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Implications of extinction in law: Preventing, declaring and learning from species extinctions

Published online by Cambridge University Press:  03 August 2023

Phillipa C. McCormack*
Affiliation:
Adelaide Law School, The University of Adelaide, Adelaide, SA, Australia Law School, University of Tasmania, Hobart, TAS, Australia Centre for Marine Socioecology, Taroona, TAS, Australia
*
Corresponding author: Phillipa C. McCormack; Email: [email protected]
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Abstract

Biodiversity laws around the world differ, but, at their core, these laws promote the fundamental objective of preventing environmental decline and species extinctions. A variety of legal mechanisms have been implemented in domestic laws around the world to achieve this objective, including protection for habitat, environmental impact assessments and threatened species recovery plans. In many jurisdictions, if these mechanisms fail to protect a species, it may be legally declared extinct, or added to a formal list of those that have been lost. This article examines the conservation purpose and legal implications for laws about extinction. A legal power to recognise a species as extinct has the potential to foster ambition, transparency and rigorous measurement of progress against conservation goals. However, in practice, efforts to prevent extinction are applied selectively. Without an obligation to learn from extinctions, recognition of species extinctions in law may have perverse effects, or no effect at all. This article proposes a conceptual model for the role of law in relation to extinctions, highlighting opportunities to improve legal frameworks to achieve more productive and positive conservation outcomes, even as climate change and other pressures drive many more species towards extinction.

Type
Review
Creative Commons
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This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2023. Published by Cambridge University Press

Impact statement

It is important to understand the role for existing biodiversity laws in relation to extinction before making a case for their reform or improvement, to better prevent extinctions. This article undertakes that task for the first time. It makes the case that these laws reveal two important roles: seeking to prevent extinction and noting the fact of extinction when it occurs. However, this research makes the case that biodiversity laws could readily, and should certainly, also meet a third, crucial role: to facilitate learning when extinctions occur.

Introduction

Biodiversity laws create a framework of ambition, authority and responsibility to protect nature and help it thrive. At least, that is how it is supposed to work. In reality, shortfalls in ambition, fuzzy legal objectives, and limitations in resourcing, implementation and enforcement have contributed to dramatic biodiversity declines across the world and many species extinctions (e.g., IPBES, 2019; Akhtar-Khavari et al., Reference Akhtar-Khavari, Lim and Woolaston2021; IUCN, 2022). Conservation outcomes over recent decades would certainly have been worse without existing legal and policy frameworks (e.g., Greenwald et al., Reference Greenwald, Suckling, Hartl and Mehrhoff2019; Bolam, Reference Bolam2021; Rodríguez et al., Reference Rodríguez, Sucre, Mileham, Sánchez-Mercado, De Andrade, Bezeng, Croukamp, Falcato, García-Borboroglu, González, González-Ciccia, González-Maya, Kemp, Kusrini, Lopez-Gallego, Luz, Menon, Moehlman, Raimondo, Sillero-Zubiri, Street, Vincent and Xie2022). However, weaknesses in law and policy must be addressed, in both the terrestrial and marine realms, if we are to avoid what the recent Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services (IPBES) report reported as approximately 1-million more species extinctions likely over coming decades (IPBES, 2019; Cloutier de Repentigny, Reference Cloutier de Repentigny2020). In fact, IPBES has identified ‘environmental law and implementation’ as one of the five key interventions or ‘levers’ for generating transformative change, fundamental to our efforts to tackle the complex underlying drivers of biodiversity loss (IPBES, 2019, D2).

International, regional and domestic biodiversity laws implement broad conservation-oriented goals through legal tools such as: the power to set aside and manage land and water for conservation purposes (‘protected areas’); processes for identifying and listing species and ecological communities threatened with extinction and planning for their recovery; processes such as environmental impact assessments, to assess and mitigate the environmental impact of threatening processes such as land use change from mining and agriculture; and obligations to prepare plans for species recovery and to prevent threatening processes such as the spread of invasive alien species. Despite some successes, these laws have not generally been successful at conserving biodiversity (Greenwald et al., Reference Greenwald, Suckling, Hartl and Mehrhoff2019; IPBES, 2019). Even the most-developed countries, which are comparatively well-equipped to resource and fully implement biodiversity laws, have seen high rates of biodiversity loss (e.g., Waldron et al., Reference Waldron, Mooers, Miller, Nibbelink, Redding, Kuhn, Roberts and Gittleman2013), and this trajectory of decline is expected to escalate over coming decades to the detriment of human well-being and all life on Earth (IPBES, 2019; Turnhout and Purvis, Reference Turnhout and Purvis2021).

There is a wealth of research about the kinds of legal reforms that will be required to better conserve biodiversity and reverse current trends in biodiversity decline. Recommendations for reform include clearer and more effective protection for species habitat (Venter et al., Reference Venter, Fuller, Segan, Carwardine, Brooks, Butchart, di Marco, Iwamura, Joseph, O’Grady, Possingham, Rondinini, Smith, Venter, Watson and Moritz2014), stronger protections for ecological communities and ecosystem health and functioning (e.g., Oliver et al., Reference Oliver, Holmes, Dangerfield, Gillings, Pik and Beattie2004; Beier and Albuquerque, Reference Beier and Albuquerque2015), a clearer focus on climate adaptation in the conservation of species and ecosystems (e.g., McCormack, Reference McCormack2018; McDonald et al., Reference McDonald, McCormack, Dunlop, Farrier, Feehley, Gilfedder, Hobday and Reside2019), reduced discretion for decision-makers and stronger enforcement mechanisms, more effective ‘mainstreaming’ of biodiversity protections across other regulatory frameworks (e.g., Rounsevell et al., Reference Rounsevell, Harfoot, Harrison, Newbold, Gregory and Mace2020) and better resourcing including for long-term biodiversity monitoring across the globe (e.g., Schmeller et al., Reference Schmeller, Böhm, Arvanitidis, Shannon, Brummitt, Chandler, Chatzinikolaou, Costello, Ding, García-Moreno, Gill, Haase, Jones, Juillard, Magnusson, Martin, McGeoch, Mihoub, Pettorelli, Proença, Peng, Regan, Schmiedel, Simaika, Weatherdon, Waterman, Xu and Belnap2017). Rapid and substantial improvements in resourcing, implementation and enforcement of biodiversity laws are certainly necessary. However, this perspective piece tackles a narrower issue, focusing specifically on the intersection between extinction and law.

Existing biodiversity laws have been implicated in hastening the extinction of some species and failing to avert the loss of others (Woinarski et al., Reference Woinarski, Garnett, Legge and Lindenmayer2017; Cloutier de Repentigny, Reference Cloutier de Repentigny2020; cf. Greenwald et al., Reference Greenwald, Suckling, Hartl and Mehrhoff2019), but legal research focusing specifically on extinction is limited, at best. Perhaps this reflects a presumption that preventing extinction is the obvious basis for conservation laws; or perhaps it is, as Lim has argued, a reflection of our ‘denial of grief as we attempt to distance ourselves from the unimaginable as it occurs before our eyes – and at our doing’ (Lim, Reference Lim2021, 623). In a rare exception to this scholarly gap, Akhtar-Khavari et al. (Reference Akhtar-Khavari, Lim and Woolaston2021) recently noted that, ‘[f]or environmental law, extinction is both a pragmatic and technical consideration and a critical and moral compass against which to measure law’s effectiveness and its ethical dispositions’ (494).

Nevertheless, remarkably little research has sought to articulate or characterise the role that laws about extinction should be playing. This article tackles that narrow question, proposing that laws about extinction have three core roles: to prevent extinction, to acknowledge extinction when it occurs and to provide mechanisms and processes that support learning from species loss. To that end, Part 2 introduces a novel conceptual model that illustrates these three roles for laws about extinction, and explains how the concept of extinction is currently incorporated into biodiversity laws. The article concludes in Part 3 with a call to ‘close the circle’ by ensuring that biodiversity laws help us to learn from extinction, and help us to more effectively take responsibility for nature and its flourishing, in a rapidly changing world.

Extinction in biodiversity law

The concept of extinction is not mentioned in most international biodiversity laws – including the core biodiversity conservation agreement: the Convention on Biological Diversity (‘CBD’) – nor is it mentioned in many regional biodiversity laws, such as the European Union’s Habitats Directive.Footnote 1 Extinction is more likely to be mentioned in domestic biodiversity legislation; though even at that scale, explicit objectives to prevent extinction do not seem to be common. Even so, the goal at the heart of biodiversity laws at all scales is to arrest biodiversity decline and work towards the recovery of the natural world. This perspective article proposes three critical roles for law in relation to species extinctions. First, biodiversity laws seek to prevent species extinctions. Second, these laws should (and often do) provide for a declaration or formal acknowledgement of extinctions when they occur. Third, laws should (but typically do not) oblige and empower decision-makers to draw lessons from species extinctions that change and improve conservation management. These three roles are illustrated in Figure 1.

Figure 1. The roles and purposes for biodiversity laws about extinction

Existing biodiversity laws engage with the concept of extinction in a range of different ways. For example, extinction may be referenced in overarching legal goals, which are not enforceable themselves but demonstrate what is valued and what is sought to be achieved by the implementation of a legal instrument such as a convention, statute or rule. Biodiversity laws also empower, and may mandate that, decision-makers act in particular ways to prevent extinction, including by maintaining lists of threatened species and prohibiting activities that threaten or cause harm to those species (including activities that may cause extinction). Biodiversity laws may also establish institutions or agencies that collect and/or report on important information about the status of species and trends in conservation, providing an evidence base for decisions to prevent extinction and promote species recovery.

Biodiversity laws operate at international, regional and domestic scales, but they are framed and implemented differently at each scale. For example, most international biodiversity laws impose procedural obligations, requiring parties to ‘make national plans’ or ‘ensure processes are in place’ to conserve biodiversity. These laws are also consent-based, so governments have to agree (and cannot generally be compelled) to participate in a tribunal or arbitration process if a dispute arises (see Birnie et al., Reference Birnie, Boyle and Redgwell2021). The content of international biodiversity laws generally becomes enforceable when it is adopted (sometimes verbatim) and implemented through regional and domestic laws. For example, the CBD requires State parties to ‘identify and monitor components of biological diversity’ that are important for conservation, paying particular attention to those ‘requiring urgent conservation measures’ (Article 8). One way that this obligation is implemented and enforced around the world is through national laws requiring governments to establish threatened species lists (e.g., ‘Domestic Law’; Table 1). Protection of threatened species from extinction is then enforced by governments through, for example, obligations on decision-makers to facilitate the recovery of listed species, and prohibitions on harming or trading listed species, with penalties for non-compliance. In some parts of the world, regional laws also create enforceable obligations to protect species from extinction and other environmental harms (e.g., ‘Regional Law’; Table 1).

Table 1. Examples of laws about extinction at international, regional and domestic scales

Table 1 provides a list of indicative, though far from exhaustive, examples of how the concept of extinction is articulated or implied in legal instruments at international, regional and domestic scales in different parts of the world. Table 1 demonstrates that the third important role for biodiversity law – to ensure, through explicit obligations, that we learn from extinctions and avoid replicating past mistakes in future conservation management – is all but absent in legal instruments.

While international biodiversity laws play an important role in articulating ambition and setting conservation standards, the analysis that follows focuses primarily on regional and domestic laws, because that is the scale at which laws about extinction are most commonly implemented, enforceable and amenable to reform.

The preventative role of law

When operating at their best, laws that seek to prevent extinction ought to foster ambition in conservation management, precaution in activities that may harm biodiversity and rigorous measurement of progress against conservation goals. Anticipating the dire possibility of losing an entire species to extinction, preventative mechanisms in law ought to focus our attention on species that are most at risk, while maintaining a focus on the broader goal of conserving abundant species, healthy landscapes and resilient ecological functions.

The first aspect of these laws for preventing extinction is the overarching legal goals that inform the way that biodiversity laws are interpreted and implemented. These goals are sometimes described as purposes, objectives and objects clauses, but their task is to express the primary aims of biodiversity laws against which the success (or failure) of these laws should be measured (McCormack, Reference McCormack2018). Setting an overarching legal goal to prevent extinction is also important because it creates a clear mandate to implement actions that help to achieve that goal. Most biodiversity laws seek to protect nature and avoid biodiversity loss and ecological collapse including (though often implicitly) as a result of extinction. However, some national statutes are very specific about their goal to prevent extinction. For example, the explicit purpose of the Species at Risk Act 2002 (Canada) is ‘to prevent wildlife species from being extirpated or becoming extinct’ (section 6). Similarly, as noted in Table 1, the United States’ Endangered Species Act begins by declaring that ‘economic growth and development’ has caused the extinction of ‘various species of fish, wildlife and plants’ in the absence of ‘adequate concern and conservation’, and the Act is specifically designed to provide a means to conserve those species threatened with extinction and the ecosystems upon which they depend (section 2).

The second aspect of laws for preventing extinction is the authority and obligations that they create – substantive legal tools – for identifying and listing species that are threatened with extinction and promoting their protection and recovery. Biodiversity laws create specific rules about the conservation and management of species that are listed on threatened species lists, often requiring governments to prioritise resources for the species that are closest to extinction, identify and protect habitat that is critical to their survival, and prohibit activities that may harm listed species or their habitat without explicit approval. Listing processes required by international laws such as the Convention on Migratory Species (CMS) (see Table 1) are reflected in obligations to list threatened species in regional and national laws, including to protect those species listed in annexes to international conventions.

The effectiveness of threatened species lists for preventing extinction has been the subject of strident critique (e.g., Possingham et al. Reference Possingham, Andelman, Burgman, Medellín, Master and Keith2002; Dorey and Walker, Reference Dorey and Walker2018; Cardillo et al., Reference Cardillo, Skeels and Dinnage2023). These critiques highlight, among other things, biases that favour the conservation of charismatic species, especially mammals and birds, and the dramatic underrepresentation on these lists of other aspects of biodiversity such as fungi, insects and plants (but see Turnhout and Purvis, Reference Turnhout and Purvis2021; Vietnam’s Biodiversity Law; Table 1). Biodiversity that is not listed is typically not prioritised for conservation effort, and, as a result, listing biases have important implications for how we ‘count’ and seek to avoid extinction (e.g., Scheele et al., Reference Scheele, Legge, Armstrong, Copley, Robinson, Southwell, Westgate and Lindenmayer2018; Lim, Reference Lim2021; Woolaston and Akhtar-Khavari, Reference Woolaston and Akhtar-Khavari2021). Threatened species lists are also criticised for failing to acknowledge and protect the full complexity of nature, focusing resources on ‘last ditch’ efforts to preserve marginal populations, sometimes at the expense of crucial keystone and abundant species that underpin critical ecological processes (e.g., Pascual et al., Reference Pascual, Adams, Díaz, Lele, Mace and Turnhout2021; cf. Vietnam’s Biodiversity Law; Table 1; Tatarski, Reference Tatarski2020). Another key critique is the way that laws juxtapose statutory lists for protection with assessment and approval pathways for activities that accelerate extinction trajectories such as land clearing for agriculture and urban expansion. Threatened species lists are also often reactive to existing threats and habitat requirements, which will be insufficient as climate change drives changes to species distributions and habitat availability, both for currently listed and newly threatened species. Legal scholars have highlighted the need for law and governance to move beyond technical legal tools for preventing extinction, such as threatened species lists, while also acknowledging an expanded range of values, worldviews and cosmologies, including the long histories of First Nations peoples with species extinctions and environmental change (Akhtar-Khavari et al., Reference Akhtar-Khavari, Lim and Woolaston2021, 495).

Despite these critiques, obligations under conservation laws can be effective if they are strongly enforced by government and/or civil society. For example, the U.S. Endangered Species Act has been unusually effective, avoiding hundreds of extinctions and recovering almost 40 species that have listed and then removed from its threatened species list (Taylor et al., Reference Taylor, Suckling and Rachlinski2005; Evans et al., Reference Evans, Che-Castaldo, Crouse, Davis, Epanchin-Niell, Flather, Frohlich, Goble, Li, Male, Master, Moskwik, Neel, Noon, Parmesan, Schwartz, Scott and Williams2016; Greenwald et al., Reference Greenwald, Suckling, Hartl and Mehrhoff2019). The U.S. Act has also been controversial, perhaps because its effectiveness has often been at the expense of competing economic and industry objectives (Taylor et al., Reference Taylor, Suckling and Rachlinski2005; Greenwald et al., Reference Greenwald, Suckling, Hartl and Mehrhoff2019). By comparison, Australia has one of the worst extinction rates in the world, and more than 2,000 species are registered on the threatened species list established under the national Environment Protection and Biodiversity Conservation Act 1999 (‘EPBC Act’; Cresswell et al., Reference Cresswell, Janke and Johnston2021). Very few Australian species have been recovered to the point where they could be de-listed (Cresswell et al., Reference Cresswell, Janke and Johnston2021; Woinarski et al., Reference Woinarski, Garnett, Gillespie, Legge, Lintermans and Rumpff2023). A crucial difference between the laws in these two jurisdictions is the near-absence of compellable powers in Australia. That is, decision-makers under the EPBC Act can choose whether to list a species as threatened, whether to protect habitat critical to its survival or develop recovery plans and whether to identify threatening processes and act on them. The Minister must approve a ‘conservation advice’ for every listed threatened species, explaining why the species has become threatened and either setting out appropriate steps to prevent its further decline or, yes, that is alternatively, it must set out the steps needed to support the species’ recovery (section 266B(2), EPBC Act). However, a conservation advice is a weak legal tool because, provided a decision-maker has ‘had regard to’ any relevant conservation advice, the decision-maker can choose to permit activities that are wholly inconsistently with that advice (e.g., section 139, EPBC Act; Samuel, Reference Samuel2020).

The third aspect of biodiversity laws for preventing extinction is the institutions and reporting processes established to gather evidence about a species’ threat status and trajectory. International scientific information and advisory bodies such as the Subsidiary Body on Scientific, Technical and Technological Advice (under art 25, CBD) and the Species Survival Commission of the International Union for the Conservation of Nature (IUCN SSC, 2021; Maggs et al., Reference Maggs, Slater and McGowan2022; Rodríguez et al., Reference Rodríguez, Sucre, Mileham, Sánchez-Mercado, De Andrade, Bezeng, Croukamp, Falcato, García-Borboroglu, González, González-Ciccia, González-Maya, Kemp, Kusrini, Lopez-Gallego, Luz, Menon, Moehlman, Raimondo, Sillero-Zubiri, Street, Vincent and Xie2022) play an important role here, advising not just international convention secretariats but also producing guidelines and resources that can be used at domestic levels to inform the development and implementation of biodiversity laws, including with tools such as the IUCN’s Red List of Threatened Species (IUCN, 2022). Similar bodies also exist at national scales such as, for example, the Canadian Endangered Species Conservation Council (under the Species at Risk Act 2002). Biodiversity laws at regional and national scales are also informed by subsidiary strategies and targets adopted by parties to international conventions, such as the Aichi Targets developed under the CBD (e.g., Target 12 sought to ‘prevent extinctions of known threatened species’ by 2020) and its replacement, the Kunming-Montreal Global Biodiversity Framework. Target 4 of the Global Biodiversity Framework requires parties to the CBD to take urgent action to, by 2030:

halt human induced extinction of known threatened species and for the recovery and conservation of species, in particular threatened species, to significantly reduce extinction risk.Footnote 4

International targets, including to prevent extinction, are given quasi-legal status through their adoption in formal decisions of the conferences of the parties (e.g., COP15 Decision 15/4), but there are no legal implications for a national government failing to implement or achieve those targets. That is probably one reason why none of the Aichi Targets was achieved in full, despite activities in pursuit of those targets achieving some conservation successes (Bolam, Reference Bolam2021). Including an extinction target in the Global Biodiversity Framework is an important step to help reverse ongoing biodiversity losses (Maron et al., Reference Maron, Juffe-Bignoli, Krueger, Kiesecker, Kümpel, ten Kate, Milner-Gulland, Arlidge, Booth, Bull, Starkey, Ekstrom, Strassburg, Verburg and Watson2021; Williams et al., Reference Williams, Watson, Butchart, Ward, Brooks, Butt, Bolam, Stuart, Mair, McGowan, Gregory, Hilton-Taylor, Mallon, Harrison and Simmonds2021; Maggs et al., Reference Maggs, Slater and McGowan2022), but the achievement of that target will depend on greatly increased resourcing for conservation activities and a clearer commitment by governments around the world to close accountability loopholes and avoid the trade-offs between conservation and environmentally damaging activities that have been so significant in ongoing biodiversity losses (IPBES, 2019).

The declaratory role of law

The second role for law, represented as the ‘Declare’ segment in Figure 1, is a formal process for recognising that a species has become extinct. There is no express declaratory role in any international biodiversity law, which is perhaps unsurprising, given that international instruments are typically implemented at domestic scales through domestic laws. However, the IUCN Red List of Threatened Species, which is not technically a legal mechanism, does include categories for species anywhere in the world that have become ‘extinct’ or that are ‘extinct in the wild’ (IUCN, 2022). As such, the IUCN Red List does support an international declaratory function for biodiversity laws.

At the domestic scale, this role for law in declaring or recognising extinctions can take the form of a statutory declaration of extinction and/or re-categorising species from threatened to extinct in a formal list; or it may involve a legal process for removing an extinct species from a threatened species list (see Table 1). For example, the Australian EPBC Act establishes a statutory list with categories for species that are extinct and extinct in the wild, and the relevant Minister may list, or re-categorise a listed species, including into the extinct category (EPBC Act s178(1); see also Species at Risk Act (Canada) s15(1)). Section 4 of the U.S. Endangered Species Act empowers the Secretary to remove a species from a threatened or endangered list, including if it becomes extinct (Table 1).

This declaratory role for law is closely intertwined with the law’s role for preventing extinction. The possibility of a species being formally recognised as extinct frames the law’s protective provisions as critical for avoiding the outcome of extinction. The power to declare something extinct also creates an obligation to acknowledge that preventative conservation efforts have failed in a particular case. For example, the EPBC Act in Australia provides that a ‘native species is eligible to be included in the extinct category…[if] there is no reasonable doubt that the last member of the species has died’ (section 179(1), emphasis added). Evidence must be provided to support that finding, which demands a close assessment of the species’ recorded distribution and potential habitat to determine its absence. Governments and broader communities are called upon to record and acknowledge the fact that a component of the Earth’s natural heritage has been lost forever.

There are important, practical limitations on the effectiveness of this declaratory role for law. For example, there can be significant time lags between a species’ extinction and a formal, legal recognition of that fact. The ivory-billed woodpecker (Campephilus principalis) provides a particularly useful, and controversial, example of this issue. The United States Fish & Wildlife Service (USFWS) records the last ‘commonly agreed upon sighting’ of the bird as April 1944, but it was not listed as endangered until 1967 (USFWS, 2022). In September 2021, 77 years after that last agreed upon sighting, the USFWS proposed a ruling to de-list the bird, and formally recognise it as extinct. However, following strong public opposition and allegations of a disagreement among experts, the USFWS re-opened public consultation on the proposed ruling and then announced a 6-month extension on its final delisting decision (USFWS, 2022). The agency provided this additional consultation period despite the fact that more than US$20.3 m in public funding and an estimate of over 578,000 h spent over recent decades searching for the bird had failed to yield indisputable proof of its persistence (Troy and Jones, Reference Troy and Jones2023). The USFWS still does not appear to have issued a final ruling on the extinction ivory-billed woodpecker.

This example demonstrates the complexity of this aspect of law which, aside from potentially lengthy delays, may include the possibility that an agency will never be able to demonstrate, with incontrovertible evidence, that some species are indeed extinct. Nevertheless, these challenges need not be fatal to the utility of this role for law. Unlike the ivory-billed woodpecker, some species can be demonstrated to be extinct with a high level of certainty. For example, the Brambles Cays Melomys lost all of its habitat on the only island it inhabited as a result of sea level rise and storm surges, and its extinction was tragically clear (Woinarski et al., Reference Woinarski, Garnett, Legge and Lindenmayer2017). Where a species can be identified as extinct, this declaratory role for law can help to raise awareness of biodiversity loss and can prompt conservation concern. Moreover, rapidly improving technology for monitoring and surveying populations, even in remote areas, may allow the status of many more species to be recorded over coming years, and extinctions to be identified faster and with more certainty. There is value in having a legal requirement to formally recognise that a species has been lost, even if it cannot be used in every potential case of extinction.

Finally, this declaratory role for law should be more than simply a warning tool and a record of loss. It should create a formal opportunity to take notice and even to grieve. Extinction is more than the loss of a single life; it is the end of a genetically and biologically unique component of a system and landscape, and can be the end of a story, songline or relationship. At present, extinction is typically the end of the legal process for a species, but this is an inappropriate conclusion to the role that law might play in helping to prevent extinctions, marking their occurrence, but also learning from their loss. As climate change renders conservation more complex and less certain, biodiversity laws should ensure that an event as serious as a species’ extinction becomes a formal trigger for reflection, learning and adaptation.

The role for law in supporting learning

There are very few formal obligations to draw lessons from conservation outcomes generally, to share those lessons publicly, and to embed learning through changed management practice. Notable exceptions include the obligations for regular, public reporting under the EU Birds Directive (Table 1) and the requirement in some jurisdictions to report on species recovery (e.g., section 4(f)(3) of the U.S. Endangered Species Act requires the Secretary to report every 2 years on the implementation of recovery plans [among other things] to the relevant U.S. House of Representatives and Senate Committees, though lessons identified in that process are not necessarily required to be transferred or adopted by other recovery programmes). This perspective piece focuses on extinction in law, but there is a strong case for emphasising learning across biodiversity laws more generally.

Remarkably, given the significance of a global extinction, few if any legal consequences currently flow when a species becomes extinct (Woinarski et al., Reference Woinarski, Garnett, Legge and Lindenmayer2017; Scheele et al., Reference Scheele, Legge, Armstrong, Copley, Robinson, Southwell, Westgate and Lindenmayer2018). An explicit requirement to investigate and actively learn from a species extinction does not appear to be imposed in any existing domestic biodiversity law. Nevertheless, biodiversity laws could, and should, mandate a process of purposeful, transparent and systematic learning after every species extinction (Figure 1). Such a mechanism would reflect the seriousness of extinction while simultaneously helping to ensure that we improve our capacity to avoid extinctions in future (Woinarski et al., Reference Woinarski, Garnett, Legge and Lindenmayer2017; Scheele et al., Reference Scheele, Legge, Armstrong, Copley, Robinson, Southwell, Westgate and Lindenmayer2018).

A mandatory learning process would help to avoid complacency in conservation because decision-makers will know that they will be called upon to explain their decisions in the event that a species becomes extinct. Other potential perversities could also be avoided. For example, if an holistic review of species management was guaranteed to follow an extinction, decisions about prioritising resources to (or away from) expensive and challenging conservation efforts for critically endangered species, are more likely to be rigorous, well-justified and based on the best-available science, because there is a real possibility that such decisions will be examined and the results of the review, reported (an argument that is strongly supported by research on administrative integrity more generally, e.g., Brown, Reference Brown2018). That is not to say that resources should never be prioritised away from a critically endangered species, but rather that such decisions should be carefully considered and justified.

Reviewing decision-making and drawing lessons from exceptional circumstances are the bread and butter of legal institutions such as courts, tribunals, commissions and inquiries, as well as integrity bodies such as auditors-general, ombudspeople and, at least in countries with parliamentary systems, parliamentary committees. Empowering a pre-existing institution to conduct a formal inquiry whenever a species becomes extinct, or establishing a new integrity or review body for this particular task would be relatively straightforward. Experience in jurisdictions around the world with various integrity systems mean that we already know the kinds of characteristics that would be necessary for such a body. These characteristics should include independence from government, ideally mandating public or parliamentary reporting rather than reporting to a Minister or Department; secure and adequate resourcing; and sufficient power to call and compel witnesses, subpoena documents and make important findings of fact about, for example, the trajectory of a species’ decline and likely contributors to its extinction (e.g., Appleby, Reference Appleby2017; Brown, Reference Brown2018).

In a detailed analysis of three ‘predictable and probably preventable’ species extinctions in Australia, Woinarski et al. (Reference Woinarski, Garnett, Legge and Lindenmayer2017) demonstrated the power of a coronial inquest style of review for identifying extinction drivers and lessons for future decision-making (13). The authors argue that this style of ‘[r]etrospective and systematic analysis’ could be readily adapted to support a rigorous investigation of species extinctions, in the same way that a coroner is appointed to examine unexpected or unexplained human deaths (Woinarski et al., Reference Woinarski, Garnett, Legge and Lindenmayer2017, 14). A coroner is an independent judicial officer with security of tenure, independence from government, and all of the necessary skills and legal power to investigate and report on the circumstances leading to a human death. Coronial inquests for species extinctions would assess the circumstances of the extinction and, like existing coroners, make findings of fact and recommendations to support improvements in governance standards and practices. Importantly, coronial inquests do not attribute liability to individual decision-makers, and pursuing ‘accountability’ as a form of blame for extinctions is not what is being proposed here. A liability-oriented approach would almost certainly have perverse outcomes, creating incentives for risk-aversion, bureaucratic blame-avoidance or blame-shifting (including refusal to acknowledge a potential species extinction), and barriers to transparency (see, generally, Hood, Reference Hood, Bovens, Goodin and Schillemans2014).

Legal support for learning from extinction would enhance both preventative and declaratory roles for law. For example, mandatory systematic reviews could generate lessons for improving recovery planning for threatened species, and empower conservation managers to remedy the failings that caused or contributed to a past extinction. Implementing recommendations from an extinction inquest would also help to improve the operation of existing laws for preventing extinction, and may trigger legal reform if existing laws are deemed to be insufficient. The declaratory role for biodiversity laws would also be given greater purpose if it was reimagined as a formal trigger for an independent review of extinction.

Conclusion: Completing the circle

This article has illustrated the preventative and declaratory roles for biodiversity law in the context of species extinction. These two roles are important but not sufficient to support effective conservation. Existing shortfalls and perversities in biodiversity laws must be improved if we are to transform our relationship with nature (IPBES, 2019), but, to do so, biodiversity laws need to ‘complete the circle’. To achieve that outcome, biodiversity laws must be equipped with a coherent accountability mechanism that fosters learning from species extinctions, so that decision-makers can identify and respond to systemic and ongoing drivers of extinction even as the climate changes.

Negotiations are currently underway on the implementation of the Global Biodiversity Framework, designed to guide implementation of the CBD over the coming decade. These negotiations have implications but also opportunities to improve conservation outcomes at regional, national and sub-national scales (e.g., Perino et al., Reference Perino, Pereira, Felipe-Lucia, Kim, Kühl, Marselle, Meya, Meyer, Navarro, van Klink, Albert, Arratt, Bruelheide, Cao, Chamoin, Darbi, Dornelas, Eisenhauer, Essl and Bonn2022). This perspective piece argues that commitments to prevent extinctions, such as Target 4 of the new Global Biodiversity Framework, are important, but must also be supported by legal powers to declare or recognise loss when it cannot be prevented. Moreover, biodiversity laws must foster learning, by introducing mandated review processes that ensure decision-makers actively and consistently learn from species extinctions. Completing the circle may yet help us to improve conservation outcomes and take collective responsibility for nature and its flourishing, in a way that is desperately overdue.

Open peer review

To view the open peer review materials for this article, please visit http://doi.org/10.1017/ext.2023.19.

Acknowledgements

I am grateful to two anonymous reviewers for their constructive feedback, which improved this article a great deal. I am also grateful to Maya Clarke for her valuable research assistance. I take full responsibility for any errors or omissions.

Author contribution

I conceived, designed, analysed and drafted the piece in full.

Financial support

This research received no specific grant from any funding agency, commercial or not-for-profit sectors.

Competing interest

The author declares no competing interest.

Footnotes

1. African Convention on the Conservation of Nature and Natural Resources, opened for signature 15 September 1968, 1001 UNTS 3 (entered into force 16 June 1969), as revised in 2003.

2. Convention on Biological Diversity, opened for signature 5 June 1992, 1760 UNTS 79 (entered into force on 29 December 1993) (‘CBD’).

3. Convention on the Conservation of Migratory Species of Wild Animals, opened for signature 6 November 1979, 1651 UNTS 333 (entered into force 1 November 1983) (‘CBD’).

4. Conference of the Parties to the CBD, Fifteenth Meeting, ‘Kunming-Montreal Global Biodiversity Framework’ (Montreal, Canada, 7-19 December 2022) (19 December2022) CBD/COP/DEC/15/4 (‘COP15 Decision 15/4’).

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Figure 0

Figure 1. The roles and purposes for biodiversity laws about extinction

Figure 1

Table 1. Examples of laws about extinction at international, regional and domestic scales

Author comment: Implications of extinction in law: preventing, declaring and learning from species extinctions — R0/PR1

Comments

Dear Editors,

Thank you for the opportunity to write and submit this piece to the first issue of the new journal.

The focus that I have taken defines what I argue to be the core roles and implementing tools for laws about extinction. This foundational treatment is virtually absent in the literature and, I argue, represents an important starting point for thinking about how these laws ought to be reformed and improved over time.

I look forward to revising the piece based on the feedback of reviewers and I am happy to answer any questions you may have.

Sincerely,

Phil McCormack

Review: Implications of extinction in law: preventing, declaring and learning from species extinctions — R0/PR2

Conflict of interest statement

Reviewer declares none.

Comments

Adding a requirement that the causes of a species extinction be investigated and disclosed to existing laws for protecting biodiversity is novel and interesting. It could help raise awareness about extinction and it’s causes, hopefully leading to increased action to avoid extinction. One problem with this idea that needs to be addressed in the manuscript is the significant delay, frequently decades, between a species' extinction and its official declaration. This delay has important implications related to the utility of the proposed investigations for future species conservation. For example, the ivory-billed woodpecker almost certainly went extinct in the 1940s, but was only declared extinct in 2021 and not without controversy. During the intervening nearly 80 years, the long-leaf pine forests needed by the woodpecker continued to decline and many other species in this ecosystem have since been found to be at risk, including the red-cockaded woodpecker. I would like to see the implications of the time-lag between actual extinction and declarations of extinction discussed in a revised version of the manuscript.

Review: Implications of extinction in law: preventing, declaring and learning from species extinctions — R0/PR3

Conflict of interest statement

Reviewer declares none.

Comments

I think this is a worthwhile paper that aims to clarify the roles of biodiversity laws in protecting biodiversity. It offers much food for thought for conservation biologists whose work is frequently contextualized and guided by such laws. This paper offers a conceptual framework based on three overarching roles for biodiversity law - prevention, declaration, and learning - and highlights mechanisms by which these roles currently are or could be supported in biodiversity laws. I have a few comments, questions, and suggestions for revisions that I hope will clarify aspects of this manuscript.

International, regional, and domestic laws are lumped together for much of the discussion in this paper. However, the effectiveness of laws to protect biodiversity - and their specificity - depends largely on the ability to enforce laws, which relies on other legal mechanisms and incentives which are more likely to be enforceable at smaller scales, i.e. domestic and regional. However, the transboundary nature of many species distributions and the global scale of threats necessitates international treaties to protect biodiversity. But biodiversity laws also have different goals at different jurisdictional scales. Furthermore, most or all international biodiversity treaties do not meet their targets. I think this paper should attempt to define in general terms international biodiversity laws versus domestic or regional laws at the outset and discuss the intentions of and differences between laws across these jurisdictional scales. To that end I think this paper would benefit enormously from a table that includes examples of international, regional, and domestic biodiversity laws highlighting their attributes, e.g. whether and how they encapsulate prevention, declaration, and learning and whether there are mechanisms for enforcement. It does not have to be exhaustive but it would be useful to have a few more structured examples than the small number included in this manuscript and to see how they compare and contrast in the context of the conceptual framework presented here.

In section 2 on page 3, the paper presents “four distinct but related mechanisms” but then immediately moves on to focusing on only three mechanisms presented in Figure 1 (mislabeled as Figure 2) with insufficient explanation or discussion of how the list of four mechanisms relates to biodiversity laws, how they translate to the Figure (as they are called different things), and why they need to be highlighted in the brief way that they are. There is no citation offered for these four mechanisms. This is very confusing. I recommend that this section focus on describing the conceptual framework as it is structured in Figure 1 and provide more context for each of the three components rather than introducing the four mechanisms and then not pursuing them or connecting them to the Figure in a meaningful way.

In section 2.1 it states that “no international biodiversity law makes an explicit commitment to avoid preventable species extinctions” and then goes on to state that the Convention on Biological Diversity (CBD) does not commit parties to the goal of preventing extinctions. First, without a survey of international law - or a citation to one - it is unknown to the reader whether international biodiversity laws are devoid of extinction prevention commitments or targets. Second, the Aichi Target 12 (now superseded by new proposed targets) explicitly commits to preventing extinctions - “By 2020 the extinction of known threatened species has been prevented” - which is acknowledged further on in the manuscript. In the new proposed goals for the Post-2020 Global Biodiversity Framework, Goal A of the “2050 Goals and 2030 Milestones” explicitly states that “the rate of extinctions has been reduced at least tenfold, and the risk of species extinctions across all taxonomic and functional groups, is halved.” And the “Components of the Goals and Targets” of Goal A of the Post-2020 Framework also explicitly state “A.3. Prevent extinction and improve the conservation status of species.” Page 7 of this manuscript goes on to say that the “first draft of the Post-2020 Framework does not include a specific commitment to avoiding extinction” - that is not my reading of the Post-2020 Framework at all, as evidenced by these excerpts. So I think this section of the paper should be revised to include a more nuanced and detailed treatment; I think it glosses over too much by relying merely on the Preamble to the CBD. Also, I didn’t see this paper cited but I think it might be relevant to what the author is trying to get at here: Rounsevell et al. A biodiversity target based on species extinctions, Science 2020.

Section 2.2 deals with the “declaratory role of law” in the manuscript’s conceptual framework. The author may be correct that international laws do not have a declaratory role, but why does it need it? It certainly is the case that when species are declared extinct by government agencies or the IUCN or other conservation NGOs, people know about it through press releases and the mainstream media. I don’t know what a declaratory role would look like for an international law that has no authority of enforcement - moreover, a law can’t make a declaration of extinction but agencies and organizations can and do. For instance, in the United States such declarations are made by the US Fish and Wildlife Service (e.g. see https://www.fws.gov/press-release/2021-09/us-fish-and-wildlife-service-proposes-delisting-23-species-endangered-species). I think this speaks to the different roles of international, regional, and domestic biodiversity laws, and the types of laws which, as pointed out above, needs a deeper treatment in this manuscript. I would also add that declarations of recovery are equally, and possibly more, important than declarations of extinction. It is highly useful to know what actions led to the recovery of species.

Section 2.3 addresses the “role for law in supporting learning” and focuses on the importance of learning why an extinction occurred. I would argue that by then it is too late, the classification of a species as at risk of extinction typically highlights the causes, and that there is a huge role for learning while the species is still extant. This role for learning currently exists in the United States Endangered Species Act by the requirement of recovery plans of the federal agencies responsible for implementing the ESA. And I dare say other laws in other countries also have established mechanisms for learning. I think a focus on what these laws are missing and how they can be bolstered (e.g. by mandating monitoring and providing for a budget to do so) would be more illuminating here. I recommend that this section pay greater attention to the mechanisms for learning that currently exist in specific biodiversity laws and also highlight the role of learning from recovery. Again, a table listing the attributes of different biodiversity laws would go a long way to clarifying the role for law in supporting learning and where gaps currently lie.

Given the demonstrable failure of international laws to prevent extinctions and biodiversity loss (e.g. none of the Aichi targets were achieved by 2020), I am skeptical that the framework in Figure 1 can be successful. While there are no meaningful repercussions for failing to meet targets, they will not be met. Domestic laws will tend to have more “teeth” because they operate within an enforceable legal framework with repercussions and incentives. Even so, these laws - international and domestic alike - are failing biodiversity in large part due to lack of political will in the “Prevention” component of the conceptual framework in Figure 1. I think this paper would be improved by also examining this aspect of where laws fail, what can be (and has been) done to successfully protect biodiversity, and how this intersects with or results from biodiversity laws, with some salient examples.

Recommendation: Implications of extinction in law: preventing, declaring and learning from species extinctions — R0/PR4

Comments

I agree with the two reviewers that this study is well-written, interesting and original in its approach. This review can add valuable ideas to the field of conservation law. The reviewers suggest some areas of clarification, extra discussion and examples. I agree with reviewer one that it would improve the manuscript to briefly discuss the implications of the time difference between likely extinction and the date of official confirmation in publications or on the Red List (or regional lists). Reviewer two has suggested several important clarifications including addressing the different spatial scales of laws and law enforcement, framing the discussion of mechanisms in terms of the scheme in figure 1, clarifications of some of the detail in section 2.1 and the potential roles of law in declarations of species status. Reviewer two suggests focusing more on recovery of threatened species in a section of the paper, however the key focus of the review should be on extinction- I think that any discussion of the importance of learning from extinction vs learning from the trajectories of highly threatened species should not stray too far from the relevance to extinction (including because of the word limit). However, added discussion of why laws fail would work well with this topic.

Decision: Implications of extinction in law: preventing, declaring and learning from species extinctions — R0/PR5

Comments

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Author comment: Implications of extinction in law: preventing, declaring and learning from species extinctions — R1/PR6

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Review: Implications of extinction in law: preventing, declaring and learning from species extinctions — R1/PR7

Conflict of interest statement

Reviewer declares none.

Comments

I cannot seriously question the idea that when species are found to be extinct, there should be an investigation to determine what went wrong. The unfortunate truth, however, is that in most cases, there is no mystery. The causes of species extinction--habitat destruction, invasive species, etc.--are well known. The only real question is whether we have the political will and wherewithal to address these factors. And thus, should countries or other entities require declarations of extinctions and investigations to determine the cause, the answer is likely to always be the same--we didn’t do enough.

Review: Implications of extinction in law: preventing, declaring and learning from species extinctions — R1/PR8

Conflict of interest statement

Reviewer declares none.

Comments

I have read through this revised version of the manuscript and I believe it has addressed my original comments on a previous version. I have one small requested edit - the caption for Figure 1 should be descriptive not a question.

Recommendation: Implications of extinction in law: preventing, declaring and learning from species extinctions — R1/PR9

Comments

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Decision: Implications of extinction in law: preventing, declaring and learning from species extinctions — R1/PR10

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