Introduction
0.1 Background
Let $F$ be a non-Archimedean local field with valuation ring $\mathcal {O}_F$ and residue field $\mathbb {F}_q$, where $q$ is a power of some prime $p$. Let ${\breve F}$ be the completion of a maximal unramified extension of $F$, and denote by $\sigma$ the Frobenius automorphism of ${\breve F} / F$.
Let $G$ be a connected reductive group defined over $F$. Fix an element $b \in G({\breve F})$, a geometric cocharacter $\lambda$ of $G$, and a $\sigma$-stable parahoric subgroup $K \subseteq G({\breve F})$. The attached affine Deligne–Lusztig variety is defined by
where ${\rm {Adm}}(\lambda )$ is the admissible set associated to the geometric conjugacy class of $\lambda$. If $F$ is of equal characteristic, $X(\lambda, b)_K$ is a locally closed and locally finite-type subvariety of the partial affine flag variety $G({\breve F}) / K$. If $F$ is of mixed characteristic, $X(\lambda, b)_K$ is a perfect subscheme of the Witt vector partial affine flag variety, in the sense of Bhatt and Scholze [Reference Bhatt and ScholzeBS17] and Zhu [Reference ZhuZhu17].
The variety $X(\lambda, b)_K$, first introduced by Rapoport [Reference RapoportRap05], encodes important arithmetic information of Shimura varieties. Let $(\mathbf {G}, X)$ be a Shimura datum with $G = \mathbf {G}_{\mathbb {Q}_p}$ and $\lambda$ the inverse of the Hodge cocharacter. Suppose there is a suitable integral model for the corresponding Shimura variety with parahoric level structure. Langlands [Reference LanglandsLan76], and latter refined by Langlands and Rapoport [Reference Langlands and RapoportLR87] and Rapoport [Reference RapoportRap05], conjectured a precise description of $\overline {\mathbb {F}}_p$-points of the integral model in terms of the varieties $X(\lambda, b)_K$. In the case of PEL Shimura varieties, $X(\lambda, b)_K$ is also the set of $\overline {\mathbb {F}}_p$-points of a moduli space of $p$-divisible groups defined by Rapoport and Zink [Reference Rapoport and ZinkRZ96].
0.2 Main result
The main purpose of this paper is to study the set $\pi _0(X(\lambda, b)_K)$ of connected components of $X(\lambda, b)_K$. Note that $X(\lambda, b)_K$ only depends on $\lambda$ and the $\sigma$-conjugacy class $[b]$ of $b$. Thanks to He [Reference HeHe16], $X(\lambda, b)_K$ is non-empty if and only if $[b]$ belongs to the set $B(G, \lambda )$ of ‘neutral acceptable’ $\sigma$-conjugacy classes of $G({\breve F})$ with respect to $\lambda$.
Let $\pi _1(G)_{\Gamma _0}$ be the set of coinvariants of the fundamental group $\pi _1(G)$ under the Galois group $\Gamma _0 = {\rm Gal}(\overline {{\breve F}} / {\breve F})$. Denote by $\eta _G : G({\breve F}) \to \pi _1(G)_{\Gamma _0}$ the natural group homomorphism. It factors through a map $G({\breve F})/K \to \pi _1(G)_{\Gamma _0}$ which we still denote by $\eta _G$. Let $G_{\rm ad}$ denote the adjoint group of $G$. Then we have the following Cartesian diagram (see [Reference He and ZhouHZ20, Corollary 4.4]):
where $b_{\rm ad}$ and $K_{\rm ad}$ are the natural images of $b$ and $K$ in $G_{\rm ad}({\breve F})$, respectively.
Therefore, to compute $\pi _0(X(\lambda,b)_K)$ we may and do assume that $G$ is adjoint and, hence, simple. Note that the map $\eta _G$ gives a natural obstruction to the connectedness of $X(\lambda, b)_K$. Another more technical obstruction is given by the following Hodge–Newton decomposition theorem.
Theorem 0.1 [Reference Görtz, He and NieGHN19, Theorem 4.17]
Suppose $G$ is adjoint and simple. If the pair $(\lambda, b)$ is Hodge–Newton decomposable (with respect to some proper Levi subgroup $M$) in the sense of [Reference Görtz, He and NieGHN19, § 2.5.5], then $X(\lambda, b)_K$ is a disjoint union of open and closed subsets, which are isomorphic to certain affine Deligne–Lusztig varieties attached to $M$.
By Theorem 0.1 and induction on the dimension of $G$, it suffices to consider the Hodge–Newton indecomposable case. This means that either $\lambda$ is a central cocharacter or the pair $(\lambda, b)$ Hodge–Newton irreducible, see [Reference ZhouZho20, Lemma 5.3]. In the former case,
is a discrete set, where $\mathbb {J}_b$ denotes the $\sigma$-centralizer of $b$. In the latter case, we have the following conjecture.
Conjecture 0.1 (See [Reference ZhouZho20, Conjecture 5.4])
Assume $G$ is adjoint and simple. If $(\lambda, b)$ is Hodge–Newton irreducible, then there exists a natural bijection
where $\pi _1(G)_{\Gamma _0}^\sigma$ is the set of $\sigma$-fixed points of $\pi _1(G)_{\Gamma _0}$.
If $G$ is unramified and $K$ is hyperspecial, Conjecture 0.1 is established by Viehmann [Reference ViehmannVie08], Chen, Kisin, and Viehmann [Reference Chen, Kisin and ViehmannCKV15], and the present author [Reference NieNie15]. If $b$ is basic, it is proved by He and Zhou [Reference He and ZhouHZ20]. If $G$ is split or $G = {\rm Res}_{E /F} {\rm GL}_n$ with $E / F$ a finite unramified field extension, it was proved by Chen and the present author in [Reference Chen and NieCN19] and [Reference Chen and NieCN20].
The main result of this paper is the following.
Theorem 0.2 Conjecture 0.1 is true if $G$ is unramified.
In particular, Theorem 0.2 completes the computation of connected components of affine Deligne–Lusztig varieties for unramified groups.
0.3 Applications
We discuss some applications. Assume $p \neq 2$. Let $(\mathbf {G}, X)$ be a Shimura datum of Hodge type with parahoric level structure such that $p \nmid |\pi _1(\mathbf {G}_{\rm der})|$, $\mathbf {G}_{\mathbb {Q}_p}$ is tamely ramified, and the corresponding parahoric subgroup $K$ at $p$ is a connected parahoric. Let $\mathscr {S}_K = \mathscr {S}_K(G, X)$ be the Kisin–Pappas integral model constructed in [Reference Kisin and PappasKP18]. Let $F = \mathbb {Q}_p$, $G = \mathbf {G}_{\mathbb {Q}_p}$, and $\lambda$ be the inverse of the Hodge cocharacter.
Remark 0.3 In [Reference Pappas and RapoportPR21], Pappas and Rapoport obtained a new construction of integral models for Hodge-type Shimura varieties with parahoric level structure, without the tameness assumption on $G$. It would be desirable to extend the applications discussed below to their integral models in the unramified group case.
0.3.1 The Langlands–Rapoport conjecture
A major motivation to study $\pi _0(X(\lambda, b)_K)$ comes from the Langlands–Rapoport conjecture mentioned in § 0.1. In the hyperspecial level structure case, the conjecture is proved by Kottwitz [Reference KottwitzKot92] for PEL Shimura varieties of types $A$ and $C$, and by Kisin [Reference KisinKis17] for his integral models [Reference KisinKis10] of Shimura varieties of abelian type. For the Kisin–Pappas integral models of Hodge type, Zhou [Reference ZhouZho20] proved that each mod $p$ isogeny class has the predicted form when $G$ is residually split. Recently, van Hoften [Reference van HoftenvH20] proved the Langlands–Rapoport conjecture for a large family of Shimura varieties of abelian type (including the Hodge type) when $G$ is unramified (as well as some other cases), by reducing the problem to the hyperspecial case.
One of the key ingredients in the proofs of Kisin and Zhou is to construct certain lifting maps from the varieties $X(\lambda, b)_K$ to the corresponding isogeny classes of $\mathscr {S}_K (\overline {\mathbb {F}}_p)$ (see also [Reference Hamacher and KimHK19, Axiom A]), which uses in a crucial way the descriptions of $\pi _0(X(\lambda, b)_K)$ in [Reference Chen, Kisin and ViehmannCKV15] and [Reference He and ZhouHZ20], respectively. Combining [Reference ZhouZho20, Proposition 6.5] with Theorem 0.2, we deduce that such lifting maps always exist if $G$ is unramified.
Proposition 0.4 If $G$ is unramified, then the Rapoport–Zink uniformization map admits a unique lift on $\overline {\mathbb {F}}_p$-points
which respects canonical crystalline Tate tensors on both sides.
If $G$ is unramified and $K$ is hyperspecial, Proposition 0.4 is proved by Kisin [Reference KisinKis17]. If $b$ is basic or $G$ is residually split, it is proved by Zhou [Reference ZhouZho20]. If $G$ is quasi-split and $K$ is absolutely special, it is proved by Zhou in [Reference van HoftenvH20, Theorem A.4.3].
Combining the methods in [Reference ZhouZho20] and Proposition 0.4, one can extend [Reference ZhouZho20, Theorem 1.1] to the unramified group case. This was pointed out to us by Zhou.
Corollary 0.5 (van Hoften)
If $G$ is unramified, then the isogeny classes in $\mathscr {S}_K (\overline {\mathbb {F}}_p)$ has the form predicted by the Langlands–Rapoport conjecture. Moreover, each isogeny class contains a point which lifts to a special point in the corresponding Shimura variety.
0.3.2 The He–Rapoport axioms
In [Reference He and RapoportHR17], He and Rapoport formulated five axioms on Shimura varieties with parahoric level structure, which provide a group-theoretic way to study certain characteristic subsets (such as Newton strata, Ekedahl–Oort strata, Kottwitz–Rapoport strata, and so on) in the mod $p$ reductions of Shimura varieties. Based on this axiomatic approach, Zhou [Reference ZhouZho20] proved that all the expected Newton strata are non-empty (see [Reference Kisin, Madapusi Pera and ShinKMS22] using a different approach). For more applications of these axioms, we refer the reader to [Reference He and RapoportHR17], [Reference He and NieHN17], [Reference Görtz, He and NieGHN19], [Reference ZhouZho20], and [Reference Shen, Yu and ZhangSYZ21]. Combining [Reference ZhouZho20, Theorem 8.1] with Proposition 0.4 we have the following result.
Corollary 0.6 The He–Rapoport axioms hold if $G$ is unramified.
These axioms are verified by He and Rapoport [Reference He and RapoportHR17] in the Siegel case, and by He and Zhou [Reference He and ZhouHZ20] for certain PEL Shimura varieties (unramified of types $A$ and $C$ and odd ramified unitary groups). In [Reference ZhouZho20], Zhou proved that all the axioms except the surjectivity in Axiom 4(c) of [Reference He and RapoportHR17] hold in the general case, and, moreover, if $G$ is residually split, then all of them hold. For PEL Shimura varieties, Axiom 4(c) is verified by Shen, Yu, and Zhang [Reference Shen, Yu and ZhangSYZ21].
0.3.3 The almost product structure
In [Reference MantovanMan05], Mantovan established a formula expressing the $l$-adic cohomology of proper PEL Shimura varieties in terms of the $l$-adic cohomology with compact supports of the Igusa varieties and of the Rapoport–Zink spaces for any prime $l \neq p$. This formula encodes nicely the local–global compatibility of the Langlands correspondence. A key part of its proof is to show that the products of reduced fibers of Igusa varieties and Rapoport–Zink spaces form nice ‘pro-étale covers up to perfection’ for the Newton strata, of PEL Shimura varieties with hyperspecial level structure. This is referred as the almost product structure of Newton strata. In [Reference Hamacher and KimHK19], Hamacher and Kim extended Mantovan's results to the Kisin–Pappas integral models under some mild assumptions. Combining [Reference Hamacher and KimHK19, Theorem 2] with Proposition 0.4 we have the following result.
Corollary 0.7 The almost product structure of Newton strata holds if $G$ is unramified.
When $K$ is hyperspecial, the almost product structure of Newton strata is established by Mantovan [Reference MantovanMan05] for PEL Shimura varieties, and by Hamacher [Reference HamacherHam19] for Shimura varieties of Hodge type. The general case is proved by Hamacher–Kim provided the lifting property [Reference Hamacher and KimHK19, Axiom A] holds. We refer to [Reference Caraiani and ScholzeCS17], [Reference HamacherHam19], [Reference HamacherHam17], and [Reference KimKim19] for the Caraiani–Scholze-type product structure of Newton strata.
0.4 Strategy
We describe the strategy of the proof. Note that the $\sigma$-centralizer $\mathbb {J}_b$ acts on $X(\lambda, b)_K$ by left multiplication. First we show that $\mathbb {J}_b$ acts transitively on $\pi _0(X(\lambda, b)_K)$. Then we show that the stabilizer of each connected component is the normal subgroup $\mathbb {J}_b \cap \ker (\eta _G)$ of $\mathbb {J}_b$. Combining these two results we deduce that $\pi _0(X(\lambda, b)_K) \cong \mathbb {J}_b / (\mathbb {J}_b \cap \ker (\eta _G)) \cong \pi _1(G)^\sigma$ as desired.
The stabilizers can be determined by adapting the computations in [Reference NieNie18]. The crucial part is to show the transitivity of the $\mathbb {J}_b$-action. Our starting point is the following natural surjection (see Theorem 2.2)
where $\mathcal {S}_{\lambda, b}$ is the set of semi-standard elements (see § 1.7) contained in ${\rm {Adm}}(\lambda ) \cap [b]$, and $\mathbb {J}_{b, {\tilde {w}}} = \{g \in G({\breve F}); g^{-1} b \sigma (g) = {\tilde {w}}\}$ on which $\mathbb {J}_b$ acts transitively by left multiplication. Thus, it remains to connect all the subsets $\mathbb {J}_{b, {\tilde {w}}} K/K$ in $X(\lambda, b)_K$. To this end, we consider the following decomposition
where $\mathcal {S}_{\lambda, b}^+$ consists of standard elements in $\mathcal {S}_{\lambda, b}$, and $\mathcal {S}_{\lambda, b, x}$ consists of elements in $\mathcal {S}_{\lambda, b}$ that are $\sigma$-conjugate to $x \in \mathcal {S}_{\lambda, b}^+$ under the Weyl group of $G$. Note that $\mathcal {S}_{\lambda, b}^+$ can be naturally identified with a subset of cocharacters dominated by $\lambda$, whose structure has been studied extensively in [Reference NieNie18]. Thus, we can use the connecting algorithm in [Reference NieNie18] as a guideline to connect the pieces $\mathbb {J}_{b, x} K/K$ for $x \in \mathcal {S}_{\lambda, b}^+$ with each other. To finish the proof, it remains to connect (for each $x \in \mathcal {S}_{\lambda, b}^+$) the pieces $\mathbb {J}_{b, {\tilde {w}}} K/K$ for ${\tilde {w}} \in \mathcal {S}_{\lambda, b, x}$ with each other. This is an essential difficulty because the structure of $\mathcal {S}_{\lambda, b, x}$ is much more mysterious. To overcome it, we show that each set $\mathcal {S}_{\lambda, b, x}$ contains a unique (distinguished) element $x_{\rm dist}$ which is of minimal length in its Weyl group coset, and then connect $\mathbb {J}_{b, {\tilde {w}}} K/K$ with $\mathbb {J}_{b, x_{\rm dist}} K/K$ for all ${\tilde {w}} \in \mathcal {S}_{\lambda, b, x}$. This new connecting algorithm, motivated from the partial conjugation method by He in [Reference HeHe07] and [Reference HeHe10], is the major innovation of the paper.
0.5 Organization
The paper is organized as follows. In § 1 we recall some basic notions and introduce the semi-standard elements. In § 2 we outline the proof of the main result. In § 3 we introduce the set $\mathcal {P}_{\tilde {w}}$ which will play an essential role in our new connecting algorithm. In § 4, we introduce the new connecting algorithm and use it to connect $\mathbb {J}_{b, {\tilde {w}}} K/K$ for ${\tilde {w}} \in \mathcal {S}_{\lambda, b, x}$ with each other. In § 5 we connect $\mathbb {J}_{b, x} K/K$ for $x \in \mathcal {S}_{\lambda, b}^+$ with each other. In §§ 6–8 we compute the stabilizer in $\mathbb {J}_b$ of each connected component of $X(\lambda, b)_K$.
1. Preliminaries
In the body of the paper we assume that $G$ is unramified, simple, and adjoint. Without loss of generality, we assume further that $F = \mathbb {F}_q((t))$. Then ${\breve F} = \boldsymbol {k} ((t))$ with valuation ring $\mathcal {O}_{\breve F} = \boldsymbol {k}[[t]]$ and residue field $\boldsymbol {k} = \overline {\mathbb {F}}_q$.
1.1 Root datum
Let $T \subseteq B$ be a maximal torus and a Borel subgroup defined over $\mathcal {O}_F$. Let $\mathcal {R}=(Y, \Phi ^\vee, X, \Phi, \mathbb {S}_0)$ be the root datum associated to the triple $(T, B, G)$, where $X$ and $Y$ are the character group and cocharacter group of $T$ respectively equipped with a perfect pairing $\langle, \rangle : Y \times X \to \mathbb {Z}$; $\Phi = \Phi _G \subseteq X$ (respectively, $\Phi ^\vee \subseteq Y$) is the set of roots (respectively, coroots); $\mathbb {S}_0$ is the set of simple roots appearing in $B$. Let $\Phi ^+ = \Phi \cap \mathbb {Z}_{\geqslant 0} \mathbb {S}_0$ be the set of positive roots. Then we have $\Phi = \Phi ^+ \sqcup \Phi ^-$ with $\Phi ^- = -\Phi ^+$. For $\alpha \in \Phi$, we denote by $s_\alpha$ the reflection which sends $\mu \in Y$ to $\mu -\langle \mu, \alpha \rangle \alpha ^\vee$, where $\alpha ^\vee \in \Phi ^\vee$ denotes the coroot of $\alpha$. Via the bijection $\alpha \leftrightarrow s_\alpha$, we also denote by $\mathbb {S}_0$ the set of simple reflections.
Let $V = Y \otimes _\mathbb {Z} \mathbb {R}$. We say $v \in V$ is dominant if $\langle v, \alpha \rangle \geqslant 0$ for each $\alpha \in \Phi ^+$. Let $Y^+$ and $V^+$ be the set of dominant vectors in $Y$ and $V$, respectively. For $v, v' \in V$ we write $v' \leqslant v$ if $v - v' \in \mathbb {R}_{\geqslant 0} (\Phi ^+)^\vee$. For $\mu, \lambda \in Y$ we write $\lambda \preceq \mu$ if $\mu -\lambda \in \mathbb {Z}\Phi ^\vee$ and $\bar {\lambda } \leqslant \bar {\mu }$. Here for $w \in V$ we denote by $\bar {v}$ the unique dominant $W_0$-conjugate of $v$.
Let $\tilde {\Phi } = \tilde {\Phi }_G = \Phi \times \mathbb {Z}$ be the set of (real) affine roots. Let ${\tilde {\alpha }} = \alpha + k \in \tilde {\Phi }$. Then $\tilde \alpha$ is an affine function on $V$ such that $\tilde \alpha (v) = -\langle \alpha, v \rangle + k$. Let
be the base alcove. Set $\tilde {\Phi }^+ = \tilde {\Phi }_G^+ = \{\tilde \alpha \in \tilde {\Phi }; \tilde \alpha (\boldsymbol {a}) > 0\}$ and $\tilde {\Phi }^- = -\tilde {\Phi }^+$. Then $\tilde {\Phi }=\tilde {\Phi }^+ \sqcup \tilde {\Phi }^-$. Note that $\Phi ^\pm \subseteq \tilde \Phi ^\mp$.
1.2 Iwahori–Weyl group
Let $W_0 = W_G = N_T({\breve F}) / T({\breve F})$ be the Weyl group of $G$, where $N_T$ is the normalizer of $T$ in $G$. The Iwahori–Weyl group of $G$ is given by
We can view $\tilde {W}$ as a subgroup of affine transformations of $V$ such that the action of ${\tilde {w}}=t^\mu w$ is given by $v \mapsto \mu +w(v)$ for $v \in V$. The induced action of $\tilde {W}$ on $\tilde {\Phi }$ is given by ${\tilde {w}}(\tilde \alpha )(v)=\tilde \alpha ({\tilde {w}}^{-1}(v))$. More precisely, if ${\tilde {w}} = t^\mu w$ and ${\tilde {\alpha }} = \alpha +k$, then ${\tilde {w}}({\tilde {\alpha }}) = w(\alpha ) + \langle w(\alpha ), \mu \rangle + k$.
Let ${\tilde {\alpha }} = \alpha + k \in \tilde {\Phi }$ and let $s_{\tilde \alpha } = t^{k \alpha ^\vee } s_\alpha \in \tilde {W}$ be the corresponding affine reflection. Then $\{s_{\tilde \alpha }; \tilde \alpha \in \tilde {\Phi }\}$ generates the affine Weyl group
Moreover, we have $\tilde {W} = W^a \rtimes \Omega$, where $\Omega = \Omega _G = \{\omega \in \tilde {W}; \omega (\boldsymbol {a})=\boldsymbol {a}\}$. Let $\ell : \tilde {W} \to \mathbb {N}$ be the length function given by $\ell ({\tilde {w}})=|\tilde {\Phi }^- \cap {\tilde {w}}(\tilde {\Phi }^+)|$. Let $\mathbb {S}^a=\{s_{\tilde \alpha }; \tilde \alpha \in \tilde {\Phi }, \ell (s_{\tilde \alpha })=1\}$ be the set of simple affine reflections. Then $(W^a, \mathbb {S}^a)$ is a Coxeter system, and denote by $\leq = \leq _G$ the associated Bruhat order on $\tilde {W} = W^a \rtimes \Omega$. We frequently use the following fact on Bruhat order.
Lemma 1.1 Let ${\tilde {w}}$ and ${\tilde {\alpha }} \in \tilde {\Phi }^+$. Then ${\tilde {w}} s_{{\tilde {\alpha }}} \leq {\tilde {w}}$ if and only if ${\tilde {w}}({\tilde {\alpha }}) \in \tilde {\Phi }^-$.
By abuse of notation, we freely identify an element of $\tilde {W}$ with one of its lifts in $N_T({\breve F})$, according to the context.
1.3 $\sigma$-conjugacy classes
Recall that $\sigma$ is the Frobenius automorphism of $G({\breve F})$. We also denote by $\sigma$ the induced automorphism of the root datum $\mathcal {R}$. Then $\sigma$ acts on $V$ as a linear transformation of finite order fixing $\boldsymbol {a}$. For ${\tilde {w}} \in \tilde {W}$ there exists a nonzero integer $m$ such that $({\tilde {w}}\sigma )^m=t^\xi$ for some $\xi \in Y$. Define $\nu _{\tilde {w}} = \xi / m \in V$, which does not depend on the choice of $m$.
Let $b \in G(L)$. We denote by $[b] = [b]_G = \{g^{-1} b \sigma (g); g \in G(L)\}$ the $\sigma$-conjugate class of $b$. By [Reference KottwitzKot85], the $\sigma$-conjugacy class $[b]$ is determined by two invariants: the Kottwitz point $\kappa _G(b) \in \pi _1(G)_\sigma$ and the Newton point $\nu _G(b) \in (V^+)^\sigma$. Here $\kappa _G: G({\breve F}) \to \pi _1(G)_\sigma = \pi _1(G) / (\sigma -1)\pi _1(G)$ is the natural projection. To define $\nu _G(b)$, we note that there exists ${\tilde {w}} \in \tilde {W}$ such that ${\tilde {w}} \in [b]$. Then $\nu _G(b) = \bar \nu _{{\tilde {w}}}$, which does not depend on the choice of ${\tilde {w}}$.
1.4 Affine Deligne–Lusztig varieties
For $\gamma \in \Phi$ let $u_\gamma : \mathbb {G}_a \to G$ be the corresponding root subgroup. Let
be the Iwahori subgroup associated to the base alcove $\boldsymbol {a}$.
For ${\tilde {w}} \in \tilde {W}$ and $b \in G({\breve F})$ the associated affine Deligne–Lusztig variety is given by
We are interested in the following union of affine Deligne–Lusztig varieties
where ${\rm {Adm}}(\lambda )$ is the $\lambda$-admissible set defined by
By [Reference HeHe16], $X(\lambda, b) \neq \emptyset$ if and only if $\kappa _G(t^\lambda )=\kappa _G(b)$ and $\nu _G(b) \leqslant \lambda ^\diamond$, where $\lambda ^\diamond$ is the $\sigma$-average of $\lambda$. We say the pair $(\lambda, b)$ is Hodge–Newton irreducible if $\kappa _G(t^\lambda )=\kappa _G(b)$ and $\lambda ^\diamond - \nu _G(b) \in \sum _{\alpha \in \mathbb {S}_0}\mathbb {R}_{> 0} \alpha ^\vee$.
1.5 Levi subgroups
Let $M$ be a semi-standard Levi subgroup of $G$, that is, a Levi subgroup containing $T$. Then $B \cap M$ is a Borel subgroup of $M$. By replacing the triple $(T, B, G)$ with $(T, B \cap M, M)$, we can define, as in previous subsections, $\Phi _M^+$, $\tilde {W}_M$, $\mathbb {S}_M^a$, $\Omega _M$, $\tilde {\Phi }_M^+$, $I_M$, $\kappa _M$, $\leq _M$, and so on.
For $v \in V$ we set $\Phi _v=\{\alpha \in \Phi ; \alpha (v)=0\}$ and let $M_v \subseteq G$ be the Levi subgroup generated by $T$ and the root subgroups $U_\alpha$ for $\alpha \in \Phi _v$. We set $\tilde {W}_v = \tilde {W}_{M_v}$, $\tilde \Phi _v = \tilde \Phi _{M_v}$, and so on. If $v \in V^+$, let $J_v = \{s \in \mathbb {S}_0; s(v)=v\}$.
Let $J \subseteq \mathbb {S}_0$. Then there exists some $v' \in V^+$ such that $J_{v'} = J$. We put $M_J = M_{v'}$, $\Phi _J = \Phi _{M_J}$, $\tilde {W}_J=\tilde {W}_{M_J}$, $W_J^a = W_{M_J}^a$, $\Omega _J=\Omega _{M_J}$, $\leq _J = \leq _{M_J}$, and so on. We say $\mu \in Y$ is $J$-dominant (respectively, $J$-minuscule) if $\langle \alpha, \mu \rangle \geqslant 0$ (respectively, $\langle \alpha, \mu \rangle \in \{0, \pm 1\}$) for $\alpha \in \Phi _J^+$.
1.6 The left cyclic shift $\rightharpoonup$
Let $K \subseteq \mathbb {S}^a$. Denote by $W_K \in W^a$ the parabolic subgroup generated by $K$. Set ${}^K \tilde {W} = \{{\tilde {w}} \in \tilde {W}; {\tilde {w}} < s {\tilde {w}} \text { for } s \in K\}$ and $\tilde {W}^K = ({}^K \tilde {W})^{-1}$.
Lemma 1.2 Let $K \subseteq \mathbb {S}^a$ and ${\tilde {w}} \in {}^K \tilde {W}$. Then:
(1) if ${\tilde {w}} < {\tilde {w}} s$ with $s \in \mathbb {S}^a$, then ${\tilde {w}} s \in {}^K \tilde {W}$ or ${\tilde {w}} s = s' {\tilde {w}}$ for some $s' \in K$;
(2) if ${\tilde {w}}' \in {}^K \tilde {W}$ lies in the $W_K$-$\sigma$-conjugacy class of ${\tilde {w}}$, then ${\tilde {w}}' = {\tilde {w}}$.
Proof. If ${\tilde {w}} s \notin {}^K \tilde {W}$, then there exits $s' \in K$ such that $s' {\tilde {w}} s < {\tilde {w}} s$, that is, $s{\tilde {w}}^{-1}({\tilde {\alpha }}') \in \tilde {\Phi }^-$, where ${\tilde {\alpha }}' \in \tilde {\Phi }^+$ is the simple affine root of $s'$. Note that ${\tilde {w}}^{-1}({\tilde {\alpha }}') \in \tilde {\Phi }^+$ (since ${\tilde {w}} \in {}^K \tilde {W}$) and that $s$ is a simple reflection, it follows that ${\tilde {w}}^{-1}({\tilde {\alpha }}')$ is the affine simple root of $s$. Thus $s' {\tilde {w}} = {\tilde {w}} s$ and statement (1) is proved. The statement (2) is proved in [Reference HeHe07, Corollary 2.6].
Let ${\tilde {w}},{\tilde {w}}' \in \tilde {W}$ and $s \in \mathbb {S}^a$. Write ${\tilde {w}} \rightharpoonup _s {\tilde {w}}'$ (respectively, ${\tilde {w}} \to _s {\tilde {w}}'$) if ${\tilde {w}}' = s {\tilde {w}} \sigma (s)$ and $s {\tilde {w}} < {\tilde {w}}$ (respectively, $\ell ({\tilde {w}}') \leqslant \ell ({\tilde {w}})$). Note that ${\tilde {w}} \rightharpoonup _s {\tilde {w}}'$ implies that ${\tilde {w}} \to _s {\tilde {w}}'$. For $K \subseteq \mathbb {S}^a$ we write ${\tilde {w}} \rightharpoonup _K {\tilde {w}}'$ if there is a sequence ${\tilde {w}} = {\tilde {w}}_0 \rightharpoonup _{s_0} {\tilde {w}}_1 \rightharpoonup _{s_1} \cdots \rightharpoonup _{s_n} {\tilde {w}}_{n+1} = {\tilde {w}}'$ with $s_i \in K$ for $0 \leqslant i \leqslant n$. We can define ${\tilde {w}} \to _K {\tilde {w}}'$ in a similar way.
For $x \in {}^K \tilde {W}$ we define $I(K, x) = \max \{K' \subseteq K; x \sigma (K') x^{-1} = K'\}$. Note that $I(K, x)$ is unique by definition. It also can be an empty set.
Lemma 1.3 For $K \subseteq \mathbb {S}^a$ and $x \in {}^K \tilde {W}$ we have $I(K, x) \subseteq W_{\nu _x}$.
Proof. As $I(K, x)$ is a finite set, there exists $n \in \mathbb {Z}_{\geqslant 1}$ such that $(x\sigma )^n = t^{n \nu _x}$ fixes each element of $I(K, x)$, that is, $p(s)(\nu _x) = \nu _x$ for $s \in I(K, x)$. Here $p: \tilde {W} \rtimes \langle \sigma \rangle \to W_0 \rtimes \langle \sigma \rangle$ is the natural projection. Thus, $I(K, x) \subseteq W_{\nu _x}$ as desired.
Theorem 1.4 [Reference HeHe07, § 3]
Let $K \subseteq \mathbb {S}^a$ and ${\tilde {w}} \in \tilde {W}$. If $W_K$ is finite, then there exist $x \in {}^K \tilde {W}$ and $u \in W_{I(x, K)}$ such that ${\tilde {w}} \to _K u x$. Moreover, the element $x \in {}^K\tilde {W}$ is uniquely determined by the $W_K$-$\sigma$-conjugacy class of ${\tilde {w}}$, which may be empty.
1.7 Semi-standard elements
We say ${\tilde {w}} \in \tilde {W}$ is semi-standard if ${\tilde {w}}\sigma (\tilde {\Phi }_{\nu _{{\tilde {w}}}}^+) = \tilde {\Phi }_{\nu _{{\tilde {w}}}}^+$, or equivalently, ${}^{{\tilde {w}}\sigma } I_{M_{\nu _{\tilde {w}}}} := {\tilde {w}} \sigma (I_{M_{\nu _{\tilde {w}}}}) {\tilde {w}}^{-1} = I_{M_{\nu _{\tilde {w}}}}$. We say ${\tilde {w}}$ is standard if it is semi-standard and $\nu _{{\tilde {w}}}$ is dominant. Let $\mathcal {S}$ and $\mathcal {S}^+$ denote the set of semi-standard elements and standard elements respectively.
Lemma 1.5 Let ${\tilde {w}} \in \mathcal {S}$. Then:
(1) $z {\tilde {w}} \sigma (z)^{-1} \in \mathcal {S}$ if $z \in \tilde {W}$ such that $z(\tilde {\Phi }_{\nu _{{\tilde {w}}}}^+) \subseteq \tilde {\Phi }^+$;
(2) there is a unique ${\tilde {w}}' \in \mathcal {S}^+$ in the $W_0$-$\sigma$-conjugacy class of ${\tilde {w}}$, and moreover, there is a unique element $z' \in W_0^{J_{\bar {\nu }_{{\tilde {w}}}}}$ such that ${\tilde {w}} = z' {\tilde {w}}' \sigma (z')^{-1}$;
(3) ${\tilde {w}}' \in \mathcal {S}$ if ${\tilde {w}} \to _{\mathbb {S}^a} {\tilde {w}}'$;
(4) $\mathbb {J}_{{\tilde {w}}}$ is generated by $I \cap \mathbb {J}_{{\tilde {w}}}$ and $\tilde {W} \cap \mathbb {J}_{{\tilde {w}}}$;
(5) ${\tilde {w}} \in \Omega _{J_{\nu _{\tilde {w}}}}$ if ${\tilde {w}} \in \mathcal {S}^+$;
(6) ${\tilde {w}} \leq u {\tilde {w}}$ for any $u \in W_{\nu _{\tilde {w}}}$.
Proof. Note that $\nu _{z {\tilde {w}} \sigma (z)^{-1}} = p(z)(\nu _{\tilde {w}})$ and, hence, $z(\tilde {\Phi }_{\nu _{\tilde {w}}}) = \tilde {\Phi }_{\nu _{z {\tilde {w}} \sigma (z)^{-1}}}$, where $p: \tilde {W} \rtimes \langle \sigma \rangle \to W_0 \rtimes \langle \sigma \rangle$ is the natural projection. Thus, $z (\tilde {\Phi }_{\nu _{{\tilde {w}}}}^\pm ) = \tilde {\Phi }_{\nu _{z {\tilde {w}} \sigma (z)^{-1}}}^\pm$, and part (1) follows by definition.
Let $z' \in W_0^{J_{\bar {\nu }_{{\tilde {w}}}}}$ such that $z'(\bar {\nu }_{{\tilde {w}}}) = \nu _{{\tilde {w}}}$. Let ${\tilde {w}}' = {z'}^{-1} {\tilde {w}} \sigma (z')$. Note that $z'(\tilde {\Phi }_{\bar {\nu }_{{\tilde {w}}}}^+) = \tilde {\Phi }_{\nu _{{\tilde {w}}}}^+$. So ${\tilde {w}}' \in \mathcal {S}^+$ by (1). Assume there is another ${\tilde {w}}'' \in \mathcal {S}^+$ such that ${\tilde {w}} = w {\tilde {w}}'' \sigma (w)^{-1}$ for some $w \in W_0$. Write $w = z'' u$ with $z'' \in W_0^{J_{\bar {\nu }_{{\tilde {w}}}}}$ and $u \in W_{J_{\bar {\nu }_{{\tilde {w}}}}}$. Then $\nu _{{\tilde {w}}'} = \nu _{{\tilde {w}}''} = \bar {\nu }_{{\tilde {w}}}$ and ${z'}^{-1} z'' \in W_{J_{\bar {\nu }_{{\tilde {w}}}}}$. Thus, $z' = z'' \in W_0^{J_{\bar {\nu }_{{\tilde {w}}}}}$, and ${\tilde {w}}'', {\tilde {w}}' \in \Omega _{J_{\bar {\nu }_{\tilde {w}}}}$ are $\sigma$-conjugate by $W_{J_{\bar {\nu }_{\tilde {w}}}}$. Thus, ${\tilde {w}}' = {\tilde {w}}''$ as desired.
To prove part (3) we can assume ${\tilde {w}} \to _s {\tilde {w}}'$ for some $s \in \mathbb {S}^a$ and ${\tilde {w}} \neq {\tilde {w}}'$. Thus, either $s {\tilde {w}} < {\tilde {w}}$ or ${\tilde {w}} \sigma (s) < {\tilde {w}}$. In view of part (1) it suffices to show $s(\tilde {\Phi }_{\nu _{{\tilde {w}}}}^+) \subseteq \tilde {\Phi }^+$. Otherwise, the simple affine root of $s$ lies in $\tilde {\Phi }_{\nu _{{\tilde {w}}}}^+$. Hence, $s {\tilde {w}}, {\tilde {w}} \sigma (s) > {\tilde {w}}$ (since ${\tilde {w}}\sigma (\tilde {\Phi }_{\nu _{{\tilde {w}}}}^+) = \tilde {\Phi }_{\nu _{{\tilde {w}}}}^+$), contradicting our assumption.
Note that $\mathbb {J}_{\tilde {w}} \subseteq M_{\nu _{{\tilde {w}}}}$. Then part (4) follows from that ${}^{{\tilde {w}}\sigma } I_{M_{\nu _{\tilde {w}}}} = I_{M_{\nu _{\tilde {w}}}}$, ${}^{{\tilde {w}}\sigma } \tilde {W}_{M_{\nu _{\tilde {w}}}} = \tilde {W}_{M_{\nu _{\tilde {w}}}}$, and the Bruhat decomposition $M_{\nu _{\tilde {w}}}({\breve F}) = I_{M_{\nu _{\tilde {w}}}} \tilde {W}_{M_{\nu _{\tilde {w}}}} I_{M_{\nu _{\tilde {w}}}}$.
Assume ${\tilde {w}} \in \mathcal {S}^+$, that is, $\nu _{\tilde {w}} = \sigma (\nu _{\tilde {w}})$ is dominant. As $p({\tilde {w}}\sigma )(\nu _{\tilde {w}}) = \nu _{{\tilde {w}}}$, we have $p({\tilde {w}})(\nu _{\tilde {w}}) = \nu _{\tilde {w}}$ and, hence, ${\tilde {w}} \in \tilde {W}_{\nu _{\tilde {w}}} = \tilde {W}_{J_{\nu _{\tilde {w}}}}$. Moreover, ${\tilde {w}}(\tilde {\Phi }_{J_{\nu _{\tilde {w}}}}^+) = {\tilde {w}}\sigma (\tilde {\Phi }_{J_{\nu _{\tilde {w}}}}^+) = \tilde {\Phi }_{J_{\nu _{\tilde {w}}}}^+$ by definition. This means that ${\tilde {w}} \in \Omega _{J_{\nu _{\tilde {w}}}}$ and part (5) is proved.
By part (2) there exits $z \in {}^{J_{\bar {\nu }_{\tilde {w}}}} W_0$ and ${\tilde {w}}' \in \mathcal {S}^+$ such that ${\tilde {w}}' = z^{-1} {\tilde {w}} \sigma (z)$. Let $u \in W_{\nu _{\tilde {w}}}$. Then $z^{-1} u z \in W_{J_{\bar {\nu }_{\tilde {w}}}}^a$ since $z(\nu _{\tilde {w}}) = \nu _{\bar {\nu }_{\tilde {w}}}$. By part (5) we have ${\tilde {w}}'' \in \Omega _{J_{\nu _{\tilde {w}}}}$ and, hence, ${\tilde {w}}'' \leq (z^{-1} u z)$. It follows from [Reference Chen and NieCN19, Lemma 1.3] that
and part (b) follows.
2. Outline of the proof
We fix $\lambda \in Y^+$ and $b \in G({\breve F})$ such that $X(\lambda, b) \neq \emptyset$. Let $J = J_{\nu _G(b)} \subseteq \mathbb {S}_0$. We may and do assume that $b \in M_J({\breve F})$ and $\nu _{M_J}(b) = \nu _G(b)$. As $b$ is basic in $M_J({\breve F})$ we assume further that $b \in \Omega _J$. Set $\mathcal {S}_{\lambda, b} = {\rm {Adm}}(\lambda ) \cap \mathcal {S} \cap [b]$.
For $x \in \Omega _J \cong \pi _1(M_J) \cong Y / \mathbb {Z} \Phi _J^\vee$ we set $\mu _x \in Y$ such that $x = t^{\mu _x} p(x)$, where $p: \tilde {W} \rtimes \langle \sigma \rangle \to W_0 \rtimes \langle \sigma \rangle$ is the natural projection. Define
Lemma 2.1 We have $\mathcal {S}_{\lambda, b}^+ = \mathcal {S}^+ \cap \mathcal {S}_{\lambda, b} \subseteq \Omega _J$ and $\mathcal {S}_{\lambda, b} = \bigsqcup _{x \in \mathcal {S}_{\lambda, b}^+} \mathcal {S}_{\lambda, b, x}$. In particular, $x \in S_{\lambda, b, x}$ for $x \in S_{\lambda, b}^+$.
Proof. Let $x \in \mathcal {S}_{\lambda, b}^+ \subseteq \Omega _J$. Then $\kappa _{M_J}(x) = \kappa _{M_J}(b) \in \pi _1(M_J)/(1-\sigma )\pi _1(M_J)$ by definition. In view of the natural identification $\Omega _J \cong \pi _1(M_J)$, the previous equality means that $x \equiv b \mod (1-\sigma )\Omega _J$, or equivalently, $x$ and $b$ are $\Omega _J$-$\sigma$-conjugate. In particular, $\nu _x = \nu _{M_J}(b)=\nu _G(b)$ is dominant and $x \in \mathcal {S}^+$. Moreover, as $x \in \Omega _J$, $x \leq _J t^{\mu _x} \in {\rm {Adm}}(\lambda )$ (since $\mu _x \preceq \lambda$). Thus, $x \in \mathcal {S}^+$ and $\mathcal {S}_{\lambda, b}^+ \subseteq \mathcal {S}^+ \cap \mathcal {S}_{\lambda, b}$. Let $x' \in \mathcal {S}^+ \cap \mathcal {S}_{\lambda, b}$. Then $\nu _{x'}$ is dominant and, hence, $\nu _{x'} = \nu _G(b)$ (since $x' \in [b]$). In particular, we have $x' \in \Omega _J$ (by Lemma 1.5(5)) and $\kappa _{M_J}(x') = \kappa _{M_J}(b)$ (by [Reference Chen, Kisin and ViehmannCKV15, Remark 2.5.8]). Since $x' \in {\rm {Adm}}(\lambda )$, it follows that $\mu _{x'} \preceq \lambda$. Therefore, $x' \in \mathcal {S}_{\lambda, b}^+$ and, hence, $\mathcal {S}_{\lambda, b}^+ = \mathcal {S}^+ \cap \mathcal {S}_{\lambda, b}$.
Let ${\tilde {w}} \in \mathcal {S}_{\lambda, b}$. Then $\bar {\nu }_{\tilde {w}} = \nu _G(b)$. By Lemma 1.5 there exist $x \in \mathcal {S}^+$ and $z \in W_0^J$ such that ${\tilde {w}} = z x \sigma (z)^{-1}$. As ${\tilde {w}} \in [b]$, we have $\nu _x = \bar {\nu }_{\tilde {w}} = \nu _G(b)$ and $\kappa _G(x) = \kappa _G({\tilde {w}}) = \kappa _G(b)$. By the proof of [Reference Görtz, He and NieGHN15, Proposition 3.5.1] we have $\kappa _{M_J}(x) = \kappa _{M_J}(b)$. Moreover, as ${\tilde {w}} \in {\rm {Adm}}(\lambda )$ and $W_0 {\tilde {w}} W_0 = W_0 x W_0 = W_0 t^{\mu _x} W_0$, we have $\mu _x \preceq \lambda$. Thus, $x \in \mathcal {S}_{\lambda, b}^+$ and the second statement follows.
For $b' \in G({\breve F})$ we set $\mathbb {J}_{b, b'} = \mathbb {J}_{b, b'}^G =\{g \in G({\breve F}); g^{-1} b \sigma (g)=b'\}$ and put $\mathbb {J}_b = \mathbb {J}_{b, b'}$ if $b = b'$. Then $\mathbb {J}_b$ acts on $\mathbb {J}_{b, b'}$ and $X(\lambda, b)$ by left multiplication.
Theorem 2.2 [Reference He and ZhouHZ20]
Each connected component of $X(\lambda, b)$ intersects $\mathbb {J}_{b, {\tilde {w}}} I/I$ for some ${\tilde {w}} \in \mathcal {S}_{\lambda, b}$.
Proof. By [Reference He and ZhouHZ20, Theorem 4.1], each connected component of $X(\lambda, b)$ intersects $X_{\tilde {w}}(b)$ for some $\sigma$-straight element ${\tilde {w}} \in {\rm {Adm}}(\lambda )$ which is $\sigma$-conjugate to $b$. Then the statement follows from [Reference HeHe14, Proposition 4.5] and the proof of [Reference NieNie15, Theorem 1.3] that $X_{\tilde {w}}(b) = \mathbb {J}_{b, {\tilde {w}}} I/I$ and ${\tilde {w}} \in \mathcal {S}_{\lambda, b}$, respectively.
For $g, g' \in G({\breve F})$ we write $g I \sim _{\lambda, b} g' I$ if they are in the same connected component of $X(\lambda,b)$. For ${\tilde {w}}, {\tilde {w}}' \in \mathcal {S}_{\lambda, b}$, we write $\mathbb {J}_{b, {\tilde {w}}} \sim _{\lambda, b} \mathbb {J}_{b, {\tilde {w}}'}$ if their natural images in $\pi _0(X(\lambda, b))$ coincide.
In the following four propositions, we retain the assumptions in Theorem 0.2. The proofs are given in the remaining sections.
Proposition 2.3 For $x \in \mathcal {S}_{\lambda, b}^+$ and ${\tilde {w}}, {\tilde {w}}' \in \mathcal {S}_{\lambda, b, x}$ we have $\mathbb {J}_{b, {\tilde {w}}} \sim _{\lambda, b} \mathbb {J}_{b, {\tilde {w}}'}$.
Proposition 2.4 For $x, x' \in \mathcal {S}_{\lambda, b}^+$ we have $\mathbb {J}_{b, x} \sim _{\lambda, b} \mathbb {J}_{b, x'}$.
Proposition 2.5 The natural action of $\ker (\eta _{M_J}) \cap \mathbb {J}_b$ on $\pi _0(X(\lambda, b))$ is trivial.
Proposition 2.6 The natural action of
on $\pi _0(X(\lambda, b))$ is trivial.
Proof of Theorem 0.2 By [Reference HeHe16, Theorem 1.1], it suffices to consider the Iwahori case $K = I$. By Proposition 2.2, the natural projection
is surjective. Note that $\mathcal {S}_{\lambda,b} = \cup _{x \in \mathcal {S}_{\lambda, x}^+} \mathcal {S}_{\lambda, b, x}$. It follows from Propositions 2.3 and 2.4 that the natural projection
is surjective for any ${\tilde {w}} \in \mathcal {S}_{\lambda, b}$. Since $\mathbb {J}_b$ acts on $\mathbb {J}_{b, {\tilde {w}}}$ transitively, $\mathbb {J}_b$ also acts on $\pi _0(X(\lambda, b))$ transitively. Thus, by Propositions 2.5 and 2.6,
As $b \in \Omega _J$ and $\mathbb {J}_b = \mathbb {J}_b^{M_J}$, it follows by Lemma 1.5(4) that $\mathbb {J}_b$ is generated by $I_{M_J} \cap \mathbb {J}_b$, $W_{M_J}^a \cap \mathbb {J}_b$ and $\Omega _J \cap \mathbb {J}_b = \Omega _J^\sigma$. Hence, $\mathbb {J}_b = (\ker (\eta _{M_J}) \cap \mathbb {J}_b) \rtimes \Omega _J^\sigma$. Since $\ker (\eta _{M_J}) \subseteq \ker (\eta _G)$, $\ker (\eta _G) \cap \mathbb {J}_b = (\ker (\eta _{M_J}) \cap \mathbb {J}_b) \rtimes (\ker (\eta _G) \cap \Omega _J^\sigma )$. Thus, we have
where the last isomorphism follows from [Reference Chen, Kisin and ViehmannCKV15, Lemma 2.5.11] that the natural map $Y^\sigma \to \pi _1(M_J)^\sigma \cong \Omega _J^\sigma \to \pi _1(G)^\sigma$ is surjective. The proof is finished.
3. The set $\mathcal {P}_{\tilde {w}}$
In the rest of the paper, we assume that $G$ is adjoint, simple, and its root system $\Phi$ has $d$ irreducible factors.
3.1 The set $\mathcal {P}_{\tilde {w}}$
For ${\tilde {w}} \in {\rm {Adm}}(\lambda )$ we denote by $\mathcal {P}_{{\tilde {w}}}$ the set of roots $\alpha \in \Phi ^+ \setminus \Phi _{\nu _{\tilde {w}}}$ such that ${\tilde {w}} \sigma (s_\alpha ) \in {\rm {Adm}}(\lambda )$ and $({\tilde {w}}\sigma )^{-m_{\alpha, {\tilde {w}}}}(\alpha ) \in \tilde {\Phi }^+$. Here
where $\mu _{{\tilde {w}}} \in Y$ such that ${\tilde {w}} \in t^{\mu _{{\tilde {w}}}} W_0$. Note that $m_{\alpha, {\tilde {w}}}$ is well defined since $\langle \alpha, \nu _{\tilde {w}} \rangle \neq 0$, and $\alpha \in \mathcal {P}_{{\tilde {w}}}$ if and only if $\langle \alpha, p({\tilde {w}}\sigma )^{m_{\alpha, {\tilde {w}}}-1}(\mu _{{\tilde {w}}}) \rangle \leqslant -1$.
The sets $\mathcal {P}_{\tilde {w}}$ will be used to construct affine lines of $X(\lambda, b)$ in the next section. The main result of this section is as follows.
Proposition 3.1 Assume $(\lambda, b)$ is Hodge–Newton irreducible. Then $\mathcal {P}_{\tilde {w}} \neq \emptyset$ for ${\tilde {w}} \in \mathcal {S}_{\lambda, b} \setminus {}^{\mathbb {S}_0} \tilde {W}$.
The proposition is proved in § 3.4. The proof is based on induction on left cyclic shifts studied in § 3.3. In a single induction step, we will come up against an extreme (and harder) case, which involves distinct elements introduced in § 3.2.
3.2 Distinct elements
Let $R$ be a $\sigma$-orbit of $\mathbb {S}_0$. We say ${\tilde {w}} \in {\rm {Adm}}(\lambda )$ is left $R$-distinct (respectively, right $R$-distinct) if $s {\tilde {w}} \notin {\rm {Adm}}(\lambda )$ (respectively, ${\tilde {w}} s \notin {\rm {Adm}}(\lambda )$) for $s \in R$. Let $w_R$ denote the longest root of $W_R$. As $\sigma (R) = R$ we have $\sigma (w_R) = w_R$.
Lemma 3.2 Let $R$ be a $\sigma$-orbit of $\mathbb {S}_0$. If ${\tilde {w}} \in {\rm {Adm}}(\lambda )$ is left $R$-distinct, then ${\tilde {w}} \in {}^R \tilde {W}$. Moreover: $(1)$ $w_R {\tilde {w}} w_R \in {\rm {Adm}}(\lambda )$ is right $R$-distinct; and $(2)$ $\mathcal {P}_{w_R {\tilde {w}} w_R} \neq \emptyset$ if $\mathcal {P}_{\tilde {w}} \neq \emptyset$.
Proof. Let $s \in R$. If $s {\tilde {w}} < {\tilde {w}}$, then $s{\tilde {w}} \in {\rm {Adm}}(\lambda )$ since ${\tilde {w}} \in {\rm {Adm}}(\lambda )$, which is a contradiction. Thus, $s {\tilde {w}} > {\tilde {w}}$ and, hence, ${\tilde {w}} \in {}^R \tilde {W}$.
To show part (1) we can assume $d = 1$. Then one checks that $R$ is either commutative or is of type $A_2$. Thus, part (1) follows from Lemma A.4.
Now we show part (2). Let $\alpha \in \mathcal {P}_{\tilde {w}}$ and set $\alpha ^i = ({\tilde {w}}\sigma )^i(\alpha ) \in \tilde {\Phi }$ for $i \in \mathbb {Z}$. Let
It suffices to show that $w_R(\alpha ^{-n_\alpha }) \in \mathcal {P}_{w_R {\tilde {w}} w_R}$. First we check that
If $n_\alpha = 0$, then $\alpha ^{-n_\alpha } = \alpha \in \Phi ^+ \setminus \Phi _R$, and part (a) follows from Corollary A.6. Otherwise, $\alpha ^{-n_\alpha +1} \in \Phi _R^+ \subseteq \tilde {\Phi }^-$. Noting that ${\tilde {w}} \in {}^R \tilde {W}$ (since ${\tilde {w}} \in {\rm {Adm}}(\lambda )$ is left $R$-distinct), by Lemma 1.1 we have $\alpha ^{-n_\alpha } = ({\tilde {w}}\sigma )^{-1} (\alpha ^{-n_\alpha +1}) \in \tilde {\Phi }^-$. Hence, $\alpha ^{-n_\alpha } \in \Phi ^+$ since $n_\alpha \leqslant m_{\alpha, {\tilde {w}}}$ and $\alpha ^{-m_{\alpha, {\tilde {w}}}} \in \tilde {\Phi }^+$. Moreover,
By Lemma 1.1, $w_R {\tilde {w}} w_R \sigma (s_{w_R(\alpha ^{-n_\alpha })}) \leq w_R {\tilde {w}} w_R \in {\rm {Adm}}(\lambda )$, and part (a) follows.
Note the following three facts: $(w_R {\tilde {w}} w_R)^i(w_R(\alpha ^{-n_\alpha })) = w_R(\alpha ^{-n_\alpha +i})$ for $i \in \mathbb {Z}$; $w_R \in W_0$ preserves $\tilde {\Phi } \setminus \Phi$; and $n_\alpha < n_{\alpha, {\tilde {w}}}$ (since $\alpha ^{-n_\alpha } \in \Phi$). Then it follows, by definition, that $n_{w_R(\alpha ^{-n_\alpha }), w_R {\tilde {w}} w_R} = n_{\alpha, {\tilde {w}}} - n_\alpha$ and
where the inclusion follows from $\alpha ^{-n_{\alpha, {\tilde {w}}}} \in \tilde {\Phi }^+ \setminus \Phi$. Therefore, we have $w_R(\alpha ^{-n_\alpha }) \in \mathcal {P}_{w_R {\tilde {w}} w_R}$ as desired.
Lemma 3.3 Let $R$ be a $\sigma$-orbit of $\mathbb {S}_0$. Let ${\tilde {w}} \in {\rm {Adm}}(\lambda ) \cap \mathcal {S}$. If ${\tilde {w}} \notin {}^R \tilde {W}$ and ${\tilde {w}}$ is not right $R$-distinct. Then $\mathcal {P}_{{\tilde {w}}} \neq \emptyset$.
Proof. By assumption, there exist $s' \in R$ and $0 \leqslant i \leqslant |R|-1$ such that $\sigma ^{-i}(s') {\tilde {w}} < {\tilde {w}}$ and ${\tilde {w}} \sigma (s') \in {\rm {Adm}}(\lambda )$. Thus, we can define
Choose $s \in R$ such that $\sigma ^{-k}(s) {\tilde {w}} < {\tilde {w}}$ and ${\tilde {w}}\sigma (s) \in {\rm {Adm}}(\lambda )$. Let $\alpha \in \Phi ^+$ be the simple root of $s$. Set $\gamma ^i = ({\tilde {w}}\sigma )^i(\gamma ) \in \tilde {\Phi }$ for $\gamma \in \Phi$ and $i \in \mathbb {Z}$. We claim that
Let $0 \leqslant i \leqslant k-1$. By the choice of $k$ we have ${\tilde {w}} < \sigma ^{-i}(s) {\tilde {w}}$ and ${\tilde {w}} \sigma ^{-i}(s) \notin {\rm {Adm}}(\lambda )$, which means that ${\tilde {w}}\sigma ^{-i}(s) = \sigma ^{-i}(s) {\tilde {w}}$ by Lemma A.2, that is, $\sigma ^{-i}(\alpha ) = {\tilde {w}} \sigma ^{-i}(\alpha )$ (since ${\tilde {w}} < \sigma ^{-i}(s) {\tilde {w}}$). Thus,
Thus, part (a) is proved.
By part (a) we have $\alpha ^{-k} \in \Phi ^+$. Thus, $\alpha ^{-k-1} = ({\tilde {w}}\sigma )^{-1} (\alpha ^{-k}) \in \tilde {\Phi }^+$ since $\sigma ^{-k}(s) {\tilde {w}} < {\tilde {w}}$. As ${\tilde {w}} \in \mathcal {S}$, it follows that $\alpha ^{-k} \notin \Phi _{\nu _{\tilde {w}}}$ and, hence, $\alpha ^i \notin \Phi _{\nu _{\tilde {w}}}$ for $i \in \mathbb {Z}$. If $\alpha \notin \mathcal {P}_{\tilde {w}}$, then $\alpha ^{-m_{\alpha, {\tilde {w}}}} \in \tilde {\Phi }^- \setminus \Phi$ by definition. Thus, $\alpha ^{-k-1} \in \tilde {\Phi }^+ \cap \Phi = \Phi ^-$ since $k+1 \leqslant m_{\alpha, {\tilde {w}}}$ by part (a). Let $\beta = -\alpha ^{-k-1} \in \Phi ^+ \setminus \Phi _{\nu _{\tilde {w}}}$. Then $\beta ^{-m_{\beta, {\tilde {w}}}} = -\alpha ^{-m_{\alpha, {\tilde {w}}}} \in \tilde {\Phi }^+ \setminus \Phi$, and ${\tilde {w}}\sigma (s_\beta ) < {\tilde {w}} \in {\rm {Adm}}(\lambda )$ since ${\tilde {w}}\sigma (\beta ) = -\alpha ^{-k} \in \Phi ^-$. Thus, $\beta \in \mathcal {P}_{\tilde {w}}$ as desired.
3.3 Reduction by cyclic shifts
To show Proposition 3.1, we introduce a reduction method via the left cyclic shift. We adopt the notation from § 1.6.
Proposition 3.4 Let $K \subseteq \mathbb {S}_0$ and ${\tilde {w}} \in \mathcal {S}_{\lambda, b}$. Then there exists a unique semi-standard element ${\tilde {w}}' \in {}^K \tilde {W}$ which is $\sigma$-conjugate to ${\tilde {w}}$ by $W_K$. If, moreover, $K = \mathbb {S}_0$ and $(\lambda, b)$ is Hodge–Newton irreducible, then ${\tilde {w}}'$ is not left $R$-distinct for any $\sigma$-orbit $R$ of $\mathbb {S}_0$.
Proof. By Theorem 1.4, there exist unique ${\tilde {w}}' \in {}^K \tilde {W}$ and some $u \in I(K, {\tilde {w}}')$ such that ${\tilde {w}} \to _K u {\tilde {w}}'$. Thus, $\Phi _{I(K, {\tilde {w}}')} \subseteq \Phi _{\nu _{{\tilde {w}}'}}$ (by Lemma 1.3) and $\ell (u {\tilde {w}}') = \ell (u) + \ell ({\tilde {w}}')$. As ${\tilde {w}} \in \mathcal {S}$, by Lemma 1.5(3) and (6) we have $u {\tilde {w}}' \in \mathcal {S}$ and $u{\tilde {w}}' \leq u^{-1} u{\tilde {w}}' = {\tilde {w}}'$. Thus, $u = 1$, and the first statement follows. The second statement is proved in [Reference Chen and NieCN19, Lemma 6.11].
Lemma 3.5 Let $K \subseteq \mathbb {S}_0$ and ${\tilde {w}} \in \mathcal {S}$. Then is no infinite sequence
where $s_i \in K$ for $i \in \mathbb {Z}_{\geqslant 0}$. In particular, ${\tilde {w}} \rightharpoonup _K {\tilde {w}}'$ for some ${\tilde {w}}' \in \mathcal {S} \cap {}^K \tilde {W}$.
Proof. We argue by induction on $|K|$. If $K = \emptyset$, the statement is trivial. Assume $|K| \geqslant 1$. Suppose there exists such an infinite sequence. As ${\tilde {w}} \in \mathcal {S}$, ${\tilde {w}}_i \in \mathcal {S}$ for $i \in \mathbb {Z}_{\geqslant 0}$ by Lemma 1.5(3). Noting that $\ell ({\tilde {w}}_0) \geqslant \ell ({\tilde {w}}_1) \geqslant \cdots$, we can assume that: (a) $\ell ({\tilde {w}}_0) = \ell ({\tilde {w}}_1) = \cdots$. Write ${\tilde {w}}_i = u_i y_i$ with $u_i \in W_K$ and $y_i \in {}^K \tilde {W}$. Then $s_{i+1} u_i < u_i$ and, hence, $y_i \sigma (s_{i+1}) > y_i$. By Lemma 1.2(1), for each $i \in \mathbb {Z}_{\geqslant 0}$ we have $y_i \leq y_{i+1}$, and more precisely, either $y_{i+1} = y_i \sigma (s_{i+1}) > y_i$ or $y_{i+1} = y_i$ and $y_i \sigma (s_{i+1}) y_i^{-1} \in K$. Thus, we can assume further that $y_0 = y_1 = \cdots$, that is: (b) there exists $y \in {}^K \tilde {W}$ such that ${\tilde {w}}_i \in W_K y$ and $y \sigma (s_i) y^{-1} \in K$ for $i \in \mathbb {Z}_{\geqslant 1}$. Let $K' = \{s_i; i \in \mathbb {Z}_{\geqslant 1}\} \subseteq K$. If $K' = K$, then by part (b) we have $K = I(K, y) \subseteq W_{\nu _{\tilde {w}}}$, see § 1.5. Thus, ${\tilde {w}}_i = y \in {}^K \tilde {W}$ since ${\tilde {w}}_i \in \mathcal {S}$, which is impossible. Otherwise, $K' \subsetneq K$ and it contradicts the induction hypothesis for the proper subset $K'$.
Proposition 3.6 [Reference Chen and NieCN19, Proposition 6.16]
Let ${\tilde {w}} \in \mathcal {S}$ and let ${\tilde {w}}' \in {}^{\mathbb {S}_0} \tilde {W}$ be the unique element in the $W_0$-$\sigma$-conjugacy class of ${\tilde {w}}$. Then there is a sequence
where $R_i \subseteq K$ is a $\sigma$-orbit and ${\tilde {w}}_i \in \mathcal {S} \cap {}^{R_i} \tilde {W}$ for $1 \leqslant i \leqslant n$.
Proof. Assume otherwise. Then by Lemma 3.5 there is an infinite sequence
where ${\tilde {w}}_{i+1} \in {}^{R_i} \tilde {W}$ and $R_i$ is some $\sigma$-orbit of $\mathbb {S}_0$ for $i \in \mathbb {Z}_{\geqslant 0}$. This contradicts Lemma 3.5. Thus, the statement follows.
3.4 Proof of Proposition 3.1
By Proposition 3.6, there exists a sequence
where ${\tilde {w}}_0, \ldots, {\tilde {w}}_n \in \mathcal {S}$ are distinct elements, $R_0, \ldots, R_n$ are $\sigma$-orbits of $\mathbb {S}_0$, ${\tilde {w}}' \in {}^{\mathbb {S}_0}\tilde {W}$, and ${\tilde {w}}_i \in {}^{R_i} \tilde {W}$ for $1 \leqslant i \leqslant n$.
We argue by induction on $n$. If $n = 0$, then ${\tilde {w}} \in {}^{\mathbb {S}_0} \tilde {W}$ and there is nothing to prove. Assume $n \geqslant 1$. If ${\tilde {w}} \in {}^{R_1} \tilde {W}$, then ${\tilde {w}} = {\tilde {w}}_1$ by Lemma 1.2(2), contradicting our assumption that ${\tilde {w}} = {\tilde {w}}_0 \neq {\tilde {w}}_1$. Thus, ${\tilde {w}} \notin {}^{R_1} \tilde {W}$. If ${\tilde {w}} = {\tilde {w}}_0$ is not right $R_1$-distinct, then $\mathcal {P}_{{\tilde {w}}} \neq \emptyset$ by Lemma 3.3. Otherwise, by Lemma A.4, $w_{R_1} {\tilde {w}} w_{R_1} \in {\rm {Adm}}(\lambda )$ is left $R_1$-distinct, where $w_{R_1}$ is the longest element of $W_{R_1}$. In view of Lemmas 3.2 and 1.2(2), we have $w_{R_1} {\tilde {w}} w_{R_1} = {\tilde {w}}_1 \in {}^{R_1} \tilde {W}$. Thus, ${\tilde {w}}_1 \in \mathcal {S}_{\lambda, b}$. Moreover, ${\tilde {w}}_1 \notin {}^{\mathbb {S}_0} \tilde {W}$ by Proposition 3.4. Thus, $\mathcal {P}_{{\tilde {w}}_1} \neq \emptyset$ by the induction hypothesis, which implies that $\mathcal {P}_{\tilde {w}} \neq \emptyset$ by Lemma 3.2.
4. Proof of Proposition 2.3
In this section, we prove Proposition 2.3 for all $x \in \mathcal {S}_{\lambda, b}^+$. We introduce a new algorithm in § 4.3 to construct affine lines connecting the sets $\mathbb {J}_{b, {\tilde {w}}}$ for ${\tilde {w}} \in \mathcal {S}_{\lambda, b, x}$ with each other. This algorithm is based on an induction on the vectors $\nu _{\tilde {w}}^\flat$ introduced in § 4.1. The construction of affine lines is given in § 4.2, which relies on the sets $\mathcal {P}_{\tilde {w}}$ studied in previous section.
Assume that $(\lambda, b)$ is Hodge–Newton irreducible. Recall that $d$ is the number of connected components of $\mathbb {S}_0$.
4.1 The vector $\nu _{\tilde {w}}^\flat$
Let $\eta \in Y^+$. Let $A = \max \{|\langle \alpha, \eta \rangle |; \alpha \in \Phi \}$. Fix $M \in \mathbb {Z}_{\geqslant 2}$ such that $M |\langle \alpha, \eta \rangle | > 2A$ for any $\alpha \in \Phi$ with $\langle \alpha, \eta \rangle \neq 0$. Motivated from the $\underline {\mathbf {a}}$-function in [Reference HeHe10], for ${\tilde {w}} \in t^\mu W_0 \subseteq W_0 t^\eta W_0$ we define
where $N$ is the order of the natural projection image $p({\tilde {w}}\sigma ) \in W_0\sigma$.
Lemma 4.1 Let $\alpha \in \Phi$ and $0 \leqslant n \leqslant N-1$ such that $\langle \alpha, p({\tilde {w}}\sigma )^n(\mu ) \rangle \neq 0$ and $\langle \alpha, p({\tilde {w}}\sigma )^i(\mu ) \rangle = 0$ for $0 \leqslant i \leqslant n-1$. Then $\langle \alpha, \nu _{{\tilde {w}}}^\flat \rangle \langle \alpha, p({\tilde {w}}\sigma )^n(\mu ) \rangle > 0$. In particular, if $\alpha \in \Phi \setminus \Phi _{\nu _{\tilde {w}}}$, then $\langle \alpha, \nu _{\tilde {w}}^\flat \rangle < 0$ if and only if $({\tilde {w}}\sigma )^{-m_{\alpha, {\tilde {w}}}}(\alpha ) \in \tilde {\Phi }^+ \setminus \Phi$.
Proof. Note that $\mu, \eta$ are conjugate by $W_0$. By the choice of $M \geqslant 2$ we have
Thus, the statement follows.
Corollary 4.2 We have the following properties:
(1) $\langle \alpha, \nu _{{\tilde {w}}}^\flat \rangle = 0$ if and only if $\langle \alpha, p({\tilde {w}}\sigma )^i(\mu ) \rangle = 0$ for $i \in \mathbb {Z}$;
(2) $\nu _{{\tilde {w}}}^\flat$ is dominant for $\Phi _{\nu _{{\tilde {w}}}}^+$ if ${\tilde {w}} \in \mathcal {S}$;
(3) $\nu _{z {\tilde {w}} \sigma (z)^{-1}}^\flat = z(\nu _{{\tilde {w}}}^\flat )$ for $z \in W_0$;
(4) ${\tilde {w}}\sigma (\tilde {\Phi }_{\nu _{{\tilde {w}}}^\flat }^\pm ) = \tilde {\Phi }_{\nu _{{\tilde {w}}}^\flat }^\pm$ if ${\tilde {w}} \in \mathcal {S}$;
(5) if $\alpha \in \mathcal {P}_{\tilde {w}}$, then the roots $({\tilde {w}}\sigma )^i(\alpha ) \in \Phi$ for $1-m_{\alpha, {\tilde {w}}} \leqslant i \leqslant 0$ are linearly independent, and moreover, $\langle ({\tilde {w}}\sigma )^i(\alpha ), \nu _{\tilde {w}}^\flat \rangle < 0$ for $1-m_{\alpha, {\tilde {w}}} \leqslant i \leqslant 0$.
Proof. Statement (1) follows from Lemma 4.1 and the definition of $\nu _{{\tilde {w}}}^\flat$.
Suppose there exists $\alpha \in \Phi _{\nu _{{\tilde {w}}}}^+ \subseteq \tilde {\Phi }^-$ such that $\langle \alpha, \nu _{{\tilde {w}}}^\flat \rangle < 0$. By Lemma 4.1, there exists $n \in \mathbb {Z}_{\geqslant 0}$ such that $\langle \alpha, p({\tilde {w}}\sigma )^n(\mu ) \rangle < 0$ and $\langle \alpha, p({\tilde {w}}\sigma )^i(\mu ) \rangle = 0$ for $0 \leqslant i \leqslant n-1$. In particular, we have $({\tilde {w}}\sigma )^{-i}(\alpha ) = p({\tilde {w}}\sigma )^{-i}(\alpha )$ for $1 \leqslant i \leqslant n$ and $({\tilde {w}}\sigma )^{-n-1}(\alpha ) \in \tilde {\Phi }^+ \setminus \Phi$, contradicting that ${\tilde {w}} \in \mathcal {S}$. Thus, statement (2) follows.
Statement (3) follows by definition.
By statement (1) we have $\tilde {\Phi }_{\nu _{{\tilde {w}}}^\flat } = {\tilde {w}}\sigma (\tilde {\Phi }_{\nu _{{\tilde {w}}}^\flat }) \subseteq \tilde {\Phi }_{\nu _{{\tilde {w}}}}$. As ${\tilde {w}} \in \mathcal {S}$, we have ${\tilde {w}}\sigma (\tilde {\Phi }_{\nu _{{\tilde {w}}}}^\pm ) = \tilde {\Phi }_{\nu _{{\tilde {w}}}}^\pm$. Thus, statement (4) follows from that $\tilde {\Phi }_{\nu _{\tilde {w}}^\flat }^\pm = \tilde {\Phi }_{\nu _{\tilde {w}}^\flat } \cap \tilde {\Phi }_{\nu _{\tilde {w}}}^\pm$.
Let $\alpha \in \mathcal {P}_{\tilde {w}}$. Set $m = m_{\alpha, {\tilde {w}}}$ and $\alpha ^i = ({\tilde {w}}\sigma )^i(\alpha )$ for $i \in \mathbb {Z}$. By definition, $\langle \alpha ^{1-m}, \mu \rangle < 0$, $\alpha ^{-i} = p({\tilde {w}}\sigma )^{-i}(\alpha )$, and $\langle \alpha ^{1-i}, \mu \rangle = \langle \alpha, p({\tilde {w}}\sigma )^{i-1}(\mu ) \rangle = 0$ for $1 \leqslant i \leqslant m-1$. Thus, it follows from Lemma 4.1 that $\langle \alpha ^i, \nu _{\tilde {w}}^\flat \rangle < 0$ for $1-m \leqslant i \leqslant 0$. Suppose $\sum _{i=0}^{1-m} c_i \alpha ^i = 0$, where the coefficients $c_i \in \mathbb {R}$ are not all zero. Let $i_0 = \min \{1-m \leqslant i \leqslant 0; c_i \neq 0\}$. Then
which is a contradiction. Thus, statement (5) follows.
Lemma 4.3 Let ${\tilde {w}} \in \mathcal {S}$. Then ${\tilde {w}} \in {}^{\mathbb {S}_0} \tilde {W}$ if $\nu _{\tilde {w}}^\flat$ is dominant.
Proof. Assume $\nu _{\tilde {w}}^\flat$ is dominant. Let $\mu \in Y$ such that ${\tilde {w}} \in t^\mu W_0$. Then $\mu$ is dominant by Lemma 4.1. We show ${\tilde {w}} < s_\alpha {\tilde {w}}$ for $\alpha \in \Phi ^+$. If $\langle \alpha, \nu _{\tilde {w}}^\flat \rangle > 0$, then either $\langle \alpha, \mu \rangle > 0$, or $\langle \alpha, \mu \rangle = 0$ and $\langle p({\tilde {w}}\sigma )^{-1}(\alpha ), \nu _{\tilde {w}}^\flat \rangle > 0$ (hence, $p({\tilde {w}}\sigma )^{-1}(\alpha ) \in \Phi ^+$) by Corollary 4.2, which means ${\tilde {w}} < s_\alpha {\tilde {w}}$ as desired. Suppose $\langle \alpha, \nu _{\tilde {w}}^\flat \rangle = 0$, that is, $\alpha \in \Phi _{\nu _{\tilde {w}}^\flat }^+ \subseteq \tilde {\Phi }^-$. Thus, $({\tilde {w}}\sigma )^{-1}(\alpha ) \in \tilde {\Phi }_{\nu _{\tilde {w}}^\flat }^-$ by Corollary 4.2(4), which also means ${\tilde {w}} < s_\alpha {\tilde {w}}$ as desired.
4.2 Construction of affine lines
Let ${\tilde {\alpha }}= \alpha +k \in \tilde {\Phi }$. We denote by $U_{\tilde {\alpha }} \subseteq LG$ be the corresponding affine root subgroup of the loop subgroup $LG$ associated to $G$. More precisely, $U_{{\tilde {\alpha }}}(z)= u_\alpha (z t^k)$ for $z \in \boldsymbol {k}$, where $u_\alpha : \mathbb {G}_a \to G$ is the root subgroup corresponding to $\alpha$. For simplicity we write $U_{\tilde {\alpha }} = U_{\tilde {\alpha }}(\boldsymbol {k}) \subseteq G({\breve F})$ if no confusion is caused.
For $g \in G({\breve F})$, $\tilde \gamma \in \tilde {\Phi }$, ${\tilde {w}} \in \tilde {W}$, and $m \in \mathbb {Z}_{\geqslant 0}$, we define
It extends to a unique morphism from $\mathbb {P}^1 = \mathbb {A}^1 \cup \{\infty \}$ to $G({\breve F})/I$ which we still denoted by $ {g}_{g, \tilde \gamma, {\tilde {w}}, m}$. Here ${}^{g\sigma ^i} U_{\tilde \gamma }(z) = g \sigma ^i(U_{\tilde \gamma }(z)) g^{-1}$ for $g\in G({\breve F})$ and $i \in \mathbb {Z}$.
Hypothesis 4.1 Recall that $\mathbb {F}_q$ is the residue field of $F$. Assume that $q^d > 2$ (respectively, ${q^d > 3}$) if some/any connected component of $\mathbb {S}_0$ is non-simply-laced except of type $G_2$ (respectively, is of type $G_2$).
Note that if Hypothesis 4.1 is not true, then $d = 1$ and $\mathbb {S}_0$ is non-simply-laced, which implies that $G$ is residually split, and hence split (since $G$ is unramified).
Lemma 4.4 Suppose Hypothesis 4.1 holds. Let ${\tilde {w}} \in \tilde {W}$, $\gamma \in \Phi$, and $m \in \mathbb {Z}_{\geqslant 0}$ such that the roots $\gamma ^i := ({\tilde {w}}\sigma )^i(\gamma ) \in \Phi$ for $1-m \leqslant i \leqslant 0$ are linearly independent. Let $ {g} = {g}_{1, \gamma, {\tilde {w}}, m}$. Then there exist a sequence of integers $1-m \leqslant i_r < \cdots < i_0 \leqslant 0$ (which may be empty) such that
Moreover, if there exists $v \in V$ such that $\langle \gamma ^i, v \rangle < 0$ for $1-m \leqslant i \leqslant 0$, then $v \leqslant (s_{\gamma ^{i_r}} \cdots s_{\gamma ^{i_0}})^{-1}(v)$, where the equality holds if and only if the sequence $i_r, \ldots, i_0$ is empty, or equivalently, $\gamma ^i \in \Phi ^-$ for $1-m \leqslant i \leqslant 0$.
Proof. By assumption, we have
For $\alpha \neq -\alpha ' \in \Phi$ there exist constants $c_{\alpha, \alpha ', i, j} \in \mathcal {O}_{\breve F}$ for $i, j \in \mathbb {Z}_{\geqslant 1}$ such that
Now we argue by induction on $m$. If $m = 0$, the statement is trivial. Assume $m \geqslant 1$. If $\gamma \in \Phi ^-$, then $U_\gamma (z) \in I$ and, hence, $ {g}(\infty ) = {g}_{1, \gamma ^{-1}, {\tilde {w}}, m-1}(\infty )$, from which the statement follows by induction hypothesis. Otherwise, we have
As the roots $\gamma ^i$ for $1-m \leqslant i \leqslant 0$ are linearly independent, it follows by parts (a) and (b) that
where $a_\bullet = (a_i)_{0 \leqslant i \leqslant m-1} \in (\mathbb {Z}_{\geqslant 0})^m$ with $a_0 \geqslant 1$, $\beta = -a_0 \gamma + \sum _{i=1}^{m-1} a_i \gamma ^{-i} \in \Phi$, $c_{a_\bullet } \in \mathcal {O}_{\breve F}$ and $n_{a_\bullet } = -a_0 + \sum _{i=1}^{m-1} a_i q^{-i}$. Note that $a_i = 0$ unless $i \in d\mathbb {Z}$ since $\beta \in \Phi$. Moreover, $a_{jd} / a_0 \leqslant 1$ (respectively, $a_{j d} / a_0 \leqslant 2$; respectively, $a_{jd} / a_0 \leqslant 3$) for $j \geqslant 1$ if some/any connected component of $\mathbb {S}_0$ is simply-laced (respectively, is non-simply-laced except of type $G_2$; respectively, is of type $G_2$). Thus, by Hypothesis 4.1 we have $a_{jd} / a_0 \leqslant q^d-1$ for $j \geqslant 1$, which implies that $n_{a_\bullet } < 0$ and, hence,
Then we have
By the induction hypothesis, there exist a sequence $2-m \leqslant j_r < \cdots < j_1 \leqslant 0$ of integers such that
and for $1 \leqslant k \leqslant r$,
Take $i_0 = 0$ and $i_k = j_k - 1$ for $1 \leqslant k \leqslant r$. Then one checks directly that the first statement is true.
Set $\beta _k = s_{\gamma ^{i_0}} \cdots s_{\gamma ^{i_{k-1}}} (\gamma ^{i_k}) \in \Phi ^+$ and $v_k = s_{\gamma ^{i_0}} \cdots s_{\gamma ^{i_k}}(v)$ for $0 \leqslant k \leqslant r$. As $\langle \gamma ^{i_k}, v \rangle < 0$ we have
Thus, the ‘Moreover’ part follows.
Remark 4.5 In view of Corollary 4.2(5), we apply the above lemma (by taking $(\gamma, m, v) = (\alpha, m_{{\tilde {w}}, \alpha }, \nu _{\tilde {w}}^\flat )$ for ${\tilde {w}} \in \mathcal {S}_{\lambda, b}$ and $\alpha \in \mathcal {P}_{\tilde {w}}$) to construct affine lines in $X(\lambda, b)$.
4.3 A connecting algorithm
Let $J = J_{\nu _G(b)}$. Let $x \in \mathcal {S}_{\lambda, b}^+$. Let $J_{x, 0} = \sigma (J_{x, 0}) \subseteq J$ be the union of connected components $K$ of $J$ such that $\sigma ^i(\mu _x)$ is central on $K$ for all $i \in \mathbb {Z}$. Let $J_{x, 1} = J \setminus J_{x, 0}$. Let $H_x \subseteq M_J({\breve F})$ be the subgroup generated by $I_{M_J}$, $W_{J_{x, 0}}$, and $W_{J_{x, 1}}^a$, see § 1.5. By definition, $J_{x, 1}$ commutes with $J_{x, 0}$, and $x \in \tilde {W}_{J_{x, 1}}$.
Remark 4.6 The reason for distinguishing $J_{x, 0}$ and $J_{x, 1}$ is that we will employ different methods to study the actions of two normal subgroups of $\ker (\eta _{M_J}\!) \cap \mathbb {J}_b$ on $X_0(X(\lambda, b))$ coming from $J_{x, 1}$ and $J_{x, 0}$ in § 6. Moreover, this distinction also plays a delicate role in handling the case of Lemma 6.5, see § 6.3.
Note that $\tilde {W} = \bigsqcup _{z \in W_0^J} z \tilde {W}_J = \bigsqcup _{z \in W_0^J} \bigsqcup _{\omega \in \Omega _J} z \omega ^{-1} W_J^a$.
Lemma 4.7 Let $x \in \mathcal {S}_{\lambda, b}^+$, ${\tilde {w}} \in \mathcal {S}_{\lambda, b, x}$, $z \in W_0^J$ with ${\tilde {w}} = z x \sigma (z)^{-1}$. Let $y \in \tilde {W}$ (respectively, $y \in W_0$) such that $y {\tilde {w}} \sigma (y)^{-1} \in {\rm {Adm}}(\lambda )$. Let $z' \in W_0^J$, $\omega \in \Omega _J$ such that $y z \in z' \omega ^{-1} W_J^a$. Let $x' = \omega ^{-1} x \sigma (\omega )$ and ${\tilde {w}}' = z' x' \sigma (z')^{-1}$. Then:
(1) $x' \in \mathcal {S}_{\lambda, b}^+$ and ${\tilde {w}}' \in \mathcal {S}_{\lambda, b}$;
(2) $y {\tilde {w}} \sigma (y)^{-1}$ and ${\tilde {w}}'$ are $\sigma$-conjugate under $W_{\nu _{{\tilde {w}}'}}^a$ (respectively, $W_{\nu _{{\tilde {w}}'}}\!$);
(3) there exists $h \in \ker (\eta _{M_J}) \cap \mathbb {J}_x$ (respectively, $h \in H_x \cap \mathbb {J}_x$) such that $g y^{-1} I \sim _{\lambda, b} g z h \omega {z'}^{-1} I$ for $g \in \mathbb {J}_{b, {\tilde {w}}}$.
Proof. Write $y z = z' \omega ^{-1} u$ with $u \in W_J^a$. Let $\delta = u x \sigma (u)^{-1} x^{-1} \in W_J^a$. Then $x \leq _J \delta x$ (see § 1.5) since $x \in \Omega _J$. As $z' \omega ^{-1} (\tilde {\Phi }_J^+) \subseteq \tilde {\Phi }^+$, it follows from [Reference Chen and NieCN19, Lemma 1.3] that
Thus, ${\tilde {w}}' \in {\rm {Adm}}(\lambda ) \cap \mathcal {S}$ by Lemma 1.5. Note that ${\tilde {w}}' \in W_0 t^{\mu _{x'}} W_0$ and $x' \in \Omega _J$. Then $\mu _{x'} \preceq \lambda$ and $x' \leq _J t^{\mu _{x'}} \in {\rm {Adm}}(\lambda )$, which means $x' \in {\rm {Adm}}(\lambda )$ and $x' \in \mathcal {S}_{\lambda, b}^+$. Thus, part (1) follows.
Note that $J = J_{\nu _x} = J_{\nu _{x'}}$. By definition $y {\tilde {w}} \sigma (y)^{-1}, {\tilde {w}}'$ are $\sigma$-conjugate by
Moreover, if $y \in W_0$, then $\omega =1$, $u \in W_J$ and hence $z'\omega ^{-1} u \omega {z'}^{-1} \in W_{\nu _{{\tilde {w}}'}}$. Thus, part (2) follows.
Now we consider the following closed affine Deligne–Lusztig variety
Note that $u^{-1} I_{M_J} \in X_{\leq _J \delta x}^{M_J}(x)$. As $x \in \Omega _J$, by [Reference He and ZhouHZ20, Theorem 4.1] (respectively, [Reference Chen and NieCN20, Lemma 6.13]), there exists $h \in \ker (\eta _{M_J}) \cap \mathbb {J}_x$ (respectively, $h \in H_x \cap \mathbb {J}_x$ if $y \in W_0$) such that $u^{-1} I_{M_J}, h I_{M_J}$ are connected in $X_{\leq _J \delta x}^{M_J}(x)$. For $g \in \mathbb {J}_{b, {\tilde {w}}}$ there is an embedding
from which we have $g y^{-1} I = g z u^{-1} \omega {z'}^{-1} I \sim _{\lambda, b} g z h \omega {z'}^{-1} I$ as desired.
Lemma 4.8 Assume Hypothesis 4.1 holds. Let $x \in \mathcal {S}_{\lambda, b}^+$ and ${\tilde {w}} \in \mathcal {S}_{\lambda, b, x}$. If ${\tilde {w}} \notin {}^{\mathbb {S}_0} \tilde {W}$, then there exist $h \in H_x \cap \mathbb {J}_x$ and ${\tilde {w}}' \in \mathcal {S}_{\lambda, b, x}$ such that $\nu _{{\tilde {w}}}^\flat < \nu _{{\tilde {w}}'}^\flat$ and $g I \sim _{\lambda, b} g z h {z'}^{-1} I$ for $g \in \mathbb {J}_{b, {\tilde {w}}}$. Here $z, z' \in W_0^J$ such that ${\tilde {w}} = z x \sigma (z)^{-1}$ and ${\tilde {w}}' = z' x \sigma (z')^{-1}$.
Proof. By Proposition 3.1, there exists $\alpha \in \mathcal {P}_{{\tilde {w}}}$. Set $m = m_{\alpha, {\tilde {w}}}$ and $\alpha ^i = ({\tilde {w}}\sigma )^i(\alpha )$ for $i \in \mathbb {Z}$. Let $ {g} = {g}_{g, \alpha, {\tilde {w}}, m}$ for $g \in \mathbb {J}_{b, {\tilde {w}}}$. Let $A \subseteq I$ be the kernel of the natural reduction map $G(\mathcal {O}_{\breve F}) \overset {t \mapsto 0} \to G(\boldsymbol {k})$. Since $\alpha ^{-m} \in \tilde {\Phi }^+ \setminus \Phi$ and $\alpha ^i \in \Phi$ for $1-m \leqslant i \leqslant 0$, we have ${}^{({\tilde {w}}\sigma )^{-m}} U_\alpha = U_{\alpha ^{-m}} \subseteq A$ and ${}^{({\tilde {w}}\sigma )^i} U_\alpha = U_{\alpha ^i} \subseteq G(\mathcal {O}_{\breve F})$ for $1-m \leqslant i \leqslant 0$. Thus, for $z \in \boldsymbol {k}$ we have
Now one computes that
By Hypothesis 4.1 and Corollary 4.2(5), the conditions in Lemma 4.4 are satisfied (for $(\gamma, m, v) = (\alpha, m_{{\tilde {w}}, \alpha }, \nu _{\tilde {w}}^\flat )$). Thus, by Lemma 4.4 we have $g I = {g}(0) \sim _{\lambda, b} {g}(\infty ) = g y^{-1} I$ for some $y \in W_0$ such that $y(\nu _{\tilde {w}}^\flat ) > \nu _{\tilde {w}}^\flat$. Then $y {\tilde {w}} \sigma (y)^{-1} \in {\rm {Adm}}(\lambda )$ and $\nu _{{\tilde {w}}}^\flat < y(\nu _{{\tilde {w}}}^\flat ) = \nu _{y {\tilde {w}} \sigma (y)^{-1}}^\flat$. Let $h \in H_x$, ${\tilde {w}}' \in \mathcal {S}_{\lambda, b, x}$, and $z' \in W_0^J$ be as in Lemma 4.7 such that $g I \sim _{\lambda, b} g y^{-1} I \sim _{\lambda, b} g z h {z'}^{-1} I$. Then $y {\tilde {w}} \sigma (y)^{-1}$ and ${\tilde {w}}'$ are $\sigma$-conjugate by $W_{\nu _{{\tilde {w}}'}}$, and, hence, $\nu _{{\tilde {w}}'}^\flat$ and $\nu _{y {\tilde {w}} \sigma (y)^{-1}}^\flat$ are conjugate by $W_{\nu _{{\tilde {w}}'}}$. By Corollary 4.2(2), $\nu _{{\tilde {w}}'}^\flat$ is dominant for $\Phi _{\nu _{{\tilde {w}}'}}^+$, which means $\nu _{{\tilde {w}}}^\flat < \nu _{y {\tilde {w}} \sigma (y)^{-1}}^\flat \leqslant \nu _{{\tilde {w}}'}^\flat$ as desired.
Corollary 4.9 Let $x \in \mathcal {S}_{\lambda, b}^+$ and ${\tilde {w}}, {\tilde {w}}' \in \mathcal {S}_{\lambda, b, x}$ with ${\tilde {w}}'$ the unique element in ${}^{\mathbb {S}_0} \tilde {W}$. Then there exists $h \in H_x \cap \mathbb {J}_x$ such that $g I \sim _{\lambda, b} g z h {z'}^{-1} I$ for $g \in \mathbb {J}_{b, {\tilde {w}}}$, where $z, z' \in W_0^J$ such that ${\tilde {w}} = z x \sigma (z)^{-1}$ and ${\tilde {w}}' = z' x \sigma (z')^{-1}$.
Proof. Note that the statement follows from Theorem 0.2, which is proved in [Reference Chen and NieCN19] when $G$ is split. Thus, we can assume $G$ is not split and Hypothesis 4.1 holds. If ${\tilde {w}} \notin {}^{\mathbb {S}_0} \tilde {W}$, by Lemma 4.8, there exist $h \in H_x \cap \mathbb {J}_x$ and ${\tilde {w}}' \in \mathcal {S}_{\lambda, b, x}$ such that $\nu _{\tilde {w}}^\flat < \nu _{{\tilde {w}}'}^\flat$ and $g I \sim _{\lambda, b} g z h {z'}^{-1} I$ for $g \in \mathbb {J}_{b, {\tilde {w}}}$, where $z' \in W_0^J$ such that ${\tilde {w}}' = z' x \sigma (z')^{-1}$. Thus, the statement follows by repeating this process.
Proposition 2.3 is a consequence of the following result.
Proposition 4.10 Let $x \in \mathcal {S}_{\lambda, b}^+$ and ${\tilde {w}} \in \mathcal {S}_{\lambda, b, x}$. Then there exists $h \in H_x \cap \mathbb {J}_x$ such that $g I \sim _{\lambda, b} g h z^{-1} I$ or, equivalently, $g h^{-1} I \sim _{\lambda, b} g z^{-1} I$ for $g \in \mathbb {J}_{b, x}$, where $z \in W_0^J$ such that ${\tilde {w}} = z x\sigma (z)^{-1}$. In particular, $\mathbb {J}_{b, {\tilde {w}}} \sim _{\lambda, b} \mathbb {J}_{b, x}$.
Proof. By Proposition 3.6 and Lemma 1.5(2), there exists $z' \in W_0$ such that $z' x \sigma (z')^{-1} \in \mathcal {S} \cap {}^{\mathbb {S}_0} \tilde {W}$. By Corollary 4.9, there exist $h_1, h_2 \in H_x \cap \mathbb {J}_x$ such that $g I \sim _{\lambda, b} g h_1 {z'}^{-1} I$ and $g z^{-1} I \sim _{\lambda, b} g h_2 {z'}^{-1} I$ for $g \in \mathbb {J}_{b, x}$. Then we have
where $h = h_1 h_2^{-1} \in H_x \cap \mathbb {J}_x$ and $j =g h_1 h_2^{-1} g^{-1} \in \mathbb {J}_b$.
The following result will be used to compute the stabilizers of connected components of $X(\lambda, b)$ in the remaining sections.
Proposition 4.11 Let $x \in \mathcal {S}_{\lambda, b}^+$ and $y \in \tilde {W}$ (respectively, $y \in W_0$) such that $y x \sigma (y)^{-1} \in {\rm {Adm}}(\lambda )$. Then there exists $h \in \ker (\eta _{M_J}) \cap \mathbb {J}_x$ (respectively, $h \in H_x \cap \mathbb {J}_x$) such that $g y^{-1} I \sim _{\lambda, b} g h \omega I$ (respectively, $g y^{-1} I \sim _{\lambda, b} g h I$) for $g \in \mathbb {J}_{b, x}$, where $\omega \in \Omega _J$ such that $y \in W_0^J \omega ^{-1} W_J^a$.
5. Proof of Proposition 2.4
In this section we show Proposition 2.4, which is based on an algorithm introduced in [Reference Chen, Kisin and ViehmannCKV15], see § 5.3. To this end, we need a detailed study on a single reduction step. This is carried out in §§ 5.1 and 5.2.
Recall that $d$ is the number of connected components of $\mathbb {S}_0$.
5.1 The set ${\rm {Adm}}(\lambda )$
We collect more properties on ${\rm {Adm}}(\lambda )$. For $K \subseteq \mathbb {S}_0$ we denote by ${\rm pr}_K: \mathbb {R} \Phi ^\vee \to (\mathbb {R} \Phi _K^\vee )^\perp$ the orthogonal projection with respect to the usual Killing form $(\,{,}\,)$ on $\mathbb {R}\Phi ^\vee$ such that $\langle \alpha, \beta ^\vee \rangle = 2(\alpha, \beta ) / (\beta, \beta )$ for $\alpha, \beta \in \Phi$.
Lemma 5.1 Let $x \in \mathcal {S}_{\lambda, b}^+$ and let $\mathcal {O}$ be a $\sigma$-orbit of $J$-anti-dominant roots in $\Phi ^+ \setminus \Phi _J$ with $J = J_{\nu _G(b)}$. Then we have: $(1)$ $\sum _{\alpha \in \mathcal {O}} \langle \alpha, {\rm pr}_J(\mu _x) \rangle > 0$; and $(2)$ $\langle w_J(\beta ), \mu _x \rangle \geqslant 1$ for some $\beta \in \mathcal {O}$. Here $w_J$ is the longest element of $W_J$.
Proof. Let $\gamma \in \mathcal {O}$. By definition, $\langle \gamma, \nu _G(b) \rangle = \langle \gamma, {\rm pr}_J(\mu _x)^\diamond \rangle > 0$, where ${\rm pr}_J(\mu _x)^\diamond$ is the $\sigma$-average of ${\rm pr}_J(\mu _x)$. Thus, part (1) follows since
By part (1), there exists $\beta \in \mathcal {O}$ such that $\langle \beta, {\rm pr}_J(\mu _x) \rangle > 0$. As $w_J(\beta )$ is $J$-dominant and $\mu _x - {\rm pr}_J(\mu _x) \in \mathbb {R}_{\geqslant 0} (\Phi _J^+)^\vee$, we have
Thus, part (2) follows.
Lemma 5.2 [Reference Chen and NieCN20, Lemma 1.6]
Let $K \subseteq \mathbb {S}_0$ and ${\tilde {w}} = (t^\mu W_K) \cap \Omega _K$ with $\mu \in Y$. Let $\alpha \in \Phi ^+$ be $K$-anti-dominant. Then: (1) $s_\alpha {\tilde {w}} \in {\rm {Adm}}(\lambda )$ if $\mu + \alpha ^\vee \preceq \lambda$; (2) ${\tilde {w}} s_\alpha \in {\rm {Adm}}(\lambda )$ if $\mu - p({\tilde {w}})(\alpha )^\vee \preceq \lambda$; and (3) $z {\tilde {w}} z^{-1} \in {\rm {Adm}}(\lambda )$ for $z \in \tilde {W}^K$.
Lemma 5.3 Let $K \subseteq \mathbb {S}_0$, ${\tilde {w}} = (t^\mu W_K) \cap \Omega _K$ with $\mu \in Y$. Let $r \in \mathbb {Z}_{\geqslant 0}$ and $\gamma \in \Phi ^+ \setminus \Phi _K$ with $\gamma ^\vee$ $K$-dominant and $K$-minuscule such that
Let $\tilde \gamma = \gamma +1 \in \tilde {\Phi }^+$. Then we have:
(1) $\mu - \gamma ^\vee, \mu + p({\tilde {w}})(\sigma ^r(\gamma ^\vee )), \mu - \gamma ^\vee + p({\tilde {w}})\sigma ^r(\gamma ^\vee )$ are $K$-minuscule;
(2) ${\tilde {w}}, s_{\tilde \gamma } {\tilde {w}}, {\tilde {w}} s_{\sigma ^r(\tilde \gamma )}, s_{\tilde \gamma } {\tilde {w}} s_{\tilde \gamma } \in {\rm {Adm}}(\lambda )$;
(3) $s_{\tilde \gamma } {\tilde {w}} s_{\sigma ^r(\tilde \gamma )} \in {\rm {Adm}}(\lambda )$ if $\gamma \neq \sigma ^r(\gamma )$ and $\langle p({\tilde {w}})\sigma ^r(\gamma ), \mu \rangle, \langle \gamma, \mu \rangle \geqslant -1$;
Proof. Note that parts (1) and (2) were proved in [Reference Chen, Kisin and ViehmannCKV15, Lemma 4.4.6] and [Reference Chen and NieCN20, Lemma 1.5], respectively. To show part (3) we claim that
Indeed, let $\eta$ be a $W_K$-conjugate of $\mu$ such that $\eta - \gamma ^\vee + \sigma ^r(\gamma ^\vee )$ is minimal under the partial order $\preceq$. If $\eta - \gamma ^\vee + \sigma ^r(\gamma ^\vee )$ is not $K$-minuscule, then there exists $\alpha \in \Phi _K$ such that $\langle \alpha, \eta - \gamma ^\vee + \sigma ^r(\gamma ^\vee ) \rangle \geqslant 2$. As $\eta$ is $K$-minuscule, and $\gamma ^\vee, \sigma ^r(\gamma ^\vee )$ are $K$-dominant and $K$-minuscule, we deduce that $\langle \alpha, \eta \rangle = 1$. Let $\eta ' = s_\alpha (\eta ) = \eta - \alpha ^\vee$. Then we have
which contradicts the choice of $\eta$. Thus, part (a) is proved.
Let $w = p({\tilde {w}}) \in W_K$. By parts (1) and (a), $\eta - \gamma ^\vee + \sigma ^r(\gamma ^\vee )$, $\mu - \gamma ^\vee + w \sigma ^r(\gamma ^\vee )$ are conjugate by $W_K$. In particular, $\eta - \gamma ^\vee + \sigma ^r(\gamma ^\vee ) \preceq \lambda$. Then part (3) follows from that
where the first $\leq$ follows from [Reference Chen and NieCN19, Lemma 1.3], and the second $\leq$ follows from that
The proof is finished.
5.2 Strongly $K$-minuscule coroots
For $K \subseteq \mathbb {S}_0$ we say $\gamma ^\vee \in \Phi ^{\vee, +} \setminus \Phi _K^\vee$ is strongly $K$-minuscule if $\gamma ^\vee$ is $K$-minuscule, and moreover, $\gamma$ is a long root if: (1) some/any connected component of $\mathbb {S}_0$ is of type $G_2$; and (2) $K$ is the set of short simple roots.
For any $K \subseteq \mathbb {S}_0$ there is a natural isomorphism $\Omega _K \cong \pi _1(M_K)$. We identify these two sets according to the context.
Lemma 5.4 Let $K$, ${\tilde {w}}$, $\gamma$, $\tilde \gamma$, and $r$ be as in Lemma 5.3. Assume further that $\gamma ^\vee$ is strongly $K$-minuscule. Then $U_{-\tilde \gamma } {\tilde {w}} U_{-\sigma ^r(\tilde \gamma )} \subseteq I {\rm {Adm}}(\lambda ) I$ unless
Moreover, if $(*)$ holds, then
where ${\tilde {w}}' = \mu - \gamma ^\vee + \sigma ^r(\gamma ^\vee ) \in \pi _1(M_K) \cong \Omega _K$.
Proof. Let $w = p({\tilde {w}}) \in W_K$. First we claim that
Otherwise, then $\Psi$ is of type $B_2$ or $G_2$. In particular, $\gamma = \sigma ^r(\gamma )$ (since $\sigma ^d = {\rm id}$ with $d$ the number of connected components of $\mathbb {S}_0$), $\gamma \neq w\sigma ^r(\gamma ) = w(\gamma )$ are short roots, and, hence, $K \neq \emptyset$. If $\Psi$ is of $B_2$, then $\gamma \pm w\sigma ^r(\gamma ) \in \Phi$ and $\langle \gamma, w\sigma ^r(\gamma ^\vee ) \rangle = 0$ since $\gamma, w\sigma ^r(\gamma )$ are of the same length. Thus, $\gamma - w\sigma ^r(\gamma ) \in \Phi _K$ and $\langle \gamma - w\sigma ^r(\gamma ), \gamma ^\vee \rangle = 2$, contradicting that $\gamma ^\vee$ is $K$-minuscule. Thus, $\Psi$ is of type $G_2$. As $\gamma \neq w\sigma ^r(\gamma )$ are short roots and $\gamma ^\vee$ is strongly $K$-minuscule, we deduce that $K$ consists of long simple roots. This contradicts that $\gamma ^\vee$ is $K$-minuscule. Thus, part (a) is proved.
Now we claim that
By symmetry we may assume (b1) occurs. By part (a) we have
where $[g, g'] = g g' g^{-1} {g'}^{-1}$ denotes the commutator of $g, g' \in G({\breve F})$. Thus,
where the last inclusion follows from Lemma 5.3(2). Thus, part (b) is proved.
Suppose $U_{-\tilde \gamma } {\tilde {w}} U_{-\sigma ^r(\tilde \gamma )} \nsubseteq I {\rm {Adm}}(\lambda ) I$. Then $-\langle w \sigma ^r(\gamma ), \mu \rangle, \langle \gamma, \mu \rangle \leqslant 1$ by (b), which implies that ${\tilde {w}}^{-1}(\gamma ) \neq \sigma ^r(\gamma )$. Assume $\langle \gamma, \mu \rangle \leqslant 0$. We claim that
The first inclusion follows from that ${\tilde {w}}^{-1}(\tilde \gamma ) = w^{-1}(\gamma ) + 1 - \langle \gamma, \mu \rangle \in \tilde {\Phi }^+$. Note that $[U_{{\tilde {w}}^{-1}(\tilde \gamma )}, U_{-\sigma ^r(\tilde \gamma )}] = U_{{\tilde {w}}^{-1}(\tilde \gamma ) - \sigma ^r(\tilde \gamma )}$ by part (a). Thus, we can assume that $U_{{\tilde {w}}^{-1}(\tilde \gamma ) - \sigma ^r(\tilde \gamma )}$ is nontrivial, that is,
As $\gamma$ is $K$-dominant and $w \in W_K$, $w^{-1}(\gamma ) - \gamma \in \mathbb {Z}_{\geqslant 0} \Phi _K^-$. Thus, the $\sigma$-average of $w^{-1}(\gamma ) - \sigma ^r(\gamma )$, which equals the $\sigma$-average of $w^{-1}(\gamma ) - \gamma$, lies in $\mathbb {R}_{\geqslant 0} \Phi ^-$. This means that $w^{-1}(\gamma ) - \sigma ^r(\gamma ) \in \Phi ^-$ and, hence, ${\tilde {w}}^{-1}(\tilde \gamma ) - \sigma ^r(\tilde \gamma ) \in \tilde {\Phi }^+$ (since $\langle \gamma, \mu \rangle \leqslant 0$). Thus, the second inclusion follows, and the claim is proved.
Thus, by Lemma 5.3 we compute that
which contradicts our assumption. Thus, $\langle \gamma, \mu \rangle = 1$, and $\langle w\sigma ^r(\gamma ), \mu \rangle = -1$ by symmetry. Moreover, we have $\langle \gamma, w\sigma ^r(\gamma ^\vee ) \rangle = -1$ by parts (b) and (a).
Write ${\tilde {w}}' = t^{\mu '} w' \in \Omega _K$ with $\mu ' \in Y$ and $w' \in W_K$. Applying Lemma 5.3(1) to ${\tilde {w}}$ and ${\tilde {w}}'$ we deduce that
are $K$-minuscule, and, hence, are conjugate by $W_K$. Since
it follows that $\mu - \gamma ^\vee + w\sigma ^r(\gamma ^\vee )$ and $\mu \pm (\gamma ^\vee + w\sigma ^r(\gamma ^\vee ))$ are conjugate by $W_0$. Hence, $\mu \pm (\gamma ^\vee + w\sigma ^r(\gamma ^\vee )), \mu ' \preceq \lambda$. As $w_K(\gamma )$ (with $w_K$ the longest element of $W_K$) is $K$-anti-dominant, we have
Thus, $\sigma ^r(\gamma ) \neq \gamma$ (which means ${\tilde {w}} \neq {\tilde {w}}'$) and $U_{-\sigma ^r(\tilde \gamma )} {\tilde {w}}' U_{-\tilde \gamma } \subseteq I {\rm {Adm}}(\lambda ) I$ by (b2).
5.3 The second connecting algorithm
Let $J = J_{\nu _G(b)}$. Let $x, x' \in \mathcal {S}_{\lambda, b}^+ \subseteq \pi _1(M_J)$. Write $x \overset {(\gamma, r)} \to x'$ for some $\gamma \in \Phi \setminus \Phi _J$ and $r \in \mathbb {Z}_{\geqslant 1}$ if $x' - x = \sigma ^r(\gamma ^\vee ) - \gamma ^\vee$ and $\mu _{x - \gamma ^\vee }, \mu _{x + \sigma ^r(\gamma ^\vee )} \preceq \lambda$, see § 2. Moreover, write $x \overset {(\gamma, r)} \rightarrowtail x'$ if $x \overset {(\gamma, r)} \to x'$, and for each $1 \leqslant i \leqslant r-1$ we have
Note that $x \overset {(\gamma, r)} \to x'$ is equivalent to $x' \overset {(-\gamma, r)} \to x$.
Lemma 5.5 [Reference Chen, Kisin and ViehmannCKV15, Remark 4.5.2]
Let $x \neq x' \in \mathcal {S}_{\lambda, b}^+$ such that $x \overset {(\gamma, r)} \rightarrowtail x'$ for some $\gamma \in \Phi \setminus \Phi _J$ and $r \in \mathbb {Z}_{\geqslant 1}$. Then $x \sigma ^i(\delta ) = \sigma ^i(\delta )$ for any $W_0$-conjugate $\delta$ of $\gamma$ and $1 \leqslant i \leqslant r-1$ with $i, i-r \notin d\mathbb {Z}$.
For $\gamma \in \Phi$ we denote by $\mathcal {O}_\gamma$ the $\sigma$-orbit of $\gamma$.
Proposition 5.6 [Reference NieNie18, Lemma 6.7]
Let $x \neq x' \in \mathcal {S}_{\lambda, b}^+$. Then there exist distinct elements $x = x_0, x_1, \ldots, x_m = x' \in \mathcal {S}_{\lambda, b}^+$ such that for each $1 \leqslant i \leqslant m$ we have:
(1) $x_{i-1} \overset {(\gamma _i, r_i)} \rightarrowtail x_i$ with $\gamma _i \in \Phi \setminus \Phi _J$ such that $\gamma _i^\vee$ $J$-dominant and $J$-minuscule;
(2) $1 \leqslant r_i \leqslant d-1$ if $|\mathcal {O}_{\gamma _i}| =d$; $1 \leqslant r_i \leqslant d$ if $|\mathcal {O}_{\gamma _i}| = 2d$; $1 \leqslant r_i \leqslant 2d-1$ if $|\mathcal {O}_{\gamma _i}| \leqslant 3d$.
Proof of Proposition 2.4 The case when $\sigma$ has order $3d$ is handled in § 8.2. We consider the case when $\sigma$ has order $\leqslant 2d$. Without loss of generality, we can assume that $|\mathcal {O}_\gamma | = 2d$. By Proposition 5.6 and symmetry, we may assume $x \overset {(\gamma, r)} \to x'$ for some $1 \leqslant r \leqslant d$ and $\gamma \in \Phi ^+ \setminus \Phi _J$ with $\gamma ^\vee$ $J$-dominant and $J$-minuscule. Then $\gamma ^\vee$ is also strongly $J$-minuscule since $|\mathcal {O}_\gamma | = 2d$. Moreover, we can assume that
Indeed, if $1 \leqslant r \leqslant d-1$, part (a) follows from Lemma 5.3(2). If $r = d$, by Lemma 5.4 we can switch the pairs $(x, \gamma )$ and $(x', \sigma ^d(\gamma ))$ if necessary so that part (a) still holds.
Now we can assume further that $x \overset {(\gamma, r)} \rightarrowtail x'$. Let $\tilde \gamma = \gamma + 1 \in \tilde {\Phi }^+$, and let $ {g} = {g}_{g, -\sigma ^{r-1}(\tilde \gamma ), x, r}$ for $g \in \mathbb {J}_{b, x}$ (see § 4). By Lemma 5.5, $(x\sigma )^i(\gamma ) = \sigma ^i(\gamma )$ for $1 \leqslant i \leqslant r-1$. Then by part (a) we have $ {g}^{-1} b \sigma ( {g}) \subseteq U_{-\tilde \gamma } x U_{-\sigma ^r(\tilde \gamma )} \subseteq I {\rm {Adm}}(\lambda ) I$, which means that $gI = {g}(0) \sim _{\lambda, b} {g}(\infty ) = g s I$, where $s = s_{\tilde \gamma } \cdots s_{\sigma ^{r-1}(\tilde \gamma )}$. By [Reference Chen and NieCN20, Lemma 1.3] we can write $s = \omega z^{-1}$, where $z \in W_0^J$ and $\omega = \gamma ^\vee + \cdots + \sigma ^{r-1}(\gamma ^\vee ) \in \Omega _J \cong \pi _1(M_J)$. By Proposition 4.11, there is $h \in \mathbb {J}_{b, x}$ such that $g I \sim _{\lambda, b} \sim _{\lambda, b} g h \omega I$. So $\mathbb {J}_{b, x} \sim _{\lambda, b} \mathbb {J}_{b, x'}$ as desired.
6. Proof of Proposition 2.5
In this section we prove Proposition 2.5, that is, $\ker (\eta _{M_J}) \cap \mathbb {J}_b$ acts trivially on $\pi _1(X(\lambda, b))$. To this end, we divide $\ker (\eta _{M_J}) \cap \mathbb {J}_b$ into two part: the $J_1$-part and the $J_0$-part, see § 6.1. The triviality of the action of $J_1$-part follows from a main result in [Reference He and ZhouHZ20], see Lemma 6.3. For the $J_0$-part, we first use Lemma 6.4 to reduce it to the situation of Lemma 6.5. Finally in § 6.3 we addressing this remaining case in an ad hoc way.
Assume that $(\lambda, b)$ is Hodge–Newton irreducible. Let $J = J_{\nu _G(b)}$.
6.1 The stabilizer
Define $J_1 = \cup _{x \in \mathcal {S}_{\lambda, b}^+} J_{x, 1}$ (see § 4.3) and $J_0 = J \setminus J_1$. Note that $J_i = \sigma (J_i)$ is a union of connected components of $J$ for $i \in \{0, 1\}$. By definition, $x \in \Omega _{J_1}$ and $\mu _x$ is central on $J_0$ for all $x \in \mathcal {S}_{\lambda, b}^+$. Let $\mathcal {K}_i$ (with $i \in \{0, 1\}$) be the set of subsets $K \subseteq J_i$ such that $K = \cup _{i \in \mathbb {Z}} \sigma ^i(K')$ with $K'$ a connected component of $J$. Set $\mathcal {K} = \mathcal {K}_1 \sqcup \mathcal {K}_0$.
Theorem 6.1 [Reference He and ZhouHZ20, Theorem 6.3]
Let $x \in \mathcal {S}_{\lambda, b}^+$. Then $\ker (\eta _{M_{J_{x, 1}}}) \cap \mathbb {J}_x$ fixes each connected components of $X^{M_{J_{x, 1}}}(\mu _x, x)$.
Let $J^a$ denote the set of simple reflections of $W_J^a = W_{M_J}^a$. For $x \in \Omega _J$ the group $W_J^a \cap \mathbb {J}_x$ is a Coxeter group whose simple reflections are parameterized by the $({\rm Ad}(x) \circ \sigma )$-orbits of $J^a$. For $w \in W_J^a \cap \mathbb {J}_x$ denote by ${\rm supp}^x(w)$ the set of simple reflections of $W_J^a \cap \mathbb {J}_x$ which appear in some/any reduced expression of $w$. Moreover, for $h \in \ker (\eta _{M_J}) \cap \mathbb {J}_x$ we set ${\rm supp}^x(h) = {\rm supp}^x(u)$, where $u \in W_J^a \cap \mathbb {J}_x$ such that $h \in I_{M_J} u I_{M_J}$.
Lemma 6.2 Let $C$ be a connected component of $X(\lambda, b)$. Let $x \in \mathcal {S}_{\lambda, b}^+$. Then there exists $g \in \mathbb {J}_{b, x}$ such that $gI \in C$. Moreover, the stabilizer ${\rm Stab}_{\mathbb {J}_b}(C)$ of $C$ in $\mathbb {J}_b$ equals $g Q g^{-1}$ with $Q \subseteq \mathbb {J}_x$ a subgroup containing $I \cap \mathbb {J}_x = I_{M_J} \cap \mathbb {J}_x$. In particular, ${\rm supp}^x(h) \subseteq Q$ for $h \in \ker (\eta _{M_J} ) \cap Q$.
Proof. The existence of $g$ follows from Proposition 2.4. As $g (I_{M_J} \cap \mathbb {J}_x) g^{-1}$ fixes $g I$, it also fixes $C$. Let $Q = g^{-1} {\rm Stab}_{\mathbb {J}_b}(C) g$. Then $I_{M_J} \cap \mathbb {J}_x \subseteq Q$ as desired. Note that the conjugation by $x$ preserves the standard Bruhat decomposition $M_J({\breve F}) = I_{M_J} \tilde {W}_J I_{M_J}$ of $M_J({\breve F})$. Thus, $I_{M_J} \cap \mathbb {J}_x$ is a standard Iwahori subgroup of $\mathbb {J}_x$. Hence, there exists a unique subset $E = x\sigma (E)x^{-1} \subseteq J^a$ such that $Q = (I_{M_J} \cap \mathbb {J}_x) (W_E \cap \mathbb {J}_x) (I_{M_J} \cap \mathbb {J}_x)$, from which the ‘In particular’ part follows.
Let $K$ be a union of connected components of $J$. We denote by $L_K \subseteq M_J$ the normal subgroup generated by $U_\alpha$ for $\alpha \in \Phi _K$.
Lemma 6.3 For $x \in \mathcal {S}_{\lambda, b}^+$ the group $L_{J_{x, 1}}({\breve F}) \cap \mathbb {J}_b$ fixes each connected component of $X(\lambda, b)$.
Proof. Let $C, x, g$ be as in Lemma 6.2. Moreover, $g I$ lies in the image of the embedding
By Theorem 6.1, $L_{J_{x, 1}}({\breve F}) \cap \mathbb {J}_x \subseteq \ker (\eta _{J_{x, 1}}) \cap \mathbb {J}_x$ fixes the connected component of $X^{M_{J_{x, 1}}}(\mu _x, x)$ containing $I_{M_{J_{x, 1}}}$. Thus, $g (L_{J_{x, 1}}({\breve F}) \cap \mathbb {J}_x) g^{-1} = L_{J_{x, 1}}({\breve F}) \cap \mathbb {J}_b$ fixes $C$.
Lemma 6.4 Let $K \in \mathcal {K}_0$. If $\mu _x + \alpha ^\vee \preceq \lambda$ for some $x \in \mathcal {S}_{\lambda, b}^+$ and some $\alpha \in K$, then $L_K({\breve F}) \cap \mathbb {J}_b$ fixes each connected component of $X(\lambda, b)$.
Proof. Let $C, x, g, Q$ be as in Lemma 6.2. Then $I_{M_J} \cap \mathbb {J}_x \subseteq Q$. Note that $L_K({\breve F}) \cap \mathbb {J}_x$ is contained in the subgroup generated by $I_{M_J} \cap \mathbb {J}_x$ and $W_K^a \cap \mathbb {J}_x$, it suffices to show $W_K^a \cap \mathbb {J}_x \subseteq Q$.
As $\mu _x$ is central on $\Phi _K$ (since $K \in \mathcal {K}_0$), by replacing $\alpha$ with a suitable $W_K$-conjugate we can assume $\alpha$ is $K$-dominant and, hence, $\sigma ^d(\alpha ) = \alpha$. Moreover, the action ${\rm Ad}(x) \circ \sigma$ restricts to $\sigma$ on $W_{J_0}^a \supseteq W_K^a$. Let $ {g} = {g}_{g, \alpha, x, d}$ and $ {g}' = {g}_{g, -\alpha -1, x, d}$ be as in § 4. By Lemmas 5.2 and 5.3,
which means
where $s = s_\alpha \cdots s_{\sigma ^{d-1}(\alpha )}, s' = s_{\alpha +1} \cdots s_{\sigma ^{d-1}(\alpha ) + 1} \in \mathbb {J}_x$. Thus, $s, s' \in Q$.
As $\alpha$ is a highest root of $\Phi _K^+$, ${\rm supp}^x(s) \cup {\rm supp}^x(s')$ consists of all simple reflections of $W_K^a \cap \mathbb {J}_x$. Hence, $W_K^a \cap \mathbb {J}_x \subseteq Q$ by Lemma 6.2.
6.2 A technical lemma
Let $\mathcal {O}$ be a $\sigma$-orbit of $\Phi ^+ \setminus \Phi _J$ whose roots are $J$-anti-dominant and $J$-minuscule. We define $\Psi _{J, \mathcal {O}} = \Phi \cap \mathbb {Z}(J \cup \mathcal {O})$. If $\Phi$ is simply laced, then $J \cup \mathcal {O}$ is a set of simple roots of $\Psi _{J, \mathcal {O}}$.
The following lemma is proved in Appendix B.
Lemma 6.5 Let $K \in \mathcal {K}_0$. Suppose $\mu _{x''} + \delta ^\vee \npreceq \lambda$ for any $x'' \in \mathcal {S}_{\lambda, b}^+$ and any $\delta \in K$. Then there exist $x \in \mathcal {S}_{\lambda, b}^+$ and $\beta \in \Phi ^+ \setminus \Phi _J$ with $\beta ^\vee$ $J$-anti-dominant and $J$-minuscule such that:
(1) $\mu _x + \beta ^\vee \preceq \lambda$, and $\beta ^\vee$ is non-central on $K$;
(2) $x \sigma ^i(\beta ) = \sigma ^i(\beta )$ for $i \in \mathbb {Z} \setminus n\mathbb {Z}$;
(3) $\langle p(x)\sigma ^n(\beta ), \mu _x \rangle \geqslant 1$;
(4) if $\sigma ^n$ does not act trivially on $\Psi _\beta \cap J_0$, then $\Psi = \Phi$, $\Psi _\beta$ is of type $E_6$, $\Psi _\beta \cap J_0 = \{\alpha _1, \alpha _6\}$, $\Psi _\beta \cap J_1 = \{\alpha _2, \alpha _4\}$, $\beta = \alpha _3$, $\mu _x |_{\Psi _\beta } = \omega _4^\vee - \omega _3^\vee$, and $\mu _x |_{\Psi \setminus \Psi _\beta } = 0$.
Here, $\Psi = \Psi _{J, \mathcal {O}_\beta }$ with $\mathcal {O}_\beta$ the $\sigma$-orbit of $\beta$; $\Psi _\beta$ is the irreducible factor of $\Psi$ containing $\beta$; $n \in \{d, 2d, 3d\}$ is the minimal integer such that $\sigma ^n(\beta ) \in \Psi _\beta$; and in part (4) the simple roots $\alpha _i$ (with $\omega _i^\vee$ the corresponding fundamental coweights) for the root system of type $E_6$ are labeled as in [Reference HumphreysHum72].
Lemma 6.6 Retain the situation of Lemma 6.5. Let $\alpha = \sigma (\alpha ) \in \Phi _K^+$ such that $\langle \alpha, \beta ^\vee \rangle = -1$. Then $U_\beta x U_{\sigma ^n(\beta )}, U_\alpha s_\beta x s_{\sigma ^n(\beta )} U_\alpha \subseteq I {\rm {Adm}}(\lambda ) I$.
Proof. As $K \in \mathcal {K}_0$, $\alpha \in \Phi _K$, and $x \in \Omega _{J_1}$, we have $x(\alpha ) = \alpha$ and
Moreover, since $\beta ^\vee$, $\alpha ^\vee$ and $s_\alpha (\beta ^\vee ) = \alpha ^\vee + \beta ^\vee$ are $J_1$-anti-dominant, we have $s_\alpha, s_\beta, s_{s_\alpha (\beta )} \in W_0^{J_1}$. By Lemma 5.2, $s_\beta x, s_{s_\alpha (\beta )} x \in {\rm {Adm}}(\lambda )$. By Lemma 6.5(3) we have $x \sigma ^n(\beta ) \in \tilde {\Phi }^+ \setminus \Phi$. Moreover, as $x(\alpha ) = \alpha = \sigma ^n(\alpha )$ we have
where the inclusion follows from that $x\sigma ^n(\beta ) \in \tilde {\Phi }^+ \setminus \Phi$. Therefore,
Then it remains to show $s_\alpha s_\beta x s_{\sigma ^n(\beta )}, s_\beta x s_{\sigma ^n(\beta )} \in {\rm {Adm}}(\lambda )$. As $x\sigma ^n(\beta ) \in \tilde {\Phi }^+ \setminus \Phi$, we have $w x \sigma ^n(\beta ) \in w (\tilde {\Phi }^+ \setminus \Phi ) = \tilde {\Phi }^+ \setminus \Phi$ and, hence, $w x s_{\sigma ^n(\beta )} < w x$ for any $w \in W_0$. In particular, $s_\beta x s_{\sigma ^n(\beta )} \leq s_\beta x \in {\rm {Adm}}(\lambda )$ and
where the second inequality follows from that $s_\alpha s_\beta x (\alpha ) = s_\alpha s_\beta (\alpha ) \in \Phi ^+$. The proof is finished.
6.3 The action of $\ker (\eta _{M_J}) \cap \mathbb {J}_b$
We are ready to show that $\ker (\eta _{M_J}) \cap \mathbb {J}_b$ acts on $\pi _0(X(\lambda, b))$ trivially.
Lemma 6.7 If $L_K({\breve F}) \cap \mathbb {J}_b$ fixes each connected component of $X(\lambda, b)$ for $K \in \mathcal {K}$, then so does $\ker (\eta _{M_J}) \cap \mathbb {J}_b$.
Proof. Let $C, x, g, Q$ be as in Lemma 6.2. Then $I_{M_J} \cap \mathbb {J}_x \subseteq Q$. By assumption, $g^{-1} (L_K({\breve F}) \cap \mathbb {J}_b) g = L_K({\breve F}) \cap \mathbb {J}_x \subseteq Q$ for $K \in \mathcal {K}$. Note that $\ker (\eta _{M_J}) \cap \mathbb {J}_x$ is generated by $I_{M_J} \cap \mathbb {J}_x$ and $L_K({\breve F}) \cap \mathbb {J}_x$ for $K \in \mathcal {K}$. Thus, $\ker (\eta _{M_J}) \cap \mathbb {J}_x \subseteq Q$, which means that $g (\ker (\eta _{M_J}) \cap \mathbb {J}_x) g^{-1} = \ker (\eta _{M_J}) \cap \mathbb {J}_b$ fixes $C$ as desired.
Proof of Proposition 2.5 Let $C$ be a connected component of $X(\lambda, b)$. By Lemma 6.7 it suffices to show $L_K({\breve F}) \cap \mathbb {J}_b$ fixes $C$ for all $K \in \mathcal {K}$. If $K \in \mathcal {K}_1$, by definition $K \subseteq J_{x', 1}$ for some $x' \in \mathcal {S}_{\lambda, b}^+$, and the statement follows from Lemma 6.3. Now we assume $K \in \mathcal {K}_0$. If $\nu _{x'} + \alpha ^\vee \preceq \lambda$ for some $x' \in \mathcal {S}_{\lambda, x}^+$ and some $\alpha \in \Phi _K$, it follows from Lemma 6.4. Thus, it remains to handle the situation of Lemma 6.5. Let $x, \beta, \Psi, \Psi _\beta, n$ be as in Lemma 6.5. Let $g \in \mathbb {J}_{b, x}$ with $gI \in C$ and $Q \subseteq \mathbb {J}_x$ be as in Lemma 6.2. As in the proof of Lemma 6.4, it remains to show $W_K^a \cap \mathbb {J}_x \subseteq Q$.
Case (1): $\sigma ^n$ acts trivially on $\Psi _\beta \cap J_0$. As $\beta ^\vee$ is noncentral on $K$, there exists a highest root $\alpha \in \Phi _K^+$ such that $\langle \alpha, \beta ^\vee \rangle = -1$. As in proof of Lemma 6.4 it suffices to show $s, s' \in Q$, where $s = s_\alpha \cdots s_{\sigma ^{n-1}(\alpha )}, s' = s_{\alpha +1} \cdots s_{\sigma ^{n-1}(\alpha ) + 1} \in \mathbb {J}_x$.
Let $r = s_\beta \cdots \sigma ^{n-1}(s_\beta )$. We claim that
To show the first relation $\sim _{\lambda, b}$ in part (a) we define $ {g} = {g}_{g, \sigma ^{n-1}(\beta ), x, n}$. By Lemmas 6.5(2) and 6.6 we have
which means $g I = {g}(0) \sim _{\lambda, b} {g}(\infty ) = g r I$ as desired. The last relation $\sim _{\lambda, b}$ in part (a) follows the same way by replacing $g$, $\beta$ with $g s$, $s_\alpha (\beta )$, respectively.
To show the second relation $\sim _{\lambda, b}$ in (a) we define $ {g}' = {g}_{g r, \sigma ^{n-1}(\alpha ), x, n}$. Note that $r^{-1} {\tilde {w}}_x \sigma (r) = s_\beta x s_{\sigma ^n(\beta )}$. Then by Lemma 6.6 we have
which means $g r I = {g}'(0) \sim _{\lambda, b} {g}'(\infty ) = g r s I$. Thus, part (a) is proved.
Let $x' = x + \beta ^\vee - \sigma ^n(\beta )^\vee \in \pi _1(M_J)$. We claim that
Indeed, as $\beta \neq \sigma ^n(\beta )$, $\Phi$ is simply laced and, hence, $J \cup \mathcal {O}_\beta$ is the set of simple roots of $\Psi ^+$. Thus, $\beta, \sigma ^n(\beta )$ are neighbors of $\Psi _\beta \cap K$ (in the Dynkin diagram $J \cup \mathcal {O}_\beta$) on which $\sigma ^n$ acts trivially. This means they are in distinct connected components of $(J \cup \mathcal {O}_\beta ) \setminus K \supseteq J_1$. Thus, part (b) follows.
By Lemma 6.5(1) and (3) and part (b) we have $x' \in \mathcal {S}_{\lambda, b}^+$. Moreover, $\mu _{x'}$ and $\mu _x + \beta ^\vee - p(x)(\beta ^\vee )$ are conjugate by $W_{J_1}$ as they are conjugate by $W_J$ and $\mu _{x'}$ is central on $J_0$. Let $\gamma _1 = w_{J_1}(\beta )$ and $\gamma _2 = w_{J_1}(s_\alpha (\beta ))$ which are $J_1$-dominant (since $\alpha \in \Phi _{J_0}$ is central on $J_1$). By Lemma 5.3(1) and that $\sigma ^n$ acts trivially on $\Psi _\beta \cap J_0$,
are conjugate to
under $W_{J_1}$, respectively.
Let $\tau = \beta ^\vee + \cdots +\sigma ^{n-1}(\beta )^\vee \in \pi _1(M_{J_1}) \cong \Omega _{J_1}$. Then $x = \tau ^{-1} x' \sigma (\tau )$ and, hence, $g \tau ^{-1} \in \mathbb {J}_{b, x'}$. Define $ {g}_i = {g}_{g\tau ^{-1}, -\sigma ^{n-1}(\gamma _i)-1, x', n}$. As $J_0 \neq \emptyset$, $\gamma _i^\vee$ is strongly $J_1$-minuscule. By Lemmas 6.5(2) and 5.4 and part (b) we have
which means $g \tau ^{-1} I = {g}_i(0) \sim _{\lambda, b} {g}_i(\infty ) = g \tau ^{-1} s_i I$ with $s_i = s_{\gamma _i+1} \cdots s_{\sigma ^{n-1}(\gamma _i) + 1}$. As $\gamma _i^\vee$ is $J_1$-minuscule and $J_1$-dominant, we have $s_i = \tau _i y_i^{-1}$, where $\tau _i \in \Omega _{J_1}$ and $y_i \in W_0$. Note that $g \tau ^{-1} \tau _i \in \mathbb {J}_{b, x}$, $\tau = \tau _1$, and $\tau ^{-1} \tau _2 = s' s \in \mathbb {J}_x$. By Proposition 4.11, there exist $h_i \in H_x \cap \mathbb {J}_x$ for $i \in \{1, 2\}$ such that
In particular, $g h_1 I \sim _{\lambda, b} g \tau ^{-1} I \sim _{\lambda, b} g \tau ^{-1} \tau _2 h_2 I$, that is, $gI \sim _{\lambda, b} h_1^{-1} \tau \tau _2^{-1} h_2 I$ and, hence,
Note that $s, h_1, h_2$ belong to the subgroup $H_x \cap \mathbb {J}_x$ generated by $I_{M_J} \cap \mathbb {J}_x$ and $(W_{J_1}^a W_{J_0}) \cap \mathbb {J}_x$, while $s'$ is a simple reflection of $W_J^a \cap \mathbb {J}_x$ not contained in $(W_{J_1}^a W_{J_0}) \cap \mathbb {J}_x$. Thus, $s' \in {\rm supp}^x(h_1^{-1} s' s h_2)$. By Lemma 6.2 we have $s' \in Q$ as desired.
Case (2): $\sigma ^n$ acts non-trivially on $\Psi _\beta \cap J_0$. By Lemma 6.5(4), $\Psi = \Phi$ and $\mu _x |_{\Psi \setminus \Psi _\beta } = 0$. Thus, we can assume that $n= d =1$, $\sigma$ is of order $2$, and $\Phi$ is of type $E_6$. Then $p(x) = s_{\alpha _4} s_{\alpha _2}$, and it suffices to show $s, s' \in Q$, where $s = s_{\alpha _1} s_{\alpha _6}$ and $s' = s_{\alpha _1 + 1} s_{\alpha _6 + 1}$ are all the simple reflections of $W_J^a \cap \mathbb {J}_x$.
Let $\theta _0 = \alpha _2 + \alpha _4 + \alpha _5 + \alpha _6$, $\theta _1 = \alpha _2 + \alpha _4 + \alpha _5$, $\eta _i = (p(x\sigma )^{-1}(\theta _i)$ and $\vartheta _i = \eta _i + \theta _i$. Define $ {g}_i = {g}_{g, -\theta _i-1, x, 2}$ for $g \in \mathbb {J}_{b, x}$. As $\mu + \alpha _3^\vee, \mu + \alpha _3^\vee + \alpha _1^\vee \preceq \lambda$, we have ${\tilde {w}}_x s_{\sigma (\theta _i) + 1} \in {\rm {Adm}}(\lambda )$ by Lemma 5.3. Then
which means
As $\vartheta _0^\vee$ is $J$-dominant and $J$-minuscule, $s_{\vartheta _0 + 1} s_{\eta _0} = \omega y_0^{-1}$, where $\omega = \vartheta _0^\vee \in \Omega _J \cap \mathbb {J}_x$ and $y_0 \in W_0$. Then $s_{ \vartheta _1 + 1} s_{\eta _1} = s s_{\vartheta _0 + 1} s_{\eta _0} s = s\omega y_1^{-1}$ for some $y_1 \in W_0$. By Proposition 4.11, there exist $h_0, h_1 \in H_x \cap \mathbb {J}_x$ such that $g \omega h_0 I \sim _{\lambda, b} g I \sim _{\lambda, b} g s \omega h_1 I$. Thus, $\omega h_0, s \omega h_1 \in Q$ and
As $h_0 h_1^{-1} \in H_x \cap \mathbb {J}_x \subseteq I_{M_J} \{1, s\} I_{M_J}$ and $\omega s \omega ^{-1} = s'$, by part (c) we have $s \omega h_0 h_1^{-1} \omega ^{-1} \in I \{s, s s'\} I$ and $s \in {\rm supp}^x(s \omega h_1 h_0^{-1} \omega ^{-1})$. By Lemma 6.2, we have $s \in Q$. Noting that $(W_{J_1}^a W_{J_0}) \cap \mathbb {J}_x = \{1, s\}$, we have $H_x \cap \mathbb {J}_x \subseteq Q$, $\omega \in Q$, and $s' = \omega s \omega ^{-1} \in Q$ as desired.
7. Proof of Proposition 2.6
In this section we show that $(\mathbb {Z}\Phi ^\vee /\mathbb {Z}\Phi _J^\vee )^\sigma$ acts trivially on $\pi _0(X(\lambda, b))$. We follow closely the strategy of [Reference Chen, Kisin and ViehmannCKV15, § 4]. This is based on the connecting algorithm in the previous section and together with a delicate analysis on the sets $C_{\lambda, b, x}$ for $x \in \mathcal {S}_{\lambda, b}^+$ introduced in the following.
Assume that $(\lambda, b)$ is Hodge–Newton irreducible. Let $J = J_{\nu _G(b)}$ and let $w_J$ denote the longest element of $W_J$. Let $\mathcal {O}$ be a $\sigma$-orbit of $\Phi ^+$. We set
Let $\Psi = \Phi \cap \mathbb {Z}(\mathcal {O} \cup J)$. We say $\mathcal {O}$ is of type I (respectively, type II; respectively, type III) if $|\mathcal {O}|$ equals $n$ (respectively, $2n$; respectively, $3n$). Here $n \in \{d, 2d, 3d\}$ is the minimal positive integer such that $\alpha, \sigma ^n(\alpha )$ are in the same connected component of $\Psi$ for some/any $\alpha \in \mathcal {O}$. If $\mathcal {O}$ is of type II or III, then $n = d$, $\Phi$ is simply-laced, and $\mathcal {O} \cup J$ is a set of simple roots for $\Psi$. In this case, for $\alpha \in \mathcal {O}$ we denote by $\vartheta _\alpha \in \Phi ^+$ the sum of simple roots in the (unique) minimal $\sigma ^n$-stable connected subset of $\mathcal {O} \cup J$ which contains $\alpha$, see [Reference Chen, Kisin and ViehmannCKV15, § 4.7].
Let $x \in \mathcal {S}_{\lambda, b}^+$. Following [Reference Chen, Kisin and ViehmannCKV15, Proposition 4.19] and [Reference NieNie18, Lemma 7.1] we define
where strongly $J$-minuscule coroots are defined in § 5.2. As in [Reference NieNie18] the sets $C_{\lambda, b, x}$ will be used to construct affine lines connecting $g I$ and $g \omega _\mathcal {O} I$ for $g \in \mathbb {J}_{b, x}$ and various $\sigma$-orbits $\mathcal {O}$ of $\Phi ^+$.
Once affine lines are constructed, we will use the following result to detect elements in $\ker (\eta _G) \cap \Omega _J^\sigma$ that fix any/some connected components of $X(\lambda, b)$.
Proposition 7.1 Let $x \in \mathcal {S}_{\lambda, b}^+$, $g \in \mathbb {J}_{b, x}$, and $y \in \tilde {W}$ such that $g I \sim _{\lambda, b} g y^{-1} I$. Then we have $g I \sim _{\lambda, b} g h \omega z^{-1} I \sim _{\lambda, b} g \omega I$, where $z \in W_0^J$ and $\omega \in \Omega _J$ such that $y \in z \omega ^{-1} W_J^a$.
7.1 Computation of stabilizers
Fix a $\sigma$-orbit $\mathcal {O}$ of roots in $\Phi ^+ \setminus \Phi _J$ which are $J$-anti-dominant and $J$-minuscule.
Lemma 7.2 Assume $x \overset {(\gamma, r)} \to x'$ with $x' = x - \gamma ^\vee + \sigma ^r(\gamma )^\vee \in \mathcal {S}_{\lambda, b}^+$ for some $\gamma \in \mathcal {O}$ and $1 \leqslant r \leqslant n$. Let $\omega = \gamma ^\vee + \cdots + \sigma ^{r-1}(\gamma )^\vee \in \pi _1(M_J) \cong \Omega _J$. If $U_{-w_J(\gamma )-1} x U_{-w_J \sigma ^r(\gamma )-1} \subseteq I {\rm {Adm}}(\lambda ) I$, then $g I \sim _{\lambda, b} g \omega I$ for $g \in \mathbb {J}_{b, x}$. Recall that $w_J$ is the longest element of $W_J$.
Moreover, if $\mathcal {O} = \mathcal {O}_\alpha$ for some $\alpha \in C_{\lambda, b, x}$, the inclusion condition above holds if: (1) $1 \leqslant r \leqslant n-1$; (2) $x = x'$; or (3) $\mu _x + \vartheta _\gamma ^\vee \npreceq \lambda$ when $\mathcal {O}$ is of type II and $r=n$.
Proof. Let $\tilde \theta = w_J\sigma ^{r-1}(\gamma ) + 1 \in \tilde {\Phi }^+$. Suppose we have
By [Reference NieNie18, Lemma 6.5] and that $1 \leqslant r \leqslant n$, we can assume further that
Define $ {g} = {g}_{g, -\tilde \theta, x, r}$ for $g \in \mathbb {J}_{b, x}$. By parts (a) and (b) we have
which means
for some $u \in W_0 = W_0^J W_J$. So $g I \sim _{\lambda, b} g \omega u^{-1} I \sim _{\lambda, b} g \omega I$ by Proposition 7.1.
If $\mathcal {O}$ is of type II and $r=n$, then $\vartheta _\gamma ^\vee$ is $J$-anti-dominant and $J$-minuscule, which means $\mu _x + \vartheta _\gamma ^\vee$ is $J$-minuscule and, hence,
Thus, the second statement follows from Lemma 5.4$(*)$ by noting that $\langle w_J(\gamma ), p(x) w_J \sigma ^r(\gamma ^\vee ) \rangle = 0$ if $1 \leqslant r \leqslant n-1$.
Let $\mathcal {A}_{\lambda, b}$ be the group of elements $\omega \in \pi _1(M_J)^\sigma \cong \Omega _J^\sigma$ which fix some/any connected component of $X(\lambda, b)$.
Lemma 7.3 Suppose $\mathcal {O} = \mathcal {O}_\xi$ for some $\xi \in C_{\lambda, b, x}$. If $\mathcal {O}$ is of type I, then there exist $\gamma \in \mathcal {O}$, $1 \leqslant r \leqslant n$, and $x' \in \mathcal {S}_{\lambda, b}^+$ such that $x \overset {(\gamma, r)} \to x'$. Moreover, $\omega _\mathcal {O} \in \mathcal {A}_{\lambda, b}$.
Proof. Note that $\mu + \alpha ^\vee \preceq \lambda$. If $\langle w_J \sigma ^r(\alpha ), \mu _x \rangle \geqslant 1$ for some $1 \leqslant r \leqslant n-1$, then $\langle w_J \sigma ^r(\alpha ), \alpha ^\vee \rangle = 0$, which means $x \overset {(\sigma ^r(\alpha ), n-r)} \to x' \overset {(\alpha, r)} \to x$ with $x' = x -\sigma ^r(\alpha ^\vee ) + \alpha ^\vee \in \mathcal {S}_{\lambda, b}^+$. Otherwise, $\langle w_J\sigma ^i(\alpha ), \mu _x \rangle \leqslant 0$ for $1 \leqslant i \leqslant n-1$, which means $\langle w_J(\alpha ), \mu _x \rangle \geqslant 1$ by Lemma 5.1. Thus, $x \overset {(\alpha, n)} \to x$ and the first statement follows. As $\mathcal {O}$ is of type I, the second statement follows from Proposition 7.1 and Lemma 7.2(1) (respectively, Lemma 7.2(2)) if $r \neq n$ (respectively, $r = n$).
Lemma 7.4 Suppose $\mathcal {O}$ is of type II. Assume $\mu _{x''} + \vartheta _\beta ^\vee \npreceq \lambda$ for any $x'' \in \mathcal {S}_{\lambda, b}^+$ and $\beta \in \mathcal {O}$. If there exist $\gamma \in \mathcal {O}$, $n+1 \leqslant r \leqslant 2n-1$, and $x' \in \mathcal {S}_{\lambda, b}^+$ such that $x \overset {(\gamma, r)} \rightarrowtail x'$, then:
(1) $\langle \sigma ^i(\gamma ), \mu _x \rangle = 0$, $p(x)\sigma ^i(\gamma ) = \sigma ^i(\gamma )$ for $1 \leqslant i \neq r-n \leqslant r-1$;
(2) $p(x)\sigma ^{r-n}(\gamma ) = \sigma ^{r-n}(\vartheta _\gamma - \sigma ^n(\gamma ))$ and $\langle p(x)\sigma ^{r-n}(\gamma ), \mu _x \rangle = 1$;
(3) $\langle p(x)(\vartheta _\gamma - \sigma ^n(\gamma )), \mu _x \rangle \geqslant 1$.
Moreover, $g I \sim _{\lambda, b} g \omega I$ for $g \in \mathbb {J}_{b, x}$, where $\omega = \gamma ^\vee + \cdots \sigma ^{r-1}(\gamma ^\vee ) \in \pi _1(M_J) \cong \Omega _J$.
Proof. Write $x' = x + \sigma ^r(\gamma ^\vee ) - \sigma ^{-r}(\sigma ^r(\gamma ^\vee ))$. Then parts (1), (2), and (3) follow from [Reference NieNie18, Lemma 8.2] by using $\sigma ^{-1}$ instead of $\sigma$. Let $\tilde \theta = w_J\sigma ^{r-1}(\gamma ) + 1 \in \tilde {\Phi }^+$ and $\tilde \vartheta _\gamma = \vartheta _\gamma + 1 \in \tilde {\Phi }^+$. Note that $p(x)^{-1} w_J = w_J p(x)$ since $x \in \Omega _J$. By parts (1) and (2) we have $(x \sigma )^i(\tilde \theta ) = \sigma ^i(\tilde \theta ) = w_J \sigma ^{i+r-1}(\gamma ) + 1$ for $1-n \leqslant i \leqslant 0$, and
for $1-r \leqslant i \leqslant -n$. Define $ {g} = {g}_{g, -\tilde \theta, x, r}$ for $g \in \mathbb {J}_{b, x}$. Then we have
where the second inclusion follows from parts (1) and (3) that $\langle w_x(\vartheta _\gamma ), \mu _x \rangle \geqslant 1$. Thus,
where $u \in W_0$ and $\omega = \gamma ^\vee + \cdots + \sigma ^{r-1}(\gamma ^\vee ) \in \pi _1(M_J) \cong \Omega _J$. It follows from Proposition 7.1 that $g I \sim _{\lambda, b} g \omega I$ as desired.
Lemma 7.5 Suppose $\mathcal {O} = \mathcal {O}_\xi$ for some $\xi \in C_{\lambda, b, x}$ and $\mathcal {O}$ is of type II. Assume $\mu _{x''} + \vartheta _\beta ^\vee \npreceq \lambda$ for any $x'' \in \mathcal {S}_{\lambda, b}^+$ and $\beta \in \mathcal {O}$. If there do not exist $\gamma \in \mathcal {O}$, $1 \leqslant r \leqslant 2n-1$, and $x' \in \mathcal {S}_{\lambda, b}^+$ such that $x \overset {(\gamma, r)} \rightarrowtail x'$, then there exists $\alpha \in \mathcal {O}$ such that:
(1) $\langle \sigma ^i(\alpha ), \mu _x \rangle = 0$, $p(x)\sigma ^i(\alpha ) = \sigma ^i(\alpha )$ for $1 \leqslant i \neq n \leqslant 2n-1$;
(2) $p(x)\sigma ^n(\alpha ) = \vartheta _\alpha - \alpha$ and $\langle w_J \sigma ^n(\alpha ), \mu _x \rangle = 1$;
(3) $\langle p(x)(\vartheta _\alpha ), \mu _x + \alpha ^\vee \rangle \geqslant 1$;
(4) $\langle p(x)(\vartheta _\alpha ), \mu _x \rangle \geqslant 1$.
As a consequence, $\omega _\mathcal {O} \in \mathcal {A}_{\lambda, b}$.
Proof. Statements (1), (2), and (3) follow from [Reference NieNie18, Lemmas 8.3 and 8.4]. Note that $\vartheta _\alpha$ is $J$-anti-dominant. Thus, statement (4) follows from statement (1) and Lemma 5.1. By statements (3) and (4) we have
Let $g \in \mathbb {J}_{b, x}$ and $\tilde \theta = w_J\sigma ^{-1}(\alpha ) + 1 \in \tilde {\Phi }^+$, and $\tilde \vartheta = w_J \sigma ^{-1}(\vartheta _\alpha ) + 1 \in \tilde {\Phi }^+$. By statements (1) and (2) we have $(x\sigma )^{1-n}(\tilde \vartheta ) = \sigma ^{1-n}(\tilde \vartheta ) = w_J(\vartheta _\alpha )$ and
Define $ {g}: \mathbb {P}^1 \to G({\breve F}) / I$ by
where $c \in \mathcal {O}_{\breve F}^\times$ (as $\Phi$ is simply-laced) such that
Then by statement (1) we compute that
where the first inclusion follows from part (a) that
Thus, we have
where $\theta ' = (x\sigma )^{1-n}(\tilde \vartheta ) \in \Phi$ and $u \in W_0$. By Proposition 7.1, $g I \sim _{\lambda, b} g \omega _\mathcal {O} I$ and $\omega _\mathcal {O} \in \mathcal {A}_{\lambda, b}$ as desired.
7.2 The action of $\ker (\eta _G) \cap \mathbb {J}_b$
Now we have the following result.
Proposition 7.6 Let $\mathcal {O}$ be the $\sigma$-orbit of some element in $\cup _{x \in \mathcal {S}_{\lambda, b}^+} C_{\lambda, b, x}$. Then $\omega _\mathcal {O} \in \mathcal {A}_{\lambda, b}$.
Proof. If $\mathcal {O}$ is of type I, the statement follows from Lemma 7.3. If $\mu _{x''} + \vartheta _\beta ^\vee \preceq \lambda$ for some $x'' \in \mathcal {S}_{\lambda, b}^+$ and $\beta \in \mathcal {O}$, then we also have $\omega _\mathcal {O} = \omega _{\mathcal {O}_{\vartheta _\beta }} \in \mathcal {A}_{\lambda, b}$ since $\mathcal {O}_{\vartheta _\beta }$ is of type I. Assume $\mu _{x''} + \vartheta _\beta ^\vee \npreceq \lambda$ for any $x'' \in \mathcal {S}_{\lambda, b}^+$ and $\beta \in \mathcal {O}$. If $\mathcal {O}$ is of type III, the statement is proved in § 8.2. Suppose $\mathcal {O}$ is of type II. By Lemma 7.5 we can assume that there exist $\gamma \in \mathcal {O}$, $1 \leqslant r \leqslant 2n-1$, and $x' \in \mathcal {S}_{\lambda, b}^+$ such that $x \overset {(\gamma, r)} \to x'$, and, hence, $x' \overset {(\sigma ^r(\gamma ), 2n-r)} \to x$. If $n+1 \leqslant r \leqslant 2n-1$ (respectively, $1 \leqslant r \leqslant n$), we have $g I \sim _{\lambda, b} g \omega I$ by Lemma 7.4 (respectively, by Lemma 7.2(1) and (3)), where $\omega = \gamma ^\vee + \cdots \sigma ^{r-1}(\gamma ^\vee ) \in \pi _1(M_J) \cong \Omega _J$. Similarly, we have $g \omega \sim _{\lambda, b} g \omega \omega ' I = g \omega _\mathcal {O} I$, where $\omega ' = \sigma ^r(\gamma ^\vee ) + \cdots + \sigma ^{2n-1}(\gamma ^\vee ) \in \pi _1(M_J) \cong \Omega _J$. Thus, $g I \sim _{\lambda, b} g \omega _\mathcal {O} I$ and $\omega _\mathcal {O} \in \mathcal {A}_{\lambda, b}$ as desired.
Proof of Proposition 2.6 First note that $(\mathbb {Z}\Phi ^\vee / \mathbb {Z}\Phi _J^\vee )^\sigma$ is spanned by $\omega _\mathcal {O}$, where $\mathcal {O}$ ranges over $\sigma$-orbits of $\mathbb {S}_0$. Let $J \subseteq \mathbb {S}_0' \subseteq \mathbb {S}_0$ be such that $\omega _\mathcal {O} \in \mathcal {A}_{\lambda, b}$ for each $\sigma$-orbit of $\mathbb {S}_0'$. It suffices to show $\mathbb {S}_0' = \mathbb {S}_0$. Assume otherwise. Following the proof of [Reference NieNie18, Proposition 4.3, p. 1381], we can assume that $\Phi$ is simply-laced, and there exist $\alpha = \sigma ^d(\alpha ) \in \mathbb {S}_0 \setminus \mathbb {S}_0'$, $\vartheta = \sigma ^d(\vartheta ) \in \Phi ^+$ such that $\vartheta ^\vee - \alpha ^\vee \in \mathbb {Z} \Phi _{\mathbb {S}_0'}^\vee$ and either: (b1) $\vartheta \in \cup _{x \in \mathcal {S}_{\lambda, b}^+} C_{\lambda, b, x}$; or (b2) $x \overset {(\beta, d)} \to x'$ and $x \overset {(\vartheta + \beta, d)} \to x'$ for some $x \in \mathcal {S}_{\lambda, b}^+$ and $\beta \in \Phi _{\mathbb {S}_0'} \setminus \Phi _J$ such that $x' = x - \beta ^\vee + \sigma ^d(\beta ^\vee ) \in \mathcal {S}_{\lambda, b}^+$ and $\vartheta + \beta \in \Phi ^+$.
Note that $|\mathcal {O}_\alpha | = |\mathcal {O}_{\vartheta }| = d$ and $\omega _{\mathcal {O}_\alpha }^{-1} \omega _{\mathcal {O}_\vartheta } \in (\mathbb {Z} \Phi _{\mathbb {S}_0'}^\vee / \mathbb {Z}\Phi _J^\vee )^\sigma \subseteq \mathcal {A}_{\lambda, b}$. If part (b1) occurs, then $\omega _{\mathcal {O}_\vartheta } \in \mathcal {A}_{\lambda, b}$ by Proposition 7.6. Hence, $\omega _\mathcal {O} \in \mathcal {A}_{\lambda, b}$ and $\alpha \in \mathbb {S}_0'$, which is a contradiction. Suppose part (b2) occurs. Let $\omega = \beta ^\vee + \cdots + \sigma ^{d-1}(\beta ^\vee ) \in \pi _1(M_J) \cong \Omega _J$. Then $\omega \omega _{\mathcal {O}_\vartheta } = (\beta + \vartheta )^\vee + \cdots + \sigma ^{d-1}((\beta +\vartheta )^\vee ) \in \pi _1(M_J) \cong \Omega _J$. We claim that
Given part (a) we have $g \omega I \sim _{\lambda, b} g \omega \omega _{\mathcal {O}_\vartheta } I$, and, hence, $\omega _{\mathcal {O}_\vartheta } \in \mathcal {A}_{\lambda, b}$, which is again a contradiction. Thus, $\mathbb {S}_0' = \mathbb {S}_0$ as desired.
It remains to show part (a). By symmetry, it suffices to show $g I \sim _{\lambda, b} g \omega I$. By switching $x$ with $x'$ we can assume $\beta \in \Phi ^+ \setminus \Phi _J$ and $\beta$ is $J$-anti-dominant and $J$-minuscule (see [Reference NieNie18, Lemma 6.6]). In particular, $\sigma ^d(\beta ) \in C_{\lambda, b, x}$. If $\mathcal {O}_\beta$ is of type I, it follows from Lemma 7.2. If $\mathcal {O}_\beta$ is of type III, it follows from Lemma 8.1. If $\mathcal {O}_\beta$ is of type II, by Lemmas 5.4 and 7.2 we have
where $\omega ' = \sigma ^d(\beta ^\vee ) + \cdots + \sigma ^{2d-1}(\beta ^\vee ) \in \pi _1(M_J)$. Note that $g I \sim _{\lambda, b} g \omega _{\mathcal {O}_\beta } I$ by Proposition 7.6. Thus, we always have $g I \sim _{\lambda, b} g \omega I$ as desired. Hence, part (a) is proved.
8. The case when $\sigma$ has order $3d$
In this section we handle the case when $\sigma$ has order $3d$. We follow the strategy of [Reference Chen, Kisin and ViehmannCKV15, § 4.7.7]. However, more details are involved. Note that in this case some/any connected component of $\mathbb {S}_0$ is of type $D_4$. Let $J = J_{\nu _G(b)}$.
8.1 Construction of affine lines
Let $\alpha, \beta \in \mathbb {S}_0$ such that $\langle \alpha, \beta ^\vee \rangle = -1$ and $\beta = \sigma ^d(\beta )$. Then the subset $\{\alpha, \sigma ^d(\alpha ), \sigma ^{2d}(\alpha ), \beta \}$ is a connected component of $\mathbb {S}_0$. In this subsection, we assume that $J = J_{\nu _G(b)} = \mathcal {O}_\beta$.
Let $x, x' \in \mathcal {S}_{\lambda, b}^+$ such that $x \overset {(\alpha, r)} \to x'$ for some $J$-anti-dominant root $\alpha \in \Phi ^+ \setminus \Phi _J$ and $1 \leqslant r \leqslant 3d-1$. Let $\omega = \gamma ^\vee + \cdots + \sigma ^{r-1}(\gamma )^\vee \in \pi _1(M_J) \cong \Omega _J$.
Lemma 8.1 If $1 \leqslant r \leqslant d$, then $g I \sim _{\lambda, b} g y^{-1} I$ for $g \in \mathbb {J}_{b, x}$ and some $y \in W_0^J \omega ^{-1} W_J^a$.
Proof. As in the proof Lemma 7.2, we can assume $x \overset {(\alpha, r)} \rightarrowtail x'$, and it suffices to show
Assume otherwise. Then $r = d$. Moreover, by Lemma 5.4$(*)$ we have $\langle \alpha +\beta, p(x)\sigma ^d(\alpha +\beta )^\vee \rangle = -1$ (which implies $\langle \beta, \mu _x \rangle = 1$ and $p(x)\sigma ^d(\alpha +\beta ) = s_\beta (\sigma ^d(\alpha )+\beta ) = \sigma ^d(\alpha )$) and
where $\delta = \alpha + \beta + \sigma ^d(\alpha )$. As $\delta$ is central for $J = \mathcal {O}_\beta$, by Lemma 5.3(2) we have
which is a contradiction.
Lemma 8.2 Suppose $2d \leqslant r \leqslant 3d-1$ and the following conditions hold:
(1) $\langle \alpha, \mu _x \rangle \geqslant 1$;
(2) if $r = 2d$, then $\langle \sigma ^d(\alpha ), \mu _x \rangle = 0$;
(3) if $2d+1 \leqslant r \leqslant 3d-1$, then $\langle \sigma ^r(\beta ), \mu _x \rangle = 1$, $\langle \beta, \mu _x \rangle = 0$, and $\langle \sigma ^i(\alpha ), \mu _x \rangle = 0$ for $i \in \{r-d, r-2d, d, 2d\}$;
(4) $x \sigma ^i(\alpha ) = \sigma ^i(\alpha )$ for $1 \leqslant i \leqslant r-1$ with $i \notin \{r-d, r-2d, d, 2d\}$.
Then we have $g I \sim _{\lambda, b} g y^{-1} I$ for $g \in \mathbb {J}_{b, x}$ and some $y \in W_0^J \omega ^{-1} W_J^a$.
Proof. Let $\tilde \theta = \sigma ^{r-1}(\alpha + \beta ) + 1 \in \tilde {\Phi }^+$. Define $ {g} = {g}_{g, -\tilde \theta, x, r}$ for $g \in \mathbb {J}_{b, x}$.
Case (1): $r = 2d$. By conditions (2) and (4) we have
By conditions (1) and (2), $\langle \alpha + \beta, \mu _x \rangle = \langle \alpha + \beta + \sigma ^d(\alpha ), \mu _x \rangle \geqslant \langle \beta, \mu _x \rangle + 1$, which means
Thus, $g = {g}(0) \sim _{\lambda, b} {g}(\infty ) = g s I$, where $s = \prod _{i=0}^{d-1} s_{\sigma ^i(\alpha + \beta + \sigma ^d(\alpha )) +1} \prod _{i=0}^{d-1} s_{\sigma ^i(\alpha )}$ if $\langle \beta, \mu _x \rangle = 1$, and $s = \prod _{i=0}^{2d-1} s_{\sigma ^i(\alpha + \beta )+1}$ if $\langle \beta, \mu _x \rangle = 0$.
Case (2): $2d+1 \leqslant r \leqslant 3d-1$. Let $\vartheta = \alpha + \sigma ^d(\alpha ) + \sigma ^{2d}(\alpha ) + 2\beta$. By conditions (3) and (4),
which means $g I = {g}(0) \sim _{\lambda, b} {g}(\infty ) = g s I$, where
The proof is complete.
The following two lemmas follow from the same construction as in Lemma 8.2.
Lemma 8.3 Assume $d+1 \leqslant r \leqslant 2d-1$ and the following conditions hold:
(1) $\langle \beta, \mu _x \rangle = 0$ and $\langle \sigma ^r(\beta ), \mu _x \rangle \in \{0, 1\}$;
(2) $\langle \sigma ^d(\alpha ), \mu _x \rangle = \langle \sigma ^{r-d}(\alpha ), \mu _x \rangle = 0$, and $\langle \alpha, \mu _x \rangle \geqslant 1$;
(3) $x\sigma ^i(\alpha ) = \sigma ^i(\alpha )$ for $1 \leqslant i \leqslant r-1$ with $i \notin \{r-d, d\}$.
Then we have $g I \sim _{\lambda, b} g y^{-1} I$ for $g \in \mathbb {J}_{b, x}$ and some $y \in W_0^J \omega ^{-1} W_J^a$.
Lemma 8.4 [Reference NieNie18, Lemma 8.6]
If $\langle \beta, \mu _x \rangle = 1$, $\langle \sigma ^d(\alpha ), \mu _x \rangle = \langle \sigma ^{2d}(\alpha ), \mu _x \rangle = 0$, $\langle \alpha, \mu _x \rangle \geqslant -1$, and $x \sigma ^i(\alpha ) = \alpha$ for $i \in \mathbb {Z} \setminus d\mathbb {Z}$, then $g I \sim _{\lambda, b} g y^{-1} I$ for $g \in \mathbb {J}_{b, x}$ and some $y \in W_0 \omega _{\mathcal {O}_\alpha }^{-1} W_J^a$. Here $\omega _{\mathcal {O}_\alpha } = \alpha ^\vee + \cdots \sigma ^{3d-1}(\alpha ^\vee ) \in \pi _1(M_J) \cong \Omega _J$.
Lemma 8.5 Let $x_1, x_2 \in \mathcal {S}_{\lambda, b}^+$, $\delta = \alpha + \beta + \sigma ^{2d}(\alpha )$, and $1 \leqslant k \leqslant 3d-1$ such that $x_1 \overset {(\delta, k)} \to x_2$. Then we have $g I \sim _{\lambda, b} g y^{-1} I$ for $g \in \mathbb {J}_{b, x_1}$ and some $y \in W_0^J \omega ^{-1} W_J^a$. Here $\omega = \delta ^\vee + \cdots \sigma ^{k-1}(\delta ^\vee ) \in \pi _1(M_J) \cong \Omega _J$.
Proof. It follows from Lemma 7.3 by noticing that $\mathcal {O}_\delta$ is of type I.
Lemma 8.6 Assume $d+1 \leqslant r \leqslant 2d-1$ and the following conditions hold:
(1) $\langle \beta, \mu _x \rangle = 1$ and $\langle \sigma ^r(\beta ), \mu _x \rangle = 0$;
(2) $\langle \sigma ^d(\alpha ), \mu _x \rangle = -1$, $\langle \sigma ^{r-d}(\alpha ), \mu _x \rangle = 0$, $\langle \alpha, \mu _x \rangle \leqslant 0$, and $\langle \sigma ^r(\alpha ), \mu _x \rangle \leqslant -1$;
(3) $x\sigma ^i(\alpha ) = \sigma ^i(\alpha )$ for $1 \leqslant i \leqslant r-1$ with $i \notin \{r-d, d\}$.
Then we have $\mathbb {J}_{b, x} \sim _{\lambda, b} \mathbb {J}_{b, x'}$.
Proof. Let $\delta = \alpha + \beta + \sigma ^{2d}(\alpha )$. Assume $\mu _x - \delta ^\vee \preceq \lambda$. By condition (2) we have
Thus, $\mathbb {J}_{b, x} \sim _{\lambda, b} \mathbb {J}_{b, x''}$ by Lemma 8.5. It suffices to show $\mathbb {J}_{b, x''} \sim _{\lambda, b} \mathbb {J}_{b, x'}$. If $\langle \sigma ^r(\sigma ), \mu _{x''} \rangle \leqslant -1$, then
and the statement follows from Lemma 8.1 that $\mathbb {J}_{b, x''} \sim _{\lambda, b} \mathbb {J}_{b, x'}$. Otherwise, by condition (2) we have $\langle \sigma ^r(\alpha ), \mu _x \rangle = -1$, that is, $\langle \sigma ^r(\sigma ), \mu _{x''} \rangle = 0$. The statement follows from Lemma 8.3 that $\mathbb {J}_{b, x''} \sim _{\lambda, b} \mathbb {J}_{b, x'}$. Let $l = \min \{r+1 \leqslant i \leqslant 2d-1; \langle \sigma ^i(\alpha ), \mu _x \rangle \neq 0\}$. If $\langle \sigma ^l(\alpha ), \mu _x \rangle \geqslant 1$, then
and the statement follows from Lemmas 8.1 and 8.3. If $\langle \sigma ^l(\alpha ), \mu _x \rangle \leqslant -1$, then
and the statement also follows from Lemmas 8.1 and 8.3.
Now we assume $\mu _x - \delta ^\vee \npreceq \lambda$, which means (as $\mu _x - \alpha ^\vee - \beta ^\vee = \mu _{x - \alpha ^\vee } \preceq \lambda$) that
If $\langle \sigma ^{r+d}(\alpha ), \mu _x \rangle \geqslant 1$, then we have
and the statement follows from Lemmas 8.5 and 8.1. Thus, we assume
By parts (a), (b), (1), and (2), we have
By Lemma 5.1, there exists $r+1 \leqslant k \leqslant 3d-1$ with $k \notin \{2d, r+d\}$ such that
Suppose $\langle \sigma ^j(\alpha ), \mu _x \rangle \leqslant -1$ for some $r+1 \leqslant j \leqslant 3d-1$ with $j \notin \{2d, k+d, k-d, r+d\}$. Let
where $k_1 = k + d$ if $k > 2d$ and $k_1 = k$ otherwise, and $j_1$ is defined in the same way. By Lemma 8.5, we have $\mathbb {J}_{b, x} \sim _{\lambda, b} \mathbb {J}_{b, z}$ and $\mathbb {J}_{b, x'} \sim _{\lambda, b} \mathbb {J}_{b, z'}$. Moreover, there exist $z_1, z_2 \in \mathcal {S}_{\lambda, b}^+$ such that
By Lemma 8.1, $\mathbb {J}_{b, z} \sim _{\lambda, b} \mathbb {J}_{b, z'}$ and the statement follows. Thus, we can assume
As $\langle \sigma ^{r-d}(\alpha ), \mu _{x'} \rangle = -1$, we have $y := x' + \sigma ^{r-d}(\alpha )^\vee - \sigma ^k(\alpha )^\vee \in \mathcal {S}_{\lambda, b}^+$.
Case (1): $r+1 \leqslant k \leqslant 2d-1$. Then
By Lemma 8.1, it suffices to show $\mathbb {J}_{b, y} \sim _{\lambda, b} \mathbb {J}_{b, x'}$. If $\langle \sigma ^r(\alpha ), \mu _x \rangle \leqslant -2$, that is, $\langle \sigma ^r(\alpha ), \mu _y \rangle \leqslant -1$, it follows from that
Otherwise, we have $\langle \sigma ^r(\alpha ), \mu _x \rangle = -1$ by (2), that is, $\langle \sigma ^r(\alpha ), \mu _y \rangle = 0$. Then the statement follows from Lemma 8.3.
Case (2): $2d+1 \leqslant k \leqslant 3d-1$. Then we have
Again, it suffices to show $\mathbb {J}_{b, y} \sim _{\lambda, b} \mathbb {J}_{b, x'}$. If $k \leqslant r+d-1$, it follows similarly as in case (1). Otherwise, it follows from that
where the first arrow follows from part (b) that $\langle \sigma ^{r+d}(\alpha ), \mu _y \rangle = \langle \sigma ^{r+d}(\alpha ), \mu _x \rangle - 1 \leqslant -1$.
8.2 Proofs of the main results
Recall that $J = J_{\nu _G(b)}$. We are ready to finish the proofs when $\sigma$ is of order $3d$.
Proof of Proposition 2.4 Let $x, x' \in \mathcal {S}_{\lambda, b}^+$. To show $\mathbb {J}_{b, x} \sim _{\lambda, b} \mathbb {J}_{b, x'}$, by Proposition 5.6 we can assume $x \overset {(\gamma, r)} \rightarrowtail x'$ for some $1 \leqslant r \leqslant 2d-1$ and $\gamma \in \Phi ^+ \setminus \Phi _J$ with $\gamma ^\vee$ is $J$-anti-dominant and $J$-minuscule. In particular, $\sigma ^r(\gamma ) \in C_{\lambda, b, x}$. If $\mathcal {O}_\gamma$ is of type I, the statement follows from Lemma 7.2 and Proposition 4.11. Otherwise, we can assume $J = \mathcal {O}_\beta$ and $\gamma = \alpha$ as in § 8.1. If $1 \leqslant r \leqslant d$, the statement follows from Lemma 8.1 and Proposition 4.11. Otherwise, by the proof of [Reference NieNie18, Proposition 6.8, p. 1378, Case 2], either Lemma 8.3 or Lemma 8.6 applies. Thus, the statement also follows.
Proof of Proposition 7.6 As $\mathcal {O}$ is of type III, we can assume $\mathcal {O} = \mathcal {O}_\alpha$ and $J = \mathcal {O}_\beta$, where $\alpha, \beta$ are as in § 8.1. Again we can assume that $\mu _{x''} + \vartheta _\gamma ^\vee \npreceq \lambda$ for any $x'' \in \mathcal {S}_{\lambda, b}^+$ and $\gamma \in \mathcal {O}$. If there do not exist $\gamma \in \mathcal {O}$, $1 \leqslant r \leqslant 3d-1$, and $x' \in \mathcal {S}_{\lambda, b}^+$ such that $x \overset {(\gamma, r)} \rightarrowtail x'$, by [Reference NieNie18, Lemma 8.6] the statement follows from Lemma 8.2 and Proposition 7.1. Assume otherwise. Then there exists $x_i \in \mathcal {S}_{\lambda, b}^+$, $\gamma _i \in \mathcal {O}$, and $1 \leqslant r_i \leqslant 3d-1$ for $1 \leqslant i \leqslant m$ such that $\omega _\mathcal {O} = \sum _{i=1}^m \sum _{j=0}^{r_i-1} \sigma ^j(\gamma _i^\vee ) \in \pi _1(M_J)$ and
If $d+1 \leqslant r_i \leqslant 2d-1$, then either Lemma 8.3 or Lemma 8.6 occurs. If for each $1 \leqslant i \leqslant m$ we have either $r_i \leqslant d$ or $2d \leqslant r_i \leqslant 3d-1$ or Lemma 8.3 (for $(x, x', \alpha, r) = (x_{i-1}, x_i, \gamma _i, r_i)$) occurs, it follows that $\omega _\mathcal {O} \in \mathcal {A}_{\lambda, b}$ by Lemmas 8.1, 8.2, and 8.3 and Proposition 7.1. Otherwise, by the proof of [Reference NieNie18, Proposition 6.8, p. 1378, Case 2], there exists $1 \leqslant i \leqslant m$ such that the situation of Lemma 8.6 occurs (for $(x, x', \alpha, r) = (x_{i-1}, x_i, \gamma _i, r_i)$).
Let $x, x', \alpha, r$ be as in Lemma 8.6. If $\langle \sigma ^{r+d}(\alpha ), \mu _x \rangle \leqslant 0$, then we have $\langle \sigma ^r(\vartheta _\alpha ), \mu _x \rangle \leqslant -1$, which contradicts our assumption. Thus, $\langle \sigma ^{r+d}(\alpha ), \mu _x \rangle \geqslant 1$, and, hence,
Then it suffices to show that
where $\omega _1 = \sigma ^{r+d}(\alpha )^\vee + \cdots + \sigma ^{4d-1}(\alpha )^\vee, \omega _2$ $= \sigma ^d(\alpha )^\vee + \cdots + \sigma ^{r+d-1}(\alpha )^\vee \in \pi _1(M_J) \cong \Omega _J$.
First we show part (a). Note that $\langle \sigma ^r(\alpha ), \mu _y \rangle = \langle \sigma ^r(\alpha ), \mu _x \rangle \leqslant -1$. We have
and part (a) follows from Lemma 8.1 and Proposition 7.1.
Now we show part (b). If $\langle \alpha, \mu _x \rangle \leqslant -1$, the statement follows from that
Thus, we can assume $\langle \alpha, \mu _x \rangle = 0$. If $\langle \sigma ^i(\alpha ), \mu _x \rangle = 0$ for $r+d+1 \leqslant i \leqslant 3d-1$, it follows from Lemma 8.3. Otherwise, let
If $\langle \sigma ^k(\alpha ), \mu _x \rangle = -1$, then $\langle \sigma ^{k-d}(\alpha ), \mu _x \rangle \geqslant 1$ since $\langle \sigma ^k(\vartheta _\alpha ), \mu _x \rangle \geqslant 0$, which means
By Lemma 7.3, we have
where $\omega ' = \sigma ^{k-d}(\delta ^\vee ) + \cdots + \sigma ^{k+d}(\delta ^\vee ) \in \pi _1(M_J) \cong \Omega _J$. Thus, we can replace the pair $(x, y)$ with $(x_1, y_1)$ so that $\langle \sigma ^k(\alpha ), \mu _x \rangle \geqslant 1$. Then
and part (b) follows from Lemmas 8.3 and 8.1 and Proposition 7.1.
Acknowledgements
We are grateful to X. He for his detailed comments which greatly improved the exposition of the paper. We would like to thank M. Rapoport for bringing his joint work [Reference Pappas and RapoportPR21] with G. Pappas to our attention. We are also grateful to R. Zhou for pointing out an application (Corollary 0.5) to the Langlands–Rapoport conjecture. Finally, we thank the anonymous reviewer for his/her careful reading of the paper and many helpful comments and suggestions.
The author is partially supported by National Key R&D Program of China, No. 2020YFA0712600, CAS Project for Young Scientists in Basic Research, Grant No. YSBR-003, and NSFC grants Nos. 11922119, 12288201 and 12231001.
Conflicts of Interest
None.
Appendix A. Distinct elements in ${\rm Adm}(\lambda )$
In this appendix, we study the distinct elements defined in § 3.
A.1
First we recall the following lemmas.
Lemma A.1 Let $s, s' \in \mathbb {S}^a$ and ${\tilde {w}} \in \tilde {W}$ such that $\ell (s {\tilde {w}})=\ell ({\tilde {w}} s')$ and $\ell (s {\tilde {w}} s')=\ell ({\tilde {w}})$. Then ${\tilde {w}} = s {\tilde {w}} s'$.
Lemma A.2 ([Reference Chen and NieCN20, Lemmas 1.8 and 1.9] and [Reference HainesHai01, Lemma 4.5])
Let $s \in \mathbb {S}^a$ and ${\tilde {w}} \in {\rm {Adm}}(\lambda )$ with $\lambda \in Y$ such that ${\tilde {w}} < s {\tilde {w}}$. Then we have:
(1) ${\tilde {w}} s \in {\rm {Adm}}(\lambda )$ if ${\tilde {w}} s < s {\tilde {w}} s$;
(2) ${\tilde {w}} s = s {\tilde {w}}$ if ${\tilde {w}} s \notin {\rm {Adm}}(\lambda )$;
(3) $s {\tilde {w}} s \in {\rm {Adm}}(\lambda )$ if $\ell (s {\tilde {w}} s) = \ell ({\tilde {w}})$.
Lemma A.3 Let ${\tilde {w}} \notin {\rm {Adm}}(\lambda )$ and $s \in \mathbb {S}^a$ such that ${\tilde {w}} s > {\tilde {w}}$. Then $s {\tilde {w}} s \notin {\rm {Adm}}(\lambda )$.
Proof. Assume $s {\tilde {w}} s \in {\rm {Adm}}(\lambda )$, then $s {\tilde {w}} s < {\tilde {w}} s$ and, hence, $\ell (s {\tilde {w}} s) = \ell ({\tilde {w}})$. By Lemma A.2(3), we have ${\tilde {w}} \in {\rm {Adm}}(\lambda )$, contradicting the assumption that ${\tilde {w}} \notin {\rm {Adm}}(\lambda )$.
A.2
Fix $\lambda \in Y^+$. Let $R \subseteq \mathbb {S}_0$ and ${\tilde {w}} \in {\rm {Adm}}(\lambda )$. We say ${\tilde {w}}$ is left $R$-distinct (respectively, right $R$-distinct) if $s {\tilde {w}} \notin {\rm {Adm}}(\lambda )$ (respectively, ${\tilde {w}} s \notin {\rm {Adm}}(\lambda )$) for all $s \in R$. Let $w_R$ denote the longest element of $W_R$.
For a reflection $s \in W_0$ we denote by $\alpha _s \in \Phi ^+$ the corresponding simple root.
Lemma A.4 Let $R \subseteq \mathbb {S}_0$ be commutative or of type $A_2$. Let ${\tilde {w}} \in {\rm {Adm}}(\lambda )$ be right (respectively, left) $R$-distinct. Let $u, u' \in W_R$ with $\ell (u') \leqslant \ell (u)$. Then $u' {\tilde {w}} u^{-1} \in {\rm {Adm}}(\lambda )$ (respectively, $u^{-1} {\tilde {w}} u'$) if and only if $u = u'$. As a consequence, $w_R {\tilde {w}} w_R \in {\rm {Adm}}(\lambda )$ is left (respectively, right) $R$-distinct.
Proof. By symmetry, it suffices to handle the case when ${\tilde {w}}$ is right $R$-distinct. Suppose the ‘only if’ part is true, we show the ‘if’ part, that is, $u {\tilde {w}} u^{-1} \in {\rm {Adm}}(\lambda )$ for $u \in W_R$. We argue by induction on $\ell (u)$. If $u = 1$, the statement is true. Let $u = s u_1 > u_1$ with $u_1 \in W_R$ and $s \in R$. We assume $u_1 {\tilde {w}} u_1^{-1} \in {\rm {Adm}}(\lambda )$ by induction hypothesis. It remains to show that $u {\tilde {w}} u^{-1} \in {\rm {Adm}}(\lambda )$. Otherwise, we have $\ell (u {\tilde {w}} u^{-1})= \ell (u_1 {\tilde {w}} u_1^{-1}) + 2$ and $u_1 {\tilde {w}} u^{-1} \in {\rm {Adm}}(\lambda )$ by Lemma A.2(1) and (3), which contradicts the ‘only if’ part.
Now we show the ‘only if’ part. Note that ${\tilde {w}} \in \tilde {W}^R$, see § 1.1.
Case (1): $R$ is of type $A_1 \times A_1$ or $A_2$. Without loss of generality, we can assume $R = \{s_1, s_2\}$ is of type $A_2$. By symmetry, it suffices to consider the following cases.
Suppose $s {\tilde {w}} s' \in {\rm {Adm}}(\lambda )$. Then $s {\tilde {w}} s' < {\tilde {w}} s'$ and $s {\tilde {w}} s' s \notin {\rm {Adm}}(\lambda )$ (see Lemma A.3). By Lemma A.2(2) we have $s {\tilde {w}} s' (\alpha _s) =\alpha _s$, that is, ${\tilde {w}}(\alpha _s + \alpha _{s'}) = -\alpha _s$. This is impossible since ${\tilde {w}} \in \tilde {W}^R$.
Suppose $s {\tilde {w}} s s' \in {\rm {Adm}}(\lambda )$. Then $s {\tilde {w}} s s' < s {\tilde {w}} s'$ (as $s {\tilde {w}} s' \notin {\rm {Adm}}(\lambda )$), that is, $s {\tilde {w}} s' (s'(\alpha _s)) = s {\tilde {w}} (\alpha _s) \in \tilde {\Phi }^+$. Since ${\tilde {w}}(\alpha _s) \in \tilde {\Phi }^-$ (as ${\tilde {w}} \in \tilde {W}^R$), we have ${\tilde {w}}(\alpha _s) = \alpha _s$. This means $s {\tilde {w}} s s' = {\tilde {w}} s' \notin {\rm {Adm}}(\lambda )$, a contradiction. Note that $s {\tilde {w}} s' s \notin {\rm {Adm}}(\lambda )$ by Lemma A.3.
Suppose $s s' {\tilde {w}} s s' \in {\rm {Adm}}(\lambda )$. Then $s s' {\tilde {w}} s s' < s' {\tilde {w}} s s'$. If $s' {\tilde {w}} s s' < s' {\tilde {w}} s s' s$, then $s s' {\tilde {w}} s s' s \notin {\rm {Adm}}(\lambda )$ by Lemma A.3. Otherwise, by Lemma A.1 we have $s' {\tilde {w}} s s' s = {\tilde {w}} s s'$ (since ${\tilde {w}} s s' < {\tilde {w}} s s' s$) and hence $s s' {\tilde {w}} s s' s = s {\tilde {w}} s s' \notin {\rm {Adm}}(\lambda )$. Thus, we always have $s s' {\tilde {w}} s s' s \notin {\rm {Adm}}(\lambda )$. By Lemma A.2 we have $s s' {\tilde {w}} s s'(\alpha _s) = \alpha _s$, that is, ${\tilde {w}}(\alpha _{s'})= -(\alpha _s+\alpha _{s'})$, which is impossible as ${\tilde {w}} \in \tilde {W}^R$.
Suppose $s s' {\tilde {w}} s s' s \in {\rm {Adm}}(\lambda )$. Then $s s' {\tilde {w}} s s' s < s' {\tilde {w}} s s' s$. Since $s s' {\tilde {w}} s s' \notin {\rm {Adm}}(\lambda )$, by Lemma A.2 we have $s s' {\tilde {w}} s s' s (\alpha _s) = \alpha _s$, that is, ${\tilde {w}}(\alpha _{s'}) = \alpha _s + \alpha _{s'}$. This means $s s' {\tilde {w}} s s' s = s' {\tilde {w}} s s' \in {\rm {Adm}}(\lambda )$, a contradiction.
Case (2): $R$ is commutative. We argue by induction on $|R|$ and $\ell (u')$. If $R = \emptyset$ or $u'= 1$, the statement is trivial. Assume $\ell (u') \geqslant 1$. Let $s \in R$ such that $s u' < u'$. If $s u < u$, then $s {\tilde {w}} s \in {\rm {Adm}}(\lambda )$ is right $(R \setminus \{s\})$-distinct by case (1), and, hence, the statement follows by induction hypothesis. Assume $s u > u$. We need to show that $u' {\tilde {w}} u^{-1} \notin {\rm {Adm}}(\lambda )$. By the induction hypothesis and the previous discussion we have $s u' {\tilde {w}} u^{-1}, u' {\tilde {w}} u^{-1} s \notin {\rm {Adm}}(\lambda )$. Applying Lemma A.2(2) we have $u' {\tilde {w}} u^{-1} (\alpha _s) = \alpha _s$, that is, ${\tilde {w}}(\alpha _s) = - \alpha _s$ (as $R$ is commutative), which is impossible since ${\tilde {w}} \in \tilde {W}^R$.
Lemma A.5 Let ${\tilde {w}} \in {\rm {Adm}}(\lambda )$ and $s \in \mathbb {S}_0$ such that $s {\tilde {w}} s \in {\rm {Adm}}(\lambda )$ and $s {\tilde {w}} \notin {\rm {Adm}}(\lambda )$. Let $\alpha \in \Phi ^+ \setminus \{\alpha _s\}$ such that ${\tilde {w}} s_\alpha \in {\rm {Adm}}(\lambda )$. Then $s {\tilde {w}} s_\alpha s \in {\rm {Adm}}(\lambda )$
Proof. Suppose $s {\tilde {w}} s_\alpha s \notin {\rm {Adm}}(\lambda )$, then $s {\tilde {w}} s_\alpha \in {\rm {Adm}}(\lambda )$ by Lemma A.2. As $s {\tilde {w}} \notin {\rm {Adm}}(\lambda )$, we have $s {\tilde {w}}(\alpha ) \in \tilde {\Phi }^+$. On the other hand, as $s(\alpha ) \in \Phi ^+$, $s {\tilde {w}} s_\alpha s \notin {\rm {Adm}}(\lambda )$ and $s {\tilde {w}} s \in {\rm {Adm}}(\lambda )$, we have $s {\tilde {w}}(\alpha ) \in \tilde {\Phi }^-$, which is a contradiction.
Corollary A.6 Let $R$ be as in Lemma A.4. Let ${\tilde {w}} \in {\rm {Adm}}(\lambda )$ be left $R$-distinct. Let $\alpha \in \Phi ^+ \setminus \Phi _R$ such that ${\tilde {w}} s_\alpha \in {\rm {Adm}}(\lambda )$. Then $u {\tilde {w}} s_\alpha u^{-1} \in {\rm {Adm}}(\lambda )$ for $u \in W_R$.
Proof. We argue by induction on $\ell (u)$. If $u = 1$, the statement follows by assumption. Supposing it is true for $u_1$, that is, $u_1 {\tilde {w}} u_1^{-1} s_{u_1(\alpha )} = u_1 {\tilde {w}} s_\alpha u_1^{-1} \in {\rm {Adm}}(\lambda )$, we show it is also true for $u = s u_1 > u_1$ with $s \in R$. By Lemma A.4 we have $u_1 {\tilde {w}} u_1^{-1}, s u_1 {\tilde {w}} u_1^{-1} s \in {\rm {Adm}}(\lambda )$ and $s u_1 {\tilde {w}} u_1^{-1} \notin {\rm {Adm}}(\lambda )$. Moreover, we have $u_1(\alpha ) \neq \alpha _s$ since $\alpha \in \Phi ^+ \setminus \Phi _R$. Thus, $u {\tilde {w}} s_\alpha u^{-1} = s u_1 {\tilde {w}} u_1^{-1} s_{u_1(\alpha )} s \in {\rm {Adm}}(\lambda )$ by Lemma A.5.
Appendix B. Proof of Lemma 6.5
We start with a general lemma on root systems.
Lemma B.1 Let $\mu \in Y$, $\lambda \in Y^+$ and $\alpha \in \Phi ^+$ such that $\mu \preceq \lambda$, $\mu + \alpha ^\vee \leqslant \lambda$, and $\mu + \alpha ^\vee \npreceq \lambda$. Then there exists $\beta \in \Phi ^+$ such that $\langle \beta, \mu + \alpha ^\vee \rangle \leqslant -2$, and either $\mu + \beta ^\vee \preceq \lambda$ or $\mu + \alpha ^\vee + \beta ^\vee \leqslant \lambda$.
Proof. We argue by induction on $\mu + \alpha ^\vee$ via the partial order $\leqslant$. If $\mu + \alpha ^\vee \in Y^+$, then $\mu + \alpha ^\vee \preceq \lambda$, contradicting our assumption. Thus, there exists $\beta \in \mathbb {S}_0$ such that $\langle \beta, \mu + \alpha ^\vee \rangle \leqslant -1$ and, hence, $\mu + \alpha ^\vee + \beta ^\vee \leqslant \lambda$ (by [Reference GashiGas10, Proposition 2.2]). If $\langle \beta, \mu + \alpha ^\vee \rangle \leqslant -2$, the statement follows. Assume $\langle \beta, \mu + \alpha ^\vee \rangle = -1$. Then $\mu + \alpha ^\vee < s_\beta (\mu + \alpha ^\vee ) \npreceq \lambda$. If $\beta = \alpha$, then $\langle \alpha, \mu \rangle = -3$ and $\mu + \alpha ^\vee \preceq \mu \preceq \lambda$, a contradiction. Thus, $\beta \neq \alpha$ and $s_\beta (\alpha ) \in \Phi ^+$. By the induction hypothesis, for the pair $(s_\beta (\mu ), s_\beta (\alpha ))$ there exists $\gamma \in \Phi ^+$ such that
(which means $\beta \neq \gamma$ and $s_\beta (\gamma ) \in \Phi ^+$), and either $s_\beta (\mu ) + \gamma ^\vee \preceq \lambda$ or $s_\beta (\mu + \alpha ^\vee ) + \gamma ^\vee \leqslant \lambda$. If the former case occurs, we have $\mu + s_\beta (\gamma ^\vee ) \preceq \lambda$, and the statement follows. Otherwise, $\langle s_\beta (\gamma ), \mu \rangle \geqslant 0$ and the latter case occurs. In particular, $\langle s_\beta (\gamma ), \alpha ^\vee \rangle \leqslant -2$, and, hence, means $\gamma$ is a long root. Thus, we have
and the statement also follows.
Proof of Lemma 6.5 By [Reference NieNie18, Lemma 3.3], there exists $x \in \mathcal {S}_{\lambda, b}^+$ such that $\mu _x$ is weakly dominant, that is, $\langle \delta, \mu _x \rangle \geqslant -1$ for $\delta \in \Phi ^+$. As $(\lambda, b)$ is Hodge–Newton irreducible, $\lambda ^\diamond - \nu _x \in \sum _{\alpha \in \mathbb {S}_0}\mathbb {R}_{> 0} \alpha ^\vee$. As $p(x) \in W_{J_1}$, we have $\mu _x^\diamond - \nu _x \in \mathbb {R} \Phi _{J_1}^\vee$. Note that $\mu _x \leqslant \lambda$. Thus, there exists $\alpha \in K = \sigma (K) \subseteq J_0$ such that $\mu _x + \alpha ^\vee \leqslant \lambda$. We show that
By assumption, $\mu _x + \alpha ^\vee \npreceq \lambda$. By Lemma B.1, there exists $\zeta \in \Phi ^+$ such that $\langle \zeta, \mu _x + \alpha ^\vee \rangle \leqslant -2$, and either $\mu _x + \zeta ^\vee \preceq \lambda$ or $\mu _x + \alpha ^\vee + \zeta ^\vee \leqslant \lambda$. As $\mu _x$ is weakly dominant, we have: (i) $\langle \zeta, \alpha ^\vee \rangle \leqslant \langle \zeta, \mu _x \rangle = -1$; (ii) $\langle \zeta, \alpha ^\vee \rangle \leqslant -2$ and $\langle \zeta, \mu _x \rangle = 0$; or (iii) $\langle \zeta, \alpha ^\vee \rangle = -3$ and $\langle \zeta, \mu _x \rangle = 1$. Take $\xi = \zeta$ if choice (i) occurs. Assume choice (ii) or (iii) occurs. Then $\Phi$ is non-simply-laced and $\langle \alpha, \zeta ^\vee \rangle = -1$. If $\mu _x + \zeta ^\vee \preceq \lambda$, take $\xi = \zeta$. Otherwise, $\mu _x + \zeta ^\vee \leqslant \lambda$ is not weakly dominant (by [Reference GashiGas10, Proposition 2.2]). Thus, there exists $\gamma \in \Phi ^+$ such that $\langle \gamma, \mu _x + \zeta ^\vee \rangle \leqslant -2$, which means $\langle \gamma, \zeta ^\vee \rangle = \langle \gamma, \mu _x \rangle = -1$ since $\mu _x$ is weakly dominant and $\zeta$ is a long root. Then $\gamma \in \Phi ^+ \setminus \Phi _J$ and $\mu _x + \gamma ^\vee \preceq \lambda$. Note that $\alpha$ is a short root and $\langle \alpha, \mu _x \rangle = 0$. If $\langle \alpha, \gamma ^\vee \rangle = -1$, we take $\xi = \gamma$. If $\langle \alpha, \gamma ^\vee \rangle = 0$, then choice (ii) occurs (since if choice (iii) occurs, then $\gamma = - 3\alpha -2\zeta$, contradicting that $\langle \gamma, \mu _x \rangle = -1$), which means $\mu _x + \gamma ^\vee + \zeta ^\vee \preceq \lambda$. Thus, we take $\xi = s_\gamma (\zeta )$. If $\langle \alpha, \gamma ^\vee \rangle = 1$, we take $\xi = s_\alpha (\gamma )$. It remains to show $\xi \in \Phi ^+ \setminus \Phi _J^+$. Otherwise, $\xi \in \Phi _K$ since $\langle \alpha, \xi ^\vee \rangle \neq 0$, contradicting our assumption that $\mu + \xi ^\vee \npreceq \lambda$. Thus, part (a) is proved.
Let $\beta$ be the $J$-anti-dominant conjugate of $\xi$ under $W_J$. Let $K_0 \subseteq \Psi _\beta$ be the connected component of $K$ containing $\alpha$. By part (a) we have
We claim that
Otherwise, $\langle \theta, \beta ^\vee \rangle \leqslant -2$ for some $\theta \in \Phi _K^+$. Then $\mu _x + \beta ^\vee + \theta ^\vee \preceq \lambda$. If $\langle \beta, \mu _x \rangle \geqslant 0$, then $\langle \beta, \mu _x + \beta ^\vee + \theta ^\vee \rangle \geqslant 1$ and $\mu _x + \theta ^\vee \preceq \lambda$, contradicting our assumption. Otherwise, we have
which contradicts that $\mu _x$ is weakly dominant. Thus, part (e) follows.
Applying [Reference NieNie18, Lemma 6.6] we can assume furthermore that $\beta ^\vee$ is $J$-anti-dominant and $J$-minuscule. Hence, Lemma 6.5(1) is proved.
If $\langle p(x)\sigma ^i(\beta ), \mu _x \rangle \geqslant 1$ for some $i \in \mathbb {Z} \setminus n\mathbb {Z}$, then
By part (d), $\mu _1$ is non-central on $K_0$. As $\mu _{x_1}, \mu _1$ are conjugate by $W_J$ (see Lemma 5.3), $\mu _{x_1}$ is also non-central on $K_0$, contradicting that $K_0 \subseteq J_0$. Thus, $\langle p(x)\sigma ^i(\beta ), \mu _x \rangle \leqslant 0$ for $i \in \mathbb {Z} \setminus n\mathbb {Z}$. If $\langle \sigma ^i(\beta ), \mu _x \rangle \leqslant -1$ for some $i \in \mathbb {Z} \setminus n\mathbb {Z}$, by Lemma 5.1 there exists $j \in n\mathbb {Z}$ such that $\langle p(x)\sigma ^j(\beta ), \mu _x \rangle \geqslant 1$. Then
which is also impossible since $\mu _2$ is non-central on $\sigma ^j(K_0)$. So $\langle \sigma ^i(\beta ), \mu _x \rangle = \langle p(x)\sigma ^i(\beta ), \mu _x \rangle = 0$ for $i \in \mathbb {Z} \setminus n\mathbb {Z}$ and Lemma 6.5(2) is proved.
If $\sigma ^{2n}(\beta ) \neq \beta$, then $\Phi = \Psi$ and $\Psi _\beta$ is of type $D_4$, whose simple roots are $\beta, \sigma ^n(\beta ), \sigma ^{2n}(\beta ), \alpha$ with $\sigma ^n(\alpha ) = \alpha$. Moreover, $J = J_0 = \mathcal {O}_\alpha$. By Lemma 6.5(2), we have $\mu _x |_{\Psi \setminus \Psi _\beta } = 0$. Thus, $\sum _{i = 0}^n \langle \sigma ^i(\beta ), \mu _x \rangle \geqslant 1$ by Lemma 5.1. If $\langle \sigma ^n(\beta ), \mu _x \rangle \geqslant 1$, then part (3) follows. If $\langle \sigma ^n(\beta ), \mu _x \rangle \leqslant -1$, it follows by replacing $\beta$ with $\sigma ^n(\beta )$. If $\langle \sigma ^n(\beta ), \mu _x \rangle = 0$, it follows by replacing $x$ with $x - \sigma ^{2n}(\beta )^\vee + \sigma ^n(\beta )^\vee \in \mathcal {S}_{\lambda, b}^+$.
Now we assume $\sigma ^{2n}(\beta ) = \beta$. By Lemmas 6.5(2) and 5.1,
Thus, Lemma 6.5(3) follows if $\beta = \sigma ^n(\beta )$. Assume $\beta \neq \sigma ^n(\beta )$. Then $\Phi$ is simply-laced, and, hence, $\langle \beta, \mu _x \rangle = -1$ by part (b). Moreover, $\mathcal {O}_\beta \cup J$ is a set of simple roots of $\Psi$ by [Reference Chen, Kisin and ViehmannCKV15, Proposition 4.2.11]. As $\beta$ is a neighbor of $K_0$ in $\Psi _\beta$ and $\langle \beta, \mu _x \rangle = -1$, one checks (on the type of $\Psi _\beta$) that $\langle \beta, {\rm pr}_{J_1}(\mu _x) \rangle < 0$. By part (f), we have $\langle p(x) \sigma ^n(\beta ), \mu _x \rangle \geqslant 1$ and Lemma 6.5(3) follows.
Assume $\sigma ^n$ does not act trivially on $\Psi _\beta \cap J_0$. Then $\Phi$ is simply-laced and $\langle \beta, \mu _x \rangle = -1$. We may assume $\sigma ^n$ does not fix each point of $K_0$. Let $\alpha \in K_0$ such that $\langle \beta, \alpha ^\vee \rangle = -1$. If $\sigma ^n(\beta ) = \beta$, then one checks directly (on the type of $\Psi _\beta$ and using the assumption on $K_0$) that $\langle \beta, {\rm pr}_J(\mu _x) \rangle < 0$, which contradicts part (f). Thus, $\beta \neq \sigma ^n(\beta ) \in \Psi _\beta$. Let $x_3 = x + \beta ^\vee - \sigma ^n(\beta )^\vee \in \pi _1(M_J)$. If $\beta, \sigma ^n(\beta )$ are in distinct connected components of $\mathcal {O}_\beta \cup J \setminus \{\alpha, \sigma ^n(\alpha )\} \supseteq \mathcal {O}_\beta \cup J_1$, then $x_3 \in \mathcal {S}_{\lambda, b}^+$ by Lemma 6.5(2) that $\langle p(x) \sigma ^n(\beta ), \mu _x \rangle \geqslant 1$. As $\langle \alpha, \mu _{x_3} \rangle = 0$, we deduce that $\alpha = \sigma ^n(\alpha )$ is the common neighbor of $\beta, \sigma ^n(\beta )$ in $\Psi _\beta$, which implies that $\sigma ^n$ fixes each point of $K_0$, contradicting our assumption. Thus, $\beta, \sigma ^n(\beta )$ are connected in $\mathcal {O}_\beta \cup J \setminus \{\alpha, \sigma ^n(\alpha )\}$. Then $\alpha \neq \sigma ^n(\alpha )$, and it follows from part (f) that either $\langle p(x) \sigma ^n(\beta ), \mu _x \rangle \geqslant 2$ or the case in Lemma 6.5(4) occurs. The former case does not occur since $x_3 \in \mathcal {S}_{\lambda, b}^+$ but $\mu _{x_3}$ is non-central on $K_0$. Thus, Lemma 6.5(4) follows.