Introduction
As an eyewitness to a multitude of these episodes, which were an expression of the elevation of the soul and which caused the death of devoted French civil servants and made others suffer martyrdom, with the sole aim of saving human lives, by removing them from the Marxist fury, I feel it my duty, if only for a principle of moral order, to make known, by these lines, the altruistic mission accomplished by France during the terrible red days in Catalonia… . The French Embassy and the French consulates in Spain made a powerful contribution to maintaining the mark of humanitarianism in this cruel country.Footnote 1
In these words, the former French honorary consul in Tarragona, José María Merelo de Barberá, paid tribute in 1941 to the humanitarian work of the French general consulate in Barcelona during the Spanish Civil War. Its agents had helped to save 6,922 Spaniards and Catalans from death, as the failed military coup of 17 and 18 July 1936 had plunged the country into a bloody fratricidal war. The political violence caused the deaths of nearly 176,000 people.Footnote 2 Faced with this situation, many foreign representatives in Spain invested in the humanitarian field, offering diplomatic asylum on a massive scale in Madrid’s embassies and legations, or in evacuating threatened people by sea.Footnote 3 They were soon joined by many relief organisations such as the International Committee of the Red Cross (ICRC) and the Save the Children Fund; but also by partisan groups that came to the help of the republican cause, such as the Spanish Medical Aid Mission, Welcome Committee for Children from Spain (Comité d’Accueil aux Enfants d’Espagne; CAEE) run by the French General Confederation of Labour (Confédération Générale du Travail; CGT), the pro-Communist International Red Aid or the anarchist International Anti-Fascist Solidarity (Solidaridad Internacional Antifascista; SIA).Footnote 4
The involvement of these partisan groups has led historians to question ‘the precarious meaning of humanitarian neutrality in the resolution of the dilemmas arising in the context of a civil war’.Footnote 5 Nevertheless, diplomatic humanitarian interventions during the Spanish Civil War was long considered to be neutral and impartial by a historiography that adopted a predominantly hagiographic prism, despite the fact that they mainly benefited rebel supporters and, in many cases, served as a front for rebel intelligence services.Footnote 6 This reality forces us to take a fresh look at the humanitarian action of foreign diplomats and consuls in Spain, using the example of the French general consulate in Barcelona.
To do so, I will draw on the contribution of the New Diplomatic History, which places at its heart the individual study of diplomats, considering their practices, culture(s) and social environments.Footnote 7 I will show that the humanitarian action of the French general consulate was mainly a response to the Spanish revolution, which preoccupied French representatives in republican Spain. To deal with the situation, the Quai d’Orsay appointed experienced ‘front-line’ agentsFootnote 8 who had to deal with similar events in the past, especially during the Russian revolutions and civil wars (1917–26). But, by doing so, the Ministry of Foreign Affairs appointed representatives whose interpretation of the Spanish Civil War was decisively shaped by their prior experiences. Consequently, they quickly remobilised the Bolshevik ‘fantasy’ they were confronted with after the First World War.Footnote 9 The fear of revolution and its spread beyond the Pyrenees border thus contributed to an undeniably counter-revolutionary tone to the humanitarian action undertaken by French diplomats in Spain. Finally, this case also illustrates the autonomy the Quai d’Orsay and its agents demonstrated when they sought to counterbalance official government policy in favour of the Spanish Republic by investing in the humanitarian field.
From Revolution to Humanitarian Evacuations
The Spanish military coup of 17 and 18 July 1936 shook the republican state, as it lost its monopoly on coercion. José Giral’s government allowed the distribution of arms to working-class organisations to stop the military rebellion. Armed workers took advantage of the situation to launch a revolutionary insurgency. Over time, republican institutions were damaged by political fragmentation as local members of leftist organisations began to change Spanish society and directly administer justice and public order.Footnote 10 They pursued their political and class adversaries, including right-wing leaders, the industrial and commercial upper bourgeoisie, managers, conservative lawyers and journalists, landowners, judges, doctors and local notables. Around 50,000 people fell under the revolutionary committees’ violence in the republican territory during the civil war, most of them before the end of 1936.Footnote 11 The Catholic clergy was especially targeted, with 6,832 members being murdered.Footnote 12
As Julián Casanova has underlined, this ‘violence against people of order and the clergy did immense harm to the republican cause abroad’.Footnote 13 Foreign diplomats – among them, the French representatives in Spain – were horrified and denounced the ‘atrocities’ they witnessed, which they attributed to the Iberian Anarchist Federation (Federación Anarquista Ibérica; FAI). They predicted the collapse of the republican government into disorder, especially in Catalonia.Footnote 14 The province of Barcelona was an anarcho-syndicalist stronghold; there, the National Confederation of Labour (Confederación Nacional del Trabajo; CNT) and the FAI soon challenged the authority of the Generalitat, the local, autonomous government of Catalonia. They first dominated the Central Committee of Anti-Fascist Militia (Comité Central de Milicias Antifascistas; CCMA), which had been created to oppose the military coup and quickly acted as a parallel authority. At the end of September 1936, leaders of the CNT–FAI finally joined the Catalan government.Footnote 15
Alarmed by the revolutionary violence and disorder that spread through the republican territory, foreign powers promptly instructed their navies and their representatives in Spain to evacuate their nationals. From 20 July to the end of October 1936, 58,000 out of 100,000 foreigners were extracted from the Iberian Peninsula, mainly by British, French, Italian, German and American men-of-war and steamships.Footnote 16 However, these evacuations were quickly extended to Spaniards threatened by the revolutionary committees. On 17 August, the French government, induced by its consuls and naval officers, officially approved the embarkation of Spaniards whose lives were at risk.Footnote 17 The French general consulate in Barcelona soon coordinated the most significant humanitarian effort, as it evacuated 6,922 religious and right-wing Spaniards out of the 15,000 that the French diplomats claimed to have saved during the civil war.Footnote 18 This can be explained by the large French community registered in Catalonia, which justified frequent visits of the French navy and provided the general consulate with a substantial pool of volunteers for its operations.Footnote 19 Barcelona’s proximity to Marseille provides an additional explanation.
These activities were led by Jean Trémoulet, who had been consul general in Barcelona since 1934. He organised an evacuation committee that incorporated several pre-eminent members of the French colony, from manufacturers and business owners to civil servants from the French tourist office and the general consulate.Footnote 20 From July to September 1936, he supervised the embarkation of nearly 1,600 Spaniards on two liners chartered by the Quai d’Orsay, the Corte II and the Anfa, and on various French men-of-war.Footnote 21 Personal factors seem to have been decisive in the extension of the evacuations to Spanish nationals. As a former councillor of the French embassy noted, Georges Monjou, Trémoulet’s deputy, ‘had made acquaintance in a society not particularly favoured by these events, and his constant efforts were devoted to saving people suspected of white sympathies’.Footnote 22 However, the consul general’s involvement soon attracted the attention of the revolutionary committees, which manifested their ‘hostility’ against him.Footnote 23 As he was watched by militants of the CNT, he told his British colleague that he had received ‘warnings’ threatening his life.Footnote 24 A few days later, Norman King informed the Foreign Office that Trémoulet was ‘paying a visit to Paris, ostensibly to report to the French Government, but really because he fears for his personal safety’.Footnote 25 Indeed, a new acting consul general was appointed to replace him on 18 September 1936: Jacques Pingaud.Footnote 26
Jacques Pingaud: A Front-Line Veteran of the Post-War Revolutionary Era
Born in Saint Petersburg on 5 June 1882, Jacques Pingaud was an experienced diplomat, having entered the consular service in 1913. When the Spanish Civil War began, he was just returning to France from São Paulo, where he had been consul since 1933.Footnote 27 However, his appointment to the consulate in Barcelona was not coincidental. He was a close friend of Count Louis de Robien, the Quai d’Orsay’s director of personnel, whom he had met at the French embassy in Petrograd during the Russian revolutions. From April 1917 to December 1918, Robien had witnessed the qualities that Pingaud demonstrated in the collection of information, the negotiation with de facto revolutionary powers and the defence of French nationals and interests. In his diary, Robien portrayed the bravery of his colleague, who was not afraid to resolutely speak out against his anarchist and Bolshevik interlocutors.Footnote 28 Pingaud was entrusted with the guard of the embassy building when it moved to Arkhangelsk in July 1918, for which the French ambassador, Joseph Noulens, praised his ‘abnegation’.Footnote 29 Later, Pingaud joined the Allied forces that disembarked in Arkhangelsk and received a distinction from the military government they established there.Footnote 30 He remained in Russia until October 1919.Footnote 31
Pingaud’s experience in Russia was not his only exposure to a revolutionary situation. From November 1919 to 1925, he was successively appointed in Berlin, Hamburg, Leipzig and Munich.Footnote 32 There, he witnessed the German revolutions that shook the Weimar Republic.Footnote 33 By 1937, he could present himself as a ‘veteran … of revolutionary events’.Footnote 34 Eirik Labonne, who knew Pingaud since his stay in Russia and became his superior after being appointed French ambassador in Barcelona in November 1937, eloquently summed up his front-line career: ‘Throughout his life, he … has only dealt with papers and matters according to men, personal relationships, events, especially troubled events, turbulent local politics and revolutions.’Footnote 35 Therefore, Pingaud had the right profile to face the delicate situation in Barcelona and to defend French interests.
A few weeks after his arrival in Catalonia, Pingaud managed to achieve ‘a notable relaxation in [his] relations with extremists’.Footnote 36 To achieve his aims, he did not hesitate to engage in some sort of negotiation with the local committees, taking ‘advantage of any service requested’ of him by the militias or the authorities. According to José María Merelo de Barberá, who worked closely with Pingaud, these negotiations often amounted to a form of corruption. The consul general and his collaborators usually carried packets of Gauloises tobacco when they had to undertake ‘a difficult step’. Merelo additionally mentioned the ‘discreet queue’ of ‘men of law, the most senior figures of the Republic and the Generalitat of Catalonia’, that formed in front of the consulate ‘in search of the narcotic’. He stated: ‘Our Consul General knew how to take advantage of these weaknesses, and it was not without an interesting compensation … that he acceded to the desperate requests of the recalcitrant smokers.’Footnote 37
However, these mutually beneficial negotiations could also accommodate a firmer stance on Pingaud’s part. According to Merelo, who described him as ‘energetic’ and ‘cunning’, Pingaud was able to assert himself in front of his interlocutors who feared him.Footnote 38 This depiction was confirmed by the French chargé d’affaires in Valencia, Jean Payart, who praised his behaviour: ‘M. Pingaud, with his qualities of firmness and flexibility, fortunately combined and well adapted to the circumstances, seems to have drawn the best practical advantage from an essentially changing situation to defend the material and moral interests entrusted to him.’Footnote 39 Eirik Labonne was equally satisfied by Pingaud’s merits, stating that he was ‘constantly putting himself on the line, working courageously and skilfully’, and ‘knew how to deal with the de facto authorities to defend our fellow citizens’.Footnote 40 These qualities were soon put to good use in the humanitarian activities of the French general consulate.
Smuggling the Refugees Out: Jacques Pingaud’s ‘Wheeling and Dealings’
With the formation of Josep Tarradellas’s government of Catalonia on 26 September 1936, which included three CNT representatives, the evacuations of Spanish nationals became more difficult. The anarchist militias reinforced their control over port installations despite the protests of foreign consuls, who were put under increased surveillance.Footnote 41 Furthermore, consuls lost the support they had found within the Generalitat since the beginning of the war when Josep Maria Espanya and Ventura Gassol, who provided passports for Spanish refugees, were forced into exile because of threats from anarchists.Footnote 42
This situation forced Jacques Pingaud to seek ‘stratagems’ and ‘wheeling and dealings’ to evacuate the Spaniards who requested his help or were recommended to him by French authorities or Francoist supporters.Footnote 43 He did not hesitate to provide his protégés with forged passports. The task was specifically entrusted to a chancellery clerk, Antonin Lecouteux, who had worked for the general consulate since 1926.Footnote 44 As Merelo later related, he ‘converted into French, by safe-conducts and passports signed by him, more Spaniards than are born every day in Spain’.Footnote 45 The French officials in Barcelona made use of certain advantages to conceal this clandestine activity. According to Norman King, it was ‘comparatively easy to pass off a Catalan as a Frenchman from the south’, as the ‘language spoken in Provence and Catalonia is almost identical’. Additionally, the officials could rely on a large French local colony that allowed ‘many more contacts between people in Catalonia and in France, both for business and family matters’. It provided ‘the French Consul with more grounds for requesting passports for people wishing to go to France’.Footnote 46 On other occasions, French representatives used uniforms from the French navy to deceive the port guards’ vigilance. The uniforms were provided by Captain Pierre Quiriconi, the commanding officer of the Iméréthie II, the liner chartered by the Quai d’Orsay for humanitarian evacuations since November 1936 (replacing the Anfa and the Corte II). The Spanish refugees dressed as French sailors were then concealed by Iméréthie II crewmembers when they passed the control checkpoint in the harbour.Footnote 47 However, these methods were not infallible. In November 1936, the consulate had to organise the release of one of its collaborators, Paul Cachet, who was detained with a Spanish refugee whom he had tried to get on board a ship using a French passport.Footnote 48
Again, these operations were facilitated by corruption. Pingaud and Quiriconi took advantage of the supplies shortage in Barcelona. Quiriconi handed out ‘a quantity of bread, cod, tobacco, etc.’ to the control patrols, who turned ‘a blind eye to some suspicious people passing by’.Footnote 49 The consul general also negotiated favours with the local authorities to ensure that the evacuations were carried out successfully. For instance, to secure the release and the evacuation of Father Arago, a cleric held by the FAI, Pingaud sought the help of the president of the Barcelona Court of Appeal. In exchange for his collaboration, Pingaud provided him and his family with valid passports so that they could also take refuge in France.Footnote 50 The general consulate agents even paid members of the FAI to facilitate the release and evacuation of some pre-eminent Spaniards. The escape of Josep Cirera i Voltà, a leader of the Spanish Confederation of Autonomous Rights (Confederación Española de Derechas Autónomas; CEDA) in Catalonia, was achieved through bribery. The money was provided by the Catalan financier Francesc Cambó, who had taken refuge in Paris and worked in close collaboration with the Quai d’Orsay.Footnote 51 French representatives in Barcelona also had to pay 75,000 francs to the anarchists to evacuate the family of Joaquin Bau, the president of the Francoist Committee on Industry and Trade (Comisión de Industria y Comercio) at Burgos.Footnote 52 The agreement was secured by Merelo’s son, Juan Merelo-Barberá y Beltrán, who was in contact with the rebel official.Footnote 53 Thanks to these schemes, the French general consulate in Barcelona was able to smuggle 6,922 Spaniards out of Catalonia.
A Ruling-Class Exile: A Profile of France’s Protégés
Tracing the backgrounds of these Spanish refugees can be challenging, as the lists established by the consulate generally contain no more information than their names, the dates of their embarkation, the ships they boarded and the number of children accompanying them.Footnote 54 We can only ascertain that the French representatives in Barcelona evacuated 6,922 Spaniards, of whom 4,239 were women and 1,055 were children (76 per cent). In addition, almost half of the women evacuated were nuns.Footnote 55 These figures illustrate two things: the traditional preoccupation of French diplomats with the protection of Catholics from persecution,Footnote 56 and the greater ease with which the consular agents could evacuate women and children, whose categories tended to merge with those of non-combatants as they were commonly considered innocent.Footnote 57 Unfortunately, the professions of the refugees were rarely recorded.Footnote 58
However, we can deduce their social origins from Rubèn Doll-Petit’s study of the Catalan refugees evacuated from Barcelona by the Italian navy from July to November 1936. He established that three-quarters of the men belonged to the political and economic ruling class; they were members of the bourgeoisie or the clergy, or were Catalan youth seeking to desert. The population he studied was made up of 24.26 per cent clerics, 22.09 per cent merchants, 13.75 per cent professionals, 8.12 per cent industrialists, manufacturers, landowners and rentiers and 8.55 per cent students. Among women, 69 per cent were listed as housewives and 21 per cent as nuns. Therefore, Doll-Petit described these evacuations as the ‘exile of a ruling class’.Footnote 59 We can assume that the refugees evacuated by the French general consulate in Barcelona had a similar profile, especially if we take into consideration that of the Spanish refugees protected by the French embassy in Madrid at the same time. In the latter case, the upper classes and the clergy were also over-represented, with 22.4 per cent engineers and professionals, 13.6 per cent army officers, 13.3 per cent clerics, 12.2 per cent students and 6.1 per cent bankers, merchants, manufacturers, landowners and aristocrats.Footnote 60 This over-representation is not unexpected, since these social categories were among the most affected by the revolutionary violence.Footnote 61
As Merelo noted, the consulate evacuated ‘thousands of clerics of both sexes, distinguished politicians, soldiers, bourgeois, etc.’ He also mentioned the ‘real fortunes in jewels and money’ that ‘were sheltered by the irreproachable French consular corps in Spain, who had them transported to France and placed in the hands of their rightful owners’.Footnote 62 Indeed, the commercial attaché of the general consulate, Camille Robin, was accused by the Spanish government and the republican press of exporting ‘capital and jewellery’ via the Iméréthie II.Footnote 63 This safeguarding of assets and jewellery, which French diplomats had also ensured during the Russian revolutions, offers a good indication of the social origins of the refugees.Footnote 64 In general, the refugees belonged to the Spanish right, which was targeted for its support of the military coup of July 1936. According to Merelo, the general consulate came to the aid of ‘the unfortunate right-wingers and fascists’.Footnote 65 Its agents evacuated, among others, the lawyer and former deputy of the Regionalist League of Catalonia (Lliga Regionalista de Catalunya), Lluís Duran i Ventosa, as well as the financier and former monarchist mayor of Barcelona, Dario Rumeu y Freixas, baron of Víver.Footnote 66
A Revolutionary State on France’s Doorstep: Preventing the Spread of Anarchism and Communism
As a ‘right-wing man with deep-rooted religious feelings’ who had lost his fortune during the Russian revolutions, Jacques Pingaud had many reasons to feel empathy for these refugees.Footnote 67 However, he did not share the same empathy for those who sought to flee the Francoist advance. While evacuating Francoist supporters from Barcelona, Jacques Pingaud was simultaneously recommending that his government increase controls at the Pyrenees border in order to sort ‘undesirable’ elements from the republican refugees who might seek refuge in France. From 2 October 1936, he requested the Quai d’Orsay ‘to consider the rapid reintroduction of French visas on the passports of anyone entering [the French] territory from Spain’, in anticipation of the ‘backflow likely to occur to Barcelona and towards our borders . . . of French and Spanish militiamen and anarchists’.Footnote 68
In actuality, Pingaud was alarmed by the possible instauration of ‘a Soviet or Anarchic State’ on France’s doorstep, in Catalonia.Footnote 69 His perceptions of the political situation were shaped by his prior experiences during the Russian revolutions. As Norman King noted, ‘there is no doubt that Mr. Pingaud has made a close study of the situation here and that his knowledge of conditions in Russia, where he was employed from 1917–1919, has assisted him in understanding the situation in Catalonia’.Footnote 70 As a matter of fact, the French consul general confirmed this assumption in a letter to Louis de Robien, his former colleague in Petrograd:
As for the rest, the situation is bitterly similar to what we experienced together, at its worst . . . you have been informed. What we have to avoid is a downward spiral, because as far as I am concerned, the Russian card has already been played, there would be no point in taking it up again: the anarcho-syndicalists got the Soviet here.Footnote 71
Pingaud’s alarm escalated with the Soviet Union’s growing intervention in Spain after September 1936, which included the provision of arms, military advisers and specialists to the republican government.Footnote 72 Pingaud and his British colleague were especially wary of their Soviet counterpart, Vladimir Antonov-Ovseenko, who had just been appointed Soviet consul general in Barcelona.Footnote 73 Antonov-Ovseenko’s background was indeed a motive for concern, as not only had he played a decisive role in the military organisation of the Bolshevik coup against Alexander Kerensky’s government in November 1917, he had also planned the Bolshevik invasion of Ukraine in November 1918. As the plan had then consisted in ‘[approaching] the Ukrainian borders, [throwing] an army together, [forming] an effective government, and [advancing] into the chaos’, Pingaud and King had good reasons to be alarmed about Antonov-Ovseenko’s appointment.Footnote 74 As a matter of fact, in their opinion, he was ‘undoubtedly working towards the establishment of a Soviet in Barcelona’. They stated: ‘This man has already held important diplomatic posts and he is said to have been selected for Barcelona for this reason, and to be intended to be the first Minister accredited to the new bolshevist State of Catalonia.’Footnote 75
In this context, Pingaud feared that the Spanish revolutionary committees would make attempts ‘to induce French “comrades” on the other side of the Pyrenees to join them’.Footnote 76 He suspected that the anarchists of the CNT and the FAI wanted ‘to make Catalonia a testing ground for their libertarian ideals’, and to create ‘in the Basque Country, in Aragon, on [the French] borders of the Pyrenees, in the regions still occupied by government troops, islands of resistance capable of holding out until the day when appeals, skilful propaganda, terrorist acts, an international incident, would overcome the non-interventionist Powers’.Footnote 77 His fear was shared by the French ambassador Jean Herbette, who had been posted in Madrid since 1931 and had taken refuge in Saint-Jean-de-Luz (France) in July 1936, along with most of the foreign diplomatic corps accredited in Spain.Footnote 78 Herbette also feared the development of the anarchy he witnessed in the Iberian Peninsula, as he felt it would threaten France’s ‘internal tranquillity, because the example of indiscipline and violence is contagious’.Footnote 79 This is why he supported Pingaud’s recommendation to strictly restrict circulation on the Pyrenees border.Footnote 80
This concern was not remote; it reflected the incorporation of the Spanish Civil War into French political debates. The massive strikes that were initiated in May and June 1936 after the electoral victory of the Popular Front government led many conservatives to draw a parallel between the two countries. Thus emerged the idea of a ‘fatal mechanism’, according to which popular fronts would inexorably lead to civil war and atrocities, while anti-communism would grow stronger and win over new sections of society.Footnote 81 The social mobilisations in France and the outbreak of the Spanish Civil War reactivated the Bolshevik ‘fantasy’ that had appeared in European societies during the revolutionary wave that followed the First World War.Footnote 82 Since the summer of 1936, several rumours had been circulating about a revolutionary uprising in the south of France, prepared by the ‘Soviets of Girona and Figueras’, among others. Many government departments gave it some credit, including the army, the police and prefects and the Quai d’Orsay.Footnote 83
These rumours gave rise to a ‘collective psychosis’ among French officials, who built up the image of the ‘undesirable’ Spaniards who had to be denied access to French territory and expelled. They were soon considered as militiamen, anarchists, communists and ‘reds’.Footnote 84 In November 1936, following the recommendations of the French representatives in Spain, the Ministry of the Interior ordered the surveillance and expulsion of Spaniards deemed undesirable because of their revolutionary activities. In March 1937, the Ministry reintroduced the requirement of a consular visa for foreigners wishing to travel to France from Spain.Footnote 85 This measure enabled consuls to monitor and prevent entry into France, thanks to lists of suspects drawn up by French intelligence services, which targeted anarchists and communists as a priority.Footnote 86
However, the republican government in Spain had tried from the start of the war to curb the revolutionary momentum in its territory. These efforts, which the socialist leader Francisco Largo Caballero initiated, were increased with the formation of Juan Negrín López’s government in May 1937. The new cabinet, which comprised mainly moderate republicans and socialists and had reduced communist participation, removed the trade unions from power.Footnote 87 It immediately undertook to re-establish internal order, repressing the anarchist groups and the non-Stalinist communists of the Workers’ Party of Marxist Unification (Partido Obrero de Unificación Marxista; POUM), who wanted to carry on the revolution. By the summer of 1937, the revolution had ceased to exist in republican Spain.Footnote 88
Nevertheless, the restoration of the republican order in Spain was not enough to reassure Pingaud, who gradually replaced the anarchist threat with the communist one. In July 1937, when the authorities publicly denounced the ‘atrocities’ perpetrated by the revolutionary committees in the early stages of the war, the French consul general accused them of giving ‘maximum publicity to police operations designed to conceal the activities of the Russian Cheka operation in Spain’.Footnote 89
For the past few weeks, moreover, the arbitrary arrests and detentions of Spanish, foreign and French nationals have been increasing at a rate reminiscent of last year’s terrorist era. The scenario is always the same, only the protagonists change, and the new play will leave the stage when the means of domination from the rear are conquered. For the moment, the order is to crush Trotskyism and the libertarian army in order to establish the Stalinist order as quickly as possible.Footnote 90
The consul general accused agents of the republican security services of infiltrating France to monitor and clandestinely arrest Spanish and French nationals, as well as engaging in agitation campaigns and ‘all sorts of provocations and attacks’.Footnote 91 His denunciations coincided with a wave of terrorist bombings in France during the summer and autumn of 1937.Footnote 92 These events caused concern among the French authorities, who initially attributed the attacks to the anarchists and communists. The idea of a revolutionary and communist plot reappeared, while in September 1937 the French intelligence services again feared a coup by Catalan anarchists that would spread to France.Footnote 93 As a result, the French government decided to order the expulsion of all Spanish refugees who had entered the country since the start of the civil war. At the same time, the minister of the interior, Marx Dormoy, ordered the establishment of an ‘impassable barrier’ at the Catalan border.Footnote 94
In reality, the majority of these attacks were carried out by Francoist agents, supported by Italian operatives of the Organisation for Vigilance and Repression of Anti-Fascism (Organizzazione per la Vigilanza e la Repressione dell’Antifascismo; OVRA) and by French far-right militants belonging to the Secret Committee of Revolutionary Action (Comité Secret d’Action Révolutionnaire; CSAR), also known as La Cagoule.Footnote 95 While Pingaud’s hostility towards the revolution may have caused him to deflect responsibility for these attacks onto the anarchists and the communists, he nevertheless had good reasons for wanting to ban republican agents from entering French territory. Their surveillance threatened the activities of the general consulate, whose volunteers collaborated with General Franco’s intelligence services under the pretext of humanising the war.
Under Humanitarian Cover: A Collaboration with the Francoist Intelligence Services
When the military coup of July 1936 failed, the rebels had to improvise an intelligence service on the ground. In August 1936, General Emilio Mola entrusted the task to the count of the Andes, Francisco Moreno Zuleta, and to the former Spanish ambassador in Paris, José María Quiñones de León. They founded the Information Service of the Northeast Border of Spain (Servicio de Información de la Frontera Nordeste de España; SIFNE), a private intelligence service funded by Catalan financiers and manufacturers, such as Francesc Cambó and Juan March. Appointed to the head of the SIFNE was José Bertrán y Musitu, co-founder of the Regionalist League of Catalonia and former lawyer to the Spanish monarch Alfonso XIII. He had previously headed the Somatén, the employers’ militia in Barcelona.Footnote 96 The National Defence Council (Junta de Defensa National) in Burgos also founded the Military Intelligence Service (Servicio de Inteligencia Militar; SIM) in September 1936 and appointed Commandant Julián Troncoso Sagredo as head of the intelligence network in southern France.Footnote 97
Both the SIFNE and the SIM soon set up spy agencies in Marseille, hidden behind humanitarian facades. In October 1936, Bertrán y Musitu and Cambó founded a Spanish refugee aid committee, led by José Utrillo Raymat; meanwhile, the SIM entrusted Juan Salvador Just with the creation of another repatriation service located in the travel agency Oceania. Officially, both services were intended to provide support to the Spanish refugees who disembarked in Marseille after fleeing the revolutionary violence in the republican territories. In reality, they not only recruited and channelled volunteers into the ranks of the rebel army but also acted as a liaison between Franco’s general headquarters and his agents operating in the republican territory. With the help of foreign consuls who put their diplomatic bags at their disposal, they transmitted correspondence and military intelligence from one zone to another.Footnote 98 A humanitarian cover was used to justify this collaboration, especially for the French general consulate in Barcelona.
Indeed, several volunteers who supported Jacques Pingaud in his humanitarian activities were closely involved with Francoist espionage. Armand Hazard, a French businessman, cooperated with Cambó and the Spanish refugee aid committee established in Marseille. He organised a system of corruption in Barcelona in order to exfiltrate the leaders of the Regionalist League of Catalonia, while covertly transmitting ‘money, jewellery and correspondence to the Catalans indicated by Cambó and his entourage’.Footnote 99 He could rely on the help of other volunteers from the general consulate, such as Paul Brés, director of the French company Eaux Robinat Llorach, Lucien Deville, director of the La Moravia brewery, Louis Bayard, a chemical sales representative, and Georges Valette, a merchant. They were accused by the republican counterespionage and press of receiving ‘Spanish fascists and refer[ring] them to the services that have been set up to help them’, but also ‘to collect correspondence addressed to fascists, without it going through the censors’.Footnote 100 Émile Louis Martignol and Pierre Farnié, a manufacturer and a wool merchant who had to take refuge in France due to their activities in Barcelona, later joined the intelligence network set up by Julián Troncoso. Farnié acted as a liaison in Marseille between the SIM and Pierre Quiriconi.Footnote 101 The latter also worked with the Francoist services established in the travel agency Oceania, meeting frequently with Salvador Just, to whom he entrusted ‘mysterious packages’ during his stopovers in Marseille.Footnote 102 Quiriconi also delivered military plans of Madrid and Teruel as well as bags of correspondence to the count of the Andes.Footnote 103 Under Quiriconi’s command, the Iméréthie II provided a liaison between the rebel intelligence services based in France and the fifth column groups operating in Barcelona – such as the Osete and Círculo Azul networks. In February 1937, the ship brought the Argentine phalangist Fernando Munne Arias to Marseille, after he had been in contact with fifth column elements in Catalonia.Footnote 104
Others who held more official positions within the consulate also collaborated with the Francoist services. The commercial agent, Camille Robin, was accused of meeting with ‘factious elements’ after travelling frequently to Paris.Footnote 105 His secretary, Germaine Verdelet, described herself as a member of the rebels’ fifth column in Barcelona.Footnote 106 And Monique Burges, a civil servant who had been working in the consulate since 1910, was praised by Pingaud ‘for making contact with the people [they were] looking for at the request of the Department and the Navy, and whom [they were] endeavouring to repatriate’.Footnote 107 She could depend on the help of her colleague Louise Villeneau, who had been responsible for the consulate’s records since 1916 and proven herself to be ‘highly discreet and trustworthy’.Footnote 108 These qualities turned out to be extremely useful; as Merelo recounted, both served ‘with great devotion’ the ‘clandestine postal communication between the right-wing people of Barcelona and their families who had escaped to the Nationalist zone’, using diplomatic bags.Footnote 109 As for the French honorary consul in Tarragona, he was detained and sentenced to death for his activities, before being expelled to France.Footnote 110
Their main motivation for collaborating with the Francoist intelligence services seemed to have been their common hostility towards the left and the revolution. While Armand Hazard’s action took place ‘on the fringes of possible political implications of the French far-right’, Merelo emphasised that ‘all these services . . . were completely disinterested and with no other desire than to collaborate in the work of the Caudillo [General Franco] according to the instructions of the Cross of Fire [Croix de Feu]’. The French nationalist league, to which the honorary consul belonged, had been disbanded by the Popular Front government on 18 June 1936.Footnote 111 Its successor, the French Social Party (Parti Social Français; PSF), actively collaborated with the Francoist services.Footnote 112 Furthermore, Merelo’s sons, Juan and Victor Merelo-Barberá y Beltrán, were strong supporters of the military rebellion. While the former joined the rebel zone, the latter was a member of the Spanish Phalanx (Falange Española; FE).Footnote 113 Additionally, Merelo, Bayard and Quiriconi had previous operational experience in intelligence; all three had partaken in French espionage during the First World War.Footnote 114 Lastly, it is also possible that some of these volunteers made a profit from their activities, as the Francoist services paid handsomely for the covert evacuation of refugees and transport of correspondence. While Francesc Cambó would occasionally pay between 5,000 and 10,000 francs for the embarkation of pre-eminent Spaniards, intermediaries were also able to collect 100 to 200 francs per letter smuggled in and out.Footnote 115
The volunteers’ activities soon attracted the attention of the republican authorities, who increased their surveillance of the French consulate and its members. In April 1937, the police searched Farnié’s and Martignol’s homes and threatened to do the same to Robin’s, Valette’s and Hazard’s residences.Footnote 116 In May 1937, the Spanish consul in Marseille also recommended that the authorities ‘closely monitor’ the Iméréthie II.Footnote 117 The surveillance enabled republican counterespionage agents to identify ‘the exact way in which [the liner crew members] send correspondence from fascist elements in Barcelona’.Footnote 118 As a result, the ship’s medical officer, Marcel Benoit, was arrested on 3 December 1937 while in possession of coded letters that showed hostility towards the republic and threatened its safety.Footnote 119 This incident hastened the definitive suspension of the ship’s service between Marseille and Spain.Footnote 120
Pingaud was well aware of his collaborators’ engagement in Francoist espionage, as he had covered for them. Indeed, when the republican press revealed the activities of various volunteers of the general consulate in April 1937, he disregarded the accusations despite the fact that they were well founded. He told the Quai d’Orsay that the accusations were nothing more than revenge on the part of a former consulate official, Marcel Pépin, who had been dismissed at the beginning of the civil war for his left-wing leanings.Footnote 121 Conversely, he recommended that Merelo, Deville, Valette, Brés, Burges and Villeneau be rewarded by the Legion of Honour (Légion d’Honneur) for their action in Spain.Footnote 122 However, accusations were soon directed at Pingaud himself. He was suspected of having passed on reports ‘concerning the manufacture of asphyxiating gas in the Barcelona region’ to the French honorary consul in Zaragoza, Roger Tur, to be delivered to the rebel authorities.Footnote 123 In December 1937, the French newspaper Le Canard Enchaîné revealed the ‘talks’ and the ‘dinner’ that Pingaud had had with the unofficial Francoist representative in Paris, José María Quiñones de León. Despite the consul general’s denials, the revelations made it impossible for him to remain in Barcelona.Footnote 124 The Quai d’Orsay was forced to bow to the pressure from the republican government, which had been demanding Pingaud’s removal for several months.Footnote 125 He was replaced by René Binet and left Barcelona on 8 February 1938.Footnote 126
In spite of this, Pingaud’s recall from Barcelona was not a sanction. The Quai d’Orsay offered to appoint him as head of the department responsible for controlling foreign nationals. This proposal appeared to recognise his work in filtering out ‘undesirables’ from Barcelona. But Pingaud turned down the position for ‘fear of the meticulous documentary work’ it required. Declaring himself at the disposal of the Quai d’Orsay ‘for any delicate or even perilous mission abroad’, he had already expressed his preference for a post in ‘the Indian Ocean or the Far East’.Footnote 127 He was immediately rewarded with his designation as consul general in Singapore.Footnote 128 Additionally, in December 1938, he was promoted to officer of the Legion of Honour at the suggestion of the Quai d’Orsay, in recognition of his action in Barcelona.Footnote 129
Changing Heads to Change Nothing? René Binet’s Action in Barcelona
The new consul general in Barcelona, René Binet, shared many characteristics with his predecessor. Like Jacques Pingaud, he began his career in Russia, assuming the role of vice consul in Saint Petersburg and Kharkov in 1907. In 1915, he joined the French embassy in Petrograd as a secretary archivist. There, he witnessed the Russian revolutions and was responsible for the embassy archives upon its move to Arkhangelsk in 1919.Footnote 130 He worked with Jacques Pingaud and Louis de Robien, with whom he developed a good friendship.Footnote 131 Alongside them, he endeavoured to protect French nationals and interests.Footnote 132 From July 1919 to 1926, he was appointed to the French consulate in Riga, where he faced the developments of the Russian civil wars.Footnote 133 Just like Pingaud, this experience gave him a taste for action; since August 1937, he had been asking Robien to be appointed consul general in Barcelona.Footnote 134 As the time passed, he grew impatient:
The day will come when it will no longer be worth accepting this position, which is actively exposed to a great deal of trouble and more! So my candidacy will be opposed by those of many colleagues. What will my repeated experience of troubled situations be worth then? Will it be taken into account?Footnote 135
Pingaud’s recall from Barcelona finally enabled Binet to take up the position in February 1938. There, he soon found the trouble he had asked for, as he was exposed a few weeks later to the intense rebel bombardments of the Catalan city.Footnote 136 On 17 March 1938, he was wounded in the neck by shrapnel, while one of his subordinates, Antonin Lecouteux, was killed.Footnote 137
Binet continued his predecessor’s work, even its most controversial aspects. The bribery operations that Armand Hazard coordinated were not affected by Pingaud’s departure, and went on until the end of 1938. In fact, Binet was also involved from December 1938. With the help of the Quai d’Orsay, Francesc Cambó paid the sums required for clandestine evacuations directly to the French consul, who was then responsible for distributing them to the beneficiaries in Barcelona.Footnote 138 However, he was soon under suspicion by the republican authorities. In May 1938, the minister of the interior, Paulino Gómez Sainz, noted that Binet had been photographing various locations in Catalonia that were later targeted by rebel aerial bombings.Footnote 139 While it is difficult to confirm Gómez Sainz’s suspicions, it is certain that several French officials in Barcelona continued to work for the Francoist intelligence services.
At the same time, René Binet reinforced the restrictions on the Spanish refugees who sought to flee the Francoist advance and bombardments. His arrival in Barcelona coincided with the rebel offensive in Aragon and the intense air raid campaign on the Levantine coast, which prompted the exodus of nearly 25,000 people.Footnote 140 While the republican government abolished all restrictions on the issue of passports to allow its civilians to seek refuge in France, the minister of the interior, Julián Zugazagoitia, accused the French consul general of systematically refusing to stamp the passports handed to him. He denounced a ‘cordon sanitaire policy’ that ‘deliberately aimed at exhausting’ the republican supporters.Footnote 141 This restriction was endorsed by French ambassador Eirik Labonne. Binet and Labonne knew each other well; they had worked together in Russia from 1917 to 1918. Labonne had then been appointed deputy consul in Moscow, though he frequently visited Petrograd.Footnote 142 He shared Binet’s and Pingaud’s vivid experiences of ‘front-line’ diplomacy, having had to negotiate with revolutionary committees.Footnote 143 He had even been arrested by the Bolsheviks, who confiscated his belongings.Footnote 144 Moreover, Labonne made no secret of his dislike for Barcelona’s ‘world-famous underworld’, a ‘haven for extremists of all stripes, idealistic anarchists, conscientious objectors, arsonists, convicts of common law, enemies of all order and authorities’.Footnote 145 Consequently, he was concerned about the ‘military and civil avalanche’ threatening to sweep France.Footnote 146 He recommended tightening border controls to prevent ‘deserters, the sick, would-be unemployed, [and] convicted criminals’ from crossing the Pyrenees.Footnote 147
Labonne’s and Binet’s restrictive measures contributed to reinforce the French authorities’ bias against republican refugees, who were gradually excluded as undesirable. On 14 April 1938, the minister of the interior, Albert Sarraut, recommended a ‘methodical, energetic and prompt action to rid [France] of the excessive numbers of undesirable elements circulating there’, echoing the recommendations of the French representatives in Spain.Footnote 148 A few days later, on 2 May 1938, the French government introduced a new decree-law on the immigration police that increased its power, by reinforcing the border controls and facilitating the expulsion of foreigners residing illegally in France. These measures were supplemented a few months later by the decree of 12 November 1938, which drew a distinction between the ‘healthy and industrious part of the foreign population’ and ‘undesirables’ and provided for the internment of foreigners who could not be deported. These decrees served as the basis for the internment of the nearly 500,000 Spanish refugees who, in January and February 1939, fled the advance of General Franco’s troops in Catalonia and crossed the border into France.Footnote 149 The handling of republican refugees accentuated the imbalance in French humanitarian action that Julián Zugazagoitia had been denouncing in the most vivid terms since April 1938: ‘This scum, who helped to shelter several thousand fascists in the Embassy, refuses to let through the families of anti-fascists who, in the event of defeat, could be certain candidates for the gallows.’Footnote 150
Counterbalancing the French Popular Front’s Official Support for the Spanish Republic
The humanitarian imbalance Zugazagoitia denounced contrasted with the benevolent policy that Léon Blum’s Popular Front government publicly assumed towards the Spanish Republic. In reality, the Quai d’Orsay and its agents were mainly hostile to attempts by the French government to help the latter. As head of the Ministry of Foreign Affairs, secretary general Alexis Léger had played a key role in the adoption of the non-intervention policy by the French cabinet in July and August 1936.Footnote 151 Many diplomats, starting with ambassador Jean Herbette, made no secret of their preference for recognising General Franco.Footnote 152 Under these conditions, the humanitarian action of French diplomacy in Barcelona appeared as a means of counterbalancing an official policy that they considered too favourable to the republican side. In fact, the actions of French diplomats were a way for the Quai d’Orsay to claim a form of ‘neutrality’ by protecting supporters of the military rebellion, while many leftist political and trade union organisations, starting with the CGT, came to the aid of the Republic.Footnote 153 This move was not so different from the one made by Swiss Federal Councillor Giuseppe Motta in the early weeks of the Civil War, when he encouraged the ICRC to intervene in Spain to counterbalance the mobilisation of Swiss workers’ organisations in support of the Spanish Republic.Footnote 154 It can be regarded as a further illustration of the profound division that took place within humanitarian movements in the aftermath of the First World War and the Russian revolutions.Footnote 155
The case study presented here also reflects the autonomy of French diplomats in the 1930s. While the governments of the French Third Republic were characterised by considerable instability, the Quai d’Orsay under Alexis Léger’s direction offered remarkable continuity. Léger’s team – Paul Bargeton, Émile Charvériat, Charles Rochat and, to a lesser extent, René Massigli – held the ministry’s top senior positions without interruption from 1933 onwards.Footnote 156 From bourgeois Protestant backgrounds, they were attached to liberal democracy, which they wished to protect from any socialist drift.Footnote 157 They shared with their agents in Spain the fear of the popular masses and of disorder, and were suspicious of the Popular Fronts.Footnote 158 Nevertheless, this continuity enabled Léger to gain the upper hand over Léon Blum and his minister of foreign affairs, Yvon Delbos.Footnote 159
The room for manoeuvre enjoyed by the general consulate in Barcelona was further increased by the fact that the socialist leaders in the government shared with the French diplomats a common hostility towards the anarchists who had seized power in the Catalan capital. In October 1936, one of Léon Blum’s closest collaborators, Eugène Montel, met with one of the rebel intelligence chiefs, José Bertrán y Musitu, to discuss possible recognition of General Franco, at a time when the capture of Madrid seemed inevitable. During the meeting, Montel didn’t hesitate to tell Bertrán y Musitu that ‘his political group (SFIO) [was] closer to the Spanish Carlists than to the anarchists’.Footnote 160 Fear of the anarchists and their violence led Montel to personally recommend certain Catalan personalities to the consul general in Barcelona, Jacques Pingaud, for evacuation to France.Footnote 161 In addition, policies to filter republican refugees at the French border were approved by the socialist ministers of the interior, Roger Salengro and Marx Dormoy, as early as autumn 1936.Footnote 162 According to the testimony of Colonel Louis Rivet, head of the French intelligence services, Dormoy was also suspicious of Republican refugees and described their arrival in France as ‘a laboratory for espionage and political propaganda’.Footnote 163 The counter-revolutionary dimension of French diplomats’ humanitarian intervention in Spain therefore seems to have been widely shared within the ruling elites, including the socialists. Nevertheless, there is nothing to indicate that the latter had precise knowledge of the extent of the collaboration between agents of the French general consulate in Barcelona and Franco’s intelligence services.
Ultimately, French diplomatic and consular humanitarian involvement in the Spanish Civil War was mostly dictated by French representatives’ concern about the revolutionary violence and disorder that they witnessed in the republican territory. Their first aim was to alleviate the suffering of the upper-class victims of the workers’ committees, especially in Catalonia where the CNT–FAI dominated. To do so, the Quai d’Orsay appointed ‘front-line’ agents such as Jacques Pingaud, René Binet and Eirik Labonne, who knew how to deal with ‘troubled situations’. They had gained decisive experience during the Russian revolutions and civil wars, and they used this to defend French nationals and interests, and to rescue the Spanish and Catalan elite who were inclined towards Francoism. Their prior experiences of facing the Bolsheviks in Russia profoundly shaped perceptions of the political situation in Catalonia – and more generally, of the republican territory. They began to fear the instauration of a Soviet state that could spread across the Pyrenees border into France and drew a parallel between the Popular Front governments in Spain and France. Their commitment to fighting against the Spanish revolution and its spread led to some of them actively collaborating with the Francoist intelligence services, contributing to the fall of the Spanish Republic. Far from being neutral, the French consulate was, on the contrary, distinctly counter-revolutionary in its affinity for Francoist rebellion sympathisers to be saved and its concern to stop ‘undesirable’ republican refugees.