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By a classical theorem of Harvey Friedman (1973), every countable nonstandard model
$\mathcal {M}$
of a sufficiently strong fragment of ZF has a proper rank-initial self-embedding j, i.e., j is a self-embedding of
$\mathcal {M}$
such that
$j[\mathcal {M}]\subsetneq \mathcal {M}$
, and the ordinal rank of each member of
$j[\mathcal {M}]$
is less than the ordinal rank of each element of
$\mathcal {M}\setminus j[\mathcal {M}]$
. Here, we investigate the larger family of proper initial-embeddings j of models
$\mathcal {M}$
of fragments of set theory, where the image of j is a transitive submodel of
$\mathcal {M}$
. Our results include the following three theorems. In what follows,
$\mathrm {ZF}^-$
is
$\mathrm {ZF}$
without the power set axiom;
$\mathrm {WO}$
is the axiom stating that every set can be well-ordered;
$\mathrm {WF}(\mathcal {M})$
is the well-founded part of
$\mathcal {M}$
; and
$\Pi ^1_\infty \text{-}\mathrm {DC}_\alpha $
is the full scheme of dependent choice of length
$\alpha $
.
Theorem A.
There is an
$\omega $
-standard countable nonstandard model
$\mathcal {M}$
of
$\mathrm {ZF}^-+\mathrm {WO}$
that carries no initial self-embedding
$j:\mathcal {M} \longrightarrow \mathcal {M}$
other than the identity embedding.
Theorem B.
Every countable
$\omega $
-nonstandard model
$\mathcal {M}$
of
$\ \mathrm {ZF}$
is isomorphic to a transitive submodel of the hereditarily countable sets of its own constructible universe
$L^{\mathcal {M}}$
.
Theorem C.
The following three conditions are equivalent for a countable nonstandard model
$\mathcal {M}$
of
$\mathrm {ZF}^{-}+\mathrm {WO}+\forall \alpha \ \Pi ^1_\infty \text{-}\mathrm {DC}_\alpha $
.
(I) There is a cardinal in
$\mathcal {M}$
that is a strict upper bound for the cardinality of each member of
$\mathrm {WF}(\mathcal {M})$
.
(II)
$\mathrm {WF}(\mathcal {M})$
satisfies the powerset axiom.
(III) For all
$n \in \omega $
and for all
$b \in M$
, there exists a proper initial self-embedding
$j: \mathcal {M} \longrightarrow \mathcal {M}$
such that
$b \in \mathrm {rng}(j)$
and
$j[\mathcal {M}] \prec _n \mathcal {M}$
.
We use the model theoretic notion of coheir to give short proofs of old and new theorems in Ramsey Theory. As an illustration we start from Ramsey’s theorem itself. Then we prove Hindman’s theorem and the Hales–Jewett theorem. Finally, we prove two Ramsey theoretic principles that have among their consequences partition theorems due to Carlson and to Gowers.
We separate many of the basic fragments of classical logic which are used in reverse constructive mathematics. A group of related Kripke and topological models is used to show that various fragments of the Weak Law of the Excluded Middle, the Limited Principle of Omniscience, and Markov’s Principle, including Weak Markov’s Principle, do not imply each other.
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