Hostname: page-component-cd9895bd7-hc48f Total loading time: 0 Render date: 2024-12-26T17:19:46.526Z Has data issue: false hasContentIssue false

When to consider boosting: some rules for policy-makers

Published online by Cambridge University Press:  06 October 2017

RALPH HERTWIG*
Affiliation:
Center for Adaptive Rationality, Max Planck Institute for Human Development, Berlin, Germany
*
*Correspondence to: Ralph Hertwig, Center for Adaptive Rationality, Max Planck Institute for Human Development, Berlin, Germany. Email: [email protected]

Abstract

In recent years, public officials have shown a growing interest in using evidence from the behavioural sciences to promote policy goals. Much of the discussion of behaviourally informed approaches has focused on ‘nudges’; that is, non-fiscal and non-regulatory interventions that steer (nudge) people in a specific direction while preserving choice. Less attention has been paid to boosts, an alternative evidence-based class of non-fiscal and non-regulatory intervention. The goal of boosts is to make it easier for people to exercise their own agency in making choices. For instance, when people are at risk of making poor health, medical or financial choices, the policy-maker – rather than steering behaviour through nudging – can take action to foster or boost individuals’ own decision-making competences. Boosts range from interventions that require little time and cognitive effort on the individual's part to ones that require substantial amounts of training, effort and motivation. This article outlines six rules that policy-makers can apply in order to determine under which conditions boosts, relative to nudges, are the preferable form of non-fiscal and non-regulatory intervention. The objective is not to argue that boosts are better than nudges or vice versa, but to begin to spell out the two approaches’ respective conditions for success.

Type
Articles
Copyright
Copyright © Cambridge University Press 2017 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Abraham, C., Sheeran, P. and Johnston, M. (1998), ‘From health beliefs to self-regulation: Theoretical advances in the psychology of action control’, Psychology and Health, 13: 569591. doi:10.1080/08870449808407420 CrossRefGoogle Scholar
Arkes, H. R. and Gaissmaier, W. (2012), ‘Psychological research and the prostate-cancer screening controversy’, Psychological Science, 23(6): 547553. doi:10.1177/0956797612437428 CrossRefGoogle ScholarPubMed
Berkowitz, T., Schaeffer, M. W., Maloney, E. A., Peterson, L., Gregor, C., Levine, S. C. and Beilock, S. L. (2015), ‘Math at home adds up to achievement in school’, Science, 350: 196198. doi:10.1126/science.aac7427 CrossRefGoogle Scholar
Chetty, R., Friedman, J. N., Leth-Petersen, S., Nielsen, T. H. and Olsen, T. (2014), ‘Active vs. passive decisions and crowd-out in retirement savings accounts: Evidence from Denmark’, The Quarterly Journal of Economics, 3: 11411219. doi:10.1093/qje/qju013 CrossRefGoogle Scholar
Dallacker, M., Hertwig, R. and Mata, J. (2017), More than just food: A meta-analysis of family mealtime practices and children's nutritional health. Manuscript submitted for publication.Google Scholar
Dallacker, M., Hertwig, R., Peters, E. and Mata, J. (2016), ‘Lower parental numeracy is associated with children being under- and overweight’, Social Science & Medicine, 161: 126133. doi:10.1016/j.socscimed.2016.06.006 CrossRefGoogle ScholarPubMed
Dolan, P. and Galizzi, M. M. (2015), ‘Like ripples on a pond: Behavioral spillovers and their implications for research and policy’, Journal of Economic Psychology, 47: 116. doi:10.1016/j.joep.2014.12.003 CrossRefGoogle Scholar
Drexler, A., Fischer, G. and Schoar, A. (2014), ‘Keeping it simple: Financial literacy and rules of thumb’. American Economic Journal: Applied Economics, 6: 131. doi:10.1257/app.6.2.1 Google Scholar
Eberling, F. and Lotz, S. (2015), ‘Domestic uptake of green energy promoted by opt-out tariffs’, Nature Climate Change, 5: 868871. doi:10.1038/nclimate2681 CrossRefGoogle Scholar
Exec. Order No. 13,707, 80 F.R. 56365 (2015).Google Scholar
Frey, R., Hertwig, R. and Herzog, S. M. (2014), ‘Surrogate decision making: Do we have to trade off accuracy and procedural satisfaction?’, Medical Decision Making, 34: 258269. doi:10.1177/0272989X12471729 CrossRefGoogle ScholarPubMed
Gawande, A. (2014), Being mortal: Medicine and what matters in the end, New York, NY: Henry Holt & Company.Google Scholar
Gigerenzer, G., Gaissmaier, W., Kurz-Milcke, E., Schwartz, L. M. and Woloshin, S. (2007), ‘Helping doctors and patients to make sense of health statistics’, Psychological Science in the Public Interest, 8: 5396. doi:10.1111/j.1539-6053.2008.00033.x CrossRefGoogle ScholarPubMed
Gigerenzer, G., Hertwig, R. and Pachur, T. (Eds.). (2011), Heuristics: The foundations of adaptive behavior, Oxford, United Kingdom: Oxford University Press.CrossRefGoogle Scholar
Gollwitzer, P. M. (1999), ‘Implementation intentions: Strong effects of simple plans’, American Psychologist, 54: 493503. doi:10.1037/0003-066X.54.7.493 CrossRefGoogle Scholar
Grüne-Yanoff, T. and Hertwig, R. (2016), ‘Nudge versus boost: How coherent are policy and theory?’, Minds and Machines, 26: 149183. doi:10.1007/s11023-015-9367-9 Google Scholar
Halpern, D. (2015), Inside the nudge unit, New York, NY: Random House.Google Scholar
Hertwig, R. and Grüne-Yanoff, T. (in press), ‘Nudging and boosting: Steering or empowering good decisions’, Perspectives on Psychological Science.Google Scholar
Hertwig, R. and Ryall, M. D. (2016). Nudge vs. boost: Agency dynamics under ‘libertarian paternalism’. Available at SSRN: http://ssrn.com/abstract=2711166 Google Scholar
Hoffrage, U., Lindsey, S., Hertwig, R. and Gigerenzer, G. (2000), ‘Communicating statistical information’, Science, 290: 22612262. doi:10.1126/science.290.5500.2261 CrossRefGoogle ScholarPubMed
House of Lords Science and Technology Select Committee. (2011), Behaviour change (2nd report of session 2010–12, HL paper 179). London, United Kingdom: The Stationery Office Limited. Retrieved from http://www.publications.parliament.uk/pa/ld201012/ldselect/ldsctech/179/179.pdf Google Scholar
John, P., Cotterill, S., Richardson, L., Moseley, A., Stoker, G., Smith, G. … and Nomura, H. (2011), Nudge, nudge, think, think: Experimenting with ways to change civic behavior, London, United Kingdom: Bloomsbury Academic.CrossRefGoogle Scholar
Johnson, E. and Goldstein, D. (2003), ‘Do defaults save lives?’, Science, 302: 13381339. doi:10.1126/science.1091721 Google Scholar
Johnson, E. J., Hassin, R., Baker, T., Bajger, A. T. and Treuer, G. (2013), ‘Can consumers make affordable care affordable? The value of choice architecture’, PLoS One, 8(12): e81521. doi:10.1371/journal.pone.0081521 CrossRefGoogle ScholarPubMed
Loewenstein, G., Bryce, C., Hagmann, D. and Rajpal, S. (2015), ‘Warning: You are about to be nudged’, Behavioral Science & Policy, 1: 3542. doi:10.1353/bsp.2015.0000 CrossRefGoogle Scholar
Michie, S., Johnston, M., Francis, J., Hardeman, W. and Eccles, M. (2008), ‘From theory to intervention: Mapping theoretically derived behavioural determinants to behaviour change techniques’. Applied Psychology, 57(4): 660680. doi:10.1111/j.1464-0597.2008.00341.x CrossRefGoogle Scholar
Monin, B., and Miller, D. T. (2001), ‘Moral credentials and the expression of prejudice’, Journal of Personality and Social Psychology, 81: 3343. doi:10.1037/0022-3514.81.1.33 CrossRefGoogle ScholarPubMed
Nestle, M. (2015), Soda politics: Taking on big soda (and winning), Oxford, United Kingdom: Oxford University Press.Google Scholar
OECD, (2017), Behavioral insights and public policy: Lessons from around the world. Paris, France: OECD Publishing.CrossRefGoogle Scholar
Pollan, M. (2009), Food rules: An eater's manual, New York, NY: Penguin Books.Google Scholar
Ramirez, G. and Beilock, S. L. (2011), ‘Writing about testing worries boosts exam performance in the classroom’, Science, 331(6014): 211213. doi:10.1126/science.1199427 CrossRefGoogle ScholarPubMed
Rebonato, R. (2012), Taking liberties: A critical examination of libertarian paternalism, New York, NY: Palgrave Macmillan.Google Scholar
Sedlmeier, P. and Gigerenzer, G. (2001), ‘Teaching Bayesian reasoning in less than two hours’, Journal of Experimental Psychology: General, 130: 380400. doi:10.1037/0096-3445.130.3.380 CrossRefGoogle ScholarPubMed
Senn, C. Y., Eliasziw, M., Barata, P. C., Thurston, W. E., Newby-Clark, I. R. … and Hobden, K. L. (2015), ‘Efficacy of a sexual assault resistance program for university women’. New England Journal of Medicine, 372: 23262335. doi:10.1056/NEJMsa1411131 Google Scholar
Studdert, D. M., Mello, M. M., Sage, W. M., DesRoches, C. M., Peugh, J., Zapert, K. and Brennan, T. A. (2005), ‘Defensive medicine among high-risk specialist physicians in a volatile malpractice environment’. Journal of the American Medical Association, 293(21): 26092617. doi:10.1001/jama.293.21.2609 CrossRefGoogle Scholar
Sunstein, C. R. (2013), Simpler, New York, NY: Simon and Schuster.Google Scholar
Sunstein, C. R. (2014), Why nudge? The politics of libertarian paternalism, New Haven, CT: Yale University Press.Google Scholar
Sunstein, C. R. (2016), The ethics of influence: Government in the age of behavioral science, Cambridge, United Kingdom: Cambridge University Press.CrossRefGoogle Scholar
Thaler, R. and Sunstein, C. R. (2008), Nudge: Improving decisions about health, wealth and happiness, New York, NY: Simon and Schuster.Google Scholar
Wansink, B. (2014), Slim by design, New York, NY: William Morrow.Google ScholarPubMed
Willis, L. (2011), ‘The financial education fallacy’, American Economic Review, 101: 429434. doi:10.1257/aer.101.3.429 CrossRefGoogle Scholar