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Experiences of social frailty among rural community-dwelling and assisted-living older adults: a qualitative study

Published online by Cambridge University Press:  08 July 2021

Steven Bunt*
Affiliation:
Research Group in Healthy Ageing, Allied Health Care and Nursing, Hanze University Groningen, University of Applied Sciences, Groningen, The Netherlands
Nardi Steverink
Affiliation:
Department of Sociology, Faculty of Behavioural and Social Sciences, University Medical Center Groningen, University of Groningen, Groningen, The Netherlands Department of Health Psychology, University Medical Center Groningen, University of Groningen, Groningen, The Netherlands
Linden Douma
Affiliation:
Population Research Center, Urban and Regional Studies Institute, Faculty of Spatial Sciences, University of Groningen, Groningen, The Netherlands
Cees van der Schans
Affiliation:
Research Group in Healthy Ageing, Allied Health Care and Nursing, Hanze University Groningen, University of Applied Sciences, Groningen, The Netherlands Department of Rehabilitation Medicine, Center for Rehabilitation, University Medical Center Groningen, University of Groningen, Groningen, The Netherlands
Hans Hobbelen
Affiliation:
Research Group in Healthy Ageing, Allied Health Care and Nursing, Hanze University Groningen, University of Applied Sciences, Groningen, The Netherlands Department of General Practice and Elderly Care Medicine, University Medical Center Groningen, University of Groningen, Groningen, The Netherlands
Louise Meijering
Affiliation:
Population Research Center, Urban and Regional Studies Institute, Faculty of Spatial Sciences, University of Groningen, Groningen, The Netherlands
*
*Corresponding author. Email: [email protected]
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Abstract

Although social frailty has been described from a theoretical perspective, the lived experiences of older adults regarding social frailty are yet unknown. In this paper, we aim to (a) gain more in-depth insights into community-dwelling and assisted-living older adults’ experiences of social frailty and (b) explore the differences in these experiences between these two groups. We conduct a thematic analysis of 38 interviews with community-dwelling and assisted-living older adults in rural villages the Netherlands. We structure our findings along three overarching themes which highlight different aspects of the social frailty experiences of our participants: (a) present resources and activities to fulfil social needs, (b) resources and activities that have been lost, and (c) how they manage and adapt to changes in resources and activities over time. Loneliness is only reported among the community-dwelling participants, while the loss of mobility and participation in (social) activities is experienced most strongly by the assisted-living participants. These findings challenge the widespread policies and practices of ageing in place. We conclude that for some older adults, living in assisted arrangements is preferred over ageing in place, as doing so can prevent social frailty. The key reason for this is that life in assisted living is likely to bring about new social resources and activities, which may serve to fulfil the social needs of older adults.

Type
Article
Copyright
Copyright © The Author(s), 2021. Published by Cambridge University Press

Introduction

In contemporary Western countries, the social aspects of older adults’ lives become increasingly challenging, especially for those who are in need of care. In the Netherlands, for example, there has been a change in policy from collective solidarity to individual responsibility, which urges older people in need of care and assistance to rely primarily on their informal social relations and social environment, and to remain living in the community. In line with this policy, traditional residential care homes have been shut down on a great scale (Verbeek-Oudijk and van Campen, Reference Verbeek-Oudijk and van Campen2017). This process is, on the one hand, in line with the inclinations of older adults who prefer to stay in their own home for as long as possible. On the other hand, however, community-dwelling older adults in need of care might be more at risk of becoming especially socially vulnerable when their informal network is not able to have a (significant) role in the fulfilment of their social needs. Social participation may have a protective or balancing function for community-dwelling older people (Duppen et al., Reference Duppen, Van der Elst, Dury, Lambotte and De Donder2019). The reasons for this is that social participation may affect the quality and quantity of their social resources and their social needs fulfilment, and thus decrease their social vulnerability. Important reasons for older adults to consider moving to assisted living, besides physical reasons, are indeed related to social factors, i.e. people hope and expect to improve their social needs fulfilment and to become less lonely (Steverink, Reference Steverink2001). Related literature also suggests that older people who are community-dwelling more often experience social isolation than those who live in residential care settings (Savikko et al., Reference Savikko, Routasalo, Tilvis, Strandberg and Pitkälä2005; Parmenter et al., Reference Parmenter, Cruickshank and Hussain2012; Jang et al., Reference Jang, Park, Dominguez and Molinari2014).

What is important here, however, is that although relatively much is known about social isolation and loneliness (Havens et al., Reference Havens, Hall, Sylvestre and Jivan2004; de Jong-Gierveld et al., Reference de Jong-Gierveld, van Tilburg and Dykstra2006; Franck et al., Reference Franck, Molyneux and Parkinson2016), we still know very little about older people becoming vulnerable in terms of social losses. Becoming vulnerable and at risk of age-related losses is often described by the term frailty. The frailty concept refers to a decreased reserve capacity and resistance to stressors that cause vulnerability to adverse health outcomes, and covers physical, psychological and social domains (Fried et al., Reference Fried, Ferrucci, Darer, Williamson and Anderson2004; Gobbens et al., Reference Gobbens, van Assen, Luijkx, Wijnen-Sponselee and Schols2010). Although the physical domain of frailty has been described and investigated quite extensively (Fried et al., Reference Fried, Ferrucci, Darer, Williamson and Anderson2004; Parks et al., Reference Parks, Fares, Macdonald, Ernst, Sinal, Rockwood and Howlett2012; Clegg et al., Reference Clegg, Young, Iliffe, Rikkert and Rockwood2013), the concepts of psychological and social frailty are rather unexplored (Gobbens et al., Reference Gobbens, van Assen, Luijkx, Wijnen-Sponselee and Schols2010), with the concept of social frailty being the least explored of all. Yet, especially the concept of social frailty seems very important in the context of current policy changes.

Previously, arguing from a social needs concept, we have defined social frailty as a continuum of being at risk of losing or having lost resources, activities or abilities that are important for fulfilling one or more basic social needs during the lifespan (Bunt et al., Reference Bunt, Steverink, Olthof, van der Schans and Hobbelen2017). We arrived at this definition because existing approaches of social frailty appeared to be very diverse and unstructured, making it difficult to understand and use the concept (Bunt et al., Reference Bunt, Steverink, Olthof, van der Schans and Hobbelen2017). In order to understand better, and find more structure in, the various aspects that seemingly are part of the concept of social frailty, we found Social Production Function (SPF) theory to be very helpful (Ormel et al., Reference Ormel, Lindenberg, Steverink and Verbrugge1999; Steverink and Lindenberg, Reference Steverink and Lindenberg2006; Lindenberg, Reference Lindenberg, Wittek, Snijders and Nee2013; Steverink et al., Reference Steverink, Lindenberg, Spiegel and Nieboer2020). In this theory, next to two basic physical needs, three basic social needs are distinguished: affection, behavioural confirmation and status. Affection is the fulfilment of the need to love and to be loved regardless of one's assets or actions. Behavioural confirmation is the fulfilment of the need to feel that one is doing the ‘right’ thing according to relevant others and oneself, and to be part of a group with shared values. Status is the fulfilment of the need to distinguish oneself from others by means of specific talents or assets (Lindenberg, Reference Lindenberg, Wittek, Snijders and Nee2013; Steverink, Reference Steverink, Pachana and Laidlaw2014). All three of these social needs remain important with increasing age, although the opportunities and resources that are available to fulfil these social needs are subject to change during the lifespan (Steverink and Lindenberg, Reference Steverink and Lindenberg2006). When the three social needs are fulfilled, this will lead to positive outcomes, among which are various indicators of subjective wellbeing (Steverink and Lindenberg, Reference Steverink and Lindenberg2006; Steverink et al., Reference Steverink, Lindenberg, Spiegel and Nieboer2020). Also other studies showed that fulfilled social needs protect against disease and depression (Avlund et al., Reference Avlund, Lund, Holstein and Due2004; Portero and Oliva, Reference Portero and Oliva2007; Golden et al., Reference Golden, Conroy, Bruce, Denihan, Greene, Kirby and Lawlor2009) and have a positive influence on life fulfilment (Miura and Agari, Reference Miura and Agari2006). When social needs are not satisfied, mental and physical health problems arise (Cacioppo and Hawkley, Reference Cacioppo and Hawkley2003; ten Bruggencate et al., Reference ten Bruggencate, Luijkx and Sturm2018).

Thus, in our view, social frailty can best be conceptualised as a multi-dimensional concept referring to a variety of general and/or social resources (or restrictions), social behaviours and activities, and self-management abilities, which all have a function in adding to (or affecting) social needs fulfilment (Figure 1). However, what is lacking still, is a clearer understanding of what older adults themselves experience in relation to (the risk of) social challenges and losses. More insight is needed into the meanings that older adults attach to it and how they experience social frailty. In this respect, also the work of Grenier (Reference Grenier2006) is important, because she points to the difference between ‘being frail’ and ‘feeling frail’. Understanding what people experience in terms of what might be seen as social frailty will contribute to appropriate professional responses to older persons’ social needs (Grenier, Reference Grenier2006). To our knowledge, the lived experiences of older adults regarding social frailty are as yet unknown. Especially, the lived experiences of community-dwelling versus assisted-living older adults in rural areas would add to a deeper understanding of the concept of social frailty and can inform care policies for the ageing population. We focus on rural areas because there are indications that social isolation and loneliness – concepts closely related to social frailty – are more common among older adults living in rural areas (Drennan et al., Reference Drennan, Treacy, Butler, Byrne, Fealy, Frazer and Irving2008; Cloutier-Fisher and Kobayashi, Reference Cloutier-Fisher and Kobayashi2009; de Koning et al., Reference de Koning, Stathi and Richards2017).

Figure 1. Conceptual model of social frailty.

The aims of this study are (a) to gain more in-depth insights into community-dwelling and assisted-living older adults’ experiences of social frailty and (b) to explore whether there are differences in these experiences between community-dwelling and assisted-living older adults living in a rural area.

Methods

Research approach

To obtain more in-depth insights into the experiences of social frailty, we applied a qualitative approach. Such an approach is well suited to uncover the meaning that people give to their experiences and to provide depth, detail and nuance to the research issue (Hennink et al., Reference Hennink, Hutter and Bailey2020). In this study, a secondary analysis of an existing qualitative dataset was carried out. This is known as the supplementary analysis of qualitative data, which is a more in-depth analysis of an emergent issue or aspect of the data that was not, or only partially, addressed in the primary study (Heaton, Reference Heaton2008). There are ethical issues concerning secondary analysis of qualitative data, such as informed consent and the absence of personal embeddedness (Irwin, Reference Irwin2013). The primary study was performed with the goal of exploring older adults’ experiences of subjective wellbeing (Douma et al., Reference Douma, Steverink, Hutter and Meijering2017). The interview guide that served to guide the conversations included questions on conceptions of wellbeing, experienced wellbeing, the fulfilment of the basic physical and social needs based on SPF theory, and social contacts and activities. SPF theory was also used to underpin our concept of social frailty (Bunt et al., Reference Bunt, Steverink, Olthof, van der Schans and Hobbelen2017). The collected data are rich in nature, and social frailty emerged as a relevant aspect from the data, which we then decided to examine further in this paper. In doing so, we build on upon the research question in the primary study, for which participants have given informed consent. Three of the authors of the current study (LD, NS and LM) were involved in the primary study for which the data were collected, and for which LD conducted all the in-depth interviews. LD also made sure that the interpretations of the data in the current article are in line with the conceptual and interactional contexts in which the data were gathered.

Participant recruitment

The primary dataset consisted of 76 transcripts of in-depth interviews with older adults living in either a rural village or a small town in the north-eastern part of the Netherlands. Initial contact with the participants was made via local gatekeepers who were in contact with older adults due to their profession. Different strategies were applied for participant recruitment, e.g. via personal visits, advertisements or snowballing (for a detailed description, see Douma et al., Reference Douma, Steverink, Hutter and Meijering2017). Participants had to be 65 years or older, which at the time of recruitment was the official retirement age. The sample size was not defined in advance, and data collection was continued until there was data saturation by gender, age, housing arrangement (community-dwelling and assisted-living) and domicile (urban and rural). Participants living in housing facilities with in-home assistance (i.e. service flats, sheltered accommodation and nursing homes) were considered to be assisted-living participants (Douma et al., Reference Douma, Steverink, Hutter and Meijering2017). For this secondary analysis, we used the 38 interviews that were collected from the participants living in villages who were involved in the primary study. These villages, which represent the rural part of the initial data, were chosen because it is likely that social frailty plays a larger role in this rural area than in the urban part of the data. The area has a population with a relatively low socio-economic status as compared to the rest of the Netherlands.

Data analysis and procedure

We applied a hybrid deductive/inductive qualitative analysis of the data (Fereday and Muir-Cochrane, Reference Fereday and Muir-Cochrane2006) to both add to our conceptualisation of social frailty (Bunt et al., Reference Bunt, Steverink, Olthof, van der Schans and Hobbelen2017) and enable inductive inferences on the issue.

We performed a thematic analysis, which was grounded in our theoretical definition of social frailty (Bunt et al., Reference Bunt, Steverink, Olthof, van der Schans and Hobbelen2017). We coded the transcripts to identify any potentially relevant themes around social frailty that were discussed during the interviews by the participants. In so doing, we used the components of our conceptual model of social frailty (Figure 1), the fulfilment of social needs, social resources, social behaviours and/or activities, general resources and self-management abilities, but we also created codes that emerged from the data. This process resulted in three main themes: the social resources and activities that are present, those that have been lost, and the ways in which the participants manage and adapt to changes. Finally, we compared the experiences of community-dwelling older adults with those who are living in assisted-living arrangements to gain insight into possible differences between these groups regarding the three overarching themes. For this purpose, code-document tables were created and analysed by comparing the resulting quotations between the two groups.

To enhance the reliability of the coding process, two interviews were coded by two researchers of the research team (SB and LM), and the coded documents were compared. Differences in coding between the researchers were discussed, and the codebook was adapted. For example, general resources were coded differently by the two researchers in the first interview. After discussion, only general resources that were related to fulfilling social needs were coded. After that, one more interview was coded and compared by the two researchers, and no relevant inconsistencies remained.

Findings

Of our 38 participants, 26 were community-dwelling older adults and 12 were residing in an assisted-living environment. The characteristics of the participants are described in Table 1.

Table 1. Participant characteristics

Note: N = 38.

Three overarching themes emerged from our analysis, which highlight different aspects of the social frailty experiences of our participants: (a) present resources and activities that are being used to fulfil social needs, (b) resources and activities that have been lost, and (c) how participants manage and adapt to changes in resources and activities over time. Following these three themes, social frailty can be seen as a balance between the resources and activities that are present, those that have been lost, and how the balance between the two can be managed by self-management abilities. All the findings are presented along these three themes, both for community-dwelling and assisted-living older adults, and are illustrated with quotes from the interviews. For every theme, the differences between community-dwelling and assisted-living older adults are presented.

Resources and activities that are (still) present to fulfil social needs

Our participants spoke about several resources and activities they have in relation to their social needs fulfilment. Relationships with spouses, children and/or grandchildren were discussed by several participants in relation to the need for affection, i.e. to love and to be loved regardless of one's assets or actions. For example, Mrs P (female, 85 years old, assisted-living (AL), widow with children) expressed her feelings to the interviewer (I) over her relationship with her (grand)children and told about the importance of their visits:

Mrs P: Yes, children, yes, it is, ehm, very important for me that they come on a regular basis and that I can get along with them, with all of them.

I: Ok.

Mrs P: I think I am the sweetest grandmother (chuckles), that's what they also say themselves, the grandchildren.

Other participants expressed what their relationships with their spouses, children and/or grandchildren mean to them. We observed a hierarchy in the relative importance of the different resources for fulfilling the need for affection, i.e. spouses were mentioned often as being very important, then children and grandchildren, followed by others, such as friends or neighbours. The social resource that was most important for our participants was family (spouses, (grand)children, siblings). For example, Mrs F (female, 67, community-dwelling (CD), married with children) told us that she thinks spending time with her siblings is important because of their relationship with her youth and the place and family she originates from:

I: Can you tell me with whom you have the most contact with during daily life? Who do you think are very important?

Mrs F: …My, ehm, our brothers and sisters-in-law … Yes, they are just very important because, they have a connection with your youth and where you are from and ehm, well, yes, they're just part of you.

In addition to family members, other social resources that were mentioned by participants were friends, neighbours and pets. Contact with neighbours was regarded as important by not only community-dwelling older adults but also by those in assisted living. Mrs I (female, 74, CD, married with children) explained about the relationship she experiences with her neighbours:

A good relationship with my neighbours, that's what I think. Here, I don't want to be a loner in the building. So, well, a good relationship with the neighbours. But I don't want them to come by every instant. (Mrs I)

This quote illustrates the importance that participants attribute to having contact with neighbours. However, in this quote, the participant also seems to refer to the intensity of this contact, i.e. contact with neighbours is important, but not at every instant. Mrs W (female, 82, AL, married with children) spoke about the people she has most contact with, who are her neighbours:

I: Ok and can you tell me who you have contact with on a regular basis? So actually, the most contact with?

Mrs W: (Silence) Well, the one next door, you must have been there.

I: Ehm.

Mrs W: [Name of neighbour.]

I: That could be, yes.

Mrs W: Yes, and Ms K who lives behind me and [name of neighbour] and [name of neighbour]. […]

I: Ok, so mostly people from this building? But next to your neighbours, do you have other people whom you see regularly, like, for example, your daughter?

I: Well…

Mrs W: Some acquaintances from the past I still see.

For her, these neighbours have become the people she has most contact with since she does not see her family that often anymore.

Their past working lives were discussed by our participants as a significant source of fulfilling the need for status, for instance, to distinguish themselves from other people. One of our participants, Mr H (male, 67, CD, married with children), had retired from his position as the principal of a school two years before he was interviewed. He told us how he still feels as though he is a key figure in the community, as he knows everyone in the community, and people still consult him:

I have got to know the whole community of [village name]. That has to do with one's position. The head of the school is asked frequently [for advice or to participate in community activities], you know. In this position, one used to be one of the notables of the community. (Mr H)

Mr H's story illustrates how the experience of status in the past, such as that of a principal, can continue after retirement. Although most other participants who had been engaged in (paid) employment did not have as prominent a role in the community, they discussed their need for the fulfilment of status in similar ways. Having had particular employment during one's working life seems to contribute to a sense of status that is still enjoyed well into retirement. We did observe that the fulfilment of status declined with advancing age; for participants who had been retired longer, their status derived from employment seemed to play an increasingly smaller role. Similar to stories about employment, other specific talents and assets were also discussed as ways to distinguish oneself from others and as a source of status, such as sports achievements from the past or the profession of one's children. However, employment was discussed most prominently.

Our participants also discussed the social activities they undertake with others; undertaking activities with other people can contribute to the fulfilment of social needs. An activity that was mentioned often was spending time with family, friends or neighbours (e.g. family visits, visits of friends or acquaintances, or drinking coffee with neighbours). Mrs K (female, 95, CD, widow with children) explained about the routine she has with two friends with the purpose of spending time together in a pleasant way:

I: Ok. Ehm, and do you have, well, routines or things that you do every week?

Mrs K: No. I have, ehm, every 14 days, I come together with two other ladies in turns at each other's places. We have done that, I think, for over 20 years…

I: And what do you do then?

Mrs K: Oh, nothing special, we just drink tea together and have a good time.

This quote illustrates with what kind of activities people seek to fulfil their social needs, in this case drinking tea together to fulfil the need for affection or behavioural confirmation. Many of our participants spoke about visits to or from others with the purpose of spending and enjoying time together and/or belonging to a group.

Participating in organised social activities, e.g. playing games (cards or other local games) or doing gymnastics, was mentioned in both groups. Often, participating in such activities fulfils the need for behavioural confirmation. The assisted-living participants Mr and Mrs De J (male, 82, and his wife, married couple with children) discussed the activities they participate in every week:

Mr De J: We go to the organised games.

I: Ok, you go there as well?

Mrs De J: Fridays, I play Shuffle [local game] and he plays cards.

Mr De J: We play Jass [local card game], that's always on Fridays.

I: Ok, and what's the reason for going? Is that for social contacts? Or?

Mr De J: No, you just like to do it, hey. Play cards…

Mrs De J: Nah. That's a way to be among people, right. Before we came here, we used to go to the community centre.

These kinds of activities (games, gymnastics) are generally well visited. The organisation of these activities by welfare organisations is mostly aimed specifically at older adults, and they are organised both for community-dwelling residents and those who are assisted-living residents. In addition to these activities, participants also reported being members of a club or social association (e.g. of a sports club, a neighbourhood association or a needlework club).

Mobility is mentioned often among our participants within the realm of being able to fulfil their social needs, e.g. being able to drive a car, using a taxi, being able to ride a bicycle or the use of walking aids. Mrs L (female, 74, CD, widow) spoke about how she depends on her car for her activities and social contacts since her husband passed away; previously, she never drove because her husband used to drive:

Mrs L: Well, I never drove the car but now I have to, because otherwise I can't get anywhere.

I: Do you use it a lot, your car?

Mrs L: No, not much.

I: Ok.

Mrs L: Saturdays I go to [city name] sometimes, to buy some fish for my neighbour across the street, and I will go and eat it with her.

This quote illustrates the importance of mobility for being able to participate in (social) activities. When people are no longer mobile, they rely on others, such as family, neighbours, volunteers or a taxi, to take them somewhere. Although a small shop is present in these villages, different community-dwelling older adults mentioned that they depend on driving the car for going to the supermarket in a larger town in the area. Going to the supermarket, then, is discussed as a social activity, i.e. by either shopping together or being amongst other people. However, for several social activities, e.g. going to the theatre, the individuals need to go to a larger town, for which they depend on driving a car.

We also found that some older adults still experienced feelings related to past events when talking about previous social contacts. For example, Mrs C (female, 74, CD, married with children) told us a story from the past that is still often talked and laughed about with others:

Mrs C: And then they came with the two of them to that other woman. Well, that was it. Her son also played games with them. Well, she said, we have laughed a lot. But then my aunt came to live here in [village name] … Then the mother-in-law slept with the son and daughter-in-law. Well, we still talk about that.

I: Ok.

Mrs C: We have laughed a lot.

This quote illustrates how people build up mutual stories. Shared experiences might function as a reinforcement of the tie that people have with each other. Although this was a very explicit example of such stories, none of the other participants mentioned this example.

Differences between groups

A difference we found in the resources and activities that are present in the assisted-living participants compared to the community-dwelling participants relates to a number of social activities that were only discussed by community-dwelling older adults, i.e. going out with others (e.g. family or friends) for shopping or to go to the theatre, or going for a short trip (by bike or car) or on vacation, or volunteering or helping out other people. Mrs D (female, 68, CD, married with children), for example, spoke about how she goes out with friends to the theatre and the opera. She does this several times a year, and for her, these are important social activities:

I: And are there more of these kinds of activities that you enjoy most or that you don't set aside for other things?

Mrs D: Well, yes, that is another activity. We go out with friends several times to the theatre.

I: Ok.

Mrs D: And ehm, we ladies go the opera, because our spouses don't like that. Well, we go together then.

Among assisted-living older adults, we found that they usually participate only in activities within the facility, such as playing cards or gymnastics.

Lost resources and activities

The experienced loss of spouses was the most prominent finding in relation to the losses of resources and activities in social needs fulfilment. For example, Mrs T (female, 85, CD, widow with children) spoke about her feelings after the loss of her spouse:

Mrs T: I miss my husband tremendously.

I: Ok.

Mrs T: Very much.

I: And, have you have that, let's say, because that is now four years ago.

Mrs T: Yes.

I: Have you had that feeling since the beginning?

Mrs T: Yes, always.

I: Ok.

Mrs T: I can't help it (gets emotional).

The absence of spouses, and sometimes that of children, was mentioned in both groups of participants. Friends who had passed away and/or no longer had much contact with neighbours were also discussed as experienced losses in contacts that relate to social needs fulfilment.

Additionally, the situation that arises when family lives far away, thereby causing less contact than both desired and needed, was discussed. One of the participants, Mrs F (female, 68, CD), explained that she thinks the greater geographical distance between families has to do with the changing society:

I would like more contact, but that could only be possible, in my case, in a different constitution of society. More like it was in the past. When people lived closer together, were more involved with each other, and, ehm, yes, therefore remained more a unity, as a family. (Mrs F)

This participant referred to the fact that in the current society, due to an increase in mobility, family members live at greater distances from each other. This might hinder (frequent) contact because meeting each other takes more time and effort than when people live closer together. Using the telephone was mentioned as an alternative to face-to-face contact to keep in touch with those living far way.

The participants also mentioned limitations that occurred in their social resources and activities due to other problems. Issues raised in this respect were health problems (e.g. visual problems and deafness), health problems of the spouse, loss of mobility (not being able to drive a car, not being able to ride a bicycle due to physical problems) or an insufficient financial situation. Limitations in these resources have resulted in limitations in social resources or activities for several participants and therefore have an indirect conditional role in social needs fulfilment. Mrs N (female, 93, AL, widow with children), for example, related that she is struggling with health problems, which restricts her in participating in social activities:

I: And do you, for example, also go out drinking coffee with others here in the [name of the residential care facility] or to other organised activities?

Mrs N: No, I have tried it, but it became too difficult for me, walking all the way there, and also with gymnastics we had to catch balls, but I couldn't raise this arm. Then I tried it with the other arm, but that didn't work either.

Limitations in activities were found among both community-dwelling and assisted-living older adults. For example, participants mentioned that they cannot go on vacation anymore, cannot attend coffee visits anymore or cannot participate in organised activities anymore. Mrs T (female, 73, CD, married with children) spoke about going to the theatre, which she used to do with her husband:

We used to go, we had a subscription for the [name of theatre]; we used to go, when we lived there, five or six times per year to a show. My husband can't do that anymore. So, we have a lot of things we can't do anymore. (Mrs T)

This quote illustrates that participating in social activities has a close relation with the abilities of others; in this case, the spouse is no longer able to go to the theatre. This has a direct impact on the participant herself, who has thus lost several social activities due to the limitations of her spouse. Therefore, in this case, the social frailty of this participant is related to the social frailty of her spouse.

Differences between groups

An experience that was mentioned several times by different participants was loneliness. Mrs J (female, 74, CD, widow with children), for example, expressed her feelings of being alone after the passing away of her spouse:

Terrible. So yes, now I am here lonely and alone. I do have some acquaintances around here, but well, I am still on my own, and I think it's terrible. (Mrs J)

Remarkably, loneliness was mentioned several times by the community-dwelling group but not by the assisted-living group. It could be that assisted-living older adults experience less loneliness because they benefit from the fact that they live together, i.e. there are more resources and/or activities available in the assisted-living setting for fulfilling their social needs.

Another difference we noticed between the community-dwelling respondents and the assisted-living respondents was found in the issue of mobility; the ability to ride a bicycle and to drive a car (for going out) were mentioned among the community-dwelling group, while in the assisted-living group, only the loss of these resources was mentioned. Mrs F (female, 85, AL, widow with children) discussed that she does not participate in a bicycle club anymore since she is too scared to ride a bike:

Mrs F: I did ride a bicycle back then because we used to be in a bicycle club, but now I don't do that anymore.

I: Ok and can I ask why you don't ride a bike anymore? Is it not possible anymore? Or?

Mrs F: No, I don't dare to ride a bike anymore.

I: Ok.

Mrs F: No, as long as … I had my bike here for some time, but I haven't used it anymore, so I don't dare to sit on it.

This quote illustrates how the loss of mobility has the consequence of not being able to participate in a club, which has a social function. Mobility, in that way, is reported as an indirect condition for social activities.

Self-management abilities directed at social needs fulfilment

Abilities to manage and adapt to the changes in resources and activities (in relation to their social needs fulfilment) that were mentioned in both groups were staying active in the community, being positive about life and being in control of one's life. Additionally, participants intentionally started using other resources when they lost a resource. For example, after the passing away of their spouse, some respondents took in a dog to have company, started to go to organised social activities in the community to have company or went to an assisted-living facility to live closer to others. Mrs H (female, 69, CD, widow with one child) clarified her choice of taking in a dog as a specific strategy after the passing away of her spouse:

I: You said you bought him [the dog] after your husband passed away.

Mrs H: Yes, immediately.

I: That was intentional?

Mrs H: Yes, a very intentional choice … and then I thought, ‘Well, I don't want to leave my house, I don't want to leave my bed, I don't want anything anymore. That's not good, because I do still live, so if you want to go on, you have to take action.’ And then I thought, ‘Well, we always had dogs … I will call the shelter and say that I want to have a dog.’

Although most participants’ experiences foregrounded assets and deficits, some also talked about the self-management strategies they employed. One specific strategy that came forward was actively keeping in contact with other people in order to fulfil one's social needs. The role of maintaining social contacts as a self-management strategy was illustrated by Mrs N (female, 72, CD, married with children):

I: Ok. Can you explain why [keeping in contact with others] is important to you?

Mrs N: Well, other people have other insights, do other things. So it broadens your world. Sometimes they think completely different about things and I like to listen to them and to think about their perspective.

I: Ok.

Mrs N: And it is just fun (laughs).

This quote illustrates that Mrs N tries to keep in contact with other people because she enjoys how the interactions broaden her outlook. Thus, maintaining social contacts enables her to fulfil her social needs. Furthermore, being in touch with others also put her in a good position to make new contacts when needed. Some participants reported similar experiences and strategies for self-managing social contacts.

Differences between groups

Participants also reported negatively about their self-management abilities, for example, about their ability to participate in activities, their fear of illness and their fear of living alone. These findings were only found among assisted-living older adults. An example of a negative orientation towards one's own abilities is given by Mrs P (female, 89, AL, widow with children), who reported very negatively about the activities she is still able to do:

I: Ehm, let's think. How important do you think is it to initiate activities or to do things?

Mrs P: …Well, I would like to do more, but you can see for yourself that I can't do anything anymore.

Although she talked about several social activities she still participates in, she reports she cannot do anything anymore in her daily life. This negative orientation might prevent her from initiating other activities. Another participant, Mrs G (female 76, AL, widow with one child) spoke about her negative feelings regarding contact with others:

And, well, there they all sat down, all of them, or a lot of them, at a very long table, and I went there and sat down … and then all of a sudden, one of those ladies said, ‘Yesterday you were wearing such a blouse.’ And I thought, ‘Oh, it's like that here.’ (Mrs G)

This quote illustrates that this participant felt that she was gossiped about. She used this situation as an illustration of not feeling completely part of the group of older adults living in the care centre, which makes it more difficult for her to participate in social activities with these other people.

Discussion

In this paper, we aimed to obtain a more in-depth understanding of the concept of social frailty and to explore whether there are differences in the social frailty experiences between community-dwelling and assisted-living older adults. We found that social frailty was discussed as a balance between resources and activities that are present and those that have been lost, and that this balance is maintained (or not) by self-management abilities. Loneliness was only reported among the community-dwelling participants, while the loss of mobility and participation in (social) activities was reported more prominently among the assisted-living participants.

Social frailty as a balance

Regarding the experiences of the participants’ social frailty, we found a great variety in the social and/or general resources, social behaviours and/or activities, and self-management abilities directed at social needs fulfilment. In this study, we observed that social frailty can be seen as a delicate balance of assets and deficits, which can be disrupted by age-related changes (e.g. physical abilities or life events). This observation is in line with our concept of social frailty (Bunt et al., Reference Bunt, Steverink, Olthof, van der Schans and Hobbelen2017), in which we defined social frailty as a continuum of being at risk of losing, or having lost, social and general resources, activities or abilities that are important for fulfilling one or more basic social needs during the lifespan. The theory that guided the deductive part of the primary study (Douma et al., Reference Douma, Steverink, Hutter and Meijering2017), and that we have used previously to define the concept of social frailty (Bunt et al., Reference Bunt, Steverink, Olthof, van der Schans and Hobbelen2017), is SPF theory (Ormel et al., Reference Ormel, Lindenberg, Steverink and Verbrugge1999; Steverink and Lindenberg, Reference Steverink and Lindenberg2006; Lindenberg, Reference Lindenberg, Wittek, Snijders and Nee2013; Steverink et al., Reference Steverink, Lindenberg, Spiegel and Nieboer2020). Social needs have been conceptualised as part of SPF theory, and their validity has been confirmed in a wide range of empirical studies (Steverink et al., Reference Steverink, Lindenberg, Spiegel and Nieboer2020). Yet, the findings from our study demonstrate how self-management abilities play a role in the balance between social assets and deficits. Therefore, we make a case for a stronger focus on older adults’ own capabilities to influence their social frailty. This is in line with more recent literature relating the capability approach to frailty and health (problems) in general (Meijering et al., Reference Meijering, van Hoven and Yousefzadeh2019; Prah Rugar, Reference Prah Ruger2020).

It also conforms to the suggestion that the concept of frailty should move from a merely deficit-based approach, as it is often understood, towards a concept of frailty balance, i.e. recognising that frailty is a delicate balance between older adults’ assets and deficits (De Donder et al., Reference De Donder, Smetcoren, Schols, van der Vorst and Dierckx2019). People try to gain or maintain resources and activities to maintain this balance. The self-management abilities that were identified in this study, and which our participants use to gain or maintain their resources, were staying active in the community, being positive about life and self-efficacy beliefs. Based on our data, it seems that older adults can also compensate for a loss or change in resources or activities by using these self-management abilities, e.g. by using other resources. These abilities match those found in the literature, e.g. the self-management ability as ‘a positive frame of mind’, which refers to the ability to adopt and maintain a positive frame of mind or positive expectations towards the future (Steverink et al., Reference Steverink, Lindenberg and Slaets2005). Additionally, respondents in the current study were able to use other resources when they lost one or more resources. This strategy can be identified as a substitution strategy (Steverink, Reference Steverink2001, Reference Steverink, Pachana and Laidlaw2014; Steverink and Lindenberg, Reference Steverink and Lindenberg2006), and it serves to compensate for a loss to maintain the fulfilment of one's social needs. It has been shown that people who have better self-management abilities, such as the examples mentioned above, can make up for the loss of resources or activities and therefore become less socially frail (Steverink and Lindenberg, Reference Steverink and Lindenberg2008).

On the one hand, the findings demonstrate that there are similarities in the type of resources and abilities that are important to people regarding fulfilling their social needs (e.g. family was a very common social resource among our participants). The findings also suggest that contact with those who live nearby, e.g. the neighbours, is important; nearly all the participants in our study referred to that notion. On the other hand, the variety in the quantity and quality of the resources and abilities mentioned by the different participants and the differences in which they are managed also show that social frailty comprises a very individual balance between assets and deficits, and differs between older adults.

The notion that the concept of frailty should move from a merely deficit-based approach, as it is often understood, towards a concept of frailty balance, also poses a more fundamental question upon the concept of frailty itself. In this study, older adults talked about their experiences regarding social frailty. However, they did not use the term ‘frailty’, or describe themselves explicitly as ‘frail’. Some critical discussions of ‘frailty’ argue that frailty implies a negative connotation that people are at risk (of negative outcomes) and a risk (for the health-care system), which raises several ethical issues (Tomkow, Reference Tomkow2020). For example, the negative connotation affects the position of those labelled as ‘frail’ negatively through stigmatisation. Grenier (Reference Grenier2007) also argued that the frailty-label introduces social devaluation, since the use of the word ‘frailty’ in daily language is (among others) connected to impairment and implication of blame. Our findings, which are grounded in the lived experiences of older adults themselves, contribute to the notion that the concept of frailty needs to be imbedded in a broader conceptual framework (Nicholson et al., Reference Nicholson, Gordon and Tinker2017), which includes a shift from a deficit-approach towards a more positive focus on frailty balance (De Donder et al., Reference De Donder, Smetcoren, Schols, van der Vorst and Dierckx2019).

In addition to social frailty as an individual balance, we also observed that the social frailty of participants was related to the social frailty of others, specifically spouses. Others have found co-dependencies between spouses’ physical frailty statuses (i.e. an individual's greater physical frailty predicted the spouse's greater physical frailty) (Monin et al., Reference Monin, Doyle, Levy, Schulz, Fried and Kershaw2016). This relation between spouses’ social frailties makes sense, since spouses who are caring for their (pre)frail spouses might experience negative consequences from this care-giving role. Beeson (Reference Beeson2003) reports, for example, that care-givers are more prone to be lonely than are non-care-givers, while Clark and Bond (Reference Clark and Bond2000) report restrictions on the social participation of care-givers due to their care-giving role, and Verbakel (Reference Verbakel2014) finds that care-givers have lower levels of subjective wellbeing than non-care-givers.

The notion that having more contact with family has become more difficult because families are spread across the country marks a development on the societal level. One participant seemed to refer to changes in north-west European cultural areas in that kin ties are loosening while non-kin ties are gaining importance in people's social network (Pichler and Wallace, Reference Pichler and Wallace2007). This might be, among other things, caused by increased geographic mobility in families. van der Pers et al. (Reference van der Pers, Mulder and Steverink2015) find that the geographic proximity of children is positively associated with the wellbeing of older adults. Gazso and McDaniel (Reference Gazso and McDaniel2015) point out the protective role families and wider social relations have in dealing with the uncertainties of life in late-modern societies.

Differences between community-dwelling and assisted-living participants

In this study, we noticed that loneliness in relation to social needs fulfilment was only mentioned by the community-dwelling participants and not by the group of assisted-living participants. Loneliness has been defined as a situation experienced by an individual in which there is an unpleasant or inadmissible lack of certain relationships (de Jong-Gierveld, Reference de Jong-Gierveld1987; de Jong-Gierveld et al., Reference de Jong-Gierveld, van Tilburg and Dykstra2006). Two types of loneliness are distinguished: emotional loneliness (missing a confidant) and social loneliness (missing a broader group of social contacts or an engaging social network) (Weiss, Reference Weiss1973). Loneliness indeed seems related to social needs fulfilment; Steverink (Reference Steverink2019) find that both emotional and social loneliness are related to deficits in social needs fulfilment, specifically to deficits in the need for affection. The finding that loneliness is only reported in community-dwelling older adults is not in line with studies that have reported that the prevalence of loneliness among assisted-living older adults is higher than that among community-dwelling older adults (Tijhuis et al., Reference Tijhuis, De Jong-Gierveld, Feskens and Kromhout1999; Savikko et al., Reference Savikko, Routasalo, Tilvis, Strandberg and Pitkälä2005). Notwithstanding, it can be hypothesised that assisted-living older adults benefit from the fact that there are more resources and/or activities available for the fulfilment of their social needs in facilities where people live together. For example, Jang et al. (Reference Jang, Park, Dominguez and Molinari2014) found that social engagement within assisted-living facilities has a positive effect on wellbeing. Street and Burge (Reference Street and Burge2012) even postulate that the benefit from opportunities for positive co-resident relationships in assisted-living facilities may be greater for general wellbeing than living independently in the community.

Another difference between our assisted-living participants and community-dwelling participants is their ability to go out and participate in (social) activities. Specifically, in these rural villages, community-dwelling participants rely on either their car or public transportation for certain activities, such as going shopping or going to the theatre. The assisted-living older adults report their losses related to riding a bike, such as being limited to a smaller physical area and having fewer opportunities to go out themselves. Glass and Balfour (Reference Glass and Balfour2003) describe that older people become less mobile and that their effective neighbourhood shrinks over time to the areas close to their home. Meijering et al. (Reference Meijering, van Hoven and Yousefzadeh2019) find that the capability of older adults to be mobile is subject to decline and that this renders them more vulnerable. In that way, living in an assisted-living facility might be to the advantage of older adults because resources and activities are nearby. ten Bruggencate et al. (Reference ten Bruggencate, Luijkx and Sturm2019) suggest that when the world of older individuals is getting smaller, social technology can play a role in fulfilling their social needs by bringing the world outside closer.

Specific for the rural environment is the fact that our participants have to go to a larger town in the area for several activities, such as going to the theatre or going shopping. The number of services that are offered in these kinds of rural villages is relatively small. Stoeckel and Litwin (Reference Stoeckel, Litwin, Börsch-Supan, Kneip, Myck and Weber2015) describe the importance of neighbourhood accessibility to services as a measure for social inclusion for older adults; by utilising these services, older adults have the opportunity to meet people, such as neighbours or service personnel. The authors found that urban settings are more service-accessible than their rural counterparts (which is also described by Cao et al., Reference Cao, Mokhtarian and Handy2010; Kerr et al., Reference Kerr, Rosenberg and Frank2012) and that neighbourhoods with lower levels of access to services have a negative effect on older adults’ subjective wellbeing. Haak et al. (Reference Haak, Fänge, Horstmann and Iwarsson2008) find that older residents of urban neighbourhoods maintain higher activity levels than their rural counterparts, as demonstrated by their greater participation in activities outside the home.

Another relevant aspect in this study is the social class of the participants. Although we do not know the individual socio-economic status of our participants, it seems likely that the socio-economic position of older adults is important for understanding their social frailty experiences, and thus also for health and government policies in the realm of healthy ageing. The rural area in which the data have been collected is characterised by a population with relatively low socio-economic status as compared to the rest of the Netherlands. The Netherlands is traditionally characterised by relatively small health inequalities between socio-economic groups compared to other European countries (Koolman and Van Doorslaer, Reference Koolman and Van Doorslaer2004), and subsidies for assisted-living are maximised for those with low income. However, there is a growing inequality in health outcomes and life expectancy between people of low and high socio-economic status (Broeders et al., Reference Broeders, Das, Jennissen, Tiemeijer En and De Visser2018). Having a low socio-economic status is known to be a risk factor for developing frailty (Hale et al., Reference Hale, Shah and Clegg2019; Hoogendijk et al., Reference Hoogendijk, Rijnhart, Kowal, Pérez-Zepeda, Cesari, Abizanda, Flores Ruano, Schop-Etman, Huisman and Dent2018). Therefore, we recommend further research on this topic in the realm of understanding social frailty.

Implications for research and policy

The findings in this paper are grounded in the experiences of older adults in rural villages in the north-eastern part of the Netherlands. Although in this paper we have not addressed the social frailty experiences of older adults living in urban settings, future research might contribute to understanding what the differences are between the social frailty experiences of older adults in rural areas and those in urban settings, specifically focusing on how these experiences are grounded in their living environment. Another point of interest for future research is the role that social technology can play in fulfilling older adults’ social needs, specifically in rural areas where potentially older adults have higher chances of becoming socially frail.

Our findings put into question the notion that older adults benefit from policies that urge them to continue living in the community as they are and to rely primarily on their informal network. For older adults who have lost important social resources (e.g. a spouse) or for those who have become less mobile (e.g. due to physical limitations), living in assisted arrangements can also bring about new social resources and activities, which may serve to fulfil their social needs and prevent them from becoming (more) socially frail. This brings into question whether such policies, which urge older adults to remain living independently in the community, are indeed in favour of older adults’ wellbeing. The closing of residential care facilities in the Netherlands in recent years might have reduced the number of important opportunities for the social needs fulfilment of (at least a part of) the older population. These facilities offered social resources and activities, which might have prevented older adults from becoming socially frail and thus have been in favour of both their social and overall wellbeing.

Author contributions

The authors declare that they all made contributions to the conception and design, the analysis and interpretation of data, the drafting of the article content and the approval of the version to be published.

Financial support

This research received no specific grant from any funding agency, commercial or not-for-profit sectors.

Conflict of interest

The authors declare no conflicts of interest.

Ethical standards

The ethical committee of the Faculty of Spatial Sciences, University of Groningen approved the study.

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Figure 0

Figure 1. Conceptual model of social frailty.

Figure 1

Table 1. Participant characteristics