Published online by Cambridge University Press: 12 February 2009
Because this volume focuses on the People′s Liberation Army (PLA), only those threat perceptions directly relevant to the presence of Chinese military force are addressed in this article. The problems of ideological unity, legitimacy of the regime, and other political or economic threats to the People′s Republic are excluded insofar as they do not call on the PLA. Nor are general foreign policy stratagems for dealing with Moscow, Tokyo, New Delhi and Washington under review, let alone regions beyond China′s capacity to project military power.
1. For a recent approach to the broader subjects see Hu, Weixing, ”China′s security agenda after the Cold War,” Pacific Review, Vol. 8, No. 1 (1995), pp. 117–136.Google Scholar
2. For generational differences on security co-operation and differences on transparency between civilian/military researchers and PLA officers, see Robert S. McNamara et at, Sino-American Military Relations: Mutual Responsibilities in the Post-Cold War Era (New York: National Committee on U.S. China Relations, November 1994), pp. 13–16. I am grateful for the sharing of interviews by Banning Garrett, Bonnie S. Glaser, Paul H. B. Godwin and Alfred D. Wilhelm, Jr.
3. On PLA factionalism, see Swaine, Michael D., The Military and Political Succession in China: Leadership, Institutions and Belief (Santa Monica: RAND, 1992), p. 270Google Scholar; reviewed critically by You Ji, The Australian Journal of Chinese Affairs, No. 32 (July 1994), pp. 175–78. For the impact of these factors on the Chinese Air Force see Allen, Kenneth W., Krumel, Glenn and Pollack, Jonathan D., China′s Air Force Enters the 21st Century (Santa Monica: RAND, 1995).Google Scholar
4. See in particular articles by Banning Garrett, Bonnie S. Glaser and David Shambaugh cited below.
5. Munro, Ross. H., ”Eavesdropping on the Chinese military: where it expects war-where it doesn′t,” Orbis, Vol. 38, No. 3 (Summer 1994), pp. 355–372, comments on and translates highlights from Can China′s Armed Forces Win The Next War? Pseudonymously authored and promptly withdrawn from public availability after it appeared in Beijing, its origins are obscure. For a discussion of new sources available for study of the PLA and China′s national security, see David Shambaugh, ”Appendix: a bibliographical essay on new sources for the study of China′s foreign relations and national security,” in Thomas W. Robinson and David Shambaugh (eds.), Chinese Foreign Policy: Theory and Practice (Oxford: Oxford University Press, 1994) pp. 603–618; and Robert S. Ross and Paul H. B. Godwin, ”New directions in Chinese security studies,” in David Shambaugh (ed.), American Studies of Contemporary China (Armont, NY: M. E. Sharpe, 1993), pp. 138–162.Google Scholar
6. This study examined Jiefangjun bao from January 1993 to March 1995.1 am grateful to Professor Yong Deng, Jiang Leying and Professor Bruce Elleman for their assistance.
7. In one instance interviews confirmed a Zhengming (Contending) report on a unique 1993 security conference; see David Shambaugh ”The insecurity of security: the PLA′s evolving doctrine and threat perceptions towards 2000,” Journal of Northeast Asian Studies, Vol. 13, No. 1 (Spring 1994), pp. 3–25. Private assessments of different Hong Kong publications by veteran local reporters show little agreement on their degree of reliability. 8. The author interviewed military and civilian security analysts in Beijing, 5–12 July 1995.
9. Yan Xiangjun, ”Cursory analysis of Asia-Pacific situation during the 1990s,” Xiandai guoji guanxi (Contemporary International Relations), No. 38 (31 December 1992)Google Scholar, in Joint Publication Report Service (JPRS)-CAR 93–021, 5 April 1993, pp. 1–5; Yan Xiangjun and Huang Tingwei, ”The security situation in the Asia-Pacific region and the relevant parties′ ideas on a security mechanism,” Ibid. No. 43 (20 May 1993), in JPRS-C AR 93–060,17 August 1993, pp. 1–5; Zheng Yin, ”One-power domination of Asian-Pacific region unlikely,” Ibid. No. 10 (20 October 1994), in Foreign Broadcast Information Service, Daily Report: China (FBIS-CHI), 1 February 1995, pp. 1–7; Xu Zhixian, ”Northeast Asia develops dialogue and cooperation,” Ibid. 20 January 1995, in FBIS-CHI, 5 April 1995, pp. 2–3.
10. Banning Garrett and Bonnie Glaser, ”Multilateral security in the Asia-Pacific region and its impact on Chinese interests: views from Beijing,” Contemporary Southeast Asia, Vol. 16, No. 1 (June 1994), pp. 1433;McNwiaiaetal., Sino-American Military Relations, p. 11, interviews with top PLA officers, May 1994.
11. Zhan Shiliang, ”The Asia-Pacific situation and China′s ‘good neighbor’ policy,” Guoji wenti yanjiu (International Studies), No. 50 (13 October 1993), in JPRS-CAR 94–011, 16 February 1994, pp. 1–2.Google Scholar
12. Lu Zhongwei, ”Diplomatic orbits and alignments of Northeast Asia countries,” Xiandai guoji guanxi, No. 41 (20 March 1993), in JPRS-CAR 93–044,29 June 1993, pp. 1- 13. Ma Fajing, Dan Yuntian and Song Jie, ”A discussion of PLA weapons development problems,” Xiandai bingqi (Modem Weaponry), No. 6 (8 June 1993), in JPRS-CAR 93–075, 12 October 1993, pp. 34–37. 14. Qi Fa, ”Build a distinctly Chinese conventional deterrent,” Xiandai bingqi. No. 3 (8 March 1993), in JPRS-CAR 93–036, 3 June 1993.Google Scholar
15. Tianjin, Niu and Shijiang, Zhang, ”Rambling talk on military threat,” Jiefangjun boo, 21 September 1990, in FBIS-CHI, 11 October 1990, pp. 4–6.Google Scholar
16. Far Eastern Economic Review, 13 April 1995, p. 28. The author was Lieutenant- Colonel Cui Yu Chen at the Research Office of the Chengdu Military Region. For an April 1987 Jiefangjun bao article on necessary ”living space” see Shambaugh, ”The insecurity of security.”
17. Lieutenant-Commander Yang Zhiqun, ”Officer′s forum - brown water, blue waterthoughts on naval theory,” Jianchuan zhishi (Naval and Merchant Ships), No. 2 (8 February 1994), in JPRS-CAR 94–031, 13 May 1994, pp. 32–34.
18. Renmin ribao, 20 February 1994, in FBIS-CHI, 10 March 1994, pp. 69–70.
19. ”The blue water is close to us: the law of the sea and the navy′s function, record of an interview and discussion,” Renmin ribao, 8 January 1995, in FBIS-CHI, 6 April 1995, pp. 14–17.
20. For fuller treatment of this theme see Allen S. Whiting, ”Chinese nationalism and foreign policy after Deng,” The China Quarterly, No. 142 (June 1995), pp. 295–316.
21. Mao Zhenfa and Lin Zhipei, ”The strategic status of modern border defence,” Guofang (National Defence), No. 7 (15 July 1995), in FBIS-CHI, 3 October 1995, pp. 25–28.
22. For comprehensive background see Choon-ho Park, East Asia and the Law of the Sea (Seoul: Seoul National University Press, 1983); Eric Hyer, ”Dangerous shoals: an introduction to the South China Sea dispute,” American Asian Review, Vol. 12, No. 4 (Winter 1994), pp. 1001–16.Google Scholar
23. John W. Garver, ”China′s push through the South China Sea: the interaction of bureaucratic and national interests,” The China Quarterly, No. 132 (December 1992), pp. 999–1028.Google Scholar
24. Nayan Chanda, ”Territorial imperative,” Far Eastern Economic Review, 23 February 1995, pp. 14–16.Google Scholar
25. Manila Standard, 23 June 1995, in FBIS-CHI, 27 June 1995, pp. 59–60.
26. In 1981,1 was informed by a specialist in the PRC Ministry of Foreign Affairs, ”we do not claim all the water in the South China Sea, only all the islands, reefs and shoals.”
27. Lin Mu, ”The aviation dream of the Chinese people,” Shidian, No. 7 (8 July 1994), in FBIS-CHI, 24 August 1994, pp. 35–38. In 1995 one article claimed ”drilling for oil and gas on more than 220 points in the South China Sea, most of which are distributed in the waters of the Nanshas ]Spratlys^.” Zheng Hongfan and Yin Pinduan, ”I love you, Nansha,” Renmin ribao, 3 July 1995, in FBIS-CHI, 24 July 1995, pp. 37–38.
28. Antara in Indonesian, 21 July 1995, in FBIS-CHI, 24 July 1995, p. 75.
29. Far Eastern Economic Review, 19 August 1995, p. 16.
30. Xinhua Domestic Service, 14 February 1994, in FBIS-CHI, 28 February 1994, p. 43.
31. Zheng Hongfan and Yin Pinduan, ”I love you, Nansha.”
32. An Jinglin and Xiong Zengyan, ”The pillboxes are linked with the motherland,” Beijing Central People′s Radio Network, 6 June 1994, in FBIS-CHI, 21 June 1994, pp. 9–10.Google Scholar
33. Yan Hongmo, Director of the State Oceanography Bureau, in an interview with the Hong Kong Standard, 20 April 1995, in FBIS-CHI, 20 April 1995, pp. 3–4, charged that ”The Philippines, Malaysia, and Vietnam invaded … in the early 1970s when China was too busy to tackle the invasion.”
34. For reported naval views see Eastern Express, 20 April 1995 coverage of Wide Angle, 20 April 1995, in FBIS-CHI, 20 April 1995, pp. 99–100. Argument by naval officers that an aircraft carrier is necessary to take the Spratlys appeared in Lin Mu, ”The aviation dream”; also in Xiandai jianchuan (Modern Ships) as reported by Kyodo in English, 27 January 1995, in FBIS-CHI, 27 January 1995, pp. 24–25. For a critical assessment of PLA power projection weaknesses see Michael G. Gallagher, ”China′s illusory threat to the South China Sea,” International Security, Vol. 38, No. 1 (Summer 1994), pp. 169–194.
35. Zhen Hongfan and Yin Pinduan, ”I love you, Nansha.”
36. Cao Baojian and Ding Feng, ”Years of efforts by a South Sea fleet naval base result in integrating the procurement, supply and transportation of materials to Nansha into a system,” Jiefangjun bao, 17 March 1995, in FBIS-CHI, 23 March 1995, pp. 33–34.
37. Xihe, Wang, ”ASEAN countries strengthen their national defence,” Jiefangjun bao, 26 June 1993, p. 2.Google Scholar
38. Chanda, Nayan, ”Show of force,” Far Eastern Economic Review,13 October 1994, p. 29.Google Scholar
39. Latif, Asad, ”Handling of Spratlys dispute a test for ARF,” The Straits Times,21 April 1995, in FBIS-CHI, 25 April 1995, pp. 58–59.Google Scholar
40. Lo, Ping, ”CPC military attacks Ministry of Foreign Affairs,” Zhengming, No. 201 (1 July 1994), in FBIS-CHI, 26 July 1994, pp. 33–35.Google Scholar
41. Jie, Chen, ”China′s Spratly policy: with special reference to the Philippines and Malaysia,” Asian Survey, Vol. 34, No. 10 (October 1994), pp. 893–903.CrossRefGoogle Scholar
42. The McNamara delegation learned this in May 1994, McNamara et al., Sino-American Military Relations, p. 16.
43. Jencks, Harlan W., ”The PRC′s military and security policy in the post-Cold War era,” Issues and Studies, Vol. 30, No. 11 (November 1994), p. 94Google Scholar; for the original thesis, see Boorman, Scott, The Protracted Game: A Wei-ch i Interpretation of Maoist Revolutionary Strategy (New York: Oxford University Press, 1969).Google Scholar
44. Whiting, Allen S., The Chinese Calculus of Deterrence: India and Vietnam (Ann Arbor: University of Michigan Press, 1975).Google Scholar
45. For a full exposition of these claims with detailed maps see Park, East Asia and the Law of the Sea.
46. Whiting, Calculus, pp. 240–41.
47. Interviews by American scholars in Beijing during July 1995 experienced unusually hard-line attacks on U.S. policy, as reported by John W. Lewis and David Shambaugh, The New York Times, 1 August 1995, p. 2; the author′s interviews were similar.
48. Wei, Xin, ”Another wrong ‘card’,” Beijing Review,10–16 July 1995, p. 18.Google Scholar
49. Dawei, Chen, ‘To make amends for the damage done to its relations with China, the United States must give up its Cold War mode of thinking,’ Beijing Zhongguo xinwen she, 23 June 1995, in FBIS-CHI, 29 June 1995, pp. 3–4; for similar language see Xinhua in English, 28 July 1995, citing Zhou Jie, spokesman for the Ministry of Foreign Trade and Economic Co-operation, in FBIS-CHI, 28 July 1995, p. 5.Google Scholar
50. Xinhua in English, 18 July 1995, in FBIS-CHI, 18 July 1995, p. 28; also Xinhua in English, 26 July 1995, in FBIS-CHI, 27 July 1995, p. 18.
51. Ming bao, 27 July 1995, in FBIS-CHI, 27 July 1995, p. 18; also South China Morning Post, 1 July 1995, in FBIS-CHI, 7 July 1995, p. 26.
52. Lianhe bao, 19 July 1995 and 20 July 1995, in FBIS-CHI, 20 July 1995, pp. 16–18; South China Morning Post, 7 July 1995 and 17 July 1995, in FBIS-CHI, 7 July 1995,26–27 and 17 July 1995, pp. 43–44.
53. Fan, Yi, ”Chinese Communists prepare public opinion for attacking Taiwan with force,” Zhengming, No. 208 (1 February 1995), in FBIS-CHI, 14 April 1995, pp. 220–24. Papers included ”Military means, choice to achieve cross-straits reunification,” and ”Military means, only way to resolve reunification issue.”Google Scholar
54. Fora recapitulation of Hong Kong press reports alleging PLA protests on policy toward the U.S. see Whiting, ”Chinese nationalism and foreign policy after Deng.” Well-informed participants at the July 1995 conference on the PLA discounted these reports as not credible.
55. For military aspects see Chong-pin Lin, ”The military balance in the Taiwan Straits,” An informed cautionary note warned, ”in order to carry out a sea blockade one must first seize control of the air and be able to carry out a blockade of the airspace,” Colonel Min Zengfu, assistant professor at the PRC Air Force Command College, ”A glimpse at 21st century ail combat,” Zhongguo junshi kexue (China Military Science), 20 February 1995, in FBIS-CHI, 5 October 1995, pp. 17–24.
56. McNamara et al., Sino-American Military Relations, pp. 20–21.
57. Based on comparison of American interviews in 1994–95.
58. Jun, Niu, ”Perspective of U.S. policy toward China,” Guangrning ribao,14 September 1995, in FBIS-CHI, 26 September 1995, pp. 4–6 offered a nuanced differentiation of Congressional and Executive aspects.Google Scholar
59. Far Eastern Economic Review, 10 August 1995, pp. 20–21.
60. Shambaugh, ”The insecurity of security.” His interviews have reconfirmed this on successive visits since the mid-1980s.
61. This was confirmed by staff and faculty at the National Defence University to the j McNamara delegation, Sino-American Relations, p. 16. i
62. Lan-hai, Tsung, ”CPC decides on its international archenemy,” Zhengming, No. 195 i (1 January 1994), in FBIS-CHI, 25 January 1994, pp. 4–6. Shambaugh, ”The insecurity of, security,” reports, ”this meeting, its conclusions, and the authenticity of the Zhengming report have been confirmed to me by participants.”Google Scholar
63. The reference is made by Shambaugh, ”The insecurity of security.” In July 1995;. interviews with security analysts included the assertion, ”if the U.S. sees China as its enemy,;we will respond in kind.”
64. One military official told the McNamara delegation that in his dictionary ”expansion” is a synonym of ”enlargement,” an avowed White House policy goal, suggesting the U.S. is expansionist.
65. Memorandum, Office of Senior Specialists, Congressional Research Service, 15 August 1994.
66. Sutter, Robert G. and Kan, Shirley, China as a Security Concern in Asia: Perceptions, Assessment, and U.S. Options (Washington, D.C.: Congressional Research Service, 22 December 1994).Google Scholar
67. Sutter, Robert G., China in World Affairs - U.S. Policy Choices (Washington, D.C: Congressional Research Service, The Library of Congress, 31 January 1995).Google Scholar
68. See 1986 interviews in Allen S. Whiting, China Eyes Japan (Berkeley: University of California Press, 1989); for 1992, Bonnie S. Glaser, ”China′s security perceptions: interests and ambitions,” Asian Survey, Vol. 33, No. 3 (March 1993); for 1993, Shambaugh, ‘The insecurity of security”; for 1994, Thomas J. Christensen, ”Structure, perceptions, and aspirations in Chinese security policy,” unpublished manuscript.
69. Shambaugh, ”The insecurity of security.”
70. Heshi, Zong, ”International trends: review and forecast,” Xiandai guoji guanxi, No. 1 (20 January 1995), in FBIS-CHI, 14 July 1995, pp. 5–7.Google Scholar
71. Wei, Yang, ”Keep watch on Japan′s movement,” Liaowang, No. 26 (26 June 1995), in FBIS-CHI, 18 July 1995, pp. 11–12Google Scholar. See also Guotai, Wang, ” ‘Resolution’ that fails to distinguish right from wrong,” Renmin ribao,27 June 1994, in FBIS-CHI, 5 July 1995, pp. 16–17.Google Scholar
72. Li Peng to Prime Minister Tomiichi Murayama, 3 May 1995, Xinhua Domestic Service, 3 May 1995, in FBIS-CHI, 4 May 1995, pp. 8–9.
73. Xinhua in English, 4 July 1995, in FBIS-CHI, 5 July 1995, p. 17, summarizes ”the first… systematic collection of documentary materials” on Japanese atrocities, including ”bombing of Tianjin and massacres in Baoding and Shijiazhuang” published in August 1995.
74. Dianzhong, Geng, ”From Seattle to Jakarta,” Shijie jingji yu zhengshi, No. 2 (10 February 1995), in FBIS-CHI, 16 May 1995, pp. 7–11Google Scholar. The article was written in December 1994.
75. Michael D. Swaine, ”The modernization of the Chinese People′s Liberation Army: prospects and implications for Northeast Asia,” NBR Analysis, Vol. 5, No. 3 (October 1994).
76. For Japanese concern see Ikuo Kayahara, chief of Asian Region Research Office, National Institute for Defence Studies, Thorough analysis of the Chinese military power,” Chuo koron, February 1995, in FBIS-CHI, 1 February 1995, pp. 15–21.
77. Lin, Mu, ”The aviation dream”; the same article appeared in Guandian, Kyodo in English, 26 July 1994, in FBIS-CHI, 27 July 1994, pp. 10–11.Google Scholar
78. Kyodo in English, 11 April 1995, in FBIS-East Asia (EAS), 12 April 1995, pp. 9–10.
79. Xiandaijianchuan cited by Kyodo in English, 2 June 1994, in FBIS-CHI, 2 June 1994, pp. 6–7.
80. Tsung Lan-hai, ”CPC decides on its international archenemy.”
81. Xiangdi, Shu, ”Russia′s Asia policy,” Xiandai guoji guanxi, No. 12 (20 December 1994), in FBIS-CHI, 3 May 1995, pp. 4–7Google Scholar. For a provocative view, see Nguyen, Hung P., ”Russia and China: the genesis of an Eastern Rapallo,” Asian Survey, Vol. 33, No. 3 (March 1993), pp. 285–301.CrossRefGoogle Scholar
82. Harry, Gelman, ”Japan and China as seen from Moscow today,” Journal of Northeast Asian Studies, Vol. 13, No. 4 (Winter 1994), pp. 49–60; Charles E. Ziegler, ”Russia in the Asia-Pacific: a major power or minor participant?” Asian Survey, Vol. 34, No. 6 (June 1994), pp. 529–543.Google Scholar
83. Glaser ”China′s security perceptions,” p. 256, n. 3. For the 1995 joint communique between Premier Li and Prime Minister Chernomyrdin addressing this issue see Xinhua Domestic Service, 27 June 1995, in FBIS-CHI, 29 June 1995, pp. 8–9.
84. China Daily, 10 May 1995, in FBIS-CHI, 10 May 1995, p. 10.
85. Editorial, ”We should safeguard world peace and promote mutual development - greeting President Jiang Zemin′s successful trip to Moscow,” Renmin ribao, 10 May 1995, Xinhua Domestic Service, 9 May 1995, in FBIS-CHI, 10 May 1995, pp. 11–12.
86. Remark by top Chinese PLA official to an American delegation.
87. Jinfeng, Wang, ”World military situation in evolution,” Jiefangjun bao,4 January 1994, p. 4.Google Scholar
88. Walsh, Richard J., ”China and the new geopolitics of Central Asia,” Asian Survey, Vol. 33, No. 3 (March 1993), pp. 272–285.CrossRefGoogle Scholar
89. In the 1980s Beijing protested against creation of the Institute of Uighur Studies in Alma-Ata as ”interference in Chinese affairs.” The author′s interview with institute official in 1990.
90. Shichor, Yitzhak, ”Separatism: Sino-Muslim conflict in Xinjiang,” Pacific Review, Vol. 6, No. 2 (1994).CrossRefGoogle Scholar
91. Allen S. Whiting and Sheng Shih-tsai, Sinkiang: Pawn or Pivot? (East Lansing: Michigan State University Press, 1958).
92. This paragraph draws on Shichor, ”Separatism.”
93. Rongxia, Li, ”Tarim Basin: new hope for China′s oil industry,” Beijing Review, Vol. 38, No. 17 (24–30 April 1995), pp. 10–13.Google Scholar
94. ”Our important political task,” Lhasa Tibet Television Network in Mandarin, 6 April 1995, in FBIS-CHI, 11 April 1995, pp. 75–76.
95. Malik, Mohan J., ”China-India relations in the post-Soviet era: the continuing rivalry,” The China Quarterly, No. 142 (June 1995), pp. 317–355, esp. p. 328.CrossRefGoogle Scholar
96. Xuetong, Yan, ”Economic security, good-neighbour policy emphasized in post-Cold War security strategy,” Xiandai guoji guanxi No. 8 (20 August 1995) in FBIS-CHI, 16 October 1995, pp. 8–14.Google Scholar
97. Mao Zhenfa and Lin Zhipei, ”The strategic status of modern border defence.”
98. ”Ten years of combat readiness - a look at China-Burma border defence work,” Renmin gongan bao, 3 February 1994, in JPRS-CAR 94–026, 27 April 1994, pp. 27–29.
99. Defeng Zhou and Weimin Chen, ”Seriously study how to win small wars,” Jiefangjun bao,1 January 1993, p. 3.
100. In addition to the relevant papers in this volume, for analysis of the PLA in Chinese politics see Willy Wo-Lap Lam, China After Deng Xiaoping: The Power Struggle Since Tiananmen (Hong Kong: PA Professional Consultants, 1995), ch. 4.
101. Whiting, Allen S., The Chinese Calculus of Deterrence: India and Vietnam (Ann Arbor: University of Michigan Press, 1975).Google Scholar