Hostname: page-component-cd9895bd7-dk4vv Total loading time: 0 Render date: 2024-12-27T08:55:21.306Z Has data issue: false hasContentIssue false

Constructing Legal Rules on Appellate Courts

Published online by Cambridge University Press:  26 July 2007

JEFFREY R. LAX
Affiliation:
Columbia University

Abstract

Appellate courts make policy, not only by hearing cases themselves, but by establishing legal rules for the disposition of future cases. The problem is that such courts are generally multimember, or collegial, courts. If different judges prefer different rules, can a collegial court establish meaningful legal rules? Can preferences that take the form of legal rules be aggregated? I use a “case-space” model to show that there will exist a collegial rule that captures majoritarian preferences, and to show that there will exist a median rule even if there is no single median judge. I show how collegial rules can differ from the rules of individual judges and how judicial institutions (such as appellate review and the power to write separate opinions) affect the stability and enforceability of legal rules. These results are discussed in light of fundamental debates between legal and political perspectives on judicial behavior.

Type
ARTICLES
Copyright
© 2007 by the American Political Science Association

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Black Duncan. 1958. The Theory of Committees and Elections. London: Cambridge University Press.
Cameron Charles M. 1993. “New Avenues for Modeling Judicial Politics.Presented at the Conference on the Political Economy of Public Law, Wallis Institute of Political Economy, Rochester University.Google Scholar
Cameron Charles M. Jeffrey A. Segal, and Donald Songer. 2000. “Strategic Auditing in a Political Hierarchy: An Informational Model of the Supreme Court's Certiorari Decisions.” American Political Science Review 94-1 (March): 10116.Google Scholar
Craig v. Boren, 429 U.S. 190 (1976).
Cross Frank. 1998. “The Justices of Strategy.” Duke Law Journal 48-3: 51170.Google Scholar
Easterbrook Frank. 1982. “Ways of Criticizing the Court.” Harvard Law Review 95: 80232.Google Scholar
Epstein Lee, and Jack Knight 1998. The Choices Justices Make. Washington, DC: C.Q. Press.
Fowler James H., Timothy R. Johnson, James F. Spriggs II, Sangick Jeon, and Paul J. Wahlbeck. 2007. “Network Analysis and the Law: Measuring the Legal Importance of Supreme Court Precedents.” Political Analysis. Forthcoming.Google Scholar
Friedman Barry. 2006. “Taking Law Seriously.” Perspectives on Politics 4-2 (June): 26176.Google Scholar
Grofman Bernard. 1993. “Public Choice, Civic Republicanism, and American Politics: Perspectives of a ‘Reasonable Choice’ Modeler.” Texas Law Review 71: 154187.Google Scholar
Grutter v. Bollinger, 539 U.S. 306 (2003).
Hall Mark A., and Wright Ronald F. 2006. “Systematic Content Analysis of Judicial Opinions.Wake Forest University Legal Studies Paper No. 913336 (June 30, 2006). Available at SSRN: http://ssrn.com/abstract=913336.Google Scholar
Hammond Thomas H. Chris W. Bonneau, and S. Sheehan Reginald. 2005. Strategic Behavior And Policy Choice On The U.S. Supreme Court. Palo Alto, CA: Stanford University Press.
Holmes Oliver Wendell. 1897. “The Path of Law.10 Harvard Law Review 457.Google Scholar
Jacobi Torja, and Emerson H. Tiller. “Legal Doctrine and Political Control.Working paper, presented at the 2006 Annual Meeting of the Midwest Political Science Association.
Kastellec Jonathan. 2005. “Legal Rules and the Classification of Supreme Court Decisions.Working paper, presented at the 2005 Annual Meeting of the American Political Science Association.Google Scholar
Kastellec Jonathan. 2007. “Panel Composition and Judicial Compliance on the U.S. Courts of Appeals.The Journal of Law, Economics, & Organization. 23–2 (Summer).Google Scholar
Kornhauser Lewis A. 1992a. “Modeling Collegial Courts I: Path Dependence.” International Review of Law and Economics 12-2 (June): 16985.Google Scholar
Kornhauser Lewis A. 1992b. “Modeling Collegial Courts II: Legal Doctrine.” Journal of Law, Economics and Organization 8–3 (October): 44170.Google Scholar
Kornhauser Lewis A. 1999. “Appeal and Supreme Courts,” in the Encyclopedia of Law and Economics, http://encyclo.findlaw. com/7200book.pdf.Google Scholar
Kornhauser Lewis A., and Lawrence G. Sager 1986. “Unpacking the Court.” Yale Law Journal 96: 82117.Google Scholar
Krehbiel Keith. 2007. “Supreme Court Appointments as a Move-The-Median Game.The American Journal of Political Science 51-2 (April). Forthcoming.Google Scholar
Landa Dimitri, and Jeffrey R. Lax. 2007. “Legal Doctrine on Collegial Courts.” Working Paper, earlier version presented at the 2005 Annual Meeting of the Midwest Political Science Association.Google Scholar
Lax Jeffrey R. 2003. “Certiorari and Compliance in the Judicial Hierarchy: Discretion, Reputation, and the Rule of Four.” Journal of Theoretical Politics 15-1 (January): 6186.Google Scholar
Lax Jeffrey R. 2006. “The Collegial Politics of Legal Doctrine: Rules vs. Standards.Working paper, presented at the 2006 Annual Meeting of the Midwest Political Science Association.Google Scholar
Lax Jeffrey R., and Charles M. Cameron. 2007. “Bargaining and Opinion Assignment on the U.S. Supreme Court.Journal of Law, Economics, & Organization. 23-2 (Summer).Google Scholar
Maltzman Forrest James F. Spriggs, and J. Wahlbeck Paul. 2000. Crafting Law on the Supreme Court: The Collegial Game. Cambridge: Cambridge University Press.
Marks v. United States, 430 U.S. 188 (1977).
McGuire Kevin T., and Georg Vanberg. 2005. “Mapping the Policies of the U.S. Supreme Court: Data, Opinions, and Constitutional Law.Working paper, presented at the 2005 Annual Meeting of the American Political Science Association.Google Scholar
Murphy Walter F. 1964. The Elements of Judicial Strategy. Chicago: University of Chicago Press.
Schwartz Edward P. 1992. “Policy, Precedent, and Power: A Positive Theory of Supreme Court Decision-Making.” Journal of Law, Economics, & Organization 8-2 (April): 21952.Google Scholar
Segal Jeffrey A., and Harold J. Spaeth 2002. The Supreme Court and the Attitudinal Model Revisited. Cambridge: Cambridge University Press.
Spaeth Harold J., and Jeffrey A. Segal 1999. Majority Rule or Minority Will: Adherence to Precedent on the U.S. Supreme Court. Cambridge: Cambridge University Press.
Tiller Emerson H., and Frank B. Cross 2006. “What is Legal Doctrine?Northwestern University Law Review 100-1: 51734.Google Scholar
Twining William, and David Miers 1991. How to Do Things with Rules. London: Weidenfeld and Nicolson Ltd.
Submit a response

Comments

No Comments have been published for this article.