Just a few months after Barbra Streisand (as Katie) and Robert Redford (as Hubbell) featured in The Way We Were Footnote 1, Clive Foss published the first of his many seminal works of the late 1970s and early 1980s.Footnote 2 It focused on the transformation experienced by twenty Anatolian cities cited by Constantine Porphyrogenitus in his De Thematibus;Footnote 3 the main idea was to prove that urban life, upon which the classical Mediterranean culture had been based, came virtually to an end following the Persian invasion and retrenched to villages and fortresses until the tenth century.Footnote 4 ‘These conclusions, of course, apply only to [Anatolia], but … they would prove valid for the whole Byzantine empire [and] they are based almost entirely on the results of archaeology.’Footnote 5
Foss was not the first scholar to delve into the (scanty and badly published) results of archaeological excavations to examine the trajectories of urban life in the passage from (what was then starting to be called)Footnote 6 Late Antiquity or the early Middle Ages (later known as the Byzantine Dark Ages)Footnote 7. However, his work was pivotal in forcing Byzantinists to reckon with archaeology while swinging the historiographical pendulum away from those syntheses which had till then mystifyingly ignored archaeology.Footnote 8 This did not entail that the dialogue between archaeologists and textual historians became any easier than the one between the two main characters of Sidney Pollack's movie. Nevertheless, the following decades led both sides gradually to acknowledge that entering a conversation was going to make things different: ‘not because we'll both be wrong, we'll both lose but because both could win’. For the whole Byzantine millennium, a stress on archaeology is necessary because the written evidence is limited for the period between the seventh and ninth century, and though more extensive from the tenth century on, it does not tell us as much about rural settlement patterns or the economy as we would like.Footnote 9
As Jim Crow puts it: ‘the archaeology of the Byzantine world remains a historical archaeology, set in a chronological framework, informed by texts.’ Therefore, Byzantinists have often been tempted to use archaeological evidence to illustrate and bolster any historical narrative deriving from written sources.Footnote 10 Nevertheless, better and better-published archaeology, as well as a more attentive and chronologically aware analysis of two of the most important material indicators of human activity (pottery and coins) as yielded across several regions of the Byzantine empire, have been increasingly brought to scholarly attention over the last fifty years.Footnote 11 It has become clear that the relation between texts and material culture is to be acknowledged as complex and mutually enriching.Footnote 12
There is not space here to cite more than a few scholarly contributions: the number of archaeologically excavated sites, extensive surveys, and publications of material evidence has multiplied since Foss.Footnote 13 The selection of scholarly works for this brief overview is based on how Byzantine archaeology, over the past five decades, has provided improved responses to historiographical and theoretical inquiries. These encompass, but are not limited to, the transformation of urban landscapes; alterations in rural settlement patterns and modes of production; networks related to the production, distribution, and exchange of goods; the role of fiscal structures and monetary economy; and the socio-cultural, religious, and political profiles of both the elites and the lower classes.Footnote 14
I will leave aside the geographical, chronological, and ‘infrastructural’ objections to the status of Byzantine archaeology as a discipline.Footnote 15 I focus my attention here on how the discovery (through planned or rescue excavations, as well as intensive and extensive surveys) and objective analysis of objects (mainly ceramics and coins) shed light on life and society in Byzantium.Footnote 16 In the last part of the article, I will briefly address the future of the discipline as it reckons with interdisciplinary methods of investigation (based on palaeoclimatic records, and environmental data as yielded from ice cores, ring trees and palynological evidence) as well as the importance of digitizing and mapping the results of excavations, surveys, and analysis of material culture.Footnote 17
Numerous urban excavations and rural surveys have taken place across the empire since Foss, often adopting a more diachronic approach.Footnote 18 This marks a departure from the historical oversight by excavators who, influenced by their classical background, had shown limited interest in Byzantine strata. This shift is evident in recent endeavours, even addressing the neglect experienced by sites initially excavated in the late 1800s or early 1900s, such as Ephesos and Pergamon.Footnote 19 Indeed, both the obsession of Byzantinists with ‘the City’ (Constantinople) and the continuous later occupation of the main cities of the empire (Thessaloniki, Smyrna, Nicaea, Ancyra, Attaleia, Antioch, and Nicomedia) have hampered the development of Byzantine urban archaeology.Footnote 20 Still, an enormous contribution to the comprehension of the urban trajectories has been offered by the investigation and extensive publications of the urban strata and of objects yielded by sites never built over after their abandonment.Footnote 21 I refer here to Amorium, Sagalassos, and Hierapolis in Anatolia, Cariçin Grad and Butrint in the Balkans, Monemvasia in Greece, and Comacchio in Italy; to these one should add the results of emergency excavations in cities like Messene, Thebes, Thessaloniki, Athens (in particular in the area of the Agora) Syracuse, Naples, Otranto, and Ravenna.Footnote 22
This does not imply that Constantinople did not continue to occupy the mind (and the trowels) of Byzantine archaeologists, as exemplified by the spectacular results of the excavations at the Theodosian Harbor (Yenikapı)Footnote 23, and those (yet unpublished) at the so-called Four Seasons Hotel Archaeopark and at the new train station of Kadıköy (Chalcedon)Footnote 24 as well as the survey of the Theodosian Walls.Footnote 25 Nevertheless, as Tsivikis concludes, one should note that the need to explore ‘real’ Byzantine urbanism has laid the ground for ‘the numerous works have been produced over the past decades on, though one has to note the great majority of it has been concerned with the Late Roman or Early Byzantine city, only recently breaking more into the formative Early Medieval Byzantium’.Footnote 26
On the one hand, this shift has given rise to novel trends in Byzantine urban studies. There is a growing focus on the significance of residential dwellings and neighbourhoods as an intermediate stage between official monumental structures and ordinary housing. This approach provides valuable insights into the micro-level histories of cities, shedding light on the socio-economic and political factors influencing urban development.Footnote 27 Additional trends concentrate on understanding the significance of urban sacred spaces to gain a deeper insight into the connection between religious beliefs, pilgrimage, and urban architectures.Footnote 28 There is also a growing emphasis on exploring the diverse functions and roles of urban fortifications, moving beyond their traditional defensive functions.Footnote 29 Another noteworthy trend encourages a closer examination of the infrastructures supporting the two fundamental needs of any urban population: water and bread.Footnote 30
The increased focus on the actual urban landscape has resulted in the creation of comprehensive regional assessments, encompassing both larger and smaller territories from a diachronic perspective.Footnote 31 Such overviews do not exclusively focus on urban sites but encompass the Byzantine countryside. Indeed, they encourage us to transcend the dichotomy of urban vs. rural (or, more precisely, city vs. village) and to differentiate between settlements not only in terms of specific functions but in terms of degree, intensity, and relative settlement hierarchy.Footnote 32 Until the early 2000s, 'rural' Byzantium remained relatively underexplored and poorly understood.Footnote 33 Since then, surveys and excavations have increasingly concentrated on the Byzantine countryside, as well as villages in different areas of the empire.Footnote 34Although most of these have focused on the Late Antique period (pre seventh century)Footnote 35, it is worth noting that Athanasios Vionis and Myrto Veikou embrace a diachronic and ‘holistic’ approach to the rural landscape and the strategies of agricultural (and other) exploitation: the term ‘rural’ should not be used to define a space that is not densely inhabited and not heterogeneous.Footnote 36
This has led Vionis to identify (in particular in Cyprus and Boeotia) a network of sacred and economic landscapes centered on rural establishments (villages and farms) and local centres (market towns, and ports or coastal emporia), often in association with Christian basilicas.Footnote 37 Veikou, by contrast, points to the importance of a typology of settlements that have been defined as ‘third spaces’: neither fully urban nor fully rural.Footnote 38 These ‘intermediate and hybrid’ settlements exhibit characteristics of both rural and urban environments, although they are not always linked to any clearly defined and archaeologically traceable physical form (the same is true of gateway communities).Footnote 39A prime example of the importance of moving beyond the traditional forms and typologies of settlement (in this case stemming from the unique geomorphological characteristics of the region) is the rock-cut elite residential complex and town-like settlements of Cappadocia as cogently explored by the late Robert Ousterhout.Footnote 40
It is also important to stress that the drastic quantitative and qualitative improvement of urban and rural archaeology in the past fifty years has led to a better appraisal of the main fossil guide for human (economic and social) activity in any pre-industrial society: ceramics. The work of Joanita Vroom, Natalia Poulou, Pamela Armstrong, Paul Arthur, Ian Randall, Smagdar Gabrieli, and (again) Athanasios Vionis have helped Byzantinists to sharpen the focus on Byzantine pottery produced in and circulating across different regions of the empire after the end of antiquity.Footnote 41 In this respect, John Hayes's publication of the material excavated at Saraçhane is still a standard reference point for any study on Byzantine ceramics.Footnote 42 Nevertheless, the disappearance of standardized Red Slip wares from Africa, Phocaea, and Cyprus, along with the abandonment of centralized mass production of pottery (accompanied by the shift away from the fast-wheel technique), has been attributed not only to the end of the Roman tax spine (annona civica and militaris) but also to the gradual transition toward a more economically fragmented Mediterranean.Footnote 43 This change has come to be regarded, not as a catastrophic decline, but as a complex process mainly hinging on the identification of material culture markers for the early Middle Ages (glazed pottery as mainly produced in Constantinople from the ninth century on) and Middle Byzantine periods (so-called slip wares called Middle Byzantine Productions).Footnote 44 Moreover, the appearance of small workshops catering to local markets and household production has been similarly interpreted as a return of ‘the background noise’ of local handmade and coarse wares, which until the early seventh century had been extensively drowned out by the clamour of a unified Roman Mediterranean.Footnote 45
Similarly, the identification of the early medieval globular and ovoidal amphorae, which replaced the mass-produced classes of late Roman vessels for tradeFootnote 46, has allowed scholars to identify a shared culture of a Byzantine maritime koine.Footnote 47 This relied on island and coastal outposts, as Salvatore Cosentino has observed: ‘the seventh and eighth-century islands seem to remain an economic space relatively more developed than northern and central Italy, the Balkans or Asia Minor.’Footnote 48 Certainly, it is on islands such as Cyprus and Sicily, as well as in coastal Aegean sites, that archaeology and material culture provide a clearer understanding of the gradual shift from a centrally controlled and fiscally managed economy, as evidenced by the standardized capacity and forms of globular amphorae between the seventh and ninth centuries.Footnote 49 This transition is revealed in intricate and geographically intertwined networks of commercial exchange, initially emerging in central and southern Greece and subsequently expanding throughout the Aegean from the mid-tenth century.Footnote 50 This is shown by the analysis of the cargos of amphorae found in the eleventh century Serçe Limanı shipwreck and at Yenikapı. As Vroom states: ‘they included piriform shaped Byzantine amphorae of the Günsenin I/Saraçhane 54 type from Ganos on the southern coast of the Sea of Marmara. This popular wine container […] was widely distributed over the Mediterranean and Europe.’Footnote 51 Indeed, this was not the only amphora marking the trading lanes linking the Aegean to the Black Sea another elongated type of Byzantine vessel (Günsenin 3/Saraçhane 61) has been identified in several Mediterranean shipwrecks as produced in Chalcis.Footnote 52
Numismatic evidence is a second material indicator pointing to the fact that the empire entered a period of demographic and economic growth in the tenth century. Coins have also been used to show the collapse of urban (and rural) life in the late sixth (Balkans) and seventh (Anatolia) century.)Footnote 53 Both the absence of ceramic finds and the lack of coins have been regarded as real markers of evidence for absence and not merely an absence of evidence.Footnote 54 For instance, Cecile Morrison has warned against the relationship between coin finds and settlement history (mainly abandonment of sites): ‘coin finds apparently [do] not serve as quantitative indicators of settlement activity […] but do indicate changes in monetization and the quality of economic transaction.’Footnote 55 Nevertheless, it is important to acknowledge that coins are not simply proxy guides for changes in monetary and fiscal policies and in the development of trade and shipping networks. Andrei Gandila has recently pointed to some methodological issues when encouraging us to ‘reconcile’ numismatic, historical, and archaeological evidence (mainly focusing on the early Byzantine period); this by stressing the importance of bronze coinage (‘on almost every site, they constitute one of the largest assemblages, second only to pottery, but more reliable due to chronological accuracy and unquestionable origin’); the role of the circulation of coins in the long-distance circulation of goods and people; the necessity to gain insights from coin discoveries for establishing comparisons across diverse archaeological sites; and, finally, the opportunity of using numismatic evidence to make sense of cultural interaction between Byzantium and the ‘outside world’.Footnote 56
In this light, it is evident that material culture and archaeology can be used to move beyond the traditional frontiers and approaches that characterized the ways ‘we were’ when it comes to Byzantine archaeology. Here, the reference to frontiers is deliberate, for archaeology has recently played a crucial role in examining infrastructural elements and reevaluating political and administrative structures characterizing the frontlines of the empire. This is evident along the Danube in the sixth century and later in the eleventh and twelfth centuries, along the Arab-Byzantine frontier in southeastern Anatolia between the seventh and ninth centuries, along the western Anatolian Seljuk-Byzantine frontier in the Comnenian period, and, finally, in the so-called insular corridor (constituted by the major islands of the Byzantine Mediterranean—from the Balearics to Cyprus— whose agricultural resources Constantinople exploited well into the ninth century).Footnote 57
Moreover, a reassessment of local ceramic productions (like the so-called Slavic ware in the Peloponnese and the matted wares in Sicily)Footnote 58 has led to a better understanding of the mobility and migration of peoples across the frontiers of the empire.Footnote 59 In this light, A full-fledged analysis of the development of types and forms of pottery, as paired with their production technology, has allowed us to grasp the changing dietary habits that reflect the shift of economic strategies on the part of local Byzantine communities.Footnote 60
But what about the ‘next frontiers; of Byzantine archaeology? The last decade or so has witnessed the acquisition of new and exciting tools DNA studies, archaeozoology, and environmental data have helped to provide new answers to old historiographical questions like the impact and consequences of the Justinian's plague.Footnote 61 Moreover, as we have noted, palaeoclimatic data (pollen analysis and ice cores) have come to be regarded as essential to any picture of the social, economic, and political changes in the Byzantine world.Footnote 62 The increasing number of contributions on issues like global climatic fluctuations and their impact on Byzantium, as well as a thorough analysis of the interactions between humans and the different environments of the empire, bears witness to the centrality of environmental studies for the future of the discipline.Footnote 63
Finally, digital and digitizing tools have also become paramount in archaeological excavations and surveys and in analysing, processing, and, above all, presenting and mapping the results of any investigation. Here, there is only room to mention both the Tabula Imperii Byzantinii project (an obvious reference point for any research on urban and rural settlement patterns across the empire) and the project led by the Austrian Academy of Sciences aiming at applying spatial network analysis and complexity theory to the socioeconomic and ecclesiastical history of Byzantium.Footnote 64 These projects are also good examples of the way Byzantine archaeology can move in the challenging but compelling direction of ‘archaeology of and for the people’.Footnote 65 Indeed – and unlike the unhappy ending of the movie – Byzantine archaeology has left behind its underdog status, no longer the perpetual outsider Katie is in The Way We Were.
Luca Zavagno graduated from the University of Venice (2002) and obtained his PhD (2007) at the University of Birmingham. He is Associate Professor of Byzantine Studies in the Department of History at Bilkent University. He has just completed the Routledge Companion to the Byzantine City (co-edited with Nikolas Bakirtzis) and is currently working on his fourth monograph, The Byzantine Insular Worlds between Late Antiquity and the Early Middle Ages (ca. 600–ca. 900) (to be published in 2025 with ARC Medieval Press). He is the Director of the Byzantine Archaeological Survey at Parnassos-Parlasan (Turkey) and a member of the Princeton University FLAME-Framing the Early Medieval Coinage project.