Article contents
The Coming of Age of the Court’s Jurisdiction in the Common Foreign and Security Policy
Published online by Cambridge University Press: 04 December 2017
Abstract
EU external relations law – Court of Justice of the European Union – Common Foreign and Security Policy – Judicial actors – International courts – Jurisdiction – EU law – Primacy – Damages – Infringements – Direct actions – Preliminary references – the Opinion procedure – Staffing – Future scenarios
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Footnotes
Assistant Professor of Law, Aarhus University, Denmark. Email: [email protected]. Earlier versions of this article were presented at the ‘Access to Justice and Restrictive Measures in the Context of the Common Foreign and Security Policy’ conference at the University of Luxembourg in May 2017, and the International Society of Public Law (ICON-S) ‘Courts, Power, Public Law’ conference at the University in Copenhagen, Denmark in July 2017. The author wishes to thank Stanislas Adam, Andrés Delgado Casteleiro, Mauro Gatti, Xavier Groussot, Stian Øby Johansen, Helle Krunke, Mirka Kuisma, Joachim Munkstrup, Eleftheria Neframi, Jed Odermatt, Sara Poli, Allan Rosas, Robert Schütze, Peter Van Elsuwege, Bart Van Vooren, Ramses A. Wessel, and the anonymous reviewers for all their comments and discussion. The usual author disclaimer applies.
References
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8 Art. 275 TFEU: ‘The Court of Justice of the European Union shall not have jurisdiction with respect to the provisions relating to the common foreign and security policy nor with respect to acts adopted on the basis of those provisions. However, the Court shall have jurisdiction to monitor compliance with Article 40 of the Treaty on European Union and to rule on proceedings, brought in accordance with the conditions laid down in the fourth paragraph of Article 263 of this Treaty, reviewing the legality of decisions providing for restrictive measures against natural or legal persons adopted by the Council on the basis of Chapter 2 of Title V of the Treaty on European Union’.
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29 H v Council of the European Union, supra n. 17.
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36 Opinion 2/13, supra n. 16, para. 251.
37 Opinion 2/13, supra n. 16, para. 252.
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40 For example, the Kadi I and Kadi II sagas. See, amongst others, J. Kokott and C. Sobotta, ‘The Kadi Case––Constitutional Core Values and International Law––Finding the Balance?’, in Cremona and Thies, supra n. 13; De Búrca, G., ‘The European Court of Justice and the International Legal Order After Kadi’, 51 Harvard International Law Journal (2010) p. 1 Google Scholar; Avbelj, M. et al. (eds), Kadi on Trial: A Multifaceted Analysis of the Kadi Trial (Routledge 2014)Google Scholar.
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50 ECJ 13 September 2005, ECLI:EU:C:2005:542, Commission of the European Communities v Council of the European Union (‘Environmental Criminal Penalties’). See Spinellis, D., ‘Court of Justice of the European Communities: Judgment of 13 September 2005 (Case C-176/03, Commission v. Council) Annulling the Council Framework Decision 2003/80/JHA of 27 January 2003 on the Protection of the Environment through Criminal Law’, 2 EuConst (2006) p. 293 Google Scholar.
51 Opinion 2/13, supra n. 16, para. 251.
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53 PJSC Rosneft Oil Co v Her Majesty’s Treasury, supra n. 18.
54 Art. 54, para. 3 of the Statute of the Court of Justice of the European Union: ‘Where the Court of Justice and the General Court are seised of cases in which the same relief is sought, the same issue of interpretation is raised or the validity of the same act is called in question, the General Court may, after hearing the parties, stay the proceedings before it until such time as the Court of Justice has delivered judgment or, where the action is one brought pursuant to Article 263 of the Treaty on the Functioning of the European Union, may decline jurisdiction so as to allow the Court of Justice to rule on such actions. In the same circumstances, the Court of Justice may also decide to stay the proceedings before it; in that event, the proceedings before the General Court shall continue.’
55 Pech, L. and Ward, A., ‘Article 47 – Right to an Effect Remedy and to a Fair Trial (Effective Judicial Remedies before the Court of Justice)’, in S. Peers et al. (eds.), The EU Charter of Fundamental Rights: A Commentary (Hart Publishing 2014) p. 1248 Google Scholar.
56 PJSC Rosneft Oil Co v Her Majesty’s Treasury, supra n. 18, para. 67. In doing so, it cited ECJ 15 February 2001, ECLI:EU:C:2001:101, Nachi Europe GmbH v Hauptzollamt Krefeld, paras. 35 and 36, and, ECJ 29 June 2010, ECLI:EU:C:2010:382, Criminal proceedings against E and F, paras. 45 and 46, as reference points.
57 PJSC Rosneft Oil Co v Her Majesty’s Treasury, supra n. 18, para. 67.
58 PJSC Rosneft Oil Co v Her Majesty’s Treasury, supra n. 18, paras. 126–130.
59 ECJ 9 March 1994, ECLI:EU:C:1994:90, TWD Textilwerke Deggendorf GmbH v Bundesrepublik Deutschland. See Ross, M.G., ‘Limits on Using Article 177 EC’, 19 European Law Review (1994) p. 640 Google Scholar.
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61 PJSC Rosneft Oil Co v Her Majesty’s Treasury, supra n. 18, para. 81.
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77 See Gill-Pedro, E. and Groussot, X., ‘The Duty of Mutual Trust in EU Law and the Duty to Secure Human Rights: Can the EU’s Accession to the ECHR Ease the Tension?’, 35 Nordic Journal of Human Rights (2017) p. 258 at p. 273CrossRefGoogle Scholar.
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81 See, Neuwahl, N., ‘Editorial Comment: Opinion 2/13 on the Accession of the European Union to the European Convention on Human Rights – Foreign Policy Implications’, 20 European Foreign Affairs Review (2015) p. 155 CrossRefGoogle Scholar; Butler, G., ‘The Ultimate Stumbling Block? The Common Foreign and Security Policy, and Accession of the European Union to the European Convention on Human Rights’, 39 Dublin University Law Journal (2016) p. 229 Google Scholar.
82 Opinion 2/13, supra n. 16, para. 252.
83 Art. 51(1) of the Charter: ‘The provisions of this Charter are addressed to the institutions, bodies, offices and agencies of the Union with due regard for the principle of subsidiarity and to the Member States only when they are implementing Union law. They shall therefore respect the rights, observe the principles and promote the application thereof in accordance with their respective powers and respecting the limits of the powers of the Union as conferred on it in the Treaties.’
84 ECJ 7 May 2013, ECLI:EU:C:2013:105, Åklagaren v Hans Åkerberg Fransson, para. 21.
85 ECJ 19 December 1968, ECLI:EU:C:1968:54, SpA Salgoil v Italian Ministry of Foreign Trade, Rome.
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90 ‘Editorial: After Åkerberg Fransson and Melloni’, 9 EuConst (2013) p. 169 at p. 171.
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101 Declaration (No. 17) concerning primacy: ‘The Conference recalls that, in accordance with well settled case law of the Court of Justice of the European Union, the Treaties and the law adopted by the Union on the basis of the Treaties have primacy over the law of Member States, under the conditions laid down by the said case law.’
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104 Declaration (No. 13) concerning the common foreign and security policy, and Declaration (No. 14) concerning the common foreign and security policy.
105 Other such policies of a parallel nature include development cooperation and humanitarian aid: A. Delgado Casteleiro, The International Responsibility of the European Union: From Competence to Normative Control (Cambridge University Press 2016) p. 29.
106 See Neframi, E., ‘The Duty of Loyalty: Rethinking Its Scope through Its Application in the Field of EU External Relations’, 47 Common Market Law Review (2010) p. 323 Google Scholar; Hillion, C., ‘Mixity and the Coherence in EU External Relations: The Significance of the “Duty of Cooperation”’, in C. Hillion and P. Koutrakos (eds.), Mixed Agreements Revisited: The EU and its Member States in the World (Hart Publishing 2010)Google Scholar. Albeit, the duty was originally considered more flexible in practice: see Hyett, S., ‘The Duty of Co-Operation: A Flexible Concept’, in A. Dashwood and C. Hillion (eds.), The General Law of EC External Relations (Sweet and Maxwell 2000)Google Scholar.
107 Art. 24(3) TEU furthermore states, ‘… The Member States shall work together to enhance and develop their mutual political solidarity. They shall refrain from any action which is contrary to the interests of the Union or likely to impair its effectiveness as a cohesive force in international relations.’
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109 Opinion 2/13, supra n. 16, para. 167.
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112 Thies, A., International Trade Disputes and EU Liability (Cambridge University Press 2013) p. 76 Google Scholar.
113 Art 268 TFEU: ‘The Court of Justice of the European Union shall have jurisdiction in disputes relating to compensation for damage provided for in the second and third paragraphs of Article 340’, and Art. 340 TFEU: ‘The contractual liability of the Union shall be governed by the law applicable to the contract in question. In the case of non-contractual liability, the Union shall, in accordance with the general principles common to the laws of the Member States, make good any damage caused by its institutions or by its servants in the performance of their duties. Notwithstanding the second paragraph, the European Central Bank shall, in accordance with the general principles common to the laws of the Member States, make good any damage caused by it or by its servants in the performance of their duties. The personal liability of its servants towards the Union shall be governed by the provisions laid down in their Staff Regulations or in the Conditions of Employment applicable to them’.
114 Gutman, K., ‘Liability for Breach of EU Law by the Union, Member States and Individuals: Damages, Enforcement and Effective Judicial Protection’, in A. Łazowski and S. Blockmans (eds.), Research Handbook on EU Institutional Law (Edward Elgar 2016) p. 445 Google Scholar.
115 See generally, Wils, W., ‘Concurrent Liability of the Community and a Member State’, 17 European Law Review (1992) p. 191 Google Scholar; furthermore, Craig, P., EU Administrative Law, 2nd edn (Oxford University Press 2012) pp. 698-702 Google Scholar.
116 For example, see GC 7 June 2004, ECLI:EU:T:2004:171, Segi v Council of the European Union; GC 28 May 2013, ECLI:EU:T:2013:273, Mohamed Trabelsi v Council of the European Union, para. 48, where the General Court said the claim was damages was ‘manifestly inadmissible’; and, GC 17 February 2012, ECLI:EU:T:2012:82, Habib Roland Dagher v Council of the European Union.
117 Hillion, supra n. 13, p. 51.
118 Van Gerven, W., ‘The Legal Protection of Private Parties in the Law of the European Economic Community’, in F.G. Jacobs (ed.), European Law and the Individual (North Holland 1976) p. 14 Google Scholar.
119 Thies, A., ‘General Principles in the Development of EU External Relations Law’, in Cremona and Thies (eds.), supra n. 13, p. 150 Google Scholar.
120 See Cremona, M., ‘The Draft Constitutional Treaty: External Relations and External Action’, 40 Common Market Law Review (2003) p. 1347 Google Scholar.
121 Lenaerts, K. and Corthaut, T., ‘Of Birds and Hedges: The Role of Primacy in Invoking Norms of EU Law’, 31 European Law Review (2006) p. 287 at p. 314Google Scholar.
122 ECJ 27 February 2007, ECLI:EU:C:2007:115, Gestoras Pro Amnistía, Juan Mari Olano Olano and Julen Zelarain Errasti v Council of the European Union, and Segi, Araitz Zubimendi Izaga and Aritza Galarraga v Council of the European Union, supra n. 48. The damages points by the Court here are ‘practically identical’; Lenaerts, K., ‘The Rule of Law and the Coherence of the Judicial System of the European Union’, 44 Common Market Law Review (2007) p. 1625 at p. 1630Google Scholar.
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127 L 245/17. Council Joint Action 2004/551/CFSP of 12 July 2004 on the Establishment of the European Defence Agency.
128 Case T-286/15, KF v CSUE, pending.
129 L 200/5. Council Joint Action of 20 July 2001 on the Establishment of a European Union Satellite Centre (2001/555/CFSP).
130 L 266/55. Council Decision (CFSP) 2015/1835 of 12 October 2015 Defining the Statute, Seat and Operational Rules of the European Defence Agency.
131 L 276/1. Council Decision 2009/747/CFSP of 14 September 2009 Concerning the Staff Regulations of the European Union Satellite Centre.
132 L 39/44. Staff Regulations of the European Union Satellite Centre’; ‘L 235/28. Staff Regulations of the European Union Satellite Centre.
133 See the views of one member of the General Court in Öberg, U. et al., ‘On Increased Specialisation at the General Court of the European Union’, in M. Derlén and J. Lindholm (eds), The Court of Justice of the European Union: Multidisciplinary Perspectives (Hart Publishing Google Scholar, forthcoming).
134 L 301/33. Council Joint Action 2008/851/CFSP of 10 November 2008 on a European Union Military Operation to Contribute to the Deterrence, Prevention and Repression of Acts of Piracy and Armed Robbery off the Somali Coast.
135 L 122/31. Council Decision (CFSP) 2015/778 of 18 May 2015 on a European Union Military Operation in the Southern Central Mediterranean (EUNAVFOR Med). See G. Butler and M. Ratcovich, ‘Operation Sophia in Uncharted Waters: European and International Law Challenges for the EU Naval Mission in the Mediterranean Sea’, 85 Nordic Journal of International Law (2016) p. 235.
136 De Baere, G., ‘European Integration and the Rule of Law in Foreign Policy’, in J. Dickson and P. Eleftheriadis (eds.), Philosophical Foundations of European Union Law (Oxford University Press 2012) p. 369 Google Scholar.
137 Art. 258 TFEU.
138 Art. 259 TFEU.
139 Art. 24(1) TEU, second para.
140 McDonagh, B., Original Sin in a Brave New World: The Paradox of Europe: An Account of the Negotiation of the Treaty of Amsterdam (Institute of European Affairs 1998) p. 113 Google Scholar.
141 Feld, W., The Court of the European Communities: New Dimension in International Adjudication (Martinus Nijhoff Publishers 1964) p. 34 Google Scholar.
142 For example, see Art. 21 TEU for the general provisions on the Union’s external action.
143 See de Witte, B., ‘The Closest Thing to a Constitutional Conversation in Europe: The Semi-Permanent Treaty Revision Process’, in P. Beaumont et al. (eds.), Convergence and Divergence in European Public Law (Hart Publishing 2002)Google Scholar.
144 GC 17 June 1998, ECLI:EU:T:1998:127, Svenska Journalistförbundet v Council of the European Union and GC 19 July 1999, ECLI:EU:T:1999:157, Heidi Hautala v Council of the European Union, followed on appeal in ECJ 6 December 2001, ECLI:EU:C:2001:661, Council of the European Union v Heidi Hautala.
145 Mauritius, supra n. 14, para. 70.
146 ECJ 19 July 2012, ECLI:EU:C:2012:472, European Parliament v Council of the European Union (‘Smart Sanctions’).
147 Called ‘PESCalised’ in an English-French amalgamation. Hillion, C., ‘Fighting Terrorism through the Common Foreign and Security Policy’, in I. Govaere and S. Poli (eds.), EU Management of Global Emergencies: Legal Framework for Combating Threats and Crises (Brill 2014) p. 83 Google Scholar.
148 Art. 21 TEU. Akin to ‘motherhood and apple pie’: Dashwood, A. et al., Wyatt and Dashwood’s European Union Law, 6th edn (Hart Publishing 2011) p. 903 Google Scholar.
149 Art. 13 TEU: ‘The Union shall have an institutional framework…’
150 Lenaerts, K., ‘The Basic Constitutional Charter of a Community Based on the Rule of Law’, in M. Poiares Maduro and L. Azoulai (eds.), The Past and Future of EU Law: The Classics of EU Law Revisited on the 50th Anniversary of the Rome Treaty (Hart Publishing 2010) p. 309 Google Scholar.
151 Paladini, L., ‘The European Charter of Fundamental Rights After Lisbon: A “Timid” Trojan Horse in the Domain of the Common Foreign and Security Policy?’, in G. Di Federico (ed.), The EU Charter of Fundamental Rights (Springer 2011) p. 284 Google Scholar.
152 See the approach taken in Van Gerven, W., ‘Of Rights, Remedies and Procedures’, 37 Common Market Law Review (2000) p. 501 at p. 502CrossRefGoogle Scholar.
153 Lenaerts, K. et al., EU Procedural Law, 3rd edn (ed. Janek Tomasz Nowak, Oxford University Press 2014) p. 458 Google Scholar.
154 ECJ 22 October 1987, ECLI:EU:C:1987:452, Foto-Frost v Hauptzollamt Lübeck-Ost. See Arnull, A., ‘National Courts and the Validity of Community Acts’, 13 European Law Review (1988) p. 125 Google Scholar.
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