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Unimpeachable Sponsors of Imperial Autocracy, or Augustus' Dream Team (Suetonius Divus Augustus 94.8-9 and Dio Cassius 45.2.2-4)*
Published online by Cambridge University Press: 08 May 2015
Extract
Of all the extant sources, Suetonius' Life of Augustus contains the fullest, and certainly the most systematic, treatment of the supernatural indications of the future Augustus' greatness. Suetonius deploys the full range of divinatory techniques – both those administered by the institutions of the Roman state religion (augurs and haruspices) and those excluded from its ambit (astrology and dreams) – to underline divine approval for the dominance of Augustus. Scholars have readily explained the appearance of this unparalleled congeries of supernatural support by adducing the personal belief in supernatural phenomena of Suetonius and Dio, the two principal mediators of this material.
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Footnotes
For convenience, and to avoid switching between names, I refer to the subject of the dreams as Augustus, even though he assumed the name after the context of the dreams for which I argue. I thank Miriam Griffin, John Rich, John Atkinson and Gerald Groenewald for reading earlier versions of this; they are not to be incriminated with the surviving infelicities
References
1 Cassius Dio includes many of the individual exempla found in Suetonius, but does not collect them in one place (e.g. 43.41.2-3, 45.1.2-2.7). It is clear that Suetonius has exercised some judgement in the selection of the portents he includes, as he is far from indiscriminate; cf. Wagner, F., De ominibus quae ab Augusti temporibus usque ad Diocletiani aetatem Caesaribus facta traduntur (Diss. Jena 1888) 85Google Scholar. The degree of selectivity is highlighted by the detailed tabulation of all the supernatural material available by Vigourt, A., Les présages impériaux d' Auguste à Domitien (Paris 2001) 22–44Google Scholar.
The material I discuss in this paper has been treated more thoroughly in recent years than ever before: e.g. Bertrand-Écanvil, E., ‘Présages et propagande idéologique: à propos d'une liste concernant Octavien Auguste’, MEFRA 106 (1994) 487–531CrossRefGoogle Scholar; Lorsch, R.S., Omina Imperii. The Omens of Power Received by Roman Emperors from Augustus to Domitian (Diss. UNC Chapel Hill 1993)Google Scholar; Weber, G., Kaiser, Träume und Visionen in Prinzipat und Spätantike (Stuttgart 2000)Google Scholar; and Lorsch-Wildfang, R.S., ‘The propaganda of omens: six dreams involving Augustus’, in Lorsch-Wildfang, R.S. and Isager, J. (eds), Divination and Portents in the Roman World (Odense 2000) 43–55Google Scholar. I aim to bring to the fore at least one element omitted by these scholars.
2 Of the nineteen exempla (the computation of Gascou, J., Suétone historien [Paris 1984] 777)CrossRefGoogle Scholar, eleven fall within the competence of haruspices and augurs, while eight relate to dreams, astrology and omens.
3 It is worth considering that the second and third centuries AD were a period in which scepticism about dreams was rare; cf. Harris, W.V., ‘Roman Opinions about the Truthfulness of Dreams’, JRS 93 (2003) 31-3.Google Scholar The considerable space that Suetonius allots to supernatural material in the Lives is attributed to personal belief by many scholars (e.g. Gugel, H., Studien zur biographischen Technik Suetons [Vienna 1997] 24Google Scholar, and Lorsch [n. 1] 18-9), who extrapolate from one episode related by Pliny (Ep. 1.18.1) that belongs early in Suetonius' career (cf. Lounsbury, R.C., The Arts of Suetonius [New York 1987] 20Google Scholar; Weber [n. 1] 72-3). Dio's first work was on the portents and dreams that foreshadowed the rule of Septimius Severus (72.23.1: and his later History contains passages which underline his acceptance of traditional Greco-Roman divinatory practices (e.g. 39.61.1, 72.7.1-2. See Millar, F.G.B., A Study of Cassius Dio [Oxford 1964] 77, 179-81).Google Scholar
4 Cf. the suggestion of Lorsch (n. 1) 27, that the forcible seizure of power made legitimation particularly necessary
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6 The meaning of res publico was a question for philosophical debate in antiquity; cf. e.g. Schofield, M., ‘Cicero's definition of respublica’, in Powell, J.G.F. (ed.), Cicero the Philosopher (Oxford 1995) 66Google Scholar = Schofield, M., Saving the City: Philosopher-Kings and other Classical Paradigms (London 1999) 180,Google Scholar but its meaning in the political context of the Late Republic and Early Empire was and is particularly contentious. In general, see Drexler, H., ‘Res publico’, Maia 9 (1957) 245-81Google Scholar; Stark, R., ‘Respublico’, in Oppermann, H. (ed.), Römische Wertbegriffe (Darmstadt 1967), 42–110Google Scholar; and Ehrenberg, V., ‘Some Roman Concepts of State and Empire’, in his Man, State and Deity: Essays in Ancient History (London 1974) esp. 108-12Google Scholar. The most accessible discussion, with specific focus on the Augustan period and the issues which lie behind the dreams analysed in this article, is that of Judge, E. A., ‘Res Publico Restituta: A Modern Illusion’, in Evans, J.A.S. (ed.) Polis and Imperium: Studies in Honour of Edward Togo Salmon (Toronto 1974) esp. 280-85.Google Scholar
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8 Cf. Weber (n. 1)156.
9 Bertrand-Écanvil (n. 1) 489 n. 6.
10 Cf. e.g. Cic, . Div. 1.12 and 25Google Scholar, Suet, . DA 97.1Google Scholar
11 Suetonius' rubric sets out the principle by which the material on signs is organised, ‘quae ei prius quam nasceretur et ipso natali die ac deinceps evenerint’: a threefold chronological division: i) before his birth (94.2-4), ii) on the day of his birth (94.5a) and iii) after his birth (94.5b-95). The division is made somewhat differently by Gugel (n. 3) 36, who considers 94.1 -9 as signs relating to Augustus' birth and 94.10-96 as signs from his adulthood, but this clearly disregards what Suetonius himself sets out; 96 is clearly different material from 94.1-95, as Suetonius specifies that it relates to the outcome of wars, and 97 again is clearly advertised by Suetonius as relating to Augustus' death and divinity.
12 It has been argued that Suetonius' exemplum relating to the portent received by Augustus' father at the grove of Dionysus (DA 94.5Google Scholar), which dates to the former's propraetorship of Thrace beginning in March 59 BC, has been inserted incorrectly between two exempla connected with Augustus' birth (Weinstock, S., Divus Julius [Oxford 1971] 21)Google Scholar, but nothing in the second of these exempla (DA 94.6Google Scholar) precludes a date for Octavius' dream in 60-59 BC. Nor does the exemplum of the young Augustus' precocious ability to silence frogs (DA 94.7Google Scholar), introduced by the words ‘cum primum fari coepisset’, necessarily predate Octavius' departure for Thrace.
13 E.g. (45.2.1), (45.2.5).
14 Cic, . Cael. 59Google Scholar, Att. 1.20.3Google Scholar (after 12 May 60); alive in January 61 (Cic, . Att. 1.13.2Google Scholar). Bertrand-Écanvil (n. 1) 495 n. 33 places Catulus' death in 61, but nothing privileges this date over 60.
15 Manuwald, B., Cassius Dio unci Augustus. Philologische Untersuchungen zu den Büchern 45-56 des dionischen Geschichtswerkes (Wiesbaden 1978) 266.Google Scholar
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17 Catulus features in four of Valerius' exempla: as the first to introduce Campanian luxury to the celebration of Roman games (2.4.6); as exhibiting appropriately restrained joy at his ovatio over Lepidus (2.8.7) in a civil war; most importantly as one whose luxuries late in life ‘ei impedimento non fuerunt quo minus patriae princeps exsisteret, nomenque eius in Capitolino fastigio fulgeret, ac virtute civile bellum ingenti motu oriens sepeliret’ (6.9.5); and, lastly, for the eloquent declaration of faith in him by the Roman people (8.15.9). Velleius' abbreviated narrative is even more to the point for our purposes because it depicts Catulus explicitly as the fearless opponent of Pompey and Caesar who does not exceed the bounds of reasonable opposition. In opposing the popular Lex Gabinia to grant Pompey huge powers, he won the people's response noted by Valerius and secures praise from Velleius for his aucloritas and verecundia (2.32.1-2). His disagreements with Caesar are not minimised, but he receives no criticism for opposing the imperial predecessor: ‘contentionesque civiles cum Q. Catulo … celeberrimae, et ante praeturam victus in maximi pontificatus petitione Q. Catulus, omnium confessione senatus princeps’ (2.43.3). Velleius also interrupts his narrative to record the death of Catulus and other prominent figures of the Republic: ‘cum sine invidia in re publica floruissent eminuissentque sine periculo quieta aut certe non praecipitata fatali ante initium bellorum civilium morte functi sunt’ (2.48.6).
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27 Cf. Livy 2.36.2-4, Val. Max. 1.7.3. See the discussion at Wardle, D., Valerius Maximus. Memorable Deeds and Sayings Book I (Oxford 1998) 223–225Google Scholar, and Kragelund, P., ‘Dreams, Religion and Politics in Republican Rome’, Historia 51 (2002) 77-8.Google Scholar
28 For a short but useful introduction, see Weber (n. 1) 30-49; Cicero's De Divinatione, especially 1.39-65, gives a good idea of the philosophical arguments deployed.
29 The two chronological indications of the dream are imprecise: Dio merely describes Augustus , while Suetonius' post dedicatum Capitolium does not imply a date close to 69, nor one in 46 (Deonna, contra W., ‘La légende d'Octave-Auguste’, RHR 83 [1921] 187)Google Scholar, but rather specifies the setting for the dreams in the temple which had been restored by Catulus.
30 See Kragelund (n. 27) 78, 80: ‘no matter how impressive, dreams needed corroboration – at least when outside the private sphere’.
31 See Kragelund (n. 27) 79.
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36 Mellor (n. 35) 205-6.
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38 Ludere in Suetonius (see Howard, A.A. and Jackson, C.N., Index Suetonianus [Cambridge, Mass. 1922] 137)Google Scholar invariably means playing (a game) or performing in a public spectacle (such as the lusus Troiae); where children are involved (Cal. 25.4Google Scholar, Ner. 35.5Google Scholar), the context is always non-religious. usually means ‘make a solemn procession’, although this is its only appearance in Dio.
39 Mantle, I.C., ‘The Role of Children in Roman Religion’, G&R 49 (2002) 85–106.Google Scholar
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41 Weber (n. 1)156.
42 Livy 26.19.5, with other parallels (collected at Wardle [n. 27] 139). Even if the historicity of Scipio's practice is dubious, the historical tradition goes back at least to 150 B.C. (cf. Polyb. 10.5.5).
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48 Pace Lorsch (n. 1) 75.
49 Plut, . Cic. 2.1Google Scholar. Moles, J.L., Plutarch. The Life of Cicero (Warminster 1988) 195Google Scholar. There is an apparent inconsistency between Moles' view summarised above and his belief that Augustus' Autobiography was Plutarch's source for Cicero's dream (29) and that Dio and Suetonius' version of the dream is identical with that mentioned by Tertullian as coming from the Autobiography (195). Although it has been suggested that Plutarch took the dream from Suetonius' Vita Ciceronis in his De Viris Illustribus, the chronological difficulties inherent in that and the excessive variation of details within the dream make it highly unlikely: see. Theander, C., ‘Zwei Vaticinia ex eventu in römischer Volkstradition’, in Studi in onore di Aristide Calderini e Roberto Paribeni (Milan 1956) 148.Google Scholar
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52 For the chronological ordering of the exempla, see p. 33. Suetonius' next exemplum (DA 94.10Google Scholar) can be dated securely to 18 October 48 (cf. CIL 10.8375Google Scholar); and Dio's terminology (45.2.5; cf. 47.6.6) for the same event underlines the fact that Cicero's dream must predate Augustus' assumption of the toga virilis.
53 Cf. Weber (n. 1) 159 n. 160.
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55 Plutarch (Cic. 44.3Google Scholar: …) dates his version of Cicero's dream to Pompey's lifetime. Cf. Herrmann, L., ‘L'enfant à la chaine d'or’, REA 36 (1934) 49CrossRefGoogle Scholar, who specifies 1 January 59, the solemn inauguration of Caesar's consulship. It is likely that Cicero was in Rome on 1 January, as he invites Atticus to dine with him there on 29 December (Att. 2.2.3Google Scholar) and the subsequent lack of correspondence indicates that both were in Rome.
56 Nic. Dam. 4, Veil. Pat. 2.59.3. It is plausible that Augustus assumed the toga virilis relatively early. It has been argued (Radke, G., Fasti Romani. Betrachtungen zur Fruhgeschichte des romischen Kalendars [Stuttgart 1990] 83-4)Google Scholar that, allowing for the phenomenon of antecession in the civil calendar before Caesar's reforms, Augustus assumed the toga virilis on his 15th birthday. Even if Radke's arguments are questionable (cf. Barton, T., ‘Augustus and Capricorn: Astrological Polyvalency and Imperial Rhetoric’, JRS 85 [1995] 37)Google Scholar, Caesar was keen to advance his potential heir as quickly as possible. Probably Augustus could not be described as ignotus after his striking election to the priesthood formerly held by L. Domitius Ahenobarbus who died at Pharsalus in August 48 (Caes, . BC 3.99.5Google Scholar). Augustus' first known visit to Rome was to deliver his grandmother's funeral oration in 52-1.
57 The victory at Pharsalus occurred in August 48 and Augustus assumed the toga virilis on 18 October 48; Caesar did not return to Rome until October 47 (Plut, . Cic. 39.4–5Google Scholar); Cicero returned from his ‘exile’ in Brundisium at roughly the same time – he had reached Venusia on 1 October (Fam. 15.20Google Scholar).
58 Only here does Suetonius use liberalis in the sense rightly assumed by most commentators, i.e. ‘an appearance worthy of a free man’ (cf. Festus 108 L: ‘LIBERALES dicuntur non solum benigni, sed etiam ingenuae formae homines’); elsewhere he uses it to mean ‘generous’ (DA 71.3Google Scholar, Vesp. 17). It is unclear whether the word comes from Suetonius' source or is his own choice.
59 E.g. Deonna (n. 29) 189-92; Hom. II. 8.19-27. For a detailed study of the motif, see Fauth, W., ‘Catena aurea. Zu den Bedeutungsvarianten eines kosmischen Sinnbildes’, AKG 56 (1974) esp. 285-8Google Scholar, and other bibliography at Weber (n. 1) 157-8 n. 152.
60 Horn. II. 12.37, 13.812 (); cf. ll. 2.781, 15.17. See Janko, R., The Iliad: A Commentary. Volume IV (Cambridge 1992) 145.Google Scholar
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66 Aesch, . Ag. 642Google Scholar, Virg, . Aen. 8.703Google Scholar, Lucan 7.568 (cf. Sen, . Ira 2.35.6Google Scholar), Sil. Ital. 4.441.
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68 E.g. Plat, . Rep. 566dGoogle Scholar, Polit. 266e; Apul, . Mun. 35Google Scholar: ‘quod est… in curru rector… hoc est in mundo deus’. The most developed treatment of the metaphor occurred in the lost sections of Cicero's De Republica Book V (cf. 5.5; see Powell, J.G.F., ‘The Rector Rei Publicae in Cicero's De Re Publico’, SCI 13 (1994) 19–29)Google Scholar.
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69 Weber (n. 1)157.
70 Cf. Herrmann (n. 55) 49: ‘les rémits sont absurdes’.
71 Dio 55.1.1, Epiced. Drusi 401-4, Aug, . RG 20.1.Google Scholar
72 See e.g. Bellen, H., ‘Cicero und der Aufstieg Oktavians’, Gymnasium 92 (1985) 161-89Google Scholar; Ortmann, U., Cicero, Brutus und Octavian – Republikaner und Caesarianer. Ihr gegenseitiges Verhältnis im Krisenjahr 44/43 v.Chr (Bonn 1985)Google Scholar.
73 Cf. Bertrand-Écanvil (n. 1)517; Lorsch (n. 1) 70. For the virtual exclusion of dreams from public divination, although in the 1st c. BC military dynasts from Sulla onwards invoked dreams to support their claims, see Kragelund (n. 27) 53-5, 77, 95. Weber (n. 1) 159 n. 159 entertains the possibility that any pronouncement by Cicero would have had increased weight.
74 E.g. Cic, . Phil. 3.3Google Scholar, Plut, . Cic. 44.2–44.3.Google Scholar
75 Lorsch (n. 1)74, 79–82.
76 For example, see Scott, K., ‘The Political Propaganda of 44-30 B.C.’, MAAR 11 (1933) esp. 37–49.Google Scholar Although there are many poetic associations of Augustus with Jupiter, they do not predate Actium: see Ward, M. M., ‘The Association of Augustus with Jupiter’, SMSR 9(1933) 203-13.Google Scholar The coins minted by Augustus before Actium (see Zanker, P., The Power of Images in the Age of Augustus [Ann Arbor 1988] 53–57)Google Scholar feature primarily three goddesses: Pax, Venus and Victoria.
77 See Keppie, L.F., Colonisation and Veteran Settlement in Italy 47-14 BC (Rome 1983) 118Google Scholar, for the building of capitolia as evidence of colonial status.
78 Alföldi, A., Die zwei Lorbeerbäume des Augustus (Bonn 1973) table 2 nos. 1-4; Hor. Carm. 3.5.1-4; Bertrand-Écanvil (n. 1) 518, drawing on Fishwick (n. 32)239-40.Google Scholar
79 Triumph: Dio 51.21.5-8; dedication of curia and temple of Divus Julius: Dio 51.22.1-2; senatorial lectio: Dio 52.42.1-4. Augustus' triumph was the probable context for his huge dedication to Capitoline Jupiter (Suet, . DA 30.2Google Scholar, Dio 51.22.3, Aug, . RG 21.2Google Scholar).
80 See Pollini, J., ‘Man or God: Divine Assimilation and Imitation in the Late Republic and Early Principate’, in Raaflaub, K. A. and Toher, M. (eds), From Republic to Empire: Interpretations of Augustus and his Principate (Berkeley 1990) 336.Google Scholar
81 BMCRE I, 104Google Scholar no. 637, 102 nos. 628-30. See Zanker (n. 76) 55-6, who argues that Augustus was deliberately mixing his image with the god's and that a definite identification with Jupiter was meant, perhaps specifically with Jupiter Feretrius, whose temple he had recently restored; Pollini (n. 80) 348-9. For a succinct discussion of the disagreement about the dating of these coins, see Rich and Williams (n. 45) 171-172.
82 From a massive bibliography, see Rich, and Williams, (n. 45) and Badian, E. ‘“Crisis Theories” and the Beginning of the Principate’, in Wirth, G. (ed.), Romanitas, Christianitas: Untersuchungen zur Geschichte und Literatur der römischen Kaiserzeit; Johannes Straub zum siebzehnten Geburtstag am 18. Oktober 1982 gewidmet (Berlin 1982) 24-5.Google Scholar
83 Fishwick (n. 32)241.
84 See e.g. Millar, F., ‘The Impact of Monarchy’, in Millar, F. and Segal, E. (eds), Caesar Augustus: Seven Aspects (Oxford 1983) 37–60.Google ScholarRowe, G., Princes and Political Cultures: the New Tiberian Senatorial Decrees (Ann Arbor 2002)CrossRefGoogle Scholar, demonstrates the way in which six different “constituencies” within the Roman Empire were able to relate to the reality of an imperial dynasty against a legal, constitutional background which excluded such a concept.
85 Gradel, I., Emperor Worship and Roman Religion (Oxford 2002) 73–103,Google Scholar demonstrates that across Italy there was direct worship of Augustus as a god, primarily as a direct result of municipal initiatives.
86 Although Augustus established a policy for the Eastern provinces of the empire as early as 29, there was no equivalent for Italy, but individual municipalities formulated their own responses to the emperor. The earliest datable municipal temple at Beneventum has a terminus ante quem of 15 BC (CIL 9.1556Google Scholar).
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