Hostname: page-component-586b7cd67f-tf8b9 Total loading time: 0 Render date: 2024-11-28T03:19:11.388Z Has data issue: false hasContentIssue false

An Institutional Approach to Chinese NGOs: State Alliance versus State Avoidance Resource Strategies*

Published online by Cambridge University Press:  17 February 2015

Carolyn L. Hsu*
Affiliation:
Colgate University.
Yuzhou Jiang
Affiliation:
Colgate University.
*
Email: [email protected] (corresponding author).

Abstract

This article uses an institutional approach to examine Chinese NGOs as an emerging organizational field. In mature organizational fields, the organizations are powerfully constrained to follow the institutional practices of that field. However, in an emerging organizational field, the institutionalized constraints are not yet established, so actors can try out a wide range of practices. Some of these practices will become the new “rules of the game” of the organizational field when it is established. The content of these rules will shape the relationship between NGOs and the Chinese party-state for future generations. We find that a Chinese NGO's resource strategy is shaped by two interacting factors. First, NGOs operate in an evolving ecology of opportunity. Second, the social entrepreneurs who lead Chinese NGOs perceive that ecology of opportunity through the lens of their personal experiences, beliefs and expertise. As a result, the initial strategies of the organizations in our sample were strongly influenced by the institutional experience of their founders. Former state bureaucrats built NGOs around alliances with party-state agencies. In contrast, NGO founders that had no party-state experience usually avoided the state and sought areas away from government control/attention, such as the internet or private business.

摘要

这篇论文为研究中国的非政府组织 (NGO) 提供了一个组织性的研究方法。组织上的需求促动 NGO 的策略与行为。随着一些 NGO 成功与失败, 某些策略会变得更受欢迎并被社会期待。这些做法会被制度化成为这个新组织领域的游戏规则。这些做法的内容会决定中国 NGO 与政府的关系。 本文通过探究资源策略提供了一例组织性的研究方法。作为组织, NGO为了生存必须保证拥有足够的资源流动。我们发现当制度模板缺失时, 一个 NGO 的资源策略常常取决于其创始人与领导者的机构经历。由前政府官员创立的 NGO 依靠与党政机关的合作伙伴关系。而没有公务工作经验的 NGO 创始人则强调了与政府的独立并寻求不受国家控制的渠道, 例如网络。

Type
Articles
Copyright
Copyright © The China Quarterly 2015 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

Footnotes

*

The authors would like to express their gratitude to the Spencer Foundation and to the Colgate University Research Council for supporting this research. We would also like to thank Mary Charest for editing and comments.

References

Adams, Jennifer, and Hannum, Emily. 2005. “Children's social welfare in China, 1989–1997: access to health insurance and education.The China Quarterly 181, 100121.Google Scholar
Bourdieu, Pierre, and Wacquant, Loic J. D.. 1992. An Invitation to Reflexive Sociology. Chicago: University of Chicago Press.Google Scholar
Brint, Steven, and Karabel, Jerome. 1991. “Institutional origins and transformations: the case of American community colleges.” In Powell, Walter W. and DiMaggio, Paul J. (eds.), The New Institutionalism in Organizational Analysis. Chicago: University of Chicago Press, 337360.Google Scholar
Brook, Timothy. 1997. “Auto-organization in Chinese society.” In Brook, Timothy and Frolic, B. Michael (eds.), Civil Society in China. Armonk: M.E. Sharpe, 1945.Google Scholar
Brook, Timothy, and Frolic, B. Michael (eds.). 1997. Civil Society in China. Armonk: M.E. Sharpe.Google Scholar
China News Analysis. 1998 “The emergence of charity.” China News Analysis 1617 (1 September), 1–10.Google Scholar
Clemens, Elisabeth Stephanie. 1997. The People's Lobby: Organizational Innovation and the Rise of Interest Group Politics in the United States, 1890–1925. Chicago: University of Chicago Press.Google Scholar
Davis, Deborah. 1989. “Chinese social welfare: policies and outcomes.The China Quarterly 119, 577597.Google Scholar
Dillon, Nara. 2007. “New democracy and the demise of private charity in Shanghai.” In Brown, Jeremy and Pickowicz, Paul G. (eds.), Dilemmas of Victory: The Early Years of the People's Republic of China. Cambridge, MA: Harvard University Press, 80102.CrossRefGoogle Scholar
DiMaggio, Paul J. 1991. “Constructing an organizational field as a professional project: US art museums, 1920–1940.” In Powell, Walter W. and DiMaggio, Paul J. (eds.), The New Institutionalism in Organizational Analysis. Chicago: University of Chicago Press, 267292.Google Scholar
DiMaggio, Paul J., and Powell, Walter W.. 1991. “The Iron Cage revisited: institutional isomorphism and collective rationality.” In Powell, Walter W. and DiMaggio, Paul J. (eds.), The New Institutionalism in Organizational Analysis. Chicago: University of Chicago Press, 6382.Google Scholar
Dobbin, Frank. 1994. Forging Industrial Policy: The United States, Britain, and France in the Railway Age. New York: Cambridge University Press.Google Scholar
Economy, Elizabeth. 2010. The River Runs Black: The Environmental Challenge to China's Future (2nd ed.). Ithaca: Cornell University Press.Google Scholar
Galaskiewicz, Joseph, and Bielefeld, Wolfgang. 1998. Nonprofit Organizations in an Age of Uncertainty. Hawthorne, NY: Aldine de Gruyter.Google Scholar
Hannan, Michael. 1988. “Age dependence in the mortality of national labor unions: comparisons of parametric models.Journal of Mathematical Sociology 14(1), 130.Google Scholar
Hasmath, Reza, and Hsu, Jennifer Y.J.. 2014. “Isomorphic pressures, epistemic communities and state–NGO collaboration in China.The China Quarterly 220, 936954.CrossRefGoogle Scholar
Haveman, Heather. 1992. “Between a rock and a hard place: organizational change and performance under conditions of fundamental environmental transformation.Administrative Science Quarterly 37, 4872.CrossRefGoogle Scholar
Hildebrandt, Timothy. 2011. “The political economy of social organization registration in China.The China Quarterly 208, 970989.Google Scholar
Hildebrandt, Timothy. 2013. Social Organizations and the Authoritarian State in China. Cambridge: Cambridge University Press.Google Scholar
Howell, Jude. 1996. “NGO–state relations in post-Mao China.” In Hulme, David and Edwards, Michael (eds.), NGOs, States and Donors. New York: St. Martin's Press, 202215.Google Scholar
Howell, Jude. 2004. “New directions in civil society: organizing around marginalized interests.” In Howell, Jude (ed.), Governance in China. Oxford: Rowman and Littlefield, 143171.Google Scholar
Howell, Jude. 2006. “Reflections on the Chinese state.Development & Change 37(2), 273297.Google Scholar
Hsia, Renee Yuen-Jan, and White, Lynn T.. 2002. “Working amid corporatism and confusion: foreign NGOs in China.Nonprofit and Voluntary Sector Quarterly 31(3), 329351.Google Scholar
Hsu, Carolyn L. 2006. “Market ventures, moral logics, and ambiguity: crafting a new organizational form in post-socialist China.The Sociological Quarterly 47(1), 6292.Google Scholar
Hsu, Carolyn L. 2007. Creating Market Socialism: How Ordinary People are Shaping Class and Status in China. Durham, NC: Duke University Press.Google Scholar
Hsu, Carolyn L. 2008. “‘Rehabilitating charity’ in China: the case of Project Hope and the rise of non-profit organizations.Journal of Civil Society 4(2), 8196.Google Scholar
Hsu, Carolyn L. 2010. “Beyond civil society: an organizational perspective on state–NGO relations in the People's Republic of China.Journal of Civil Society 6(3), 259278.Google Scholar
Hsu, Carolyn L. 2013. “China Youth Development Foundation: GONGO (government-organized NGO) or GENGO (government-exploiting NGO)?” Paper presented at the “Forum on NGO Governance and Management in China,” University of Alberta, Edmonton, 16 August 2013. Available at: https://sites.google.com/site/chinesengos/presentations.Google Scholar
Hsu, Jennifer Y.J., and Hasmath, Reza. 2013. “The rise and impact of the local state on the NGO sector.” In Hsu, Jennifer Y.J. and Hasmath, Reza (eds.), The Chinese Corporatist State. New York: Routledge, 120136.Google Scholar
Jepperson, Ronald L. 1991. “Institutions, institutional effects, and institutionalism.” In W. Powell, Walter and DiMaggio, Paul J. (eds.), The New Institutionalism in Organizational Analysis. Chicago: University of Chicago Press, 143163.Google Scholar
Kang, Xiaoguang, and Han, Heng. 2008. “Graduated controls: the state–society relationship in contemporary China.Modern China 34(1), 3655.Google Scholar
Lu, Yiyi. 2009. Non-Governmental Organizations in China: The Rise of Dependent Autonomy. China Policy Series (Vol. 5). London: Routledge.Google Scholar
Ma, Qiusha. 2002. “The governance of NGOs in China since 1978: how much autonomy?Nonprofit and Voluntary Sector Quarterly 31(3), 305328.CrossRefGoogle Scholar
Ma, Qiusha. 2006. Non-Governmental Organizations in Contemporary China. New York: Routledge.Google Scholar
Pfeffer, Jeffrey, and Salancik, Gerald R.. 1978. The External Control of Organizations: A Resource Dependence Perspective. New York: Harper & Row.Google Scholar
Pils, Eva. 2012. “Introduction: discussing ‘civil society’ and ‘liberal communities’ in China.China Perspectives 2012(3), 27.Google Scholar
Powell, Walter W., and DiMaggio, Paul J. (eds.). 1991. The New Institutionalism in Organizational Analysis. Chicago: University of Chicago.Google Scholar
Rankin, Mary Backus. 1993. “Some observations on a Chinese public sphere.Modern China 19(2), 158182.CrossRefGoogle Scholar
Saich, Anthony. 2000. “Negotiating the state: the development of social organizations in China.The China Quarterly 161, 124141.Google Scholar
Shieh, Shawn. 2009. “Beyond corporatism and civil society: three modes of state–NGO interaction in China.” In Schwartz, Jonathan and Shieh, Shawn (eds.), State and Society Responses to Social Welfare Needs in China. New York: Routledge, 2242.Google Scholar
Shieh, Shawn. 2013. “Mapping the dynamics of civil society in China: a modal analysis of trends in the NGO sector.” Paper presented at the “Forum on NGO Governance and Management in China,” University of Alberta, Edmonton, 16 August 2013.Google Scholar
Shieh, Shawn, Liu, Haiying, Zhang, Gengrui, Brown-Inz, Amanda and Gong, Yu. 2013. Chinese NGO Directory (251 NGO Profiles and Special Report): China's Civil Society in the Making. Beijing: China Development Brief.Google Scholar
Simon, Karla W. 2013a. Civil Society in China: The Legal Framework from Ancient Times to the “New Reform Era.” Oxford: Oxford University Press.Google Scholar
Simon, Karla W. 2013b. “Meaningful changes in the legal environment for civil society organizations: their relationship to larger trends in China's ‘new’ governance.” Paper presented at the “Forum on NGO Governance and Management in China,” University of Alberta, Edmonton, 16 August 2013.Google Scholar
Singh, Jitendra V., Tucker, David J. and Meinhard, Agnes G.. 1991. “Institutional change and ecological dynamics.” In Powell, Walter W. and DiMaggio, Paul J. (eds.), The New Institutionalism in Organizational Analysis. Chicago: University of Chicago Press, 390422.Google Scholar
Smith, Joanna Handlin. 1987. “Benevolent societies: the reshaping of charity during the late Ming and early Ch'ing.Journal of Asian Studies 46(2), 309337.Google Scholar
Smith, Joanna Handlin. 2009. The Art of Doing Good: Charity in Late Ming China. Berkeley: University of California Press.Google Scholar
Spires, Anthony J. 2007. “China's Un-Official Society: The Development of Grassroots NGOs in an Authoritarian State.” PhD diss., Yale University.Google Scholar
Spires, Anthony J. 2011. “Contingent symbiosis and civil society in an authoritarian state: understanding the survival of China's grassroots NGOs.American Journal of Sociology 17(1), 145.CrossRefGoogle Scholar
Spires, Anthony J. 2012. “Lessons from abroad: foreign influences on China's emerging civil society.The China Journal 68, 125146.CrossRefGoogle Scholar
Spires, Anthony J., Lin, Tao Lin and Chan, Kin-man. 2014. “Societal support for China's grassroots NGOs: evidence from Yunnan, Guangdong, in Beijing.The China Journal 71, 6590.Google Scholar
Swidler, Ann. 1986. “Culture in action: symbols and strategies.American Sociological Review 51, 273286.Google Scholar
Teets, Jessica C. 2013. “Let many civil societies bloom: the rise of consultative authoritarianism in China.The China Quarterly 213, 1938.Google Scholar
Thornton, Patricia M. 2013. “The advance of the Party: transformation or takeover of urban grassroots society?The China Quarterly 213, 118.Google Scholar
Tsang, Mun. 2001. “Intergovernmental China.” Paper presented at the international conference on “Economics of Education,” Peking University, Beijing, 17–19 May 2001.Google Scholar
Unger, Jonathan, and Chan, Anita. 1995. “China, corporatism, and the East Asian model.The Australian Journal of Chinese Affairs 33, 2953.CrossRefGoogle Scholar
Wakeman, Frederic Jr. 1993. “The civil society and public sphere debate: Western reflections on Chinese political culture.Modern China 19(2), 108138.Google Scholar
Wang, Ming (ed.). 2011. Emerging Civil Society in China, 1978–2008. Leiden: Brill.CrossRefGoogle Scholar
Wu, Fengshi. 2002. “New partners or old brothers? GONGOs in transnational environmental advocacy in China.China Environment Series 5, 4558.Google Scholar
Wu, Fengshi, and Chan, Kin-man. 2012. “Graduated control and beyond.China Perspectives 2012(3), 917.Google Scholar
Yang, Guobin. 2005. “Environmental NGOs and institutional dynamics in China.The China Quarterly 181, 4666.Google Scholar
Zhang, Ning. 2006. “The emerging civil society in the backpacker communities in post-reform China.” Paper presented at the American Anthropological Association Conference, San Jose, CA, 15–19 November 2006.Google Scholar
Zhang, Xin, and Baum, Richard. 2004. “Civil society and the anatomy of a rural NGO.The China Journal 52, 97107.Google Scholar
Zhang, Zhibin, and Guo, Chao. 2012. “Advocacy by Chinese nonprofit organisations: towards a responsive government?Australian Journal of Public Administration 71(2), 221232.Google Scholar
Zheng, Yongnian, and Fewsmith, Joseph. 2008. China's Opening Society: The Non-State Sector and Governance. China Policy Series (Vol. 2). London: Routledge.Google Scholar
Zhu, Weiguo. 2011. “Legal developments pertaining to civil organizations.” In Wang, Ming (ed.), Emerging Civil Society in China, 1978–2008. Leiden: Brill, 109151.Google Scholar
Zucker, Lynne. 1977. “The role of institutionalization in cultural persistence.American Sociological Review 42, 726743.Google Scholar