgesetz] [GG] [Basic Law], May 23, 1949, BGBl. I at art. (3),1 (2) (Ger.).Google Scholar

143 Kommers, , Constitutional Jurisprudence, supra note 134, at 41.Google Scholar

145 Id. at 44.Google Scholar

147 See id; see Bundesverfassungsgericht [BVerwG - Federal Constitutional Court] Case No. 1 BvR 112/65, 34 Entscheidungen des Bundesverfassungsgerichts [BVerfGE] 269 (Feb. 14, 1973), http://www.servat.unibe.ch/dfr/bv034269.html.Google Scholar

148 See Kommers, Constitutional Jurisprudence, supra note 134, at 125.Google Scholar

150 See id. Google Scholar

152 Id. at 126.Google Scholar

154 See Starck, Christian, Constitutional Interpretation, in Studies in German Constitutionalism 47, 49 (1995).Google Scholar

156 Id. at 50.Google Scholar

158 See id. Google Scholar

160 See Brugger, Winfried, Legal Interpretation, Schools of Jurisprudence, and Anthropology: Some Remarks From a German Point of View, in Comparative Constitutionalism 143, 144 (2003).Google Scholar

161 See Jakab, Andras, Judicial Reasoning in the Constitutional Courts: A European Perspective, Max Planck Institute for Comparative Public Law and International Law 5 (2012), http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1956657.Google Scholar

163 See Magiera, Siegfried, The Interpretation of the Basic Law, in Main Principles of the German Basic Law 89, 93 (1983).Google Scholar

164 See id. Google Scholar

166 See Starck, , supra note 154, at 55.Google Scholar

167 See id. Google Scholar

168 Id. at 56.Google Scholar

169 See id. Google Scholar

170 See id. Google Scholar

171 See id. at 59.Google Scholar

172 Tushnet, , supra note 9, at 7.Google Scholar

173 See U.S. Const. art. V.Google Scholar

174 See Grundgesetz für die Bundesrepublik Deutschland [Grundgesetz] [GG] [Basic Law], May 23, 1949, BGBl. I at art. 79(2) (Ger.).Google Scholar

175 Kommers, , Interpreting Constitutions, supra note 125, at 171.Google Scholar

176 See Tushnet, supra note 9, at 40.Google Scholar

178 See Kommers, , Interpreting Constitutions, supra note 125, at 204.Google Scholar

179 See id. at 179.Google Scholar

180 Id. at 183 n. 81; W. Cole Durham, General Assessment of the Basic Law: An American View, in Germany and its Basic Law 45 (1993).Google Scholar

181 See Tushnet, , supra note 9, at 44.Google Scholar

182 See id. at 45.Google Scholar

183 See Kommers, , Interpreting Constitutions, supra note 125, at 193.Google Scholar

184 See id. at 201.Google Scholar

185 Eberle, Edward J., Dignity and Liberty, Constitutional Visions in Germany and the United States 33 (2002).Google Scholar

186 Kommers, , Interpreting Constitutions, supra note 125, at 203 n. 45 (quoting Konrad Hesse, Grundzüge des Verfassungsrechts der Bundesrepublik Deutschland 27 (16th ed. 1988)).Google Scholar

187 Bundesverfassungsgericht [BVerfG – Federal Constitutional Court] Case No. 2 BvG 1/51, 1 Entscheidungen des Bundesverfassungsgerichts [BVerfGE] 14, 32 (Oct. 23, 1951), http://www.servat.unibe.ch/dfr/bv001014.html.Google Scholar

188 See McCulloch v. Maryland, 17 U.S. 316 (1819).Google Scholar

189 See Kommers, , Interpreting Constitutions, supra note 125, at 199.Google Scholar

190 See id. at 187.Google Scholar

191 Id. at 200; see Bundesverfassungsgericht [BVerfG – Federal Constitutional Court] Case Nos. 2 be 1, 2, 3, 4/83, 62 Entscheidungen des Bundesverfassungsgerichts [BVerfGE] 1 (1984) (Ger.).Google Scholar

192 Tushnet, , supra note 9, at 48.Google Scholar

193 See id, at 49.Google Scholar

194 See id. at 50–51.Google Scholar

195 Eberle, , supra note 185, at 33.Google Scholar

196 See Eberle, , supra note 185, at 34.Google Scholar

197 Id.; see Bundesverfassungsgericht [BVerfG – Federal Constitutional Court] Case No. 1 BvR 550/52, 6 Entscheidungen des Bundesverfassungsgerichts [BVerfGE] 389, 431 (May 10, 1957) http://www.servat.unibe.ch/dfr/bv006389.html.Google Scholar

198 Id.; see Bundesverfassungsgericht [BVerfG – Federal Constitutional Court] Case No. 1 BvL 14/76, 45 Entscheidungen des Bundesverfassungsgerichts [BVerfGE] 187, 229 (June 21, 1977) http://www.servat.unibe.ch/dfr/bv045187.html.Google Scholar

199 See Rehnquist, William H., The Notion of a Living Constitution, 54 Tex L. Rev. 693 (1976) [hereafter Rehnquist].Google Scholar

200 See Missouri v. Holland, 252 U.S. 416 (1920); see Rehnquist, supra note 199.Google Scholar

202 Eberle, , supra note 185, at 264.Google Scholar

203 Kommers, , Interpreting Constitutions, supra note 125, at 190.Google Scholar

204 See Eberle, , supra note 185, at 264.Google Scholar

205 Id. at 265.Google Scholar

206 Rosenfeld, , supra note 7, at 661.Google Scholar

207 Kommers, , Interpreting Constitutions, supra note 125, at 210.Google Scholar

208 Rosenfeld, , supra note 7, at 663.Google Scholar

209 See Kommers, , Interpreting Constitutions, supra note 125, at 214.Google Scholar

210 Id. at 213.Google Scholar

211 See id. Google Scholar

212 See Rosenfeld, , supra note 7, at 635.Google Scholar

214 See id. Google Scholar

215 See Kelsen, Hans, General Theory of Law and State, 263–69 (Anders Wedberg trans., 2009).Google Scholar

216 See Rosenfeld, , supra note 7, at 636.Google Scholar

218 Id. at 637.Google Scholar

219 See id. Google Scholar

220 See Kagan, Robert A., Constitutional Litigation in the United States, in Constitutional Courts in Comparison: The U.S. Supreme Court and the German Federal Constitutional Court 46 (Ralf Rogowski & Thomas Gawron eds., 2002).Google Scholar

221 See id. Google Scholar

222 See id. at 47.Google Scholar

223 See id. Google Scholar

224 Id. at 48.Google Scholar

225 See Kommers, , Interpreting Constitutions, supra note 125, at 209.Google Scholar

226 See id. Google Scholar

228 See id. Google Scholar

229 See id. Google Scholar