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Nonlinear interaction of Alfvénic instabilities and turbulence via the modification of the equilibrium profiles

Published online by Cambridge University Press:  21 November 2023

A. Biancalani*
Affiliation:
Léonard de Vinci Pôle Universitaire, Research Center, 92916 Paris La Défense, France
A. Bottino
Affiliation:
Max-Planck Institute for Plasma Physics, 85748 Garching, Germany
D. Del Sarto
Affiliation:
Institut Jean Lamour – UMR 7168, University of Lorraine – BP 239, F-54506 Vandoeuvre les Nancy, France
M.V. Falessi
Affiliation:
Center for Nonlinear Plasma Science and ENEA C. R. Frascati, 00044 Frascati, Italy
T. Hayward-Schneider
Affiliation:
Max-Planck Institute for Plasma Physics, 85748 Garching, Germany
P. Lauber
Affiliation:
Max-Planck Institute for Plasma Physics, 85748 Garching, Germany
A. Mishchenko
Affiliation:
Max-Planck Institute for Plasma Physics, 17491 Greifswald, Germany
B. Rettino
Affiliation:
Max-Planck Institute for Plasma Physics, 85748 Garching, Germany
J.N. Sama
Affiliation:
Institut Jean Lamour – UMR 7168, University of Lorraine – BP 239, F-54506 Vandoeuvre les Nancy, France
F. Vannini
Affiliation:
Max-Planck Institute for Plasma Physics, 85748 Garching, Germany
L. Villard
Affiliation:
Ecole Polytechnique Fédérale de Lausanne (EPFL), Swiss Plasma Center (SPC), CH-1015 Lausanne, Switzerland
X. Wang
Affiliation:
Max-Planck Institute for Plasma Physics, 85748 Garching, Germany
F. Zonca
Affiliation:
Center for Nonlinear Plasma Science and ENEA C. R. Frascati, 00044 Frascati, Italy Institute for Fusion Theory and Simulation and Department of Physics, Zhejiang University, 310027 Hangzhou, PR China
*
Email address for correspondence: [email protected]
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Abstract

Nonlinear simulations of Alfvén modes (AMs) driven by energetic particles (EPs) in the presence of turbulence are performed with the gyrokinetic particle-in-cell code ORB5. The AMs carry a heat flux, and consequently they nonlinearly modify the plasma temperature profiles. The isolated effect of this modification on the dynamics of turbulence is studied by means of electrostatic simulations. We find that turbulence is reduced when the profiles relaxed by the AM are used, with respect to the simulation where the unperturbed profiles are used. This is an example of indirect interaction of EPs and turbulence. First, an analytic magnetic equilibrium with circular concentric flux surfaces is considered as a simplified example for this study. Then, an application to an experimentally relevant case of ASDEX Upgrade is discussed.

Type
Research Article
Copyright
Copyright © The Author(s), 2023. Published by Cambridge University Press

1. Introduction

Turbulence develops in tokamak plasmas due to the difference in the values of the equilibrium temperature and density between the core and the edge. Due to the presence of turbulence, the heat fluxes are enhanced and the confinement is reduced. For this reason, the mitigation of turbulence is considered a key step towards the achievement of controlled nuclear fusion in magnetic confinement devices. Typically, tokamak turbulence generates by the nonlinear interaction of micro-instabilities like ion-temperature-gradient (ITG) modes (Rudakov & Sagdeev Reference Rudakov and Sagdeev1961). Zonal, i.e. axisymmetric, flows develop in the presence of turbulence, via nonlinear generation, and are one of the main mechanisms of turbulence saturation (Hasegawa, Maclennan & Kodama Reference Hasegawa, Maclennan and Kodama1979; Rosenbluth & Hinton Reference Rosenbluth and Hinton1998). A population of energetic particles (EPs) is also present in tokamak plasmas due fusion reactions and external heating mechanisms. EPs can drive electromagnetic (EM) oscillations like Alfvén modes (AMs) (Appert et al. Reference Appert, Gruber, Troyuon and Vaclavik1982; Chen & Zonca Reference Chen and Zonca2016) unstable. AMs can redistribute the energetic particles and affect the heating mechanisms aiming at increasing the temperature in the tokamak core.

In the past decades, separate studies have been carried out to study some of these interactions: for example, the transport of energy and particles of the bulk plasma in the presence of turbulence; and the transport of energy and particles of the EP population in the presence of AMs. The study of the self-consistent interaction of EPs, macroscopic AMs and microscopic ITG-turbulence has been a too numerically demanding problem for decades, due to its multi-scale character. More recently, the need to investigate this interaction has been emphasised by experimental evidence. In particular, a reduction of turbulence in the presence of EPs has been observed for example in AUG, DIII-D and JET (Tardini et al. Reference Tardini, Hobirk, Igochine, Maggi, Martin, McCune, Peeters, Sips, Stäbler and Stober2007; Heidbrink et al. Reference Heidbrink, Park, Murakami, Petty, Holcomb and Van Zeeland2009; Romanelli et al. Reference Romanelli, Zocco, Crisanti and Contributors2010; Bock et al. Reference Bock, Fable, Fischer, Reich, Rittich, Stober, Bernert, Burckhart, Doerk and Dunne2017). Note that the experimental evidence of the interaction of AMs and turbulence (in the absence of EPs) has already been documented by Maraschek et al. (Reference Maraschek, Günter, Kass, Scott, Zohm and Team1997).

The construction of theoretical models to investigate the interaction of EPs and turbulence has taken advantage of analytical theory and numerical simulations. Some milestones in the analytical investigation have been discussed by White & Mynick (Reference White and Mynick1989), Chen & Zonca (Reference Chen and Zonca2016), Zonca et al. (Reference Zonca, Chen, Briguglio, Fogaccia, Milovanov, Qiu, Vlad and Wang2015) and Qiu, Chen & Zonca (Reference Qiu, Chen and Zonca2016). Flux-tube numerical simulations have also been performed (see for example Angioni et al. Reference Angioni, Peeters, Pereverzev, Bottino, Candy, Dux, Fable, Hein and Waltz2009; Bass & Waltz Reference Bass and Waltz2010; Zhang et al. Reference Zhang, Decyk, Holod, Xiao, Lin and Chen2010; Citrin et al. Reference Citrin, Jenko, Mantica, Told, Bourdelle, Garcia, Haverkort, Hogeweij, Johnson and Pueschel2013; Garcia et al. Reference Garcia, Challis, Citrin, Doerk, Giruzzi, Görler, Jenko, Maget and Contributors2015; Di Siena et al. Reference Di Siena, Görler, Poli, Navarro, Biancalani and Jenko2019). Finally, in the last few years, we have also been able to perform global electromagnetic numerical simulations (Biancalani et al. Reference Biancalani, Bottino, Brunner, Di Siena, Görler, Hatzky, Jenko, Könies, Lauber and Novikau2019, Reference Biancalani, Bottino, Di Siena, Gürcan, Hayward-Schneider, Jenko, Lauber, Mishchenko, Morel and Novikau2021; Di Siena et al. Reference Di Siena, Bilato, Görler, Navarro, Poli, Bobkov, Jarema, Fable, Angioni and Kazakov2021; Ishizawa et al. Reference Ishizawa, Imadera, Nakamura and Kishimoto2021). Different mechanisms can be responsible for the interaction of EPs and turbulence. For example, EPs can directly modify the linear ITG dispersion relation (Di Siena et al. Reference Di Siena, Bilato, Görler, Navarro, Poli, Bobkov, Jarema, Fable, Angioni and Kazakov2021) or they can drive AMs unstable, which can nonlinearly interact with the ITGs via wave–wave coupling (Chen, Qiu & Zonca Reference Chen, Qiu and Zonca2022; Qiu, Chen & Zonca Reference Qiu, Chen and Zonca2023). Another example is provided by AMs (driven unstable by EPs) exciting ZFs (Qiu et al. Reference Qiu, Chen and Zonca2016; Biancalani et al. Reference Biancalani, Bottino, Lauber, Mishchenko and Vannini2020), which can then mitigate turbulence (Biancalani et al. Reference Biancalani, Bottino, Brunner, Di Siena, Görler, Hatzky, Jenko, Könies, Lauber and Novikau2019; Di Siena et al. Reference Di Siena, Görler, Poli, Navarro, Biancalani and Jenko2019). EPs have been also shown to drive the generation of zonal flows via a nonlinear synchronisation process involving trapped electron modes and the low-frequency branch of ITGs, represented by trapped ion modes (Ghizzo & Del Sarto Reference Ghizzo and Del Sarto2022). AMs can also indirectly affect turbulence by nonlinearly modifying the equilibrium profiles (Chen & Zonca Reference Chen and Zonca2016; Falessi & Zonca Reference Falessi and Zonca2019; Biancalani et al. Reference Biancalani, Bottino, Di Siena, Gürcan, Hayward-Schneider, Jenko, Lauber, Mishchenko, Morel and Novikau2021; Zonca et al. Reference Zonca, Chen, Falessi and Qiu2021; Falessi et al. Reference Falessi, Chen, Qiu and Zonca2023).

In this work, we isolate and investigate this last mechanism in detail. This is done by means of the following simplified test. First, we run global self-consistent electromagnetic simulations of AMs and turbulence (similarly to Biancalani et al. Reference Biancalani, Bottino, Brunner, Di Siena, Görler, Hatzky, Jenko, Könies, Lauber and Novikau2019, Reference Biancalani, Bottino, Di Siena, Gürcan, Hayward-Schneider, Jenko, Lauber, Mishchenko, Morel and Novikau2021) and save the profiles modified by the AM. Second, we use the modified profiles for electrostatic (ES) simulations of ITG turbulence. The main novelty of this paper is to quantify the effect of AMs in flattening the plasma profiles in simplified and experimentally relevant scenarios, and in showing the effect on turbulence. The numerical tool used to perform the numerical simulations is the multispecies EM GK particle-in-cell code ORB5 (Mishchenko et al. Reference Mishchenko, Bottino, Biancalani, Hatzky, Hayward-Schneider, Ohana, Lanti, Brunner, Villard and Borchardt2019; Lanti et al. Reference Lanti, Ohana, Tronko, Hayward-Schneider, Bottino, McMillan, Mishchenko, Scheinberg, Biancalani and Angelino2020). The paper is structured as follows. Section 2 describes the model used for the numerical simulations. In § 3, the equilibrium magnetic field and plasma profiles used for the main study presented here are shown. For continuity with previous work, these are chosen very similar to those of Biancalani et al. (Reference Biancalani, Bottino, Brunner, Di Siena, Görler, Hatzky, Jenko, Könies, Lauber and Novikau2019, Reference Biancalani, Bottino, Di Siena, Gürcan, Hayward-Schneider, Jenko, Lauber, Mishchenko, Morel and Novikau2021). In § 4, the self-consistent nonlinear electromagnetic simulations are presented, and the nonlinearly modified plasma profiles are measured. In §§ 5 and 6, the linear and nonlinear dynamics of ITG driven by the modified profiles are shown, respectively. In § 7, an application to a more experimentally relevant case of AUG is shown. Finally, § 8 is devoted to a summary of conclusions and discussion.

2. The model

The numerical tool used here is the gyrokinetic particle-in-cell code ORB5, originally written for electrostatic turbulence studies (Jolliet et al. Reference Jolliet, Bottino, Angelino, Hatzky, Tran, Mcmillan, Sauter, Appert, Idomura and Villard2007) and then extended to its electromagnetic multispecies version (Bottino et al. Reference Bottino, Vernay, Scott, Brunner, Hatzky, Jolliet, McMillan, Tran and Villard2011; Mishchenko et al. Reference Mishchenko, Bottino, Biancalani, Hatzky, Hayward-Schneider, Ohana, Lanti, Brunner, Villard and Borchardt2019; Lanti et al. Reference Lanti, Ohana, Tronko, Hayward-Schneider, Bottino, McMillan, Mishchenko, Scheinberg, Biancalani and Angelino2020). ORB5 is global, i.e. it resolves modes with structure comparable with the minor radius. Thus, it is appropriate for studying AMs with low toroidal mode number.

In this paper, we use two versions of the code. In the first part of the numerical experiment, we run self-consistent nonlinear simulations of AMs driven by EPs in the presence of turbulence, therefore the electromagnetic version of the code is used, as done by Biancalani et al. (Reference Biancalani, Bottino, Brunner, Di Siena, Görler, Hatzky, Jenko, Könies, Lauber and Novikau2019, Reference Biancalani, Bottino, Di Siena, Gürcan, Hayward-Schneider, Jenko, Lauber, Mishchenko, Morel and Novikau2021). In the second part of the numerical experiment, we want to study the isolated effect of the nonlinearly modified profiles on ITG turbulence, therefore we use the electrostatic version of the code to avoid the development of AMs.

In the electromagnetic version of the code, the magnetic potential is split into the Hamiltonian and symplectic parts $A_{\|} = A_{\|}^{{(h)}} + A_{\|}^{{(s)}}$ (see Mishchenko et al. Reference Mishchenko, Könies, Kleiber and Cole2014 for details). The perturbed equations of motion in mixed-variable formulation are (Mishchenko et al. Reference Mishchenko, Bottino, Biancalani, Hatzky, Hayward-Schneider, Ohana, Lanti, Brunner, Villard and Borchardt2019)

(2.1)\begin{gather} \dot{{\boldsymbol{R}}}^{(1)} = \frac{{\boldsymbol{b}}}{B_{\|}^*} \times \boldsymbol{\nabla} \left\langle \phi - v_{\|} A_{\|}^{(s)} - v_{\|} A_{\|}^{(h)} \right\rangle - \frac{q}{m} \langle A^{(h)}_{\|} \rangle {\boldsymbol{b}}^*, \end{gather}
(2.2)\begin{gather}\dot{v}_{\|}^{(1)} ={-} \frac{q}{m} \left[ {\boldsymbol{b}}^* \boldsymbol{\cdot} \boldsymbol{\nabla} \left\langle \phi - v_{\|} A_{\|}^{(h)} \right\rangle + \frac{\partial{}}{\partial{t}} \left\langle A_{\|}^{(s)} \right\rangle \right] - \frac{\mu}{m} \frac{{\boldsymbol{b}} \times \boldsymbol{\nabla} B}{B_{\|}^*} \boldsymbol{\cdot} \boldsymbol{\nabla} \left\langle A_{\|}^{(s)} \right\rangle, \end{gather}

where

(2.3)\begin{gather} {\boldsymbol{b}}^* = {\boldsymbol{b}}^*_0 + \frac{\boldsymbol{\nabla}\langle A_{\|}^{{(s)}} \rangle\times {\boldsymbol{b}}}{B_{\|}^*} , \quad {\boldsymbol{b}}^*_0 = {\boldsymbol{b}} + \frac{m v_{\|}}{q B_{\|}^*} \boldsymbol{\nabla}\times{\boldsymbol{b}}, \end{gather}
(2.4)\begin{gather}B_{\|}^* = B + \frac{m v_{\|}}{q} {\boldsymbol{b}}\boldsymbol{\cdot}\boldsymbol{\nabla}\times{\boldsymbol{b}}. \end{gather}

We also have an equation for $\partial A_{\|}^{(s)} / \partial t$ (Ohm's law, see Mishchenko et al. Reference Mishchenko, Könies, Kleiber and Cole2014):

(2.5)\begin{equation} \frac{\partial{}}{\partial{t}}A_{\|}^{(s)} + {\boldsymbol{b}} \boldsymbol{\cdot} \boldsymbol{\nabla} \phi = 0 \end{equation}

and the field equations (here we use the notation as in Mishchenko et al. Reference Mishchenko, Könies, Kleiber and Cole2014):

(2.6)\begin{gather} -\boldsymbol{\nabla}\boldsymbol{\cdot}\left(\frac{n_0}{B \omega_{ci}}\boldsymbol{\nabla}_{{\perp}}\phi\right) = \bar{n}_{1i} - \bar{n}_{1e}, \end{gather}
(2.7)\begin{gather}\sum_{s = i,e}\frac{\beta_s}{\rho_{s}^{2}} A_{\|}^{(h)} - \boldsymbol{\nabla}_{{\perp}}^{2} A_{\|}^{(h)} = \mu_{0} \sum_{s = i,e} \bar{j}_{\|1s} + \boldsymbol{\nabla}_{{\perp}}^2 A_{\|}^{(s)}. \end{gather}

Note that this splitting of $A_\parallel$ into $A_\parallel ^{(h)}$ and $A_\parallel ^{(s)}$ is arbitrary and does not impose additional constraints on the dynamics, but it leads to improved numerical stability when $A_\parallel ^{(h)} \ll A_\parallel ^{(s)}$, which is typically true for Alfvénic physics (see Mishchenko et al. Reference Mishchenko, Könies, Kleiber and Cole2014). It has to be noted that (2.5) represents a choice used to separate the symplectic from the Hamiltonian part of $A_\|$. This choice is in principle arbitrary, but we have found that, in practice, this provides a numerically sane scheme in most situations. Regarding the energy conservation, this is guaranteed by the derivation of the pullback mitigation scheme using the Lie-transform Lagrangian approach (see Mishchenko et al. Reference Mishchenko, Könies, Kleiber and Cole2014).

For the electrostatic simulations, only the thermal ions and energetic ions (the EP species) are treated kinetically, whereas the electrons are treated adiabatically. For these simulations, only the scalar potential is needed, so the gyrokinetic Poisson law, (2.6), is solved.

For noise control purposes, as well as for maintaining some of the plasma profiles close to their initial state, a modified Krook operator is used for the thermal ions and electrons (not for the EPs):

(2.8)\begin{equation} \frac{\mathrm{d} f_s}{\mathrm{d} t} = S(f_s), \end{equation}

with $S(f_s)=-\gamma _K(f_s-f_{0,s}) + S_\mathrm {corr}(f_s)$. The coefficient $\gamma _K$ is chosen empirically such that the signal-to-noise ratio is maintained at a sufficiently high level, while only weakly affecting the physics of interest. It is typically chosen as 5 % or 10 % of the maximal growth rate. Here, we use the same value as used by Biancalani et al. (Reference Biancalani, Bottino, Di Siena, Gürcan, Hayward-Schneider, Jenko, Lauber, Mishchenko, Morel and Novikau2021), because the dynamics is very similar. The term $S_\mathrm {corr}(f_s)$ is such that a number of moments $M(v)$ are conserved by the source term: $\langle \int S(f_s)M(v)d^3v\rangle =0$, where $\langle Q \rangle$ stands for the flux-surface average of a quantity $Q$. Here, $S_\mathrm {corr}$ is used to conserve the undamped ExB Zonal Flow residual. For more details, see McMillan et al. (Reference McMillan, Jolliet, Tran, Villard, Bottino and Angelino2008) and Lanti et al. (Reference Lanti, Ohana, Tronko, Hayward-Schneider, Bottino, McMillan, Mishchenko, Scheinberg, Biancalani and Angelino2020).

3. Magnetic equilibrium and plasma profiles

For continuity with the previous work, we choose the magnetic equilibrium and plasma profiles very similar to those used in the case labelled here as the ‘EPS-2019 case’, published by Biancalani et al. (Reference Biancalani, Bottino, Brunner, Di Siena, Görler, Hatzky, Jenko, Könies, Lauber and Novikau2019, Reference Biancalani, Bottino, Lauber, Mishchenko and Vannini2020, Reference Biancalani, Bottino, Di Siena, Gürcan, Hayward-Schneider, Jenko, Lauber, Mishchenko, Morel and Novikau2021). The only two differences are the shape of the q-profile and the localisation of the density and temperature gradients, as described below.

Like in the EPS-2019 case, a magnetic equilibrium with inverse aspect ratio $\epsilon =0.1$ is considered (the major radius is $R_0 = 10$ m, the minor radius is $a=1.0$ m), with circular concentric flux surfaces. The magnetic field on axis is $B_0 = 3.0$ T. Differently from the EPS-2019 case, the q-profile is nearly monotonic here (see figure 1), with a rational surface at mid-radius, allowing a better localisation of the modes of interest. In particular, we have a value of $q(0)=1.79$ at the axis, a minimum of $q_{{\rm min}}=1.787$ at $s=0.33$, a value of $q=1.8$ at $s = 0.525$ and a value at the edge of $q(1) = 2.53$. Here, the flux radial coordinate $s$ is defined as $s=\sqrt {\psi _{{\rm pol}}/\psi _{{\rm pol}}({\rm edge})}$. The rational surface at $s=0.525$ corresponds to a normalised radius chosen as reference position, with value $\rho _r=0.5$. Here $\rho$ is a normalised radial coordinate defined as $\rho =r/a$.

Figure 1. Safety factor profile in $s$ coordinate.

In tokamaks, the type of turbulence under investigation strongly depends on the dimensionless parameter $\rho ^* = \rho _s/a$ (with $\rho _s = \sqrt {T_e/m_i}/\varOmega _i$ being the sound Larmor radius). Here, like in the EPS-2019 case, we choose a value of $\rho ^*$ similar to the CYCLONE base case (originally chosen as an international benchmark case for ITG turbulence in a DIII-D configuration): $\rho ^* = \rho _s/a = 0.00571$ (therefore, $Lx=2/\rho ^* = 350$). For comparison, note that $\rho ^* = 1/100$ in Ishizawa et al. (Reference Ishizawa, Imadera, Nakamura and Kishimoto2021). The electron thermal to magnetic pressure ratio of $\beta _e = 8{\rm \pi} \langle n_e \rangle T_e(\rho _r)/B_0^2 = 5\times 10^{-4}$ (with $\langle n_e \rangle$ being the volume averaged electron density). The equilibrium density and temperature profiles are different in the two parts of this study, and they are defined in the following way.

  1. (i) In the first part, we use very similar equilibrium density and temperature profiles as in the EPS-2019 case. The initial profiles are described by the following equations:

    (3.1)\begin{gather} n(\rho)/n(\rho_r) = \exp [-\varDelta \kappa_n \tanh ((\rho-\rho_r)/\varDelta)], \end{gather}
    (3.2)\begin{gather}T(\rho)/T(\rho_r) = \exp [-\varDelta \kappa_t \tanh ((\rho-\rho_r)/\varDelta)], \end{gather}
    where both thermal ions and electrons have $\kappa _n = 0.3$ and $\kappa _t = 1.0$ respectively for the density and the temperature profiles. The only difference here, with respect to the EPS-2019 case, is that the density and temperature gradients are slightly more localised around mid-radius. This is done by selecting, for both thermal ions and electrons, a slightly smaller value of $\varDelta$: $\varDelta = 0.15$. Regarding the EP species, we select $\kappa _n = 20.0$ and $\kappa _t = 0.0$, $\varDelta = 0.10$, and $T_{{\rm EP}}/T_e=10$ at the reference position. In this first part of the study, we run nonlinear electromagnetic simulations of turbulence, zonal flows, AMs and EPs, similarly to the simulations shown by Biancalani et al. (Reference Biancalani, Bottino, Brunner, Di Siena, Görler, Hatzky, Jenko, Könies, Lauber and Novikau2019, Reference Biancalani, Bottino, Di Siena, Gürcan, Hayward-Schneider, Jenko, Lauber, Mishchenko, Morel and Novikau2021) for the EPS-2019 case.
  2. (ii) In the second part of this study, the initial density and temperature profiles are not given by (3.1). However, we take the temperature and density profiles given in output from ORB5 in the electromagnetic simulations performed in the first part. These profiles are initialised in electrostatic ITG-turbulence simulations (without AMs and EPs).

4. First part of the study: EM simulation

In this section, we show the result of the nonlinear self-consistent EM simulation. The dynamics is very similar to that shown by Biancalani et al. (Reference Biancalani, Bottino, Brunner, Di Siena, Görler, Hatzky, Jenko, Könies, Lauber and Novikau2019, Reference Biancalani, Bottino, Di Siena, Gürcan, Hayward-Schneider, Jenko, Lauber, Mishchenko, Morel and Novikau2021). The slightly different profiles are found to affect the radial localisation of the AM. The evolution of the fields in time can be observed in figure 2(a). EPs are switched on at $t=6\times 10^4 \varOmega _i^{-1}$. The AM is a beta-induced Alfvén eigenmode (BAE) with $n=5$, $m=9$ (see figure 2b).

Figure 2. (a) Evolution of the radial electric field in time for a simulation with EPs (blue) and without EPs (red). In the simulation with EPs, an AM is driven unstable. (b) Structure of the AM in the poloidal plane at $t=73\,000$ $\varOmega _i^{-1}$. The AM is identified as a BAE.

Like in the case of Biancalani et al. (Reference Biancalani, Bottino, Brunner, Di Siena, Görler, Hatzky, Jenko, Könies, Lauber and Novikau2019, Reference Biancalani, Bottino, Di Siena, Gürcan, Hayward-Schneider, Jenko, Lauber, Mishchenko, Morel and Novikau2021), the BAE carries heat fluxes. This can be seen in figure 3(a). These heat fluxes modify the equilibrium profiles. As an example, the temperature profile of the thermal ions is shown at $t=0$ and $t=75\,000$ $\varOmega _i^{-1}$ in figure 3(b). Note that the temperature is flattened at the radial position of the BAE, i.e. around $\rho =0.4$. Note also that, like shown by Biancalani et al. (Reference Biancalani, Bottino, Di Siena, Gürcan, Hayward-Schneider, Jenko, Lauber, Mishchenko, Morel and Novikau2021), the direct interaction of EPs and turbulence is negligible in this regime. For completeness, note that the EP transport due to turbulence has been proven to be consistent with quasilinear theory, and to become negligible for large values of the EP temperature (White & Mynick Reference White and Mynick1989; Zhang et al. Reference Zhang, Decyk, Holod, Xiao, Lin and Chen2010; Chen & Zonca Reference Chen and Zonca2016).

Figure 3. (a) Evolution of the heat fluxes in time for a nonlinear electro-magnetic simulation with EPs. (b) Result of the effect of the heat fluxes on the modification of the temperature profiles of deuterium (similar effects are found on the electrons). The same profile measured at $t=75\,000$ $\varOmega _i^{-1}$ is used for the electrostatic simulations in the second part of this study.

We now take the temperature and density profiles measured at the end of this nonlinear simulation, and we use them as starting conditions for the electrostatic turbulence simulations discussed in the next section.

5. Second part of the study: (A) linear dynamics of ITG modes

In this section, we show the results of linear electrostatic simulations (therefore without AMs). We also keep only two species in the dynamics: thermal ion and electrons. No EPs are initialised. Two cases are compared: in one case, we load the original profiles (i.e. as in § 4); in the other case, we take the profiles of the EM simulation, modified by the presence of the AM, and we use these for the ES turbulence simulation. The goal is to see how the dynamics of the ITG modes differs in the two cases.

These linear simulations show that both the structure and the growth rate of the ITGs are different in the two kinds of profiles. The structure is shown in figure 4. The maximum linear growth rate for the case with the original (i.e unperturbed) profiles is measured as $\gamma _{{\rm lin}}\simeq 1.2\times 10^{-4} \varOmega _i$. The maximum linear growth rate for the case with the profiles modified by the AM mode is measured as $\gamma _{{\rm lin}}\simeq 1.0\times 10^{-4} \varOmega _i$. Therefore, ITGs are found to be linearly mitigated by the presence of the AM.

Figure 4. Structure of the ITG dominant mode in linear simulations (a) with original unperturbed profiles and (b) with the profiles modified by the AM.

6. Second part of the study: (B) Nonlinear dynamics of ITG turbulence

In this section, we show the results of nonlinear electrostatic simulations. Exactly the same case as shown in § 5 is considered. We want to compare the dynamics with unperturbed profiles and with profiles modified by the heat flux carried by the AM. A possible way to give an estimation of the turbulence intensity is by measuring the heat flux. In figure 5(a), the time evolution of the ion heat flux of the nonlinear ITG simulations is shown for both cases. Note that the heat flux in the simulation with modified profiles is approximately a factor of two lower than the heat flux of the simulation with unperturbed profiles. In figure 5(b), we can see that the time averaged radial heat flux is nearly suppressed at the radial position of the AM, where the profiles are flattened. In summary, we can observe an indirect mechanism of turbulence reduction of the EPs (by means of the AM).

Figure 5. Turbulence intensity measured with the ion heat fluxes. The two cases with original (blue) and with the modified (red) profiles are depicted. (a) Time evolution of the heat flux. Note that the heat flux is lower when the modified profiles are used. (b) Radial structure of the heat flux, averaged in time.

7. Application to an experimental case: the effect of AMs on the equilibrium profiles in the NLED-AUG case

In the previous sections, we have selected a tokamak configuration and we have performed self-consistent electromagnetic simulations, measured the nonlinearly modified temperature profile, and used these profiles to study the effect on ITG linear and nonlinear dynamics. For continuity with previous work, the chosen case is a tokamak configuration with low inverse aspect ratio, circular concentric flux surfaces and relatively low beta. This case allows self-consistent electromagnetic simulation including multiple scales, at a relatively low numerical cost.

In this section, we want to draw some conclusions on more experimentally relevant scenarios. We take the NLED-AUG case (Lauber Reference Lauber2014) as an example, because the linear and nonlinear physics of AMs has been studied in detail for this case with ORB5 (Vannini et al. Reference Vannini, Biancalani, Bottino, Hayward-Schneider, Lauber, Mishchenko, Novikau and Poli2020, Reference Vannini, Biancalani, Bottino, Hayward-Schneider, Lauber, Mishchenko, Poli and Vlad2021, Reference Vannini, Biancalani, Bottino, Hayward-Schneider, Lauber, Mishchenko, Poli, Rettino, Vlad and Wang2022b; Rettino et al. Reference Rettino, Hayward-Schneider, Biancalani, Bottino, Lauber, Chavdarovski, Weiland, Vannini and Jenko2022) and benchmarked with other codes (Vlad et al. Reference Vlad, Wang, Vannini, Briguglio, Carlevaro, Falessi, Fogaccia, Fusco, Zonca and Biancalani2021). Therefore, we can claim that our simulations correctly include the main nonlinear dynamics of these AMs. This preparatory phase is crucial to be able to make statements on the physics of Alfvén modes in experimentally relevant predictions.

The NLED-AUG simulations presented here use an experimental (shaped) magnetic equilibrium, and experimental density and temperature profiles of all the species. The equilibrium distribution function of the thermal species is a Maxwellian, and that of the EPs is an isotropic slowing-down. The isotropic slowing-down is a good approximation of the distribution function of particles entering the plasma with a certain energy (like alpha particles) and interacting with the other particles due to Coulomb collisions. In this case, the injection energy is $\mathcal {E} = 93$ keV and the EPs have a density concentration of $\langle n_{{\rm EP}} \rangle / \langle n_e \rangle = 0.0949$, where $\langle \cdots \!\rangle$ indicates volume average. The reader should refer to Vannini et al. (Reference Vannini, Biancalani, Bottino, Hayward-Schneider, Lauber, Mishchenko, Poli, Rettino, Vlad and Wang2022a) for more details on this case. Note that for the physics of interest in this paper, there is no qualitative dependence of the results on the initial conditions of the energetic particles (as long as they drive the AM unstable). In fact, the energetic particles are used here to drive the AM unstable and then the AM modifies the plasma profiles. It is only due to the plasma profile modification that the turbulence dynamics is modified in our ES simulations (no EPs are present there). In this simulation, modes among $n=0$ and $n=6$ are kept. In the linear phase, the most unstable mode is the mode with $n=2$. The simulation is fully nonlinear, meaning that the markers of all species are pushed along their full (equilibrium + perturbation) trajectories.

The radial structure of the mode, as given by Vannini et al. (Reference Vannini, Biancalani, Bottino, Hayward-Schneider, Lauber, Mishchenko, Poli, Rettino, Vlad and Wang2022a), shows a mode peaked in the core, at $s=\sqrt {\psi /\psi _{{\rm edge}}}\simeq 0.25$ (see Figure 6). The corresponding modification of the temperature profiles of thermal ions and electrons can be studied. In figure 7, the temperature profiles normalised with $T_e({\rm ref})$, at the beginning and at the end of the simulations (with $T_e({\rm ref})$ being the electron temperature measured at the axis, $\rho =0$, at the beginning of the simulation, $t=0$). Note that a sensible flattening of the temperature profiles is caused by the AM for both ions and electrons. This is especially visible near the AM radial localisation, i.e. $s \simeq 0.25$. As a consequence, we indicate that the mechanism of indirect interaction of EPs and ITG turbulence shown in this paper can be important not only in simplified configurations, but also in experimentally relevant regimes. We leave the analysis of this AUG shot and the comparison with experimental measurements to a dedicated work.

Figure 6. Radial structure of the AM in the NLED-AUG case.

Figure 7. Radial profiles of the temperature of (a) thermal ions and (b) electrons at the initial state of the nonlinear simulations of AMs and after the nonlinear saturation.

8. Conclusions and discussion

The transport of energy and particle in tokamak plasmas is intrinsically a multi-scale problem, due to the nonlinear interaction of waves and instabilities having different space and time scales. Global modes like AMs, driven unstable by EPs, can nonlinearly excite zonal (i.e. axisymmetric) structures and indirectly affect the dynamics of ITGs. An example of zonal structures is the zonal radial electric field, linked to zonal poloidal flows. Another example is the perturbation of the equilibrium density and temperature (zonal) profiles.

In this paper, we have investigated this latter possible mechanism of interaction of EPs and ITG turbulence, namely we have investigated how an AM can modify the profiles and indirectly affect ITG turbulence. We have considered two tokamak cases: the EPS-2019 case (as in Biancalani et al. Reference Biancalani, Bottino, Brunner, Di Siena, Görler, Hatzky, Jenko, Könies, Lauber and Novikau2019, Reference Biancalani, Bottino, Di Siena, Gürcan, Hayward-Schneider, Jenko, Lauber, Mishchenko, Morel and Novikau2021), which allows a detailed investigation due to its relatively low computational cost, and the more experimentally relevant NLED-AUG case (as in Vannini et al. Reference Vannini, Biancalani, Bottino, Hayward-Schneider, Lauber, Mishchenko, Poli, Rettino, Vlad and Wang2022b). Note that the modification of the plasma profiles is not proposed here as the only mechanism of interaction of EPs and turbulence, but only as an example. Several mechanisms will act simultaneously, and each can be dominant in different scenarios.

In the EPS-2019 case, we have considered the self-consistent EM simulation, where AMs driven by EPs coexist with zonal structures and ITG turbulence. We have measured the profiles nonlinearly modified by the AMs and we have used those to run ES simulations of ITGs. Linear and nonlinear simulations both show an effect of the modified profile: the ITG is mitigated in the modified profile, due to the lower gradient of temperature (which has been flattened by the heat flux carried by the AM). Note that not only the ion, but also the electron temperature and density profiles are modified by the AM. Therefore, we can expect that instabilities due to electron temperature gradients could be mitigated by the same mechanism. In the NLED-AUG case, we have shown that AMs can still carry a substantial heat flux, which is sufficiently large to flatten the temperature profiles at the location of the AM.

This result paves the way for a different point of view on the interpretation of experimental results such as the turbulence reduction in the presence of EPs in experimentally relevant cases.

As next steps, self-consistent EM simulations will be performed in experimentally relevant configurations like the NLED-AUG case, in the direction shown by the recent works like those of Mishchenko et al. (Reference Mishchenko, Biancalani, Bottino, Hayward-Schneider, Lauber, Lanti, Villard, Kleiber, Könies and Borchardt2021, Reference Mishchenko, Bottino, Hayward-Schneider, Poli, Wang, Kleiber, Borchardt, Nührenberg, Biancalani and Könies2022, Reference Mishchenko, Biancalani, Borchardt, Bottino, Briguglio, Dumont, Ferreira, Graves, Hayward-Schneider and Kleiber2023).

Acknowledgements

Interesting discussions with L. Chen, Z. Qiu, E. Poli, B. McMillan, E. Lanti and N. Ohana are gratefully acknowledged.

Editor F. Califano thanks the referees for their advice in evaluating this article.

Funding

This work has been carried out within the framework of the EUROfusion Consortium, partially funded by the Euratom Research and Training Programme (Grant Agreement No. 101052200–EUROfusion) within the framework of the Advanced Energetic Particle Transport models (ATEP) and TSVV-10 projects. The Swiss contribution to this work has been funded by the Swiss State Secretariat for Education, Research and Innovation (SERI). Views and opinions expressed are however those of the authors only and do not necessarily reflect those of the European Union, the European Commission or SERI. Neither the European Union nor the European Commission nor SERI can be held responsible for them. Simulations were performed on the HPC-Marconi and HPC-M100 supercomputers.

Declaration of interests

The authors report no conflict of interest.

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Figure 0

Figure 1. Safety factor profile in $s$ coordinate.

Figure 1

Figure 2. (a) Evolution of the radial electric field in time for a simulation with EPs (blue) and without EPs (red). In the simulation with EPs, an AM is driven unstable. (b) Structure of the AM in the poloidal plane at $t=73\,000$ $\varOmega _i^{-1}$. The AM is identified as a BAE.

Figure 2

Figure 3. (a) Evolution of the heat fluxes in time for a nonlinear electro-magnetic simulation with EPs. (b) Result of the effect of the heat fluxes on the modification of the temperature profiles of deuterium (similar effects are found on the electrons). The same profile measured at $t=75\,000$ $\varOmega _i^{-1}$ is used for the electrostatic simulations in the second part of this study.

Figure 3

Figure 4. Structure of the ITG dominant mode in linear simulations (a) with original unperturbed profiles and (b) with the profiles modified by the AM.

Figure 4

Figure 5. Turbulence intensity measured with the ion heat fluxes. The two cases with original (blue) and with the modified (red) profiles are depicted. (a) Time evolution of the heat flux. Note that the heat flux is lower when the modified profiles are used. (b) Radial structure of the heat flux, averaged in time.

Figure 5

Figure 6. Radial structure of the AM in the NLED-AUG case.

Figure 6

Figure 7. Radial profiles of the temperature of (a) thermal ions and (b) electrons at the initial state of the nonlinear simulations of AMs and after the nonlinear saturation.