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Shear-thickening suspensions down inclines: from Kapitza to Oobleck waves

Published online by Cambridge University Press:  22 March 2023

Baptiste Darbois Texier
Affiliation:
Aix-Marseille University, CNRS, IUSTI, 13453 Marseille, France Université Paris-Saclay, CNRS, FAST, 91405 Orsay, France
Henri Lhuissier
Affiliation:
Aix-Marseille University, CNRS, IUSTI, 13453 Marseille, France
Bloen Metzger
Affiliation:
Aix-Marseille University, CNRS, IUSTI, 13453 Marseille, France
Yoël Forterre*
Affiliation:
Aix-Marseille University, CNRS, IUSTI, 13453 Marseille, France
*
Email address for correspondence: [email protected].

Abstract

We investigate experimentally and theoretically the stability of a shear-thickening suspension flowing down an inclined plane. In a previous paper (Darbois Texier et al., Commun. Phys., vol. 3, 2020), we have shown that for particle volume fractions $\phi$ above the discontinuous shear-thickening fraction $\phi _{DST}$, long surface waves grow spontaneously at a flow Reynolds number much below 1. This motivated a simplified analysis based on a purely inertialess mechanism, called the ‘Oobleck waves’ mechanism, which couples the negatively sloped rheology of the suspension with the free-surface deflection and captures well the experimental instability threshold and the wave speed, for $\phi >\phi _{DST}$. However, neglecting inertia does not allow us to describe the inertial Kapitza regime observed for $\phi <\phi _{DST}$, nor does it allow us to discriminate between Oobleck waves and other inertial instabilities expected above $\phi _{DST}$. This paper fills this gap by extending our previous analysis, based on a depth-averaged approach and the Wyart–Cates constitutive shear-thickening rheology, to account for inertia. The extended analysis recovers quantitatively the experimental instability threshold in the Kapitza regime, below $\phi _{DST}$, and in the Oobleck waves regime, above $\phi _{DST}$. By providing additional measurements of the wave growth rate and investigating theoretically the effect of a strain delay in the rheology, it also confirms that the instability observed above $\phi _{DST}$ stems from the non-inertial Oobleck wave mechanism, which is specific to free-surface flows and dominates modes of inertial origin. These results emphasize the variety of instability mechanisms for shear-thickening suspensions and might be relevant to free-surface flows of other complex fluids displaying velocity-weakening rheology.

Type
JFM Papers
Copyright
© The Author(s), 2023. Published by Cambridge University Press

1. Introduction

The resistance to flow of a shear-thickening suspension, such as an aqueous suspension of starch particles, increases steeply with increasing strain rate. Though it is no thicker than milk when it is stirred gently, the suspension may suddenly become rock-solid under high stresses or upon impact. This intriguing behaviour has been puzzling scientists for more than 80 years since the first study by Freundlich & Röder (Reference Freundlich and Röder1938). It is also an important question in industry (LaFarge 2013; Abdesselam et al. Reference Abdesselam, Agassant, Castellani, Valette, Demay, Gourdin and Peres2017; Blanco et al. Reference Blanco, Hodgson, Hermes, Besseling, Hunter, Chaikin, Cates, Van Damme and Poon2019; Zarei & Aalaie Reference Zarei and Aalaie2020), where sudden thickening or jamming of the suspension can damage mixers or clog pipes, but it can also be harnessed to design new impact-resistant materials.

Shear-thickening arises when the suspension particles interact through a short-range repulsive force, which can stem from surface physical chemistry effects or Brownian motion. The repulsive force implies that the contacts between the particles transition from frictionless, under a small shear stress, to frictional, when the stress is large enough. This results in a large variation in the suspension viscosity at constant volume fraction, because the jamming volume fraction of the suspension depends on the frictional state between the particles (Guazzelli & Pouliquen Reference Guazzelli and Pouliquen2018). This frictional transition scenario, first reported by Seto et al. (Reference Seto, Mari, Morris and Denn2013), has been supported by discrete numerical simulations (Mari et al. Reference Mari, Seto, Morris and Denn2014; Dong & Trulsson Reference Dong and Trulsson2017; Singh et al. Reference Singh, Mari, Denn and Morris2018) and experiments performed at both contact and flow scales (Guy, Hermes & Poon Reference Guy, Hermes and Poon2015; Lin et al. Reference Lin, Guy, Hermes, Ness, Sun, Poon and Cohen2015; Clavaud et al. Reference Clavaud, Bérut, Metzger and Forterre2017; Comtet et al. Reference Comtet, Chatté, Niguès, Bocquet, Siria and Colin2017; Hsu et al. Reference Hsu, Ramakrishna, Zanini, Spencer and Isa2018; Clavaud, Metzger & Forterre Reference Clavaud, Metzger and Forterre2020). It has been rationalized by Wyart & Cates (Reference Wyart and Cates2014) through a simple constitutive law assuming a stress-dependent jamming volume fraction, which reproduces successfully the different continuous shear-thickening (CST), discontinuous shear-thickening (DST) and shear-jamming (SJ) regimes observed experimentally (Guy et al. Reference Guy, Hermes and Poon2015Reference Guy, Ness, Hermes, Sawiak, Sun and Poon2020; Mari et al. Reference Mari, Seto, Morris and Denn2015a; Rathee, Blair & Urbach Reference Rathee, Blair and Urbach2017; Morris Reference Morris2018; Richards et al. Reference Richards, Royer, Liebchen, Guy and Poon2019).

In particular, Wyart–Cates rheology and its later refinements (Singh et al. Reference Singh, Mari, Denn and Morris2018; Richards et al. Reference Richards, Royer, Liebchen, Guy and Poon2019; Ramaswamy et al. Reference Ramaswamy, Griniasty, Liarte, Shetty, Katifori, Del Gado, Sethna, Chakraborty and Cohen2021) have a remarkable feature. Above a critical volume fraction, called $\phi _{DST}$, the flow curve becomes S-shaped, with a negatively sloped region where the shear rate decreases with increasing stress. Such a non-monotonicity is known to promote unstable flow conditions (Yerushalmi, Katz & Shinnar Reference Yerushalmi, Katz and Shinnar1970; Spenley, Yuan & Cates Reference Spenley, Yuan and Cates1996; Olmsted Reference Olmsted1999; Goddard Reference Goddard2003; Olmsted Reference Olmsted2008; Nakanishi & Mitarai Reference Nakanishi and Mitarai2011; Divoux et al. Reference Divoux, Fardin, Manneville and Lerouge2016), and, indeed, shear-thickening suspension flows often destabilize and grow highly unsteady and inhomogeneous structures (Boersma et al. Reference Boersma, Baets, Lavèn and Stein1991; Lootens, Van Damme & Hébraud Reference Lootens, Van Damme and Hébraud2003; von Kann et al. Reference von Kann, Snoeijer, Lohse and van der Meer2011; Nagahiro, Nakanishi & Mitarai Reference Nagahiro, Nakanishi and Mitarai2013; von Kann, Snoeijer & van der Meer Reference von Kann, Snoeijer and van der Meer2013; Mari et al. Reference Mari, Seto, Morris and Denn2015b; Hermes et al. Reference Hermes, Guy, Poon, Poy, Cates and Wyart2016; Rathee et al. Reference Rathee, Blair and Urbach2017; Chacko et al. Reference Chacko, Mari, Cates and Fielding2018; Saint-Michel, Gibaud & Manneville Reference Saint-Michel, Gibaud and Manneville2018; Richards et al. Reference Richards, Royer, Liebchen, Guy and Poon2019; Ovarlez et al. Reference Ovarlez, Le, Smit, Fall, Mari, Chatté and Colin2020; Sedes, Singh & Morris Reference Sedes, Singh and Morris2020; Gauthier et al. Reference Gauthier, Pruvost, Gamache and Colin2021). In most models, these instabilities are understood as an immediate consequence of the coupling between the S-shape rheology and inertia. Indeed, it can be shown that if the shear rate and shear stress are related instantaneously through a decreasing flow curve, then a simple shear flow is unstable along the flow direction only if inertia is taken into account (Spenley et al. Reference Spenley, Yuan and Cates1996; Nakanishi & Mitarai Reference Nakanishi and Mitarai2011; Mari et al. Reference Mari, Seto, Morris and Denn2015b).

Interestingly, we have reported recently an instability in the flow of a shear-thickening suspension down an inclined plane that does not rely on inertia (Darbois Texier et al. Reference Darbois Texier, Lhuissier, Forterre and Metzger2020). For a volume fraction above $\phi _{DST}$, long surface waves grow spontaneously, in spite of a flow Reynolds number much smaller than 1. This instability was first observed by Balmforth, Bush & Craster (Reference Balmforth, Bush and Craster2005) but could not be modelled at the time due to the lack of appropriate flow rule for shear-thickening suspensions. We have proposed that these waves originate from the coupling between the free-surface deformation and the negatively sloped rheology of the suspension, when the latter is forced into the DST region. The mechanism, which we coined the ‘Oobleck waves’ instability, is specific to surface flows and does not require inertia. It actually stems from the amplification of kinematic surface waves, by a mismatch between hydrostatics and the basal stress rheology. It has been supported by a depth-averaged analysis of the flow, neglecting inertia and using Wyart–Cates rheology, which has provided predictions in fair agreement with the instability threshold and wave speed measured above $\phi _{DST}$ (Darbois Texier et al. Reference Darbois Texier, Lhuissier, Forterre and Metzger2020).

However, this study leaves important open questions regarding the actual role of inertia on the formation of the surface waves. First, the non-inertial instability mechanism applies only for a volume fraction above $\phi _{DST}$, when the flow curve is negatively sloped. Yet growing surface waves were also observed below $\phi _{DST}$, where the flow curve is monotonic, though it was at a much larger Reynolds number than above $\phi _{DST}$ (Darbois Texier et al. Reference Darbois Texier, Lhuissier, Forterre and Metzger2020). These finite Reynolds number waves are certainly reminiscent of the Kapitza, or roll-waves, instability, which is observed for Newtonian (Jeffreys Reference Jeffreys1925; Kapitza & Kapitza Reference Kapitza and Kapitza1948) and complex fluids, such as power-law fluids (Hwang et al. Reference Hwang, Chen, Wang and Lin1994; Ng & Mei Reference Ng and Mei1994; Allouche et al. Reference Allouche, Botton, Millet, Henry, Dagois-Bohy, Güzel and Hadid2017), mud (Trowbridge Reference Trowbridge1987; Liu & Mei Reference Liu and Mei1994; Balmforth & Liu Reference Balmforth and Liu2004) and granular materials (Forterre & Pouliquen Reference Forterre and Pouliquen2003; Forterre Reference Forterre2006). In all these cases, the Kapitza instability is inertia-driven and emerges above a critical Reynolds number (or Froude number), whose value depends on the precise rheology of the fluid. Therefore, inertia must be considered to obtain a complete description of the instability, including below $\phi _{DST}$, and to understand the transition between the inertial Kapitza regime and the overdamped Oobleck wave regime. Addressing these questions represents a non-trivial test for the constitutive law of shear-thickening suspensions, which to date have been confronted primarily with steady rheological measurements.

A second issue about inertia, not addressed in our previous study, concerns its influence on the Oobleck wave instability itself, i.e. above $\phi _{DST}$. A stability analysis neglecting inertia has proven sufficient to predict the correct behaviour for the instability threshold, suggesting that inertia is not involved in the instability mechanism. However, as mentioned above, even a small inertial component is known to give unstable modes for a negatively sloped flow curve, regardless of whether or not the flow has a free surface (Mari et al. Reference Mari, Seto, Morris and Denn2015b). This raises an important fundamental question: Is the instability observed above $\phi _{DST}$ a purely non-inertial instability, resulting from the novel Oobleck wave mechanism specific to free-surface flows, or does it belong to the same class of inertial instabilities that have been reported so far for rheometric or confined shear-thickening flows (Richards et al. Reference Richards, Royer, Liebchen, Guy and Poon2019)?

This paper addresses these questions by considering in details the role of inertia in the surface destabilization of a shear-thickening suspension flow down an incline. Section 2 details the experimental set-up, used already in Darbois Texier et al. (Reference Darbois Texier, Lhuissier, Forterre and Metzger2020), and provides additional measurements of the instability growth rate, in both the dilute and concentrated regimes. Section 3 presents a linear stability analysis of the flow, using depth-averaged equations, assuming homogeneous volume fraction and accounting for hydrostatic contribution, Wyart–Cates rheology and the flow inertia. The predictions of the analysis are compared to the experimental observations in § 4. Finally, in § 5, the results and the competition between inertial and non-inertial modes are discussed in light of a refinement of the Wyart–Cates law introducing a strain delay in the rheology (Mari et al. Reference Mari, Seto, Morris and Denn2015b; Chacko et al. Reference Chacko, Mari, Cates and Fielding2018; Han et al. Reference Han, Wyart, Peters and Jaeger2018; Richards et al. Reference Richards, Royer, Liebchen, Guy and Poon2019). The conclusion (§ 6) confirms the novelty of the instability reported in the DST regime. Although inertial unstable modes also exist, the instability that actually emerges stems from the intrinsically non-inertial Oobleck mechanism, which is specific to free-surface flows.

2. Experiments

The same set-up as in Darbois Texier et al. (Reference Darbois Texier, Lhuissier, Forterre and Metzger2020) was used to obtain complementary measurements of the instability growth rate, both below and above $\phi _{DST}$. Below, we provide more details about the set-up and the different protocols used to characterize the instability onset in the two regimes.

2.1. Shear-thickening suspension: composition and rheology

We use an aqueous suspension of commercial organic cornstarch (Maisita$\circledR$, www.agrana.com) prepared at a volume fraction $\phi$, which is determined from the dry mass and density of the starch, $\rho _p=1550\,{\rm kg}\,{\rm m}^{-3}$. The starch particles (shown in figure 1a) are polydisperse angular grains, with average size approximately $15\,{\rm \mu} {\rm m}$. The rheology of the suspension was characterized in Darbois Texier et al. (Reference Darbois Texier, Lhuissier, Forterre and Metzger2020) using a cylindrical Couette rheometer. The shear stress $\tau$ was imposed, and the shear rate $\dot {\gamma }$ was measured to obtain, for different volume fractions, the flow curves $\tau (\dot {\gamma })$, which are reproduced in figure 1(b). The measurements are fitted with the Wyart–Cates constitutive laws (Wyart & Cates Reference Wyart and Cates2014). The latter assume that the effective viscosity of the suspension diverges at a critical volume fraction $\phi _J$, according to $\eta (\phi,f)=\eta _s(\phi _J(\,f)-\phi )^{-2}$, with $\eta _s$ a prefactor proportional to the solvent viscosity. The jamming fraction itself depends on the fraction of frictional contacts $f$ according to $\phi _J(\,f)=(1-f)\phi _0 + f\phi _1$, where $\phi _0$ and $\phi _1$ are the jamming fractions for a suspensions of frictionless and frictional particles, respectively. The fraction of frictional contacts is assumed to follow $f={\rm e}^{-\tau ^\ast /\tau }$, with $\tau ^\ast$ the critical stress scale above which frictional contacts are activated. We follow the fitting procedure of Guy et al. (Reference Guy, Hermes and Poon2015) to fit our measurements with the model, and obtain $\eta _s=0.91\pm 0.01\,{\rm mPa}\,{\rm s}$, $\phi _0=0.52 \pm 0.005$, $\phi _1=0.43 \pm 0.005$ and $\tau ^\ast =12 \pm 2$ Pa. With these parameters, the Wyart–Cates model captures fairly well (i) the low-stress part (frictionless regime) of the rheogram for all $\phi$, (ii) the CST part observed for moderate $\phi$, and (iii) the onset of DST, i.e. the lowest stress at which the curve presents a negative slope ($\mathrm {d}\tau /\mathrm {d}\dot {\gamma }<0$), for volume fractions above $\phi _{DST} \equiv \phi _0-2\mathrm {e}^{-1/2}(\phi _0-\phi _1) \simeq 0.41$. Above the threshold stress of discontinuity, the flow inside the rheometer is highly unsteady and inhomogeneous (Guy et al. Reference Guy, Hermes and Poon2015; Saint-Michel et al. Reference Saint-Michel, Gibaud and Manneville2018; Richards et al. Reference Richards, Royer, Liebchen, Guy and Poon2019; Ovarlez et al. Reference Ovarlez, Le, Smit, Fall, Mari, Chatté and Colin2020; Gauthier et al. Reference Gauthier, Pruvost, Gamache and Colin2021), and the experimental rheogram can no longer be fitted with the model rheology.

Figure 1. Rheograms and experiments at low $\phi$ to characterize the Kapitza instability. (a) Image of the cornstarch grains. (b) Rheograms of the aqueous cornstarch suspension for various volume fractions. Solid lines: Wyart–Cates rheology with $\eta _s = 0.91\,{\rm mPa}\,{\rm s}$, $\phi _0 = 0.52$, $\phi _1 = 0.43$ and $\tau ^\ast = 12\,{\rm Pa}$. The region where $\mathrm {d}\tau / \mathrm {d}\dot {\gamma }<0$ is highlighted in blue. (c) Sketch of the set-up used to characterize the instability below $\phi _{DST}$, and a typical picture of the Kapitza waves ($\phi =0.33$, $\theta =2^\circ$, $Re\simeq 37$). (d) Spatio-temporal plots showing the transverse displacement of the intersection between the laser sheet and the flow surface, at the top and at the bottom of the incline ($\phi =0.33$, $\theta =2^\circ$, $Re\simeq 37$). (e) Reynolds number of the flow, and amplitude of the perturbation at the top, $\Delta h_1$, and at the bottom, $\Delta h_2$, of the incline ($\phi =0.36$, $\theta =3^\circ$, $Re\simeq 28$). The black dashed line indicates the instability threshold $Re_c$. Plots (d,e) are reproduced from Darbois Texier et al. (Reference Darbois Texier, Lhuissier, Forterre and Metzger2020).

2.2. Determination of the instability threshold

2.2.1. Experiments at low $\phi$ (Kapitza waves)

Figure 1(c) shows a sketch of the experimental set-up used to characterize the stability threshold at low volume fractions ($\phi < \phi _{DST}$). The set-up consists of a 1 m long and 10 cm wide plane, which can be tilted at angle $\theta$, varied between $2^\circ$ and $22^\circ$. The inclined plane is covered with a diamond lapping film of typical roughness $45\,{\rm \mu}$m to prevent wall-slip. The flow is controlled by the gravity-driven drainage of a reservoir of suspension through a gate located at the top of the plane. Two low-incidence laser sheets and two cameras are used to measure the mean film thickness $h_0\sim 2\unicode{x2013}10$ mm, and the crest-to-crest amplitudes of the waves, $\Delta {h}_1$ and $\Delta {h}_2$, at distances $x_1=10$ cm and $x_2=70$ cm from the gate. The calibration of the laser incidence yields a precision in the local measurement of $h_0$, $\Delta {h}_1$ and $\Delta {h}_2$ of ${\sim }10\,{\rm \mu} {\rm m}$. The current flow rate $q$ of the suspension is measured with a scale placed at the bottom end of the incline. The current Reynolds number of the flow is computed from the current flow rate $q$ and mean film thickness $h_0$, using the relation $Re = 3 q^2 / ( g h_0^3 \sin \theta )$, with $g$ the gravitational acceleration. This definition, which does not depend explicitly on the suspension viscosity $\eta$, is convenient since it can be used whatever the rheology of the fluid. The factor 3 is chosen so as to recover $Re= \rho \, \bar {u}_0h_0/\eta _0$, with $\bar {u}_0=q/h_0$ the depth-averaged velocity, for a steady Newtonian flow (Landau & Lifshitz Reference Landau and Lifshitz2013).

To determine the instability threshold, a small perturbation is imposed on the flow, while the flow rate decreases quasi-steadily because of the slow drainage of the reservoir (the variation is sufficiently slow to ensure a uniform flow rate along the incline). The perturbation is forced by modulating sinusoidally the aperture of the gate (at $3$ Hz, with amplitude ${\pm }100\, {\rm \mu}{\rm m}$), with the help of a translating stage. The perturbation is convected, and its amplification or damping is monitored by measuring the amplitude at $x_1$ and $x_2$ (see figure 1d).

Figure 1(e) shows a typical evolution of the Reynolds number $Re$, together with the wave amplitude at the top ($x_1$) and at the bottom ($x_2$) of the incline, starting from an unstable situation where $\Delta {h}_2>\Delta {h}_1$. The instability threshold is determined from the current flow rate at the time $\Delta {h}_2=\Delta {h}_1$, which sets the critical Reynolds number $Re_c$ (dashed line in figure 1e), the critical flow thickness $h_c$, the critical mean flow velocity $u_c$, and the critical basal shear stress $\tau _c= \rho g h_c \sin \theta$.

2.2.2. Experiments at high $\phi$ (Oobleck waves)

For a volume fraction above $\phi _{DST}$, the instability changes qualitatively. The perturbation is either dampened or amplified and saturated over a very short distance (${\sim }1$ cm), which compares with the flow thickness, instead of increasing or decreasing gently all along the inclined plane, as for $\phi <\phi _{DST}$. Forcing the instability is no longer useful because the most unstable modes of the perturbative noise background dominate wave formation. Moreover, for $\phi >\phi _{DST}$, it is not possible to set the flow with the draining reservoir because the jamming of the suspension at the gate creates large perturbations, which prevent studying the stability over the incline. To circumvent these issues, a modified injection system is used above $\phi _{DST}$. The suspension is discharged from a large funnel into an upper pool, which lets the discharge perturbations decay before feeding the incline by a gentle overflow (see figure 2a). To increase the suspension flow rate quasi-steadily, the funnel's aperture is opened slowly with the help of a translating stage. In this case, the wave amplitude grows over a short distance (see figure 2b), which allows characterizing the wave growth rate with a single laser sheet and camera. Figure 2(c) presents the simultaneous evolution of $Re$, $\Delta {h}_1$ and $\Delta {h}_2$, as obtained with this protocol, starting from a stable situation where $\Delta {h}_2<\Delta {h}_1$. As previously, the stability threshold is reached when $\Delta {h}_2=\Delta {h}_1$, providing $Re_c$, $h_c$, $u_c$ and $\tau _c$.

Figure 2. Experiments at high $\phi$ to characterize the Oobleck waves. (a) Sketch of the set-up used for $\phi >\phi _{DST}$, and a typical image of Oobleck waves ($\phi =0.45$, $\theta =10^\circ$, $Re\simeq 1.14\simeq 0.2\,Re_{Kap}$). (b) Image of the flow surface intersected by the laser sheet (same conditions as in a). (c) Reynolds number of the flow and amplitude of the perturbation $\Delta h_1$ and $\Delta h_2$ (same conditions as in a). The black dashed line indicates the instability threshold $Re_c$. (d) Normalized wave amplitude $\Delta h/h_0$ as a function of $x$ (same $\phi$ and $\theta$, $Re/Re_c=1.05$). The growth rate is measured over the region highlighted in blue.

For both protocols (above and below $\phi _{DST}$), we have verified that the same instability criteria are obtained from successive steady-state measurements at various constant flow rates. For each volume fraction investigated, experiments are repeated at least four times, and for each repetition, a new, freshly prepared, suspension is used to avoid starch aging or evaporation issues.

2.2.3. Wave speed and growth rate measurements

Besides the instability threshold, three important properties characterizing the surface wave propagation are extracted from these experiments. From the measured steady-state relation $q(h_0)$ between the average flow rate and the mean layer thickness, we obtain an experimental determination of the kinematic wave speed $c_{kin} = \mathrm {d} q/\mathrm {d} h_0$, which will turn out to be important to discriminate between the different instability mechanisms.

From the evolution of the amplitude and phase of the wave along the plane, we measure the growth rate and wave speed. It was not possible to obtain experimentally the complete dispersion relation as a function of the wave frequency, because for $\phi >\phi _{DST}$, the waves are most often dominated, within a very short distance, by the nonlinear growth of the most unstable mode of the background noise, regardless of the forcing frequency. Therefore, to characterize the strength of the instability, we focused the growth rate measurements on the most unstable mode just above the instability threshold, i.e. at an arbitrary distance above the threshold $(Re-Re_c)/Re_c=0.05$. For low volume fractions $\phi <\phi _{DST}$, the wave grows exponentially all along the incline. The spatial growth rate $\sigma$ is obtained from the amplitude measurements at $x_1$ and $x_2$, according to $\sigma = \ln ( \Delta h_2 /\Delta h_1 )/(x_2 - x_1)$. For large volume fractions ($\phi >\phi _{DST}$), the amplitude of $\Delta h (x)/h_0$ saturates within a shorter distance, as shown in figures 2(b,d). In this case, the growth rate is measured by fitting the short initial exponential regime, which is highlighted in blue. In both cases, the reported wave speed is that of the most unstable mode.

3. Linear stability analysis

To rationalize the instability observed experimentally, we perform a linear stability analysis of the flow. The depth-averaged approach and the approximation of homogeneous volume fraction used in Darbois Texier et al. (Reference Darbois Texier, Lhuissier, Forterre and Metzger2020) is extended to include inertial terms. This approach has the advantage of embedding the complex rheology of the suspension in a single term, the basal stress, while not limiting significantly the scope of the analysis, since the most unstable modes will turn out to be slender-sloped. The rheology of the shear-thickening suspension is modelled by the Wyart–Cates flow rule introduced in § 2.1.

3.1. Base flow

We compute, first, the base flow, i.e. the steady uniform flow of a shear-thickening suspension, with volume fraction $\phi$, density $\rho$, and thickness $h_0$, down a plane with slope $\theta$. The base state will be denoted by the subscript $0$. For a layer with a stress-free surface, the momentum balance imposes that the shear stress $\tau _0$ increases linearly with the depth $h_0-z$, according to

(3.1)\begin{equation} \tau_0 (z) = \rho g (h_0-z) \sin \theta. \end{equation}

On the other hand, the shear stress is related to the shear rate by

(3.2)\begin{equation} \tau_0 (z) = \eta (\phi,z)\,\frac{\mathrm{d} u_0 (z)}{\mathrm{d} z}, \end{equation}

with $u_0 (z)$ the suspension velocity parallel to the plane, and $\eta (\phi,z)$ the suspension viscosity, which is generally not uniform. Combining (3.1) with (3.2) yields the velocity profile in terms of the reduced variable $\tau _0$:

(3.3)\begin{equation} u_0 (\tau_0) = \frac{1}{\rho g \sin \theta} \int_{\tau_0} ^{\tau_{b,0}} \frac{\tau '}{\eta(\phi,\tau')} \,\mathrm{d}\tau', \end{equation}

where $\tau _{b,0} \equiv \tau _0(z=0)=\rho g h_0 \sin \theta$ is the basal shear stress. Finally, the viscosity is given by the Wyart–Cates expression

(3.4)\begin{equation} \eta (\phi,\tau) = \eta_s \left[ \phi_0\,(1-\mathrm{e}^{-\tau^\ast{/}\tau}) +\phi_1\,\mathrm{e}^{-\tau^\ast{/}\tau} - \phi \right]^{-2}, \end{equation}

where $\eta _s$, $\tau ^\ast$, $\phi _0$ and $\phi _1$ are the rheological parameters introduced in § 2.1.

Figure 3 shows the base flow velocity profile obtained by integrating (3.3) numerically using (3.4), for volume fractions between 0.30 and 0.48. For low $\phi$, the velocity profile is semi-parabolic, as expected for a Newtonian fluid. For increasing $\phi$, the concavity of the profile reverses, which reflects the increase in the suspension viscosity at the bottom of the layer where the stress is the largest. The flowing region even localizes close to the free surface when the suspension jams beneath, i.e. when the basal stress reaches

(3.5)\begin{equation} \tau_{b,SJ} = \frac{\tau^\ast}{\ln\left(\dfrac{\phi_0-\phi_1}{\phi_0-\phi}\right)}. \end{equation}

Note that the vertical gradient of shear is expected to drive particle migration from the bottom to the top of the layer, which in turn should slightly modify the velocity profile (Carpen & Brady Reference Carpen and Brady2002; Dhas & Roy Reference Dhas and Roy2022). For simplicity, we do not consider this coupling between flow and volume fraction variation, which is not essential to account for the instabilities studied here.

Figure 3. (a) Sketch of the notations. (b) Velocity profiles of the base flow for the Wyart–Cates rheology with the parameters obtained from figure 1(b) and for various volume fractions ($\tau _{b,0}/\tau ^\ast =2$).

In the following analysis, we will use depth-averaged quantities and restrict the calculations to $\tau _{b,0}<\tau _{b,SJ}$, which does not affect the flow stability prediction (see figures 7b and 9c). From (3.3), the depth-averaged velocity of the base flow, $\bar {u}_0= ({1}/{h_0}) \int _0 ^{h_0} u_0(z) \, \mathrm {d} z =({1}/{\tau _{b,0}}) \int _0 ^{\tau _{b,0}} u_0(\tau )\,\mathrm {d}\tau$, is given by

(3.6)\begin{equation} \bar{u}_0 = \frac{h_0}{\tau_{b,0}^2} \int_0 ^{\tau_{b,0}} \int_{\tau} ^{\tau_{b,0}} \frac{\tau'}{\eta(\phi,\tau')} \,\mathrm{d} \tau'\,\mathrm{d}\tau. \end{equation}

This expression can be recast into a formal effective rheological law relating the basal stress $\tau _{b,0}$ to the effective shear rate $\bar {u}_0/h_0$, as

(3.7)\begin{equation} \frac{\bar{u}_0}{h_0} = \frac{\tau_{b,0}}{3\eta(\phi,\tau_{b,0})}\,\mathcal{G} (\phi,\tau_{b,0}), \end{equation}

where the function $\mathcal {G}$ is defined as

(3.8)\begin{equation} \mathcal{G} (\phi,\tau_b)= \frac{3\eta(\phi,\tau_b)}{\tau_b^3} \int_0 ^{\tau_b} \int_{\tau}^{\tau_b} \frac{\tau'}{\eta(\phi,\tau')} \,\mathrm{d}\tau'\,\mathrm{d}\tau. \end{equation}

For a Newtonian fluid with a uniform viscosity, $\mathcal {G}=1$. One recovers the basal stress relation for a steady uniform Newtonian flow, $\tau _{b,0}=3\eta \bar {u}_0/h_0$, where the factor 3 is a signature of the semi-parabolic velocity profile. For the Wyart–Cates shear-thickening law (3.4), $\mathcal {G}$ is no longer constant and depends on both the volume fraction $\phi$ and the relative basal stress $\tau _{b,0}/\tau ^\ast$.

Finally, the Reynolds number of the base flow is given by

(3.9)\begin{equation} Re = \frac{3\bar{u}_0^2}{gh_0\sin \theta}=\frac{\tau_{b,0}^3\,\mathcal{G}(\phi,\tau_{b,0})^2}{3\,\eta (\phi, \tau_{b,0})^2\rho g^2 \sin^2 \theta}. \end{equation}

The latter depends on three of the four main dimensionless parameters of the problem, namely, the Reynolds number based on the suspending liquid viscosity, $Re_s=\tau _{b,0}^3/(3\eta _s^2\rho g^2 \sin ^2 \theta )$, the volume fraction $\phi$, and the magnitude of the basal shear stress relative to the repulsive stress, $\tau _{b,0}/\tau ^\ast$, two of which are controlled by the flow thickness $h_0$. The fourth parameter is the inclination angle $\theta$.

The base state flow rule (3.7)–(3.8) summarizes the rheological behaviour of the suspension flow. It will be used in the following to study stability.

3.2. Depth-averaged equations

To study flow stability, we take advantage of the long nature of the observed waves, whose wavelength (${\sim }10$ cm) is much larger than the layer thickness ($h_0 \lesssim 1\,$cm). In this long wave limit, the vertical momentum balance implies that the pressure distribution is hydrostatic to the lowest order, and that horizontal viscous stress gradients can be neglected. Integrating the mass and horizontal momentum equations across the flow, for an incompressible medium, yields the depth-averaged, or Saint-Venant, equations

(3.10)$$\begin{gather} \frac{\partial h}{\partial t} + \frac{\partial h \bar{u}}{\partial x} = 0, \end{gather}$$
(3.11)$$\begin{gather}\rho \left( \frac{\partial h \bar{u}}{\partial t} + \frac{ \partial h \overline{u^2}}{\partial x}\right) = \rho g h \sin \theta - \tau_b - \rho g h \cos \theta\,\frac{\partial h}{\partial x}, \end{gather}$$

where $h(x,t)$ is the flow thickness, $\bar {u}(x,t)=(1/h)\int _0^h u(x,z,t) \,\mathrm {d}z$ is the depth-averaged velocity, $\overline {u^2}=(1/h)\int _0^h u^2(x,z,t) \,\mathrm {d}z$ is the averaged square velocity, and $u(x,z,t)$ is the parallel velocity component. The right-hand-side terms in (3.11) correspond to the gravity term, the basal shear stress, and the resultant of the horizontal gradient of hydrostatic pressure, respectively. To derive the last term, the normal stress tensor of the fluid is assumed isotropic at the lowest order.

To solve the system, closure relations are required for the basal stress $\tau _b$ and momentum flux term $\overline {u^2}$. Following a common approach in roll-wave studies (Kapitza & Kapitza Reference Kapitza and Kapitza1948; Trowbridge Reference Trowbridge1987; Ng & Mei Reference Ng and Mei1994; Forterre & Pouliquen Reference Forterre and Pouliquen2003), we assume that the base state flow rule (3.7)–(3.8), derived for a steady uniform flow, remains valid for an unsteady, non-uniform flow in the long-wavelength limit, which implies

(3.12)\begin{equation} \frac{\bar{u}}{h} = \frac{\tau_b}{3\eta(\phi,\tau_b)}\,\mathcal{G} (\phi,\tau_b)\equiv \dot{\gamma}(\tau_b). \end{equation}

Similarly, we rewrite the momentum flux term as $\overline {u^2}=\alpha \bar {u}^2$, and assume that the factor $\alpha$, which is set by the shape of the velocity profile, is constant and equal to the base state value. From (3.3), we obtain

(3.13)\begin{equation} \alpha = \dfrac{\tau_{b,0}\displaystyle\int_0 ^{\tau_{b,0}} \left(\displaystyle\int_{\tau}^{\tau_{b,0}} \dfrac{\tau'}{\eta(\phi,\tau')} \,\mathrm{d} \tau' \right)^2 \,\mathrm{d} \tau}{\left(\displaystyle\int_0 ^{\tau_{b,0}} \displaystyle\int_{\tau} ^{\tau_{b,0}} \dfrac{\tau'}{\eta(\phi,\tau')} \,\mathrm{d} \tau' \,\mathrm{d} \tau \right)^2 }. \end{equation}

For a Newtonian fluid (uniform viscosity), $\alpha =6/5$. This value increases as the flow localizes closer and closer beneath the surface. We will see that the instability threshold can be shifted significantly by the value of $\alpha$ at large volume fractions.

3.3. Linearization

To analyse the linear stability of the base state flow we non-dimensionalize equations using $\tilde {h}=h/h_0$, $\tilde {x}=x/h_0$, $\tilde {u}=\bar {u}/\bar {u}_0$, $\tilde {t}=t \, \bar {u}_0/h_0$, $\tilde {\tau }_b=\tau _b/\tau _{b,0}$ and $\tilde {\dot {\gamma }}=\dot {\gamma }h_0/\bar {u}_0$. The conservation equations and flow rule (3.10)–(3.12) become

(3.14)$$\begin{gather} \frac{\partial \tilde{h}}{\partial \tilde{t}} + \frac{\partial \tilde{h} \tilde{u}}{\partial \tilde{x}} = 0, \end{gather}$$
(3.15)$$\begin{gather}\frac{Re}{3} \left( \frac{\partial\tilde{h} \tilde{u}}{\partial \tilde{t}} + \alpha\,\frac{\partial \tilde{h} \tilde{u}^2}{\partial \tilde{x}}\right) = \tilde{h} - \tilde{\tau}_b - \frac{\tilde{h}}{\tan \theta}\,\frac{\partial \tilde{h}}{\partial \tilde{x}}, \end{gather}$$
(3.16)$$\begin{gather}\frac{\tilde{u}}{\tilde{h}} = \tilde{\dot{\gamma}}(\tilde{\tau}_b), \end{gather}$$

where $Re$ is given by (3.9).

Considering a small perturbation of the base flow, $\tilde {h}=1+h_1$, $\tilde {u}=1+ u_1$, $\tilde {\tau }_b=1+ \tau _1$, with $|h_1|, |u_1|, |\tau _1| \ll 1$, (3.14)–(3.16) become, at the lowest order,

(3.17)$$\begin{gather} \frac{\partial h_1}{\partial \tilde{t}} + \frac{\partial h_1}{\partial \tilde{x}} + \frac{\partial u_1}{\partial \tilde{x}} = 0, \end{gather}$$
(3.18)$$\begin{gather}\frac{Re}{3} \left( \frac{\partial u_1}{\partial \tilde{t}} + ( \alpha -1)\,\frac{\partial h_1}{\partial \tilde{x}}+ (2 \alpha -1)\,\frac{\partial u_1}{\partial \tilde{x}}\right) = h_1 - \tau_1 - \frac{1}{\tan \theta}\,\frac{\partial h_1}{\partial \tilde{x}}, \end{gather}$$
(3.19)$$\begin{gather}u_1-h_1=A\tau_1, \end{gather}$$

where $A$ is defined as

(3.20)\begin{equation} A \equiv \left( \frac{\mathrm{d} \tilde{\dot{\gamma}}}{{\mathrm{d} \tilde{\tau}_b}} \right)_{\tilde{\tau}_b = 1}=\frac{\tau_{b,0} h_0}{\bar{u}_0} \left( \frac{\mathrm{d} \dot{\gamma}}{\mathrm{d} \tau_b} \right)_{\tau_b=\tau_{b,0}}= \frac{3}{\mathcal{G} (\phi,\tau_{b,0})} -2, \end{equation}

and use has been made of the identity

(3.21)\begin{equation} \frac{\mathrm{d}}{\mathrm{d}\tau}\left(\int_0^{\tau} \int_{\tau'}^{\tau} \frac{\tau''}{\eta(\phi,\tau'')} \,\mathrm{d}\tau''\,\mathrm{d}\tau'\right) = \frac{\tau^2}{\eta(\phi,\tau)}. \end{equation}

The parameter $A$ represents the dimensionless inverse slope of the flow rule between the effective shear rate $\tilde {u}/h$ and the basal stress $\tilde {\tau }_b$. For a shear-thickening suspension following the Wyart–Cates flow rule, $A$ depends on $\phi$ and $\tau _{b,0}/\tau ^\ast$. It is equal to 1 for a Newtonian flow, and is negative for DST.

Overall, the linearized system (3.17)–(3.19) involves four dimensionless parameters, $\theta$, $Re$, $\alpha$ and $A$ (which are alternatives to those listed above, namely $\theta$, $Re_s$, $\tau _{b,0}/\tau ^\ast$ and $\phi$).

3.4. Modes and stability diagram

The system (3.17)–(3.19) is solved for a normal mode $h_1=H \exp ({{\rm i}(\tilde {k}\tilde {x} - \tilde {\omega }\tilde {t})})$, $u_1 = U \exp ({{\rm i}(\tilde {k}\tilde {x} - \tilde {\omega }\tilde {t})})$, with dimensionless wavenumber $\tilde {k}$ and dimensionless pulsation $\tilde {\omega }$. A non-trivial solution exists only if

(3.22)\begin{equation} {\rm det} \left( \begin{array}{cc} {\rm i} (\tilde{k}- \tilde{\omega}) & {\rm i}\tilde{k} \\ \dfrac{{\rm i}}{\tan \theta}\,\tilde{k} + \dfrac{Re}{3}\,(\alpha-1) {\rm i} \tilde{k} - \left(1+\dfrac{1}{A} \right) & \dfrac{Re}{3}\,({\rm i} \tilde{k} (2 \alpha -1 ) - {\rm i} \tilde{\omega}) + \dfrac{1}{A}\end{array} \right)= 0 , \end{equation}

which provides the dispersion relation

(3.23)\begin{equation} -\frac{Re}{3}\,\tilde{\omega} ^2 + \left( \frac{2 \, Re}{3}\,\alpha \tilde{k} - \frac{{\rm i}}{ A} \right) \tilde{\omega} + \left(\frac{1}{\tan \theta} -\frac{ Re \, \alpha}{3} \right)\tilde{k}^2 + \left( 1 + \frac{2}{A} \right) {\rm i} \tilde{k} = 0. \end{equation}

We conduct the temporal stability analysis with $\tilde {k}$ real and $\tilde {\omega }$ complex. Equation (3.23) is of order 2 in $\omega$ and has two branches. Each of these may actually embed different instabilities depending on the point of the phase space considered. To get insight into the physical meaning and stability of the branches, it is instructive to study their behaviour at low $\tilde {k}$, before giving the exact solutions. The structure of the dispersion relation ensures that the growth rate $\tilde {\sigma }=\mathrm {Im}[\tilde {\omega }(\tilde {k})]$ is monotonic and does not change sign with $\tilde {k}$, which means that the stability criterion at low $\tilde {k}$ is valid for all wavenumbers. Expanding the pulsation as $\tilde {\omega }= ia_0+c\tilde {k}+ia_2 \tilde {k}^2$ in the dispersion relation (3.23) gives the following two solutions at the lowest order in $\tilde {k}$:

(3.24)$$\begin{gather} \tilde{\omega}_1 \simeq (2+A)\tilde{k} + {\rm i} A \left[ \frac{Re}{3} \left[(2+A) (2+A-2\alpha) + \alpha \right]- \frac{1}{\tan \theta} \right]\tilde{k}^2, \end{gather}$$
(3.25)$$\begin{gather}\tilde{\omega}_{2} \simeq ( 2 \alpha - 2 - A ) \tilde{k} -{\rm i}\,\frac{3}{A\, Re}. \end{gather}$$

The first branch, $\tilde {\omega }_1(\tilde {k})$, is the ‘kinematic’ branch, since its wave speed in the long wave limit ($\tilde {k}\to 0$), $\tilde {c}_1=\mathrm {Re} (\tilde {\omega }_1) /\tilde {k} = 2 +A$, is that of kinematic waves, i.e. the slender small-amplitude waves that propagate at the speed $c_{kin}= (\mathrm {d}q/\mathrm {d}h)_0=\bar {u}_0 + h_0(\mathrm {d}\bar {u}/\mathrm {d}h)_0$, obtained by combining the steady flow rule $\bar {u}(h)$ with the mass equation (3.10) (Whitham Reference Whitham2011). Indeed, $c_{kin}$ can be expressed in terms of $A$ by noting that $\bar {u}(h)$ satisfies the force balance $\tau _b[\bar {u}(h)/h] = \rho g h\sin \theta$, in the base state. Differentiating with respect to $h$ and making use of the definition of $A$ in (3.20), one recovers $\tilde {c}_{kin} = 1+(h_0/\bar {u}_0)(\mathrm {d}\bar {u}/\mathrm {d}h)_0 = 2+A$.

The kinematic branch $\tilde {\omega }_1(\tilde {k})$ is unstable when the growth rate $\tilde {\sigma }_1\equiv \mathrm {Im}(\tilde {\omega }_1)$ is positive. Depending on the sign of $A$, two cases must be considered, which will be shown to concern two different instabilities. For $A>0$, i.e. when the effective rheology (3.12) is monotonic, the kinematic branch is unstable for large Reynolds numbers

(3.26)\begin{equation} Re > Re_{Kap} = \frac{3}{ \left[ (2+A)(2+A-2\alpha) +\alpha \right] \tan \theta}, \end{equation}

which extends the classical inertial Kapitza instability criteria to the shear-thickening rheology. In the Kapitza regime ($A>0$), inertia introduces a lag, which tends to amplify kinematic waves, while gravity tends to spread and stabilize them. The instability arises when the speed of kinematic waves is larger than the speed of gravity waves (Whitham Reference Whitham2011). For a Newtonian fluid ($A=1$ and $\alpha =6/5$), the threshold of the Kapitza instability predicted by (3.26) is $1/ \tan \theta$, which slightly overestimates the exact prediction $Re_{Kap, Newt} =(5/6)\tan \theta$ obtained from a rigorous long wave expansion of the Navier–Stokes equations (Benjamin Reference Benjamin1957; Yih Reference Yih1963). This well-documented discrepancy stems from assuming a fixed shape of the velocity profile. For a CST suspension ($0< A<1$), (3.26) predicts an increase in the critical Reynolds number relative to the Newtonian case. This is consistent with previous studies on power-law rheology fluids, which have shown that shear-thickening has a stabilizing effect on the flow (Hwang et al. Reference Hwang, Chen, Wang and Lin1994; Ng & Mei Reference Ng and Mei1994).

For $A<0$, i.e. when the effective flow rule (3.12) becomes negatively sloped, the stability condition is reversed. The kinematic branch is unstable for

(3.27)\begin{equation} Re < Re_{Kap} = \frac{3}{ \left[ (2+A)(2+A-2\alpha) +\alpha \right] \tan \theta}, \end{equation}

which means, surprisingly, that the kinematic branch is unstable at low Reynolds number, while inertia now has a stabilizing effect. This low Reynolds number instability, appearing for a negatively sloped flow rule ($A<0$), corresponds to the mechanism of formation of the Oobleck waves proposed by Darbois Texier et al. (Reference Darbois Texier, Lhuissier, Forterre and Metzger2020). Indeed, in the limit of vanishing inertia ($Re=0$), the dispersion relation (3.23) reduces to

(3.28)\begin{equation} \tilde{\omega}=(2+A)\tilde{k}-\frac{A}{\tan\theta}\,{\rm i}\tilde{k}^2, \end{equation}

or equivalently, in the spatio-temporal domain,

(3.29)\begin{equation} \frac{\partial h_1}{\partial t} + (2+A)\,\frac{\partial h_1}{\partial x} = \frac{A}{\tan \theta}\, \frac{\partial^2 h_1}{\partial x^2}. \end{equation}

One recognizes an advection–diffusion equation for the perturbative wave $h_1$, which predicts that waves propagate at the speed of kinematic waves $\tilde {c}_{kin}=2+A$, while diffusing with an effective diffusion coefficient $A/\tan \theta$. For $A<0$, waves anti-diffuse, i.e. grow during propagation. As discussed in Darbois Texier et al. (Reference Darbois Texier, Lhuissier, Forterre and Metzger2020), this instability can be understood, physically, as follows. In the absence of inertia, the balance of forces (3.11) between the gravity term, the basal stress and the pressure term implies that a locally positive (resp. negative) slope of the free surface causes a decrease (resp. increase) in the basal stress. Because of the negative slope of the flow rule ($A<0$), the basal stress variation induces anti-correlated velocity variations (positive upstream of a bump, and negative downstream), which amplify the initial perturbation.

The analysis above confirms that although they are both kinematic modes, the extended Kapitza instability ($A>0$) and Oobleck waves ($A<0$) are fundamentally different. For the latter, the destabilizing mechanism is non-inertial and inertia has only a stabilizing effect, which stabilizes high Reynolds number flow.

The second branch, $\tilde {\omega }_2(\tilde {k})$, with growth rate $\tilde {\sigma }_2=\mathrm {Im}(\tilde {\omega }_2)=-3{\rm i}/(A\,Re)$, is unstable only if $A<0$, regardless of Reynolds number. The condition on $A$ is the same as for Oobleck waves. However, the instability mechanism is, once again, fundamentally different. For the second branch, any perturbation is amplified when $A<0$, independently of whether or not a free surface is present, because inertia introduces a mismatch between the basal stress and the driving gravity force. The branch is not specific to free-surface flows and disappears in the strict absence of inertia ($Re=0$). For this reason, we call it the ‘inertial branch’.

The two critical curves, $A=0$ and $Re = Re_{Kap}$, lead to the stability diagram shown in figure 4, for an arbitrary plane inclination $\theta =10^\circ$. For the sake of simplicity, the predictions are plotted for a fixed value of $\alpha$ ($=1$, corresponding to a plug velocity profile). This simplification permits a two-dimensional representation, without altering the stability diagram, qualitatively. Note that the assumption $\alpha =1$ is made only in figure 4, while the rest of the analysis considers the exact value of $\alpha$ obtained from (3.13). In this case, the critical Reynolds number of the kinematic branch reduces to $Re_{Kap}=3/[(1+A)^2 \tan \theta ]$ (black solid line in figure 4a). As discussed above, the extended Kapitza instability develops for $A>0$ and $Re>Re_{Kap}$, and Oobleck waves for $A<0$ and $Re< Re_{Kap}$, whereas the inertial branch, shown in figure 4(b), is unstable for $A<0$ and $Re>0$.

Figure 4. Stability diagram $(Re,A)$ for (a) the kinematic branch, and (b) the inertial branch ($\theta =10^\circ$ and a plug flow profile, $\alpha =1$, is assumed for simplicity; see text). (a) Black line: Kapitza instability threshold ($Re=Re_{Kap}$). Red line: Oobleck waves instability threshold ($A=0$). (b) Dashed blue line: inertial branch instability threshold ($A=0$). (a,b) The green line indicates the Newtonian case ($A=1$). The coloured trajectories indicate the evolution of $Re$ and $A$ for various volume fractions and increasing flow rates (or basal stress $\tau _{b,0}$) ($\theta =10^\circ$, and the rheological parameters are those obtained from figure 1b). For most volume fractions above $\phi _{DST}$, the DST condition $Re = Re_{A=0}$ (i.e. $A=0$) is expected to be reached before (lower flow rate) the Kapitza instability onset ($Re = Re_{Kap})$.

To determine which criterion is reached first, and what instability is expected to be observed in practice, it is crucial to understand how $Re$ and $A$ vary in experiments given their coupled dependence on $\tau _{b,0}/\tau ^{\ast }$, $\theta$ and $\phi$. To this end, we display in figure 4 the trajectories followed by $A$ and $Re$ for an increasing flow rate (i.e. increasing $\tau _{b,0}/\tau ^{\ast }$ or flow thickness) and a fixed angle ($\theta =10^\circ$), which mimics the experimental protocol. The different trajectories correspond to different volume fractions, and the rheological parameters are those measured for the cornstarch suspensions (see § 2.1). Below $\phi _{DST}$, the trajectories only cross the $Re=Re_{Kap}$ critical line, since $A$ remains strictly positive for all flow rates. This means that the Kapitza instability is expected, provided that the flow rate is increased sufficiently. By contrast, above $\phi _{DST}$, one can, a priori, expect either the Kapitza instability or one of the two other instabilities (Oobleck wave and inertial branch), depending on which criterion ($A=0$ or $Re=Re_{Kap}$) is reached first when the flow rate is increased. This condition is given by the respective value of the two Reynolds numbers defined by

(3.30)\begin{equation} Re_{A=0} \equiv \frac{3}{4}\,\frac{\tau_{b,A=0}^3}{\rho[g\,\eta(\phi,\tau_{b,A=0})\sin\theta]^2}, \quad \text{with} \ \mathcal{G} (\phi,\tau_{b,A=0}) = \frac{3}{2}, \end{equation}

corresponding to the intersection of the iso-$\phi$ trajectory with the vertical axis $A=0$ (purple circle in figure 4), and

(3.31)\begin{equation} Re_{{Kap}, A=0} \equiv 3/[(4-3\alpha)\tan\theta] , \end{equation}

corresponding to the intersection between the Kapitza threshold and the vertical axis $A=0$ (black circle in figure 4). If $Re_{A=0} < Re_{{Kap}, A=0}$, as in figure 4, then the trajectory intersects the $A=0$ criterion first, meaning that Oobleck waves and inertial branches are expected to be observed first, for an increasing flow rate. In the opposite case ($Re_{A=0} > Re_{{Kap}, A=0}$), the trajectory first encounters the Kapitza threshold (with $A$ still positive), and the Kapitza instability is expected to develop first. The above condition between $Re_{A=0}$ and $Re_{{Kap}, A=0}$ involves $\phi$ non-trivially, the rheological parameters and the inclination angle $\theta$. However, as figure 4 shows, for cornstarch and provided that the plane remains far from the vertical ($\theta \ll 90^\circ$), the onset of DST ($A=0$) is reached before the Kapitza threshold ($Re_{Kap}$) for almost all volume fractions above $\phi _{DST}$.

In the following, the value of the Reynolds number when the first instability criterion is met for increasing flow rate and a fixed angle (i.e. following the iso-$\phi$ trajectories in figure 4) will be denoted by $Re_c$, in order to match the experimental definition. In practice, for our range of parameters (cornstarch rheology, plane far from vertical), $Re_c=Re_{Kap}$ for $\phi <\phi _{DST}$, and $Re_c=Re_{A=0}$ for $\phi >\phi _{DST}$.

3.5. Dispersion relation

The previous analysis has focused on the limit of vanishing $k$. We now solve the dispersion relation exactly for an arbitrary wavenumber. The two solutions of (3.23) are

(3.32)\begin{equation} \tilde{\omega}_{1, 2} = \dfrac{\dfrac{2\,Re}{3}\,\alpha \tilde{k} \pm \left(\dfrac{D+\sqrt{D^2+C^2}}{2}\right)^{1/2}}{\dfrac{2\,Re}{3}} + {\rm i}\,\dfrac{-\dfrac{1}{A} \pm \dfrac{C}{2} \left(\dfrac{2}{D+\sqrt{D^2+C^2}}\right)^{1/2}}{\dfrac{2\,Re}{3}}, \end{equation}

where $\pm$ stands for $+$ for the kinematic branch $\tilde {\omega }_{1}$, and $-$ for the inertial branch $\tilde {\omega }_{2}$, with

(3.33a,b)\begin{align} C = \dfrac{4\,Re}{3} \left(1 + \dfrac{2 - \alpha }{A}\right)\tilde{k} \quad {\rm and} \quad D =- \dfrac{1}{A^2}+\dfrac{4\,Re}{3}\left(\dfrac{Re}{3}\,\alpha(\alpha-1) + \dfrac{1}{\tan\theta}\right) \tilde{k}^2. \end{align}

Figures 5(a,b) present the growth rates for the two instabilities of the kinematic branch, namely, the Kapitza instability ($\phi = 0.33 < \phi _{DST}$, figure 5a) and the Oobleck wave instability ($\phi =0.45>\phi _{DST}$, figure 5b). The different colours stand for increasing values of $Re$ close to $Re_c$ (i.e. either $Re_{Kap}$ or $Re_{A=0}$). For both instabilities, the growth rate is null for $\tilde {k}=0$ and increases monotonically up to a plateau value at large $\tilde {k}$, which is the signature of a zero wavenumber instability. Interestingly, for a given wavenumber and distance to the threshold, the growth rate is several orders of magnitude larger for Oobleck waves than for the Kapitza instability (the vertical scale between the two panels differs by a factor $10^3$). Figures 5(c,d) present the wave speeds of the two instabilities for the same parameters. Close to the instability threshold, the wave speed depends only weakly on $\tilde {k}$. It drops from approximately 3 for the Kapitza instability, to 2 for Oobleck waves, in agreement with the long wave limit $2+ A$, since $A\simeq 1$ at the Kapitza threshold and $A=0$ at the Oobleck waves threshold.

Figure 5. Dispersion relations of the two instabilities of the kinematic branch ($\theta =10^\circ$). (a,c) Kapitza instability ($\phi =0.33$). (b,d) Oobleck waves instability ($\phi =0.45$). (a,b) Temporal growth rate $\mathrm {Im} (\tilde {\omega }_1)$. Note the highly different scales of the $y$-axis. (c,d) Wave speed $\tilde {c}_1$. (ad) The yellow circles indicate the theoretical growth rates, for $Re=1.05\, Re_c$ and at the wavelength observed experimentally, which are compared with measurements in figure 8(b).

The growth rate of the inertial branch is shown in figures 6(a,b) for the same set of $\phi$ and $Re/Re_c$ as previously. We recover that the branch is unconditionally stable below $\phi _{DST}$, and unstable above $\phi _{DST}$ for Reynolds numbers larger than $Re_{A=0}$. By contrast with the kinematic branch, the growth rate is non-null at $\tilde {k}=0$ and actually diverges at the instability threshold $(A=0)$, where it changes sign, before decreasing with increasing $Re$ above the threshold. The corresponding wave speeds are presented in figures 6(c,d). For $\phi >\phi _{DST}$, the wave speed at threshold is lower than for the kinematic branch. Although the kinematic and inertial branches share the same criterion of stability for concentrated suspensions ($A=0$), the comparison between figures 5 and 6 suggests that they differ strongly in terms of growth and propagation speed. We address this point in the next section, where we compare predictions with experiments.

Figure 6. Dispersion relation of the inertial branch ($\theta =10^\circ$): (a,c) $\phi =0.33$, (b,d) $\phi =0.45$. (a,b) Temporal growth rate $\mathrm {Im} (\tilde {\omega }_2)$. (c,d) Wave speed $\tilde {c}_2$. The yellow circle indicates the theoretical growth rates, for $Re=1.05\,Re_c$ and at the wavelength observed experimentally, which are compared with measurements in figure 8(b).

4. Comparison with experiments

4.1. Stability threshold

We compare, first, the stability criteria derived above with the wave onset conditions observed in experiments and detailled in Appendix A. Figure 7(a) presents $Re_c/Re_{Kap, Newt}$, i.e. the critical Reynolds number normalized by that for a Newtonian liquid ($Re_{Kap, Newt} = (5/6)/\tan \theta$; see § 3.4), as a function of $\phi$, whereas figure 7(b) reports the critical basal shear stress $\tau_c$, also versus $\phi$. The symbols represent the experimental measurements for various volume fractions. Each one is obtained by varying the flow rate at a fixed inclination of the plane (encoded by the shape of the symbol), as detailed in § 2. The solid lines represent the theoretical predictions for the same protocol, i.e. the critical Reynolds number $Re_c$ at which each iso-$\phi$ trajectory (see figure 4) reaches the $Re=Re_{Kap}$ or $Re=Re_{A=0}$ condition. The relative threshold $Re_c/Re_{Kap, Newt}$ is close to 1 at low volume fraction, where shear-thickening is mild, and increases with increasing $\phi$ to reach $\simeq 6$ at $\phi =0.41\simeq \phi _{DST}$. This illustrates the significant stabilization effect of CST in the Kapitza regime, in fair agreement with the evolution of $Re_{Kap}$ predicted by (3.26) (solid black line in figure 7a). Similarly, the steep increase in the critical stress $\tau_c$, which is observed experimentally close to $\phi =0.41$ (figure 7b), agrees with the expected divergence of the effective viscosity coefficient of the flow, $\mathrm {d}\tau _{b,0}/\mathrm {d}\dot {\gamma }\propto A^{-1}$, in $\phi _{DST}\simeq 0.41$. This confirms the Kapitza-like nature of the instability (destabilizing inertia versus stabilizing gravity) below $\phi _{DST}$.

Figure 7. Destabilization threshold: comparison with experiments. (a) Critical Reynolds number $Re_c$ normalized by the Newtonian Kapitza threshold $Re_{Kap, Newt}=(5/6)/\tan \theta$ versus volume fraction $\phi$. (b) Critical basal shear stress $\tau _c$ versus $\phi$. The symbols indicate measurements. Their shapes encode the inclination $\theta$: $\diamond$ $2^\circ$, $\triangledown$ $3^\circ$, $\triangleright$ $6^\circ$, $\triangleleft$ $9^\circ$, $\circ$ $10^\circ$, $\triangle$ $22^\circ$. The error bars indicate the standard deviation of the measurements at a given $\phi$. The lines represent the predictions for the different modes (as labelled above the graph), i.e. the critical Reynolds number at which each iso-$\phi$ trajectory (see figure 4) reaches the $Re=Re_{Kap}$ or $Re=Re_{A=0}$ condition. (The black line is interrupted above $\phi \simeq 0.42$ since no steady flow verifies $Re=Re_{Kap}$.) The shear-jamming limit corresponds to the value of the basal shear stress when the flow first jams at $z=0$ (see (3.5)). Inset: basal shear stress $\tau _{b,0}= \rho g h_0 \sin \theta$ versus mean shear rate $u_0/h_0$ for different volume fractions obtained from Wyart–Cates rheological laws (dashed lines) and from direct measurements on the inclined plane (solid lines). The red line and black crosses highlight the condition $\mathrm {d} \tau _b / \mathrm {d} \dot {\gamma }=0$ for both sets of curves.

Above $\phi _{DST}$, both the critical Reynolds number and the critical shear stress observed experimentally drop drastically, by up to two orders of magnitude, for $Re_c$, at $\phi =0.47$ (figure 7a). The drop in $Re_c$ is captured correctly by the theoretical prediction $Re_c = Re_{A=0}$ of (3.30), which, once again, applies to both Oobleck waves and the inertial waves instability, and does not permit us to distinguish between them. The agreement is also reasonable when the instability threshold is expressed in terms of $\tau_c$, although the prediction underestimates the measured value by approximately a factor 2 (figure 7b). To clarify this discrepancy, we note that the theoretical prediction relies on the value of the rheological parameters ($\eta _s$, $\phi _0$, $\phi _1$ and $\tau ^\ast$) as obtained from the cylindrical Couette rheometry (see § 2.1). In the inset of figure 7(b), we test these parameters more directly versus the inclined flow configuration by comparing the depth-averaged flow rule, $\tau _{b,0}$ versus $u_0/h_0$, that they predict, (3.7), with the one measured directly in the experiments on the incline. A significant difference is observed between the two flow rules, showing that the steady uniform flow down the incline is not well predicted from the rheological parameters obtained with the Couette rheometer. Such a difference has been reported previously in the case of non-shear-thickening suspensions (Bonnoit et al. Reference Bonnoit, Darnige, Clement and Lindner2010) and could arise from the modification of the velocity profile due to particle migration effects, which are not considered here (see § 3.1). Remarkably, however, when the expression for the critical shear stress $\tau_c$ is computed from the flow rule measured with the inclined plane (i.e. from the points $\mathrm {d}\dot {\gamma }/\mathrm {d} \tau _{b,0}=0$ highlighted by the black crosses in the inset of figure 7b), the agreement between the theoretical predictions and measurements becomes quantitative (crosses versus orange symbols in figure 7b). This suggests that the mild quantitative discrepancy between theory and experiments for $\tau _c$ stems not from a limitation of the linear stability analysis but rather from the calibration of the base flow itself.

The comparison above confirms that the onset of a negatively sloped flow rule ($A=0$) is, experimentally, the condition for flow stability above $\phi _{DST}$. However, it does not allow us to determine which of the kinematic branch or inertial branch is observed. To do so, the predictions for the growth rate and celerity of the waves, which differ between the two instability mechanisms, have to be compared with experiments.

4.2. Wave speed and growth rate

Figure 8(a) reports the wave speed, at the instability threshold, measured for various volume fractions. The ratio $c_c /u_c$ is almost constant around 3 at low volume fractions, decreases to approximately 2 between $\phi \simeq 0.37$ and $\phi =0.41\simeq \phi _{DST}$, and decreases further, a little below 2, for higher $\phi$. This behaviour agrees well with the prediction of the shear-thickening Kapitza regime expected below $\phi _{DST}$ (black solid line). Above $\phi _{DST}$, the measurements are found to match the prediction $\tilde {c}_c = 2$ for the kinematic branch better than the prediction $\tilde {c}_c =2 (\alpha -1) \simeq 0.6$ for the inertial branch, which suggests that the mechanism of the instability observed in experiments is that of Oobleck waves, rather than that of the inertial branch instability. This result is confirmed by a direct comparison between the measured wave speed and the speed of the kinematic waves $c_{kin}\equiv \mathrm {d} q/\mathrm {d} h_0$, as deduced from the experimental base flow measurements. As shown in the inset of figure 8(a), $c_c$ is fairly close to $c_{kin}$ over the whole range of volume fraction studied.

Figure 8. Wave speed and growth rate: comparison with experiments. (a) Wave speed $c_c$ normalized by the mean fluid velocity $u_c$ at the instability onset versus $\phi$. Inset: normalized wave velocity $c_c/u_c$ versus normalized speed of kinematic waves $c_{{kin}}/u_c$ at the onset. (b) Normalized spatial growth rate $\tilde {\sigma }$ versus $\phi$ for $Re/Re_c=1.05$.

The growth rates of the instability are compared in figure 8(b). The measurements are performed when the Reynolds number of the flow is 5 % above the observed critical value ($Re/Re_c=1.05$). The theory is computed for the wavelength observed experimentally at each $\phi$ (see figures 5 and 6). Here again, below $\phi _{DST}$, the growth rate is predicted correctly by the Kapitza instability accounting for continuous thickening (black solid line). Above $\phi _{DST}$, the prediction for the kinematic branch (red solid line) matches the measurements fairly well, whereas that for the inertial branch (blue dashed line) overestimates the observed growth rate by approximately two orders of magnitude.

The previous results indicate that including inertia in the depth-averaged analysis provides a fair description for both the shear-thickening Kapitza regime observed below $\phi _{DST}$ and the low Reynolds number Oobleck wave regime observed above $\phi _{DST}$. Nonetheless, one important question remains. Above $\phi _{DST}$, the inertial branch has the same instability condition as Oobleck waves, but since the former is expected to amplify two orders of magnitude faster (see figure 8b), why do we not observe, experimentally, the inertial mode rather than Oobleck waves?

5. Role of a delay in the rheology

To explain the apparent paradox of the sub-dominance of the inertial branch above $\phi _{DST}$, it is important to realize that the inertial mode in the previous analysis has a singular behaviour. It disappears in the strict absence of inertia, but its growth rate diverges as the Reynolds number tends to zero (see (3.25)). This singularity at $Re=0$ results from the assumption of a steady flow rule, which implies that viscosity adapts to change in stress, instantaneously. In reality, when a shear-thickening suspension flow is perturbed, a finite strain $\gamma _0$ is required to relax the fraction of frictional contacts $f$ (hence the viscosity) to the new steady-state value (Mari et al. Reference Mari, Seto, Morris and Denn2015b; Chacko et al. Reference Chacko, Mari, Cates and Fielding2018; Han et al. Reference Han, Wyart, Peters and Jaeger2018; Richards et al. Reference Richards, Royer, Liebchen, Guy and Poon2019). As shown in previous studies, this delay in the rheology may strongly modify the stability of the flow in the negatively sloped region (Nakanishi & Mitarai Reference Nakanishi and Mitarai2011; Chacko et al. Reference Chacko, Mari, Cates and Fielding2018; Richards et al. Reference Richards, Royer, Liebchen, Guy and Poon2019). For instance, in the case of a simple shear flow driven by a heavy rheometric tool, the addition of a delay stabilizes the flow, by shifting the instability condition on $\mathrm {d}\dot {\gamma }/\mathrm {d}\tau$ towards negative values (Richards et al. Reference Richards, Royer, Liebchen, Guy and Poon2019).

To study the influence of a strain delay on our predictions, we extend the linear stability analysis of § 3 by adding an evolution equation for the fraction $f$ of frictional contacts. Following Mari et al. (Reference Mari, Seto, Morris and Denn2015b), Han et al. (Reference Han, Wyart, Peters and Jaeger2018), Chacko et al. (Reference Chacko, Mari, Cates and Fielding2018) and Richards et al. (Reference Richards, Royer, Liebchen, Guy and Poon2019), we assume

(5.1)\begin{equation} \frac{\mathrm{d} f}{\mathrm{d}t} =- \frac{\dot{\gamma}}{\gamma_0}\,(\,f - f_{{eq}}), \end{equation}

where $f_{{eq}}=\mathrm {e}^{-\tau ^\ast /\tau }$ is the equilibrium value of $f$, obtained for a steady flow, and $\gamma _0$ is a relaxation strain, whose typical value for frictional spheres is ${\sim }10^{-2}\unicode{x2013}10^{-1}$ (Mari et al. Reference Mari, Seto, Morris and Denn2015b; Chacko et al. Reference Chacko, Mari, Cates and Fielding2018; Richards et al. Reference Richards, Royer, Liebchen, Guy and Poon2019). The details of the stability analysis are given in Appendix B. We discuss here only the main predictions. The first consequence of the introduction of a delay is to lead to three modes instead of two. One of them is a modified kinematic mode, and the other two are derived from the former inertial branch.

The stability diagram of the modified kinematic mode is shown in figure 9(a). In the long-wavelength limit ($\tilde {k} \rightarrow 0$) and for a small delay ($\gamma _0\tan \theta \ll 1$), the instability thresholds are set by the following Reynolds number and critical value of $A$:

(5.2a,b)\begin{equation} Re_{Kap}^{\gamma_0} \simeq \left(1 + \frac{\gamma_0 \tan \theta}{2A}\,(2-A- A^2) \right)Re_{Kap}\quad{\rm and}\quad A_-\simeq - \gamma_0 \tan \theta. \end{equation}

For $A>0$, we recover a Kapitza regime above the modified critical Reynolds number $Re_{Kap}^{\gamma _0}$, which is shifted relative to the zero-delay threshold $Re_{Kap}$. The delay also shifts slightly the criterion for Oobleck waves, which is now given by $Re< Re_{Kap}^{\gamma _0}$ and $A< A_-$ (instead of $A<0$ without delay). As a result, there exists a narrow range of negative value of $A$ ($A_-< A<0$), between the Kapitza and the Oobleck waves instabilities, where the flow is always stable. Therefore, the addition of a small strain delay in the rheology slightly stabilizes Oobleck waves but it does not change the properties of the kinematic mode relative to the case without delay, significantly. This is confirmed by verifying that the wave speed in the long wave limit still has the expression for kinematic waves, $\tilde {c}_{kin}=2+A$ (see Appendix B), as was the case without delay.

Figure 9. Role of a strain delay on stability. Stability diagrams $(Re,A)$ for (a) the kinematic branch and (b) the inertial branch ($\theta =10^\circ$, $\alpha =1$). (a) The grey and red domains indicate the unstable regions for $\gamma _0=0.1$. (b) The blue dashed line is the instability threshold (5.3) for $\gamma _0=0.1$. The coloured lines indicate the system trajectories for increasing flow rate at fixed angle (as in figure 4). The vertical dark lines indicates the Newtonian case ($A=1$). (c) Critical shear stress $\tau _c$, and (d) normalized wave velocity $c_c/u_c$ at the threshold, versus $\phi$. The symbols report the measurements presented in figures 7(b) and 8(c). The black and red lines indicate the predictions for the kinematic branch below and above $\phi _{DST}$, respectively. The blue lines show the predictions for the inertial branch. The colour intensities of the lines correspond to delay strains of $\gamma _0=0.05, 0.1, 0.2$ and $0.5$.

The conclusion is different for the inertial mode, which is now twofold in the presence of a delay. In the long wave ($\tilde {k}\to 0$) and small delay ($\gamma _0\tan \theta \ll 1$) limit, these two modes are unstable for

(5.3)\begin{equation} A < A_c=- \frac{3 \gamma_0}{2\,Re}. \end{equation}

This instability threshold is similar to that obtained by Mari et al. (Reference Mari, Seto, Morris and Denn2015b) and Richards et al. (Reference Richards, Royer, Liebchen, Guy and Poon2019) (and previously by Nakanishi & Mitarai (Reference Nakanishi and Mitarai2011) using a different S-shape rheology) when considering the influence of a delay on the stability of a simple shear flow in the DST regime. However, it differs strongly from the simple $A<0$ condition without delay, as illustrated in the stability diagram of the inertial mode presented in figure 9(b). In the negatively sloped region ($A<0$), there is now a large domain of stability, which is all the more extended for a low inertia and long delay. Importantly, the addition of a delay also removes the singularity of the inertial mode at $Re=0$ discussed above. The growth rate now vanishes at the stability threshold instead of diverging (see (B18) in Appendix B). This means that slightly above the threshold, the inertial mode grows slowly and not several orders of magnitude faster than the kinematic mode, as predicted in the case without delay. Finally, the addition of a delay also changes qualitatively the frequency of the inertial mode in the long wave limit. Instead of vanishing as $\mathrm {Re} (\tilde {\omega }) \propto \tilde {k}$, the frequency at threshold with delay remains finite at $\tilde {k}=0$ and is given by $\mathrm {Re} (\tilde {\omega })\simeq \sqrt {6/(\gamma _0\, Re)}\simeq (2/\gamma_0)\sqrt {-A_c}$. Thus the long wave limit of the inertial modes with delay is an oscillatory instability, with a wave speed diverging in $\tilde {k}\to 0$. Overall, these results for the inertial modes at $\tilde {k}\to 0$ recover the purely temporal analysis performed by Richards et al. (Reference Richards, Royer, Liebchen, Guy and Poon2019) in the case of a confined Couette flow.

As previously, the onset of instability in the experiments (where the flow rate, hence $\tau _b$, is slowly varied) is expected at the intersection between the critical stability curves and the system trajectories in the $A$$Re$ plane for fixed $\phi$ and $\theta$. For $\phi < \phi _{DST}$, the Kapitza regime is expected, with an onset at $Re=Re_{Kap}^{\gamma _0}(A)$ (see (5.2a,b)). For $\phi > \phi _{DST}$, the onset of instability is expected at $A=A_-(Re)$ for the kinematic branch, and $A=- 3 \gamma _0/(2\,Re)$ for the inertial branches. These predictions are plotted in terms of the critical shear stress in figure 9(c) for four values of the strain delay $\gamma _0= 0.05, 0.1, 0.2$ and $0.5$, that bound the experimental value determined by Richards et al. (Reference Richards, Royer, Liebchen, Guy and Poon2019). The colour intensity of the lines corresponds to increasing values of the delay, and the darkest colour recalls the stability threshold without delay ($\gamma _0=0$). We recover the weak influence of the delay on the onset of the kinematic branch mentioned in the previous discussion, as well as the strong shift in the predicted critical shear stress $\tau _c$ for the inertial branches, which is observed to increase with $\gamma _0$.

Remarkably, for volume fractions sufficiently above $\phi _{DST}$, the inertial mode is stable whatever the basal stress (see the shift of the right-hand boundary of the blue domains in figure 9c), although the slope of the flow rule reaches strongly negative values. This is because the Reynolds number decreases at large basal stress for these high values of $\phi$, such that the trajectory never reaches the stability threshold $A_c=- 3 \gamma _0/(2\,Re)$ (for the inclination $\theta = 10^\circ$ considered, which is representative of the experimental range $2^\circ \unicode{x2013}22^\circ$). Clearly, this predicted stabilization of the inertial mode at high volume fraction does not match experiments, where waves are all the more unstable as the volume fraction is high. By contrast, no band of unconditionally stable volume fractions is expected for Oobleck waves (see the red curves in figure 9c), which match the observations. Another important difference concerns the wave velocity (figure 9d), which is predicted to diverge for the inertial branches with delay (blue dashed line), in stark contrast with the prediction for the kinematic mode, which is not far from experimental observation.

These considerations shed some light on the paradox of the sub-dominance of the inertial modes above $\phi _{DST}$. While a strain delay $\gamma _0$ in the rheology modifies the kinematic mode only marginally, it may turn the inertial modes stable even for largely negatively sloped flow rules, provided that the Reynolds number is low enough (which is all the more true as $\phi$ exceeds $\phi _{DST}$ largely). More precisely, comparing (5.2a,b) with (5.3) indicates that inertial waves are expected before Oobleck waves ($3\gamma _0/(2\,Re)<\gamma _0\tan \theta$) only for $Re/Re_{Kap, Newt}$ above $9/5$, and regardless of the value assumed for $\gamma _0$. Given the smallness of the critical Reynolds numbers actually observed (see figure 7), this suggests that Oobleck waves dominate the inertial modes for most of the volume fractions above $\phi _{DST}$, which would explain the experimental observations. Another possibility is that the two modes actually coexist but the inertial modes are not detected in our measurements. Indeed, since Oobleck waves are a zero wavenumber instability with finite wave velocity, while the inertial modes are an oscillatory instability, the two instabilities are presumably decoupled both spatially and temporally. Therefore, it is possible that the inertial mode is related to the high-frequency ‘jittering’ reported by Balmforth et al. (Reference Balmforth, Bush and Craster2005), which is not characterized in our experiments. However, such a statement would require more investigations that could be the topic of future studies.

6. Conclusion

This study has addressed the stability of a free-surface layer flow of a shear-thickening suspension down an incline. It has shown that the onset of instability and the main characteristics of the waves observed experimentally close to the onset can be rationalized, on the basis of a depth-averaged analysis considering Wyart–Cates effective rheology and inertia, in the different regimes where the flow is continuously shear-thickening, discontinuously shear thickening, or shear jamming.

Below the onset particle volume fraction for DST, $\phi _{DST}$, the analysis predicts a modified Kapitza (roll-wave) instability of inertial origin, which develops above a critical Reynolds number $Re_{Kap}$, increasing with increasing $\phi$, as a result of the CST of the suspension, and which propagates at the velocity of kinematic waves, in good agreement with experimental observations.

Above $\phi _{DST}$, two other unstable branches are identified, which both stem from the negative slope of the suspension flow rule ($A\equiv \mathrm {d}\dot {\gamma }/\mathrm {d}\tau <0$) when the bottom of the flow shear-thickens discontinuously. They have, consequently, the same critical Reynolds number $Re_{A=0}$, or critical shear-stress $\tau _{b,A=0}$, set by $A=0$ (which are lower than the Kapitza threshold values for most of the volume fractions above $\phi _{DST}$ for cornstarch and provided that the plane is far from vertical, $\theta \ll 90^\circ$). Nonetheless, the mechanisms behind these two branches are fundamentally different. The ‘kinematic branch’ is an amplification of kinematic surface waves due to a mismatch between the free-surface deformation and the basal stress rheology. For a negatively sloped rheology, this branch is unstable when $Re< Re_{Kap}$, does not require inertia, and corresponds to the Oobleck waves instability identified in Darbois Texier et al. (Reference Darbois Texier, Lhuissier, Forterre and Metzger2020) from the analysis conducted at $Re=0$. By contrast, the ‘inertial branch’ results from the acceleration of the flowing layer when the basal stress is velocity-weakening. It requires a negatively sloped rheology and inertia, but no coupling with the free-surface deformation. These different instability mechanisms yield very different predictions for the growth and propagation of the waves. Those for the Oobleck wave mechanism match the measured wave speed and growth rate much better than those for the inertial branch instability, which supports the mechanism of Oobleck wave formation proposed in Darbois Texier et al. (Reference Darbois Texier, Lhuissier, Forterre and Metzger2020). This conclusion is confirmed by extending the stability analysis to a modified shear-thickening law including a strain delay, which has been shown to have important consequences for the stability of other shear-thickening flows (Nakanishi & Mitarai Reference Nakanishi and Mitarai2011; Mari et al. Reference Mari, Seto, Morris and Denn2015b; Chacko et al. Reference Chacko, Mari, Cates and Fielding2018; Han et al. Reference Han, Wyart, Peters and Jaeger2018; Richards et al. Reference Richards, Royer, Liebchen, Guy and Poon2019). The addition of a delay is found to modify only slightly the predictions for Oobleck waves, which still agree with measurements, whereas it predicts a strong stabilization of the inertial branch at large volume fraction, where the instability is still observed experimentally.

Overall, this study confirms that the non-inertial Oobleck wave mechanism proposed in Darbois Texier et al. (Reference Darbois Texier, Lhuissier, Forterre and Metzger2020) is at the origin of the wave formation above $\phi _{DST}$, and not inertial modes studied in previous works (Mari et al. Reference Mari, Seto, Morris and Denn2015b; Richards et al. Reference Richards, Royer, Liebchen, Guy and Poon2019). To our knowledge, the only other inertialess mechanism reported so far in shear-thickening suspensions is a dynamic vorticity banding instability observed in overdamped discrete numerical simulations (Chacko et al. Reference Chacko, Mari, Cates and Fielding2018). However, unlike the Oobleck wave mechanism, this instability (i) develops in the direction transverse to the flow, (ii) requires a velocity-driven configuration (as opposed to the stress-driven configuration of the inclined plane), and (iii) requires that an extra order parameter be added to the flow rule, such that $\dot {\gamma }$ and $\tau$ are not instantaneously related.

Developments remain needed to obtain a complete description of shear-thickening waves. Extending the (one-dimensional) depth-averaged linear analysis to two dimensions would be needed to capture the correct dissipation at short wavelength. A further extension would be to relax the assumption of a constant volume fraction and account for particle migration induced by the inhomogeneous stress profile in the stability analysis, in order to seek possible new stabilizing or destabilizing mechanisms (Carpen & Brady Reference Carpen and Brady2002; Chacko et al. Reference Chacko, Mari, Cates and Fielding2018; Dhas & Roy Reference Dhas and Roy2022). Also, waves quickly become highly nonlinear, especially in the DST regime (see figure 2a), and investigating experimentally and theoretically the properties of large amplitude waves, or solitons, would be relevant. The theoretical part of this extension would require considering the effect of higher-order terms in the wave dynamics equations. More generally, this study shows the relevance of S-shape constitutive rheological laws for predicting novel hydrodynamic instabilities in shear-thickening suspensions. It also emphasizes the variety of the instability mechanisms resulting from such a rheology, which could be increased by addressing the case of capillary flows, where subtle stabilizing effects can be expected. Finally, beyond shear-thickening suspensions, the theoretical framework adopted in this study could be applied to other complex fluids showing a non-monotonic effective flow curve down slopes, which may be found in geophysical and industrial contexts.

Funding

This work was supported by the European Research Council under the European Union Horizon 2020 Research and Innovation programme (ERC grant agreement no. 647384) and by ANR ScienceFriction (ANR-18-CE30-0024).

Declaration of interests

The authors report no conflict of interest.

Appendix A. Experimental data

This appendix compiles the experimental data obtained for the destabilization of the cornstarch suspension flow down the inclined plane. Table 1 lists, for each experiment, the following quantities: the suspension volume fraction $\phi$, the slope angle $\theta$, the Kapitza criterion $Re_{Kap}$, the critical flow thickness $h_c$, the critical mean flow velocity $u_c$, the critical Reynolds number $Re_c$, the ratio $Re_c/Re_{Kap}$, the critical basal shear stress $\tau_c$, the critical wave speed $c_c$, the ratio $c_c/u_c$, the normalized critical kinematic speed $c_{{kin}}/u_c$, and the normalized growth rate $\tilde {\sigma }$ for $Re=1.05 \, Re_c$.

Table 1. Experimental data for surface destabilization of a flow of cornstarch suspension down an inclined plane.

Appendix B. Linear stability analysis with a strain delay

This appendix details the linear stability analysis for the Wyart–Cates rheology with a strain delay $\gamma _0$.

First, the effective basal rheology (3.12) is written in terms of the fraction of frictional contact $f_b$ at the wall ($z=0$):

(B1)\begin{equation} \frac{\bar{u}}{h} = \frac{\tau_b}{3\,\eta(\,f_b)}\,\mathcal{G}_2(\,f_b)\equiv \dot{\varGamma}(\tau_b,f_b), \end{equation}

where $\eta (\,f_b)=\eta _s(\phi _J(\,f_b)-\phi )^{-2}$ is the viscosity, $\phi _J(\,f_b)=\phi _0(1-f_b) + \phi _1 f_b$ is the critical volume fraction, and $\mathcal {G}_2(\,f_b)$ is a dimensionless corrective factor accounting for the shape of the velocity profile, such that for a steady flow, $f_b=f_{{eq}}(\tau _b)=\mathrm {e}^{-\tau ^\ast /\tau _b}$ and $\mathcal {G}_2(\,f_b)=\mathcal {G}(\tau _b)$. Then we express the evolution equation (5.1) for the fraction of frictional contact at the bottom of the flowing layer as

(B2)\begin{equation} \frac{\partial f_b}{\partial t} + u_b\,\frac{\partial f_b}{\partial x} =- \frac{\dot{\gamma}_b}{\gamma_0} \left[f_b - f_{{eq}}(\tau_b)\right], \end{equation}

where $u_b=0$ is the velocity at the wall (no-slip condition), and $\dot {\gamma }_b$ is the shear rate at the wall. Writing the flow rule at the bottom as $\tau _b=\eta (\,f_b)\,\dot {\gamma }_b$, and identifying with (B1), gives $\dot {\gamma }_b=(3/\mathcal {G}_2(\,f_b))\bar {u}/h$.

Normalizing and linearizing (B1) and (B2) together with the mass and momentum equations (3.10)–(3.12) around the base state, using $\tilde {x}=x/h_0$, $\tilde {t}=t \, \bar {u}_0/h_0$, $\tilde {\dot {\varGamma }}=\dot {\varGamma }h_0/\bar {u}_0$, $\tilde {h}=h/h_0=1+h_1$, $\tilde {u}=\bar {u}/\bar {u}_0=1+ u_1$, $\tilde {\tau }_b=\tau _b/\tau _{b,0}=1+ \tau _1$ and $f_b=f_{{eq}}(\tau _{b,0})+f_1$, with $|h_1|, |u_1|, |\tau _1|, |f_1| \ll 1$, gives

(B3)$$\begin{gather} \frac{\partial h_1}{\partial \tilde{t}} + \frac{\partial h_1}{\partial \tilde{x}} + \frac{\partial u_1}{\partial \tilde{x}} = 0, \end{gather}$$
(B4)$$\begin{gather}\frac{Re}{3} \left[ \frac{\partial u_1}{\partial \tilde{t}} + ( \alpha -1)\,\frac{\partial h_1}{\partial \tilde{x}}+ (2 \alpha -1)\,\frac{\partial u_1}{\partial \tilde{x}}\right] = h_1 - \tau_1 - \frac{1}{\tan \theta}\,\frac{\partial h_1}{\partial \tilde{x}}, \end{gather}$$
(B5)$$\begin{gather}u_1-h_1=\tau_1+\left(\frac{\partial \tilde{\dot{\varGamma}}}{\partial f_b}\right)_{0} f_1, \end{gather}$$
(B6)$$\begin{gather}\frac{\partial f_1}{\partial \tilde{t}}=-\frac{1}{\gamma_0^\star} \left[f_1-\left(\frac{\mathrm{d}f_{eq}}{\mathrm{d}\tilde{\tau}_b}\right)_0\tau_1\right], \end{gather}$$

where $\gamma _0^\star =\gamma _0\,\mathcal {G}(\tau _{b,0})/3$. Making use of $\dot {\varGamma } = u/h$, the equations can be recast into the following linear system of $h_1$, $\dot {\varGamma }_1=u_1-h_1$ and $f_1$:

(B7)$$\begin{gather} \frac{\partial h_1}{\partial t}+2\,\frac{\partial h_1}{\partial x}+\frac{\partial \dot{\varGamma}_1}{\partial x} = 0, \end{gather}$$
(B8)$$\begin{gather}\frac{Re}{3} \left( \frac{\partial \dot{\varGamma}_1}{\partial \tilde{t}} +2 ( \alpha -1)\,\frac{\partial \dot{\varGamma}_1}{\partial \tilde{x}} +(3\alpha -4)\,\frac{\partial h_1}{\partial \tilde{x}}\right) = h_1 -\dot{\varGamma}_1 -\frac{1-A}{B}\,f_1 - \frac{1}{\tan \theta}\, \frac{\partial h_1}{\partial \tilde{x}}, \end{gather}$$
(B9)$$\begin{gather}\frac{\partial f_1}{\partial \tilde{t}}=-\frac{1}{\gamma_0^\star} \left(Af_1-B \dot{\varGamma}_1\right), \end{gather}$$

with

(B10a,b)\begin{equation} A\equiv \left(\frac{{\rm d} \tilde{\dot{\gamma}}}{{\rm d} \tilde{\tau}_b}\right)_0= 1+ \left(\frac{\partial \tilde{\dot{\varGamma}}}{\partial f_b}\right)_{0} B \quad\text{and}\quad B\equiv \left(\frac{{\rm d} f_{eq}}{{\rm d} \tilde{\tau}}\right)_{0}. \end{equation}

The system has non-trivial solutions of the form $h_1=H\,{\rm e}^{ {\rm i} (\tilde {k} \tilde {x} - \tilde {\omega } \tilde {t})}$, $\varGamma _1 = \varGamma \,{\rm e}^{ {\rm i} (\tilde {k} \tilde {x} - \tilde {\omega } \tilde {t})}$ and $f_1=F\,{\rm e}^{ {\rm i} (\tilde {k} \tilde {x} - \tilde {\omega } \tilde {t})}$, with $\tilde {k}$ real and $\tilde {\omega }$ complex, only if

(B11)\begin{equation} {\rm det} \left( \begin{array}{ccc} 2{\rm i} \tilde{k} - {\rm i} \tilde{\omega} & {\rm i} \tilde{k} & 0 \\ \dfrac{Re}{3}\,( 3\alpha -4 ){\rm i}\tilde{k} -1 + \dfrac{{\rm i} \tilde{k}}{\tan \theta} & \dfrac{Re}{3} \left( -{\rm i} \tilde{\omega} +2(\alpha-1){\rm i}\tilde{k} \right) + 1 & \dfrac{1-A}{B} \\ 0 & -\dfrac{B}{\gamma_0 ^\star} & -{\rm i}\tilde{\omega}+\dfrac{A}{\gamma_0 ^\star} \end{array} \right)= 0 , \end{equation}

i.e.

(B12) $$\begin{gather} -{\rm i}\,\dfrac{Re}{3}\,\tilde{\omega}^3 + \left( 1+ \dfrac{Re}{3}\,\dfrac{A}{\gamma_0 ^\star} +\dfrac{2\,Re}{3}\,\alpha {\rm i} \tilde{k} \right) \tilde{\omega}^2\notag\\ +\left( \dfrac{{\rm i}}{\gamma_0 ^\star} - 3 \tilde{k} - \dfrac{2\,Re}{3}\,\dfrac{A}{\gamma_0 ^\star}\,\alpha \tilde{k} - \left ( \dfrac{Re}{3}\,\alpha - \dfrac{1}{\tan \theta} \right) {\rm i} \tilde{k}^2 \right) \tilde{\omega} \nonumber\\ - \dfrac{{\rm i}}{\gamma_0 ^\star}\,(2+A) \tilde{k} + \dfrac{A}{\gamma_0 ^\star} \left( \dfrac{Re}{3}\,\alpha - \dfrac{1}{\tan \theta} \right) \tilde{k}^2 = 0. \end{gather}$$

The relation dispersion (B12) has three solutions, which are solved numerically to obtain the behaviour of the branches for arbitrary values of $\tilde {k}$. The long wave asymptotics can also be obtained analytically. At order $O(\tilde {k}^2)$, the first mode is

(B13)\begin{equation} \tilde{\omega}_1 = (2+A) \tilde{k} + {\rm i}\left[ \frac{A}{\tan\theta} \left( \frac{Re}{Re_{Kap}}-1\right) + \gamma_0 ^\star \left( A^2 + A - 2\right) \right] \tilde{k}^2, \end{equation}

where $Re_{Kap}$ is the Kapitza threshold without delay depending on $A$, $\alpha$ and $\theta$ (see (3.26)). This is the kinematic mode, with wave speed $\tilde {c}= \mathrm {Re} (\tilde {\omega }_1)/\tilde {k}=2+A$ that is unchanged by the addition of the delay. However, the stability threshold given by $\mathrm {Im} (\tilde {\omega }_1)=0$ is modified by the delay.

We consider, first, the case without inertia ($Re=0$). Equation (B13) shows that the kinematic mode is unstable for $A< A_-$ and for $A>A_+$, where

(B14)\begin{equation} A_{{\mp}}=\frac{1-\gamma_0^\star\tan\theta \mp \sqrt{(1-\gamma_0^\star\tan\theta)^2+8{\gamma_0^\star}^2\tan^2\theta}}{2\gamma_0^\star\tan\theta} \end{equation}

are the roots of the polynomial $-A+\gamma _0 ^\star \tan \theta ( A^2 + A - 2)$. In practice, $\gamma _0^\star \tan \theta \ll 1$, such that $A_-\simeq -2\gamma _0^\star \tan \theta$ and $A_+\simeq {1}/{2\gamma _0^\star \tan \theta }$. Therefore, the delay tends to slightly stabilize the kinematic mode in the case $A<0$ (S-shape flow rule), whereas it destabilizes the flow for $A\gg 1$ (highly shear-thinning fluid). Since $\gamma _0^\star =\gamma _0\,\mathcal {G}(\tau _{b,0})/3$ and $\mathcal {G}(\tau _{b,0})\simeq 3/2$ for $A\simeq 0$ (see (3.20)), we have $\gamma _0^\star \simeq \gamma _0/2$ close to the $A_-$ threshold. Therefore, for a rheology with a small strain delay and in the absence of inertia, the kinematic mode is unstable for

(B15)\begin{equation} A< A_-{\simeq}-\gamma_0 \tan\theta, \end{equation}

where the wave velocity $\tilde {c}_{kin}=2+A_-\simeq 2-\gamma _0 \tan \theta$ is slightly below the value 2 obtained when there is no delay (see figure 9d).

For a finite inertia ($Re > 0$), the stability threshold of the kinematic mode is set by the modified Kapitza Reynolds number

(B16)\begin{equation} Re_{Kap}^{\gamma_0} =Re_{Kap}\left( 1 + \frac{\gamma_0 ^\star \tan \theta}{A}\,(2-A- A^2) \right), \end{equation}

and the growth rate can be rewritten as

(B17)\begin{equation} \mathrm{Im} (\tilde{\omega}_1)= \frac{1}{\tan\theta} \left( \frac{Re}{Re_{Kap}^{\gamma_0}} -1 \right) (A+\gamma_0 ^\star \tan\theta\,(2-A-A^2)) \tilde{k}^2. \end{equation}

The stability of the kinematic branch depends on the sign of $(Re/Re_{Kap}^{\gamma _0})-1$ and the sign of the polynomial in $A$. For $A>A_+$, the branch is always unstable. This situation corresponds to a strongly shear-thinning fluid, not considered here. For $0< A< A_+$, the mode is unstable for $Re> Re_{Kap}^{\gamma _0}$, which corresponds to the inertial Kapitza waves modified by the presence of a delay. For $A< A_-$ (negatively sloped flow rule), the mode is unstable for low Reynolds numbers $Re< Re_{Kap}^{\gamma _0}$, which corresponds to Oobleck waves. Finally, a small gap exists, $A_-< A<0$, where the kinematic mode $\tilde {\omega }_1$ is always stable.

The second and third solutions of (B12) at the lowest order in $\tilde {k}$ are

(B18)\begin{equation} \tilde{\omega}_{2,3} = \frac{- {\rm i} \left( 1+ \dfrac{Re\,A}{3 \gamma_0^ \star} \right) \mp {\rm i} \sqrt{\varDelta} }{2\,Re/3}, \end{equation}

with $\varDelta = ( 1 + {Re\,A}/{3 \gamma _0 ^\star } )^2 - {4\,Re}/{3 \gamma _0 ^\star }$. They correspond to the inertial branch, which has split in two.

For $\varDelta < 0$, the two inertial branches are unstable ($\mathrm {Im} (\tilde {\omega }_{2,3} )>0$) when $1+ {Re\,A}/$ ${3 \gamma _0 ^\star }<0$. For $A>0$, this condition is never fulfilled, and the two inertial branches are always stable. However, for $A<0$, the onset of instability is given by

(B19)\begin{equation} A < A_c=- \frac{3 \gamma_0^\star}{Re}\simeq- \frac{3 \gamma_0}{2\,Re}, \end{equation}

using as previously $\gamma _0^\star \simeq \gamma _0/2$ for small $A$. In this case, the frequency of the wave at the onset in the long wave limit is $\mathrm {Re} (\tilde {\omega }_{2,3})=\pm \sqrt {3/(Re\, \gamma _0^\star )} \simeq \pm \sqrt {6/(Re\,\gamma _0)}\simeq \pm (2/\gamma_0)\sqrt{-A_c}$. The wave velocity $\tilde {c}=\mathrm {Re} (\tilde {\omega }_{2,3}) /\tilde {k}$ thus diverges in $\tilde {k} \rightarrow 0$.

When $\varDelta >0$, the frequencies $\tilde {\omega }_{2,3}$ are purely imaginary. The imaginary parts are positive (the flow is unstable) if $1+ {Re\,A}/{3 \gamma _0 ^\star }<0$, which is the same condition as (B19). However, in practice, the condition $\varDelta >0$ is reached after that given by (5.3), and the onset of instability is ruled by (5.3) (for $A<0$).

References

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Figure 0

Figure 1. Rheograms and experiments at low $\phi$ to characterize the Kapitza instability. (a) Image of the cornstarch grains. (b) Rheograms of the aqueous cornstarch suspension for various volume fractions. Solid lines: Wyart–Cates rheology with $\eta _s = 0.91\,{\rm mPa}\,{\rm s}$, $\phi _0 = 0.52$, $\phi _1 = 0.43$ and $\tau ^\ast = 12\,{\rm Pa}$. The region where $\mathrm {d}\tau / \mathrm {d}\dot {\gamma }<0$ is highlighted in blue. (c) Sketch of the set-up used to characterize the instability below $\phi _{DST}$, and a typical picture of the Kapitza waves ($\phi =0.33$, $\theta =2^\circ$, $Re\simeq 37$). (d) Spatio-temporal plots showing the transverse displacement of the intersection between the laser sheet and the flow surface, at the top and at the bottom of the incline ($\phi =0.33$, $\theta =2^\circ$, $Re\simeq 37$). (e) Reynolds number of the flow, and amplitude of the perturbation at the top, $\Delta h_1$, and at the bottom, $\Delta h_2$, of the incline ($\phi =0.36$, $\theta =3^\circ$, $Re\simeq 28$). The black dashed line indicates the instability threshold $Re_c$. Plots (d,e) are reproduced from Darbois Texier et al. (2020).

Figure 1

Figure 2. Experiments at high $\phi$ to characterize the Oobleck waves. (a) Sketch of the set-up used for $\phi >\phi _{DST}$, and a typical image of Oobleck waves ($\phi =0.45$, $\theta =10^\circ$, $Re\simeq 1.14\simeq 0.2\,Re_{Kap}$). (b) Image of the flow surface intersected by the laser sheet (same conditions as in a). (c) Reynolds number of the flow and amplitude of the perturbation $\Delta h_1$ and $\Delta h_2$ (same conditions as in a). The black dashed line indicates the instability threshold $Re_c$. (d) Normalized wave amplitude $\Delta h/h_0$ as a function of $x$ (same $\phi$ and $\theta$, $Re/Re_c=1.05$). The growth rate is measured over the region highlighted in blue.

Figure 2

Figure 3. (a) Sketch of the notations. (b) Velocity profiles of the base flow for the Wyart–Cates rheology with the parameters obtained from figure 1(b) and for various volume fractions ($\tau _{b,0}/\tau ^\ast =2$).

Figure 3

Figure 4. Stability diagram $(Re,A)$ for (a) the kinematic branch, and (b) the inertial branch ($\theta =10^\circ$ and a plug flow profile, $\alpha =1$, is assumed for simplicity; see text). (a) Black line: Kapitza instability threshold ($Re=Re_{Kap}$). Red line: Oobleck waves instability threshold ($A=0$). (b) Dashed blue line: inertial branch instability threshold ($A=0$). (a,b) The green line indicates the Newtonian case ($A=1$). The coloured trajectories indicate the evolution of $Re$ and $A$ for various volume fractions and increasing flow rates (or basal stress $\tau _{b,0}$) ($\theta =10^\circ$, and the rheological parameters are those obtained from figure 1b). For most volume fractions above $\phi _{DST}$, the DST condition $Re = Re_{A=0}$ (i.e. $A=0$) is expected to be reached before (lower flow rate) the Kapitza instability onset ($Re = Re_{Kap})$.

Figure 4

Figure 5. Dispersion relations of the two instabilities of the kinematic branch ($\theta =10^\circ$). (a,c) Kapitza instability ($\phi =0.33$). (b,d) Oobleck waves instability ($\phi =0.45$). (a,b) Temporal growth rate $\mathrm {Im} (\tilde {\omega }_1)$. Note the highly different scales of the $y$-axis. (c,d) Wave speed $\tilde {c}_1$. (ad) The yellow circles indicate the theoretical growth rates, for $Re=1.05\, Re_c$ and at the wavelength observed experimentally, which are compared with measurements in figure 8(b).

Figure 5

Figure 6. Dispersion relation of the inertial branch ($\theta =10^\circ$): (a,c) $\phi =0.33$, (b,d) $\phi =0.45$. (a,b) Temporal growth rate $\mathrm {Im} (\tilde {\omega }_2)$. (c,d) Wave speed $\tilde {c}_2$. The yellow circle indicates the theoretical growth rates, for $Re=1.05\,Re_c$ and at the wavelength observed experimentally, which are compared with measurements in figure 8(b).

Figure 6

Figure 7. Destabilization threshold: comparison with experiments. (a) Critical Reynolds number $Re_c$ normalized by the Newtonian Kapitza threshold $Re_{Kap, Newt}=(5/6)/\tan \theta$ versus volume fraction $\phi$. (b) Critical basal shear stress $\tau _c$ versus $\phi$. The symbols indicate measurements. Their shapes encode the inclination $\theta$: $\diamond$ $2^\circ$, $\triangledown$ $3^\circ$, $\triangleright$ $6^\circ$, $\triangleleft$ $9^\circ$, $\circ$ $10^\circ$, $\triangle$ $22^\circ$. The error bars indicate the standard deviation of the measurements at a given $\phi$. The lines represent the predictions for the different modes (as labelled above the graph), i.e. the critical Reynolds number at which each iso-$\phi$ trajectory (see figure 4) reaches the $Re=Re_{Kap}$ or $Re=Re_{A=0}$ condition. (The black line is interrupted above $\phi \simeq 0.42$ since no steady flow verifies $Re=Re_{Kap}$.) The shear-jamming limit corresponds to the value of the basal shear stress when the flow first jams at $z=0$ (see (3.5)). Inset: basal shear stress $\tau _{b,0}= \rho g h_0 \sin \theta$ versus mean shear rate $u_0/h_0$ for different volume fractions obtained from Wyart–Cates rheological laws (dashed lines) and from direct measurements on the inclined plane (solid lines). The red line and black crosses highlight the condition $\mathrm {d} \tau _b / \mathrm {d} \dot {\gamma }=0$ for both sets of curves.

Figure 7

Figure 8. Wave speed and growth rate: comparison with experiments. (a) Wave speed $c_c$ normalized by the mean fluid velocity $u_c$ at the instability onset versus $\phi$. Inset: normalized wave velocity $c_c/u_c$ versus normalized speed of kinematic waves $c_{{kin}}/u_c$ at the onset. (b) Normalized spatial growth rate $\tilde {\sigma }$ versus $\phi$ for $Re/Re_c=1.05$.

Figure 8

Figure 9. Role of a strain delay on stability. Stability diagrams $(Re,A)$ for (a) the kinematic branch and (b) the inertial branch ($\theta =10^\circ$, $\alpha =1$). (a) The grey and red domains indicate the unstable regions for $\gamma _0=0.1$. (b) The blue dashed line is the instability threshold (5.3) for $\gamma _0=0.1$. The coloured lines indicate the system trajectories for increasing flow rate at fixed angle (as in figure 4). The vertical dark lines indicates the Newtonian case ($A=1$). (c) Critical shear stress $\tau _c$, and (d) normalized wave velocity $c_c/u_c$ at the threshold, versus $\phi$. The symbols report the measurements presented in figures 7(b) and 8(c). The black and red lines indicate the predictions for the kinematic branch below and above $\phi _{DST}$, respectively. The blue lines show the predictions for the inertial branch. The colour intensities of the lines correspond to delay strains of $\gamma _0=0.05, 0.1, 0.2$ and $0.5$.

Figure 9

Table 1. Experimental data for surface destabilization of a flow of cornstarch suspension down an inclined plane.